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STIFEL FINANCIAL CORP

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Tapewire entity
3461
SEC CIK
0000720672
Parsed reports
720

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202602
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Exercise / conversionPhantom Stock Units · Derivative 749 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000098 · edgardoc.xml · derivative · entry 18

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,838

Underlying: Common Stock · 749 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Currently convertible. Units vest in 10% increments over ten years from the original grant date.

F3 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Exercise / conversionPhantom Stock Units · Derivative 1,499 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000098 · edgardoc.xml · derivative · entry 17

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,587

Underlying: Common Stock · 1,499 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Currently convertible. Units vest in 20% increments over a five year period from original grant date.

F3 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Exercise / conversionPhantom Stock Units · Derivative 749 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000098 · edgardoc.xml · derivative · entry 16

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,086

Underlying: Common Stock · 749 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Currently convertible. Units vest in 10% increments over ten years from the original grant date.

F3 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Exercise / conversionPhantom Stock Units · Derivative 674 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000098 · edgardoc.xml · derivative · entry 15

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,835

Underlying: Common Stock · 674 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Currently convertible. Units vest in 20% increments over a five year period from original grant date.

F3 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Exercise / conversionPhantom Stock Units · Derivative 1,335 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000098 · edgardoc.xml · derivative · entry 14

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,509

Underlying: Common Stock · 1,335 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Currenlty convertible. Units vest 100% five years from the original grant date.

F3 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Exercise / conversionPhantom Stock Units · Derivative 1,122 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000098 · edgardoc.xml · derivative · entry 13

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,844

Underlying: Common Stock · 1,122 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Currently convertible. Units vest in 20% increments over a five year period from original grant date.

F3 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Exercise / conversionPhantom Stock Units · Derivative 684 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000098 · edgardoc.xml · derivative · entry 12

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,966

Underlying: Common Stock · 684 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Currently convertible. Units vest 100% nine years from the original grant date.

F3 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Exercise / conversionPhantom Stock Units · Derivative 684 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000098 · edgardoc.xml · derivative · entry 11

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,650

Underlying: Common Stock · 684 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Currently convertible. Units vest 100% eight years from the original grant date.

F3 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Exercise / conversionPhantom Stock Units · Derivative 684 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000098 · edgardoc.xml · derivative · entry 10

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,334

Underlying: Common Stock · 684 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Currently convertible. Units vest 100% seven years from the original grant date.

F3 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Exercise / conversionPhantom Stock Units · Derivative 1,708 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000098 · edgardoc.xml · derivative · entry 9

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,018

Underlying: Common Stock · 1,708 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Currently convertible. Units vest 100% ten years from the original grant date.

F3 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Exercise / conversionPhantom Stock Units · Derivative 1,708 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000098 · edgardoc.xml · derivative · entry 8

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,726

Underlying: Common Stock · 1,708 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Currently convertible. Units vest 100% nine years from the original grant date.

F3 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Exercise / conversionPhantom Stock Units · Derivative 1,708 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000098 · edgardoc.xml · derivative · entry 7

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,434

Underlying: Common Stock · 1,708 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Currently convertible. Units vest 100% eight years from the original grant date.

F3 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Tax withholdingCommon Stock 148 $60.13 $8,899.24
Disclosure

SEC source: 0000720672-17-000098 · edgardoc.xml · nonDerivative · entry 6

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,175

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Exercise / conversionCommon Stock 309 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000098 · edgardoc.xml · nonDerivative · entry 5

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Tax withholdingCommon Stock 148 $60.13 $8,899.24
Disclosure

SEC source: 0000720672-17-000098 · edgardoc.xml · nonDerivative · entry 4

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,014

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Exercise / conversionCommon Stock 309 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000098 · edgardoc.xml · nonDerivative · entry 3

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Tax withholdingCommon Stock 148 $60.13 $8,899.24
Disclosure

SEC source: 0000720672-17-000098 · edgardoc.xml · nonDerivative · entry 2

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,853

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Exercise / conversionCommon Stock 309 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000098 · edgardoc.xml · nonDerivative · entry 1

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Tax withholdingCommon Stock 719 $60.13 $43,233.47
Disclosure

SEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 30

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,692

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Exercise / conversionCommon Stock 1,499 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 29

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Tax withholdingCommon Stock 359 $60.13 $21,586.67
Disclosure

SEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 28

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,912

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Exercise / conversionCommon Stock 749 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 27

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Shares represent a grant of restricted stock which vest in 10% increments over a 10 year period from original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Tax withholdingCommon Stock 719 $60.13 $43,233.47
Disclosure

SEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 26

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,522

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Exercise / conversionCommon Stock 1,499 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 25

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Tax withholdingCommon Stock 359 $60.13 $21,586.67
Disclosure

SEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 24

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,742

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Exercise / conversionCommon Stock 749 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 23

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Shares represent a grant of restricted stock which vest in 10% increments over a 10 year period from original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Tax withholdingCommon Stock 719 $60.13 $43,233.47
Disclosure

SEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 22

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,352

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Exercise / conversionCommon Stock 1,499 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 21

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Tax withholdingCommon Stock 359 $60.13 $21,586.67
Disclosure

SEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 20

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,572

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Exercise / conversionCommon Stock 749 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 19

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Shares represent a grant of restricted stock which vest in 10% increments over a 10 year period from original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Tax withholdingCommon Stock 324 $60.13 $19,482.12
Disclosure

SEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 18

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,182

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Exercise / conversionCommon Stock 674 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 17

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Tax withholdingCommon Stock 640 $60.13 $38,483.20
Disclosure

SEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 16

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,832

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Exercise / conversionCommon Stock 1,335 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 15

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,472

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Shares represent a grant of restricted stock which vest 100% five years from the original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Tax withholdingCommon Stock 538 $60.13 $32,349.94
Disclosure

SEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 14

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,137

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Exercise / conversionCommon Stock 1,122 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 13

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Tax withholdingCommon Stock 328 $60.13 $19,722.64
Disclosure

SEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 12

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,553

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Exercise / conversionCommon Stock 684 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 11

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares represent a grant of restricted stock which vest 100% nine years from the original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Tax withholdingCommon Stock 328 $60.13 $19,722.64
Disclosure

SEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 10

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,197

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Exercise / conversionCommon Stock 684 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 9

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares represent a grant of restricted stock which vest 100% eight years from the original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Tax withholdingCommon Stock 328 $60.13 $19,722.64
Disclosure

SEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 8

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,841

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Exercise / conversionCommon Stock 684 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 7

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Shares represent a grant of restricted stock which vest 100% seven years from the original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Tax withholdingCommon Stock 819 $60.13 $49,246.47
Disclosure

SEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 6

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,485

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December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Exercise / conversionCommon Stock 1,708 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 5

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Shares represent a grant of restricted stock which vest 100% ten years from the original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Tax withholdingCommon Stock 819 $60.13 $49,246.47
Disclosure

SEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 4

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,596

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Exercise / conversionCommon Stock 1,708 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 3

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares represent a grant of restricted stock which vest 100% nine years from the original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Tax withholdingCommon Stock 819 $60.13 $49,246.47
Disclosure

SEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 2

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,707

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:30 UTC
Brautigam AllenDirector, Branch Offices
Exercise / conversionCommon Stock 1,708 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000097 · edgardoc.xml · nonDerivative · entry 1

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares represent a grant of restricted stock which vest 100% eight years from the original grant date of the phantom stock unit.

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December 26, 2017 Filed Feb 13, 2018 22:00 UTC
Fisher Mark PSENIOR VP & GENERAL COUNSEL
GiftCommon Stock 341 $0.00 $0.00
Disclosure

SEC source: 0000720672-18-000033 · edgardoc.xml · nonDerivative · entry 1

Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,028

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December 21, 2017 Filed Feb 13, 2018 21:59 UTC
ZEMLYAK JAMES MCHIEF FIN'L & ADMIN OFFCR
GiftCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0000720672-18-000031 · edgardoc.xml · nonDerivative · entry 2

ZEMLYAK JAMES M · CIK 0001203675 · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 722,225

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.