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STIFEL FINANCIAL CORP

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3461
SEC CIK
0000720672
Parsed reports
720

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202602
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 27, 2017 Filed Dec 29, 2017 22:17 UTC
Nesi VictorDirector · Director
Exercise / conversionPhantom Stock Units · Derivative 2,737 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000110 · edgardoc.xml · derivative · entry 7

Nesi Victor · CIK 0001470453 · Director · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,555

Underlying: Common Stock · 2,737 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Currently convertible. Units vest 100% seven years from the original grant date.

F3 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:17 UTC
Nesi VictorDirector · Director
Exercise / conversionPhantom Stock Units · Derivative 3,415 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000110 · edgardoc.xml · derivative · entry 6

Nesi Victor · CIK 0001470453 · Director · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,292

Underlying: Common Stock · 3,415 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Currently convertible. Units vest 100% nine years from the original grant date.

F3 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:17 UTC
Nesi VictorDirector · Director
Exercise / conversionPhantom Stock Units · Derivative 3,415 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000110 · edgardoc.xml · derivative · entry 5

Nesi Victor · CIK 0001470453 · Director · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,707

Underlying: Common Stock · 3,415 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Currently convertible. Units vest 100% eight years from the original grant date.

F3 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:17 UTC
Nesi VictorDirector · Director
Exercise / conversionPhantom Stock Units · Derivative 3,415 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000110 · edgardoc.xml · derivative · entry 4

Nesi Victor · CIK 0001470453 · Director · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,122

Underlying: Common Stock · 3,415 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Currently convertible. Units vest 100% ten years from the original grant date.

F3 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:16 UTC
KRUSZEWSKI RONALD JDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionPhantom Stock Units · Derivative 8,311 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000108 · edgardoc.xml · derivative · entry 7

KRUSZEWSKI RONALD J · CIK 0001203674 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,630

Underlying: Common Stock · 8,311 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently convertible. Units vest in 20% increments over a five year period from original grant date.

F4 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:16 UTC
KRUSZEWSKI RONALD JDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionPhantom Stock Units · Derivative 44,970 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000108 · edgardoc.xml · derivative · entry 6

KRUSZEWSKI RONALD J · CIK 0001203674 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,941

Underlying: Common Stock · 44,970 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently convertible. Units vest in 20% increments over a five year period from original grant date.

F4 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:16 UTC
KRUSZEWSKI RONALD JDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 8,311 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000108 · edgardoc.xml · nonDerivative · entry 2

KRUSZEWSKI RONALD J · CIK 0001203674 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 835,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:16 UTC
KRUSZEWSKI RONALD JDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 44,970 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000108 · edgardoc.xml · nonDerivative · entry 1

KRUSZEWSKI RONALD J · CIK 0001203674 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 827,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:15 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
Exercise / conversionPhantom Stock Units · Derivative 3,415 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000107 · edgardoc.xml · derivative · entry 18

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,329

Underlying: Common Stock · 3,415 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Currently convertible. Units vest 100% nine years from the original grant date.

F3 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:15 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
Exercise / conversionPhantom Stock Units · Derivative 3,415 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000107 · edgardoc.xml · derivative · entry 17

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,744

Underlying: Common Stock · 3,415 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Currently convertible. Units vest 100% eight years from the original grant date.

F3 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:15 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
Exercise / conversionPhantom Stock Units · Derivative 3,415 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000107 · edgardoc.xml · derivative · entry 16

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,159

Underlying: Common Stock · 3,415 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: Currently convertible. Units vest 100% ten years from the original grant date.

F3 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:15 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
Exercise / conversionPhantom Stock Units · Derivative 3,398 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000107 · edgardoc.xml · derivative · entry 15

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,574

Underlying: Common Stock · 3,398 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Currently convertible. Units vest in 20% increments over a five year period from original grant date.

F3 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:15 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
Exercise / conversionPhantom Stock Units · Derivative 19,787 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000107 · edgardoc.xml · derivative · entry 14

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,972

Underlying: Common Stock · 19,787 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Currently convertible. Units vest in 20% increments over a five year period from original grant date.

F3 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:15 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
Exercise / conversionPhantom Stock Units · Derivative 7,055 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000107 · edgardoc.xml · derivative · entry 13

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,759

Underlying: Common Stock · 7,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Currently convertible. Units vest in 10% increments over ten years from the original grant date.

F3 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:15 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
Exercise / conversionPhantom Stock Units · Derivative 2,147 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000107 · edgardoc.xml · derivative · entry 12

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,814

Underlying: Common Stock · 2,147 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Currently convertible. Units vest in 20% increments over a five year period from original grant date.

F3 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:15 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
Exercise / conversionPhantom Stock Units · Derivative 3,183 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000107 · edgardoc.xml · derivative · entry 11

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,961

Underlying: Common Stock · 3,183 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Currently convertible. Units vest in 20% increments over a five year period from original grant date.

F3 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:15 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
Exercise / conversionPhantom Stock Units · Derivative 3,845 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000107 · edgardoc.xml · derivative · entry 10

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,144

Underlying: Common Stock · 3,845 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Currenlty convertible. Units vest 100% five years from the original grant date.

F3 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:15 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
Exercise / conversionPhantom Stock Units · Derivative 4,301 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000107 · edgardoc.xml · derivative · entry 9

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,989

Underlying: Common Stock · 4,301 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Currently convertible. Units vest 100% eight years from the original grant date.

F3 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:15 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
Exercise / conversionPhantom Stock Units · Derivative 4,301 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000107 · edgardoc.xml · derivative · entry 8

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,290

Underlying: Common Stock · 4,301 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Currently convertible. Units vest 100% seven years from the original grant date.

F3 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:15 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
Exercise / conversionPhantom Stock Units · Derivative 4,301 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000107 · edgardoc.xml · derivative · entry 7

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,591

Underlying: Common Stock · 4,301 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Currently convertible. Units vest 100% six years from the original grant date.

F3 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:15 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
Exercise / conversionPhantom Stock Units · Derivative 2,737 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000107 · edgardoc.xml · derivative · entry 6

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,892

Underlying: Common Stock · 2,737 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Currently convertible. Units vest 100% nine years from the original grant date.

F3 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:15 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
Exercise / conversionPhantom Stock Units · Derivative 2,737 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000107 · edgardoc.xml · derivative · entry 5

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,629

Underlying: Common Stock · 2,737 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Currently convertible. Units vest 100% eight years from the original grant date.

F3 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:15 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
Exercise / conversionPhantom Stock Units · Derivative 2,737 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000107 · edgardoc.xml · derivative · entry 4

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,366

Underlying: Common Stock · 2,737 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Currently convertible. Units vest 100% seven years from the original grant date.

F3 · derivative.expiration_date: No expiration date for these Units.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:14 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
Tax withholdingCommon Stock 1,637 $60.13 $98,432.81
Disclosure

SEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 30

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 760,341

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:14 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
Exercise / conversionCommon Stock 3,415 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 29

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 761,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Shares represent a grant of restricted stock which vest 100% nine years from the original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:14 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
Tax withholdingCommon Stock 1,637 $60.13 $98,432.81
Disclosure

SEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 28

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 758,563

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:14 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
Exercise / conversionCommon Stock 3,415 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 27

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 760,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares represent a grant of restricted stock which vest 100% eight years from the original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:14 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
Tax withholdingCommon Stock 1,637 $60.13 $98,432.81
Disclosure

SEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 26

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 756,785

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:14 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
Exercise / conversionCommon Stock 3,415 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 25

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 758,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: Shares represent a grant of restricted stock which vest 100% ten years from the original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:14 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
Tax withholdingCommon Stock 1,629 $60.13 $97,951.77
Disclosure

SEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 24

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 755,007

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:14 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
Exercise / conversionCommon Stock 3,398 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 23

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 756,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:14 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
Tax withholdingCommon Stock 9,489 $60.13 $570,573.57
Disclosure

SEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 22

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 753,238

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:14 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
Exercise / conversionCommon Stock 19,787 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 21

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 762,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:14 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
Tax withholdingCommon Stock 3,384 $60.13 $203,479.92
Disclosure

SEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 20

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 742,940

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:14 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
Exercise / conversionCommon Stock 7,055 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 19

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 746,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Shares represent a grant of restricted stock which vest in 10% increments over a 10 year period from original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:14 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
Tax withholdingCommon Stock 1,029 $60.13 $61,873.77
Disclosure

SEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 18

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 739,269

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:14 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
Exercise / conversionCommon Stock 2,147 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 17

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 740,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:14 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
Tax withholdingCommon Stock 1,525 $60.13 $91,698.25
Disclosure

SEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 16

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 738,151

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:14 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
Exercise / conversionCommon Stock 3,183 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 15

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 739,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:14 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
Tax withholdingCommon Stock 1,844 $60.13 $110,879.72
Disclosure

SEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 14

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 736,493

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:14 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
Exercise / conversionCommon Stock 3,845 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 13

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 738,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Shares represent a grant of restricted stock which vest 100% five years from the original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:14 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
Tax withholdingCommon Stock 2,063 $60.13 $124,048.19
Disclosure

SEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 12

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 734,492

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:14 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
Exercise / conversionCommon Stock 4,301 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 11

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 736,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares represent a grant of restricted stock which vest 100% eight years from the original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:14 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
Tax withholdingCommon Stock 2,063 $60.13 $124,048.19
Disclosure

SEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 10

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,254

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:14 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
Exercise / conversionCommon Stock 4,301 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 9

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 734,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares represent a grant of restricted stock which vest 100% seven years from the original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:14 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
Tax withholdingCommon Stock 2,063 $60.13 $124,048.19
Disclosure

SEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 8

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 730,016

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:14 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
Exercise / conversionCommon Stock 4,301 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 7

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Shares represent a grant of restricted stock which vest 100% six years from the original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:14 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
Tax withholdingCommon Stock 1,312 $60.13 $78,890.56
Disclosure

SEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 6

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 727,778

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:14 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
Exercise / conversionCommon Stock 2,737 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 5

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 729,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Shares represent a grant of restricted stock which vest 100% nine years from the original grant date of the phantom stock unit.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:14 UTC
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
Tax withholdingCommon Stock 1,312 $60.13 $78,890.56
Disclosure

SEC source: 0000720672-17-000106 · edgardoc.xml · nonDerivative · entry 4

ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 726,353

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.