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STIFEL FINANCIAL CORP

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Tapewire entity
3461
SEC CIK
0000720672
Parsed reports
720

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202602
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 27, 2017 Filed Dec 29, 2017 21:34 UTC
Marischen James MSENIOR VP & CHIEF RISK OFFICER
Tax withholdingCommon Stock 219 $60.13 $13,168.47
Disclosure

SEC source: 0000720672-17-000104 · edgardoc.xml · nonDerivative · entry 4

Marischen James M · CIK 0001638499 · SENIOR VP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,543

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:34 UTC
Marischen James MSENIOR VP & CHIEF RISK OFFICER
Exercise / conversionCommon Stock 456 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000104 · edgardoc.xml · nonDerivative · entry 3

Marischen James M · CIK 0001638499 · SENIOR VP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares represent a grant of restricted stock which vest 100% eight years from the original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:34 UTC
Marischen James MSENIOR VP & CHIEF RISK OFFICER
Tax withholdingCommon Stock 219 $60.13 $13,168.47
Disclosure

SEC source: 0000720672-17-000104 · edgardoc.xml · nonDerivative · entry 2

Marischen James M · CIK 0001638499 · SENIOR VP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,306

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:34 UTC
Marischen James MSENIOR VP & CHIEF RISK OFFICER
Exercise / conversionCommon Stock 456 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000104 · edgardoc.xml · nonDerivative · entry 1

Marischen James M · CIK 0001638499 · SENIOR VP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares represent a grant of restricted stock which vest 100% ten years from the original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:33 UTC
Plotkin Ben AVice Chairman and SVP
Exercise / conversionPhantom Stock Units · Derivative 6,745 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000103 · edgardoc.xml · derivative · entry 12

Plotkin Ben A · CIK 0001392580 · Vice Chairman and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,627

Underlying: Common Stock · 6,745 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Currently convertible. Units vest in 20% increments over a five year period from original grant date.

F6 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:33 UTC
Plotkin Ben AVice Chairman and SVP
Exercise / conversionPhantom Stock Units · Derivative 911 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000103 · edgardoc.xml · derivative · entry 11

Plotkin Ben A · CIK 0001392580 · Vice Chairman and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,372

Underlying: Common Stock · 911 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Currently convertible. Units vest 100% nine years from the original grant date.

F6 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:33 UTC
Plotkin Ben AVice Chairman and SVP
Exercise / conversionPhantom Stock Units · Derivative 911 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000103 · edgardoc.xml · derivative · entry 10

Plotkin Ben A · CIK 0001392580 · Vice Chairman and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,283

Underlying: Common Stock · 911 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Currently convertible. Units vest 100% eight years from the original grant date.

F6 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:33 UTC
Plotkin Ben AVice Chairman and SVP
Exercise / conversionPhantom Stock Units · Derivative 911 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000103 · edgardoc.xml · derivative · entry 9

Plotkin Ben A · CIK 0001392580 · Vice Chairman and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,194

Underlying: Common Stock · 911 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Currently convertible. Units vest 100% ten years from the original grant date.

F6 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:33 UTC
Plotkin Ben AVice Chairman and SVP
Tax withholdingCommon Stock 2,830 $60.13 $170,167.90
Disclosure

SEC source: 0000720672-17-000103 · edgardoc.xml · nonDerivative · entry 8

Plotkin Ben A · CIK 0001392580 · Vice Chairman and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,728

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:33 UTC
Plotkin Ben AVice Chairman and SVP
Exercise / conversionCommon Stock 6,745 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000103 · edgardoc.xml · nonDerivative · entry 7

Plotkin Ben A · CIK 0001392580 · Vice Chairman and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:33 UTC
Plotkin Ben AVice Chairman and SVP
Tax withholdingCommon Stock 382 $60.13 $22,969.66
Disclosure

SEC source: 0000720672-17-000103 · edgardoc.xml · nonDerivative · entry 6

Plotkin Ben A · CIK 0001392580 · Vice Chairman and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,813

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:33 UTC
Plotkin Ben AVice Chairman and SVP
Exercise / conversionCommon Stock 911 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000103 · edgardoc.xml · nonDerivative · entry 5

Plotkin Ben A · CIK 0001392580 · Vice Chairman and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Shares represent a grant of restricted stock which vest 100% nine years from the original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:33 UTC
Plotkin Ben AVice Chairman and SVP
Tax withholdingCommon Stock 382 $60.13 $22,969.66
Disclosure

SEC source: 0000720672-17-000103 · edgardoc.xml · nonDerivative · entry 4

Plotkin Ben A · CIK 0001392580 · Vice Chairman and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,284

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:33 UTC
Plotkin Ben AVice Chairman and SVP
Exercise / conversionCommon Stock 911 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000103 · edgardoc.xml · nonDerivative · entry 3

Plotkin Ben A · CIK 0001392580 · Vice Chairman and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares represent a grant of restricted stock which vest 100% eight years from the original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:33 UTC
Plotkin Ben AVice Chairman and SVP
Tax withholdingCommon Stock 382 $60.13 $22,969.66
Disclosure

SEC source: 0000720672-17-000103 · edgardoc.xml · nonDerivative · entry 2

Plotkin Ben A · CIK 0001392580 · Vice Chairman and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,755

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:33 UTC
Plotkin Ben AVice Chairman and SVP
Exercise / conversionCommon Stock 911 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000103 · edgardoc.xml · nonDerivative · entry 1

Plotkin Ben A · CIK 0001392580 · Vice Chairman and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares represent a grant of restricted stock which vest 100% ten years from the original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:33 UTC
Michaud Thomas B.Senior Vice President
Exercise / conversionPhantom Stock Units · Derivative 3,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000102 · edgardoc.xml · derivative · entry 9

Michaud Thomas B. · CIK 0001380492 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,419

Underlying: Common Stock · 3,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Currently convertible. Units vest in 20% increments over a five year period from original grant date.

F4 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:33 UTC
Michaud Thomas B.Senior Vice President
Exercise / conversionPhantom Stock Units · Derivative 18,887 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000102 · edgardoc.xml · derivative · entry 8

Michaud Thomas B. · CIK 0001380492 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,669

Underlying: Common Stock · 18,887 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Currently convertible. Units vest in 20% increments over a five year period from original grant date.

F4 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:33 UTC
Michaud Thomas B.Senior Vice President
Exercise / conversionPhantom Stock Units · Derivative 6,183 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000102 · edgardoc.xml · derivative · entry 7

Michaud Thomas B. · CIK 0001380492 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,556

Underlying: Common Stock · 6,183 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently convertible. Units vest in 10% increments over ten years from the original grant date.

F4 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:33 UTC
Michaud Thomas B.Senior Vice President
Tax withholdingCommon Stock 1,677 $60.13 $100,838.01
Disclosure

SEC source: 0000720672-17-000102 · edgardoc.xml · nonDerivative · entry 6

Michaud Thomas B. · CIK 0001380492 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,333

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:33 UTC
Michaud Thomas B.Senior Vice President
Exercise / conversionCommon Stock 3,250 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000102 · edgardoc.xml · nonDerivative · entry 5

Michaud Thomas B. · CIK 0001380492 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:33 UTC
Michaud Thomas B.Senior Vice President
Tax withholdingCommon Stock 9,741 $60.13 $585,726.33
Disclosure

SEC source: 0000720672-17-000102 · edgardoc.xml · nonDerivative · entry 4

Michaud Thomas B. · CIK 0001380492 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,760

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:33 UTC
Michaud Thomas B.Senior Vice President
Exercise / conversionCommon Stock 18,887 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000102 · edgardoc.xml · nonDerivative · entry 3

Michaud Thomas B. · CIK 0001380492 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:33 UTC
Michaud Thomas B.Senior Vice President
Tax withholdingCommon Stock 3,188 $60.13 $191,694.44
Disclosure

SEC source: 0000720672-17-000102 · edgardoc.xml · nonDerivative · entry 2

Michaud Thomas B. · CIK 0001380492 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,614

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:33 UTC
Michaud Thomas B.Senior Vice President
Exercise / conversionCommon Stock 6,183 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000102 · edgardoc.xml · nonDerivative · entry 1

Michaud Thomas B. · CIK 0001380492 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares represent a grant of restricted stock which vest in 10% increments over a 10 year period from original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:31 UTC
SLINEY DAVID DDir Strategic Planning & Tech
Exercise / conversionPhantom Stock Units · Derivative 1,802 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000101 · edgardoc.xml · derivative · entry 45

SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,790

Underlying: Common Stock · 1,802 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · derivative.exercise_date: Currently convertible. Units vest in 20% increments over a five year period from original grant date.

F10 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:31 UTC
SLINEY DAVID DDir Strategic Planning & Tech
Exercise / conversionPhantom Stock Units · Derivative 7,307 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000101 · edgardoc.xml · derivative · entry 44

SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,592

Underlying: Common Stock · 7,307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · derivative.exercise_date: Currently convertible. Units vest in 20% increments over a five year period from original grant date.

F10 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:31 UTC
SLINEY DAVID DDir Strategic Planning & Tech
Exercise / conversionPhantom Stock Units · Derivative 2,248 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000101 · edgardoc.xml · derivative · entry 43

SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,899

Underlying: Common Stock · 2,248 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F17 · derivative.exercise_date: Currently convertible. Units vest in 10% increments over ten years from the original grant date.

F10 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:31 UTC
SLINEY DAVID DDir Strategic Planning & Tech
Exercise / conversionPhantom Stock Units · Derivative 1,906 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000101 · edgardoc.xml · derivative · entry 42

SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,147

Underlying: Common Stock · 1,906 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · derivative.exercise_date: Currently convertible. Units vest in 20% increments over a five year period from original grant date.

F10 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:31 UTC
SLINEY DAVID DDir Strategic Planning & Tech
Exercise / conversionPhantom Stock Units · Derivative 1,529 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000101 · edgardoc.xml · derivative · entry 41

SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,053

Underlying: Common Stock · 1,529 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · derivative.exercise_date: Currently convertible. Units vest in 20% increments over a five year period from original grant date.

F10 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:31 UTC
SLINEY DAVID DDir Strategic Planning & Tech
Exercise / conversionPhantom Stock Units · Derivative 1,836 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000101 · edgardoc.xml · derivative · entry 40

SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,582

Underlying: Common Stock · 1,836 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · derivative.exercise_date: Currenlty convertible. Units vest 100% five years from the original grant date.

F10 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:31 UTC
SLINEY DAVID DDir Strategic Planning & Tech
Exercise / conversionPhantom Stock Units · Derivative 717 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000101 · edgardoc.xml · derivative · entry 39

SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,418

Underlying: Common Stock · 717 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: Currently convertible. Units vest 100% eight years from the original grant date.

F10 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:31 UTC
SLINEY DAVID DDir Strategic Planning & Tech
Exercise / conversionPhantom Stock Units · Derivative 717 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000101 · edgardoc.xml · derivative · entry 38

SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,135

Underlying: Common Stock · 717 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: Currently convertible. Units vest 100% seven years from the original grant date.

F10 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:31 UTC
SLINEY DAVID DDir Strategic Planning & Tech
Exercise / conversionPhantom Stock Units · Derivative 717 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000101 · edgardoc.xml · derivative · entry 37

SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,852

Underlying: Common Stock · 717 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_date: Currently convertible. Units vest 100% six years from the original grant date.

F10 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:31 UTC
SLINEY DAVID DDir Strategic Planning & Tech
Exercise / conversionPhantom Stock Units · Derivative 2,053 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000101 · edgardoc.xml · derivative · entry 36

SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,569

Underlying: Common Stock · 2,053 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: Currently convertible. Units vest 100% nine years from the original grant date.

F10 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:31 UTC
SLINEY DAVID DDir Strategic Planning & Tech
Exercise / conversionPhantom Stock Units · Derivative 2,053 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000101 · edgardoc.xml · derivative · entry 35

SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,622

Underlying: Common Stock · 2,053 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: Currently convertible. Units vest 100% eight years from the original grant date.

F10 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:31 UTC
SLINEY DAVID DDir Strategic Planning & Tech
Exercise / conversionPhantom Stock Units · Derivative 2,053 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000101 · edgardoc.xml · derivative · entry 34

SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,675

Underlying: Common Stock · 2,053 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: Currently convertible. Units vest 100% seven years from the original grant date.

F10 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:31 UTC
SLINEY DAVID DDir Strategic Planning & Tech
Exercise / conversionPhantom Stock Units · Derivative 2,277 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000101 · edgardoc.xml · derivative · entry 33

SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,728

Underlying: Common Stock · 2,277 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: Currently convertible. Units vest 100% nine years from the original grant date.

F10 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:31 UTC
SLINEY DAVID DDir Strategic Planning & Tech
Exercise / conversionPhantom Stock Units · Derivative 2,277 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000101 · edgardoc.xml · derivative · entry 32

SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,005

Underlying: Common Stock · 2,277 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: Currently convertible. Units vest 100% eight years from the original grant date.

F10 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:31 UTC
SLINEY DAVID DDir Strategic Planning & Tech
Exercise / conversionPhantom Stock Units · Derivative 2,277 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000101 · edgardoc.xml · derivative · entry 31

SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,282

Underlying: Common Stock · 2,277 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Currently convertible. Units vest 100% ten years from the original grant date.

F10 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:31 UTC
SLINEY DAVID DDir Strategic Planning & Tech
Tax withholdingCommon Stock 864 $60.13 $51,952.32
Disclosure

SEC source: 0000720672-17-000101 · edgardoc.xml · nonDerivative · entry 30

SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,681

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:31 UTC
SLINEY DAVID DDir Strategic Planning & Tech
Exercise / conversionCommon Stock 1,802 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000101 · edgardoc.xml · nonDerivative · entry 29

SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:31 UTC
SLINEY DAVID DDir Strategic Planning & Tech
Tax withholdingCommon Stock 3,504 $60.13 $210,695.52
Disclosure

SEC source: 0000720672-17-000101 · edgardoc.xml · nonDerivative · entry 28

SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,743

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:31 UTC
SLINEY DAVID DDir Strategic Planning & Tech
Exercise / conversionCommon Stock 7,307 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000101 · edgardoc.xml · nonDerivative · entry 27

SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,247

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:31 UTC
SLINEY DAVID DDir Strategic Planning & Tech
Tax withholdingCommon Stock 1,077 $60.13 $64,760.01
Disclosure

SEC source: 0000720672-17-000101 · edgardoc.xml · nonDerivative · entry 26

SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,940

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:31 UTC
SLINEY DAVID DDir Strategic Planning & Tech
Exercise / conversionCommon Stock 2,248 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000101 · edgardoc.xml · nonDerivative · entry 25

SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: Shares represent a grant of restricted stock which vest in 10% increments over a 10 year period from original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:31 UTC
SLINEY DAVID DDir Strategic Planning & Tech
Tax withholdingCommon Stock 916 $60.13 $55,079.08
Disclosure

SEC source: 0000720672-17-000101 · edgardoc.xml · nonDerivative · entry 24

SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,769

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:31 UTC
SLINEY DAVID DDir Strategic Planning & Tech
Exercise / conversionCommon Stock 1,906 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000101 · edgardoc.xml · nonDerivative · entry 23

SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:31 UTC
SLINEY DAVID DDir Strategic Planning & Tech
Tax withholdingCommon Stock 733 $60.13 $44,075.29
Disclosure

SEC source: 0000720672-17-000101 · edgardoc.xml · nonDerivative · entry 22

SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,779

Read SEC document
December 27, 2017 Filed Dec 29, 2017 21:31 UTC
SLINEY DAVID DDir Strategic Planning & Tech
Exercise / conversionCommon Stock 1,529 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000101 · edgardoc.xml · nonDerivative · entry 21

SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.