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Nasdaq · USD

SERA

SERA PROGNOSTICS, INC.

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Tapewire entity
304
SEC CIK
0001534969
Parsed reports
313

Last 12 months

Inside the activity.

0 purchase rows · 52 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 2025013
Jan 202601
Feb 202601
Mar 2026014
Apr 202600
May 202600
Jun 202608
Jul 202600
Aug 202600
Sep 202605
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 15, 2025 Filed Oct 15, 2025 23:12 UTC
Inglis Tiffany Eul DavisChief Medical Officer
GrantStock Option (right to buy) · Derivative 107,000 $0.00 Strike: $3.13 $0.00
Disclosure

SEC source: 0001193125-25-240530 · ownership.xml · derivative · entry 2

Inglis Tiffany Eul Davis · CIK 0002091798 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,000

Underlying: Class A Common Stock · 107,000 shares

Expires 2035-10-15

F2 · derivative.exercise_date: These stock options vest over four years as follows: 25% of the original grant amount vests on the first anniversary of the vesting commencement date, which is October 10, 2025, and 1/36 of the remaining amount vests in monthly installments for three years thereafter, subject to the Reporting Person continuing to provide services to the issuer.

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October 15, 2025 Filed Oct 15, 2025 23:12 UTC
Inglis Tiffany Eul DavisChief Medical Officer
GrantClass A Common Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-240530 · ownership.xml · nonDerivative · entry 1

Inglis Tiffany Eul Davis · CIK 0002091798 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). These RSUs vest over four years as follows: 25% of the original grant amount vests on the first anniversary of the vesting commencement date, which is October 10, 2025, and 1/12 of the remaining amount vests in quarterly installments for three years thereafter, subject to the Reporting Person continuing to provide services to the issuer.

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October 07, 2025 Filed Oct 8, 2025 20:35 UTC
Harrison Robert GardnerChief Information Officer
SaleClass A Common Stock 2,000 $3.18 $6,360.00
Disclosure

SEC source: 0001193125-25-234568 · ownership.xml · nonDerivative · entry 1

Harrison Robert Gardner · CIK 0001421563 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 97,932

F1 · kind: The transaction(s) reported on this Form 4 was/were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 21, 2025.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.04 to $3.28, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

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October 06, 2025 Filed Oct 6, 2025 20:15 UTC SaleClass A Common Stock 227 $3.16 $717.32
Disclosure

SEC source: 0001193125-25-231898 · ownership.xml · nonDerivative · entry 1

Mirza Mansoor Raza · CIK 0001588389 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,253

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.15 to $3.20, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

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September 11, 2025 Filed Sep 12, 2025 20:35 UTC
Harrison Robert GardnerChief Information Officer
SaleClass A Common Stock 645 $3.13 $2,018.85
Disclosure

SEC source: 0000950170-25-114576 · ownership.xml · nonDerivative · entry 1

Harrison Robert Gardner · CIK 0001421563 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,932

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $3.05 to $3.24, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade.

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September 11, 2025 Filed Sep 12, 2025 20:36 UTC
Lindgardt ZhenyaDirector · Chief Executive Officer
SaleClass A Common Stock 3,246 $3.13 $10,159.98
Disclosure

SEC source: 0000950170-25-114579 · ownership.xml · nonDerivative · entry 1

Lindgardt Zhenya · CIK 0001891299 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 807,890

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $3.05 to $3.24, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade.

Read SEC document
September 11, 2025 Filed Sep 12, 2025 20:36 UTC
Kearney PaulChief Data Officer
SaleClass A Common Stock 1,271 $3.13 $3,978.23
Disclosure

SEC source: 0000950170-25-114578 · ownership.xml · nonDerivative · entry 1

Kearney Paul · CIK 0001888075 · Chief Data Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,669

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $3.05 to $3.24, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade.

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September 11, 2025 Filed Sep 12, 2025 20:35 UTC
Jackson BenjaminGeneral Counsel
SaleClass A Common Stock 934 $3.13 $2,923.42
Disclosure

SEC source: 0000950170-25-114577 · ownership.xml · nonDerivative · entry 1

Jackson Benjamin · CIK 0001779964 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,817

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $3.05 to $3.24, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade.

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September 11, 2025 Filed Sep 12, 2025 20:35 UTC
Boniface John J.Chief Scientific Officer
SaleClass A Common Stock 1,395 $3.13 $4,366.35
Disclosure

SEC source: 0000950170-25-114575 · ownership.xml · nonDerivative · entry 1

Boniface John J. · CIK 0001870674 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,493

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $3.05 to $3.24, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade.

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September 11, 2025 Filed Sep 12, 2025 20:34 UTC
Aerts AustinChief Financial Officer
SaleClass A Common Stock 915 $3.13 $2,863.95
Disclosure

SEC source: 0000950170-25-114574 · ownership.xml · nonDerivative · entry 1

Aerts Austin · CIK 0001979974 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 284,670

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $3.05 to $3.24, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade.

Read SEC document
September 09, 2025 Filed Sep 9, 2025 22:51 UTC
Harrison Robert GardnerChief Information Officer
SaleClass A Common Stock 2,000 $3.05 $6,100.00
Disclosure

SEC source: 0001421563-25-000009 · ownership.xml · nonDerivative · entry 1

Harrison Robert Gardner · CIK 0001421563 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 100,577

F1 · kind: The transaction(s) reported on this Form 4 was/were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 21, 2025.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.99 to $3.12, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

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September 09, 2025 Filed Sep 9, 2025 22:51 UTC SaleClass A Common Stock 3,899 $3.05 $11,891.95
Disclosure

SEC source: 0001306386-25-000006 · ownership.xml · nonDerivative · entry 1

Lawrence Sandra AJ · CIK 0001306386 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,814

F1 · kind: The transaction(s) reported on this Form 4 was/were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2025.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.99 to $3.12, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 09, 2025 Filed Sep 9, 2025 23:30 UTC
Aerts AustinChief Financial Officer
SaleClass A Common Stock 5,263 $3.15 $16,578.45
Disclosure

SEC source: 0001979974-25-000009 · ownership.xml · nonDerivative · entry 1

Aerts Austin · CIK 0001979974 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,585

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $3.00 to $3.33, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade.

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September 09, 2025 Filed Sep 9, 2025 23:31 UTC
Lindgardt ZhenyaDirector · Chief Executive Officer
SaleClass A Common Stock 21,158 $3.15 $66,647.70
Disclosure

SEC source: 0001891299-25-000010 · ownership.xml · nonDerivative · entry 1

Lindgardt Zhenya · CIK 0001891299 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 811,136

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $3.00 to $3.33, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade.

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September 09, 2025 Filed Sep 11, 2025 20:59 UTC Amendment SaleClass A Common Stock 1,560 $3.05 $4,758.00
Disclosure

SEC source: 0000950170-25-114266 · ownership.xml · nonDerivative · entry 1

Lawrence Sandra AJ · CIK 0001306386 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,153

F1 · kind: The transaction(s) reported on this Form 4 was/were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2025.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.99 to $3.12, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 05, 2025 Filed Sep 5, 2025 22:37 UTC SaleClass A Common Stock 222 $3.35 $743.70
Disclosure

SEC source: 0001588389-25-000008 · ownership.xml · nonDerivative · entry 1

Mirza Mansoor Raza · CIK 0001588389 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,480

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.35 to $3.36, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

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September 02, 2025 Filed Sep 3, 2025 20:41 UTC
Kearney PaulChief Data Officer
SaleClass A Common Stock 1,458 $3.49 $5,088.42
Disclosure

SEC source: 0001888075-25-000010 · ownership.xml · nonDerivative · entry 1

Kearney Paul · CIK 0001888075 · Chief Data Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 176,940

F1 · kind: The transaction(s) reported on this Form 4 was/were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 21, 2025.

Read SEC document
August 29, 2025 Filed Sep 2, 2025 20:24 UTC
Kearney PaulChief Data Officer
SaleClass A Common Stock 10,542 $3.49 $36,791.58
Disclosure

SEC source: 0001888075-25-000007 · ownership.xml · nonDerivative · entry 1

Kearney Paul · CIK 0001888075 · Chief Data Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 178,398

F1 · kind: The transaction(s) reported on this Form 4 was/were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 21, 2025.

Read SEC document
August 20, 2025 Filed Aug 20, 2025 22:55 UTC
Harrison Robert GardnerChief Information Officer
SaleClass A Common Stock 6,000 $2.22 $13,320.00
Disclosure

SEC source: 0001421563-25-000007 · ownership.xml · nonDerivative · entry 1

Harrison Robert Gardner · CIK 0001421563 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 102,577

F1 · kind: The transaction(s) reported on this Form 4 was/were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 21, 2025.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.17 to $2.25, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
August 08, 2025 Filed Aug 11, 2025 20:36 UTC
Harrison Robert GardnerChief Information Officer
SaleClass A Common Stock 5,962 $2.54 $15,143.48
Disclosure

SEC source: 0001421563-25-000005 · ownership.xml · nonDerivative · entry 1

Harrison Robert Gardner · CIK 0001421563 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,577

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $2.28 to $2.73, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade.

Read SEC document
August 08, 2025 Filed Aug 11, 2025 20:37 UTC
Lindgardt ZhenyaDirector · Chief Executive Officer
SaleClass A Common Stock 8,571 $2.54 $21,770.34
Disclosure

SEC source: 0001891299-25-000006 · ownership.xml · nonDerivative · entry 1

Lindgardt Zhenya · CIK 0001891299 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 832,294

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $2.28 to $2.73, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade.

Read SEC document
August 08, 2025 Filed Aug 11, 2025 20:37 UTC
Kearney PaulChief Data Officer
SaleClass A Common Stock 6,460 $2.54 $16,408.40
Disclosure

SEC source: 0001888075-25-000005 · ownership.xml · nonDerivative · entry 1

Kearney Paul · CIK 0001888075 · Chief Data Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,940

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $2.28 to $2.73, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade.

Read SEC document
August 08, 2025 Filed Aug 11, 2025 20:37 UTC
Jackson BenjaminGeneral Counsel
SaleClass A Common Stock 6,447 $2.54 $16,375.38
Disclosure

SEC source: 0001779964-25-000005 · ownership.xml · nonDerivative · entry 1

Jackson Benjamin · CIK 0001779964 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,751

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $2.28 to $2.73, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade.

Read SEC document
August 08, 2025 Filed Aug 11, 2025 20:36 UTC
Boniface John J.Chief Scientific Officer
SaleClass A Common Stock 7,094 $2.54 $18,018.76
Disclosure

SEC source: 0001870674-25-000005 · ownership.xml · nonDerivative · entry 1

Boniface John J. · CIK 0001870674 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,888

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $2.28 to $2.73, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade.

Read SEC document
August 08, 2025 Filed Aug 11, 2025 20:35 UTC
Aerts AustinChief Financial Officer
SaleClass A Common Stock 5,800 $2.54 $14,732.00
Disclosure

SEC source: 0001979974-25-000005 · ownership.xml · nonDerivative · entry 1

Aerts Austin · CIK 0001979974 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 290,848

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $2.28 to $2.73, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade.

Read SEC document
August 05, 2025 Filed Aug 5, 2025 22:07 UTC SaleClass A Common Stock 225 $2.50 $562.50
Disclosure

SEC source: 0000950170-25-103280 · ownership.xml · nonDerivative · entry 1

Mirza Mansoor Raza · CIK 0001588389 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,702

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.

Read SEC document
July 07, 2025 Filed Jul 8, 2025 21:08 UTC SaleClass A Common Stock 234 $2.36 $552.24
Disclosure

SEC source: 0000950170-25-094633 · ownership.xml · nonDerivative · entry 1

Mirza Mansoor Raza · CIK 0001588389 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,927

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.

Read SEC document
June 23, 2025 Filed Jun 23, 2025 22:01 UTC
Anderson Dyaarl Lee Jr.Chief Commercial Officer
GrantStock Option (right to buy) · Derivative 102,534 $0.00 Strike: $1.87 $0.00
Disclosure

SEC source: 0000950170-25-089122 · ownership.xml · derivative · entry 2

Anderson Dyaarl Lee Jr. · CIK 0002072324 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,534

Underlying: Class A Common Stock · 102,534 shares

Expires 2035-06-23

F2 · derivative.exercise_date: These stock options vest over four years as follows: 25% of the original grant amount vests on the first anniversary of the vesting commencement date, which is June 10, 2025, and 1/36 of the remaining amount vests in monthly installments for three years thereafter, subject to the Reporting Person continuing to provide services to the issuer.

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June 23, 2025 Filed Jun 23, 2025 22:01 UTC
Anderson Dyaarl Lee Jr.Chief Commercial Officer
GrantClass A Common Stock 67,114 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089122 · ownership.xml · nonDerivative · entry 1

Anderson Dyaarl Lee Jr. · CIK 0002072324 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,114

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). These RSUs vest over four years as follows: 25% of the original grant amount vests on the first anniversary of the vesting commencement date, which is June 10, 2025, and 1/12 of the remaining amount vests in quarterly installments for three years thereafter, subject to the Reporting Person continuing to provide services to the issuer.

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June 10, 2025 Filed Jun 12, 2025 00:12 UTC
Harrison Robert GardnerChief Information Officer
SaleClass A Common Stock 667 $1.48 $987.16
Disclosure

SEC source: 0000950170-25-085021 · ownership.xml · nonDerivative · entry 1

Harrison Robert Gardner · CIK 0001421563 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,539

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $1.45 to $1.51, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade.

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June 10, 2025 Filed Jun 12, 2025 00:13 UTC
Aerts AustinChief Financial Officer
SaleClass A Common Stock 945 $1.48 $1,398.60
Disclosure

SEC source: 0000950170-25-085024 · ownership.xml · nonDerivative · entry 2

Aerts Austin · CIK 0001979974 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 296,648

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.

F3 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $1.45 to $1.51, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade.

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June 10, 2025 Filed Jun 12, 2025 00:13 UTC
Kearney PaulChief Data Officer
SaleClass A Common Stock 1,311 $1.48 $1,940.28
Disclosure

SEC source: 0000950170-25-085023 · ownership.xml · nonDerivative · entry 1

Kearney Paul · CIK 0001888075 · Chief Data Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,400

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $1.45 to $1.51, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade.

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June 10, 2025 Filed Jun 12, 2025 00:12 UTC
Lindgardt ZhenyaDirector · Chief Executive Officer
SaleClass A Common Stock 3,344 $1.48 $4,949.12
Disclosure

SEC source: 0000950170-25-085020 · ownership.xml · nonDerivative · entry 2

Lindgardt Zhenya · CIK 0001891299 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 840,865

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.

F3 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $1.45 to $1.51, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade.

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June 10, 2025 Filed Jun 12, 2025 22:54 UTC
Jackson BenjaminGeneral Counsel
SaleClass A Common Stock 965 $1.48 $1,428.20
Disclosure

SEC source: 0000950170-25-085694 · ownership.xml · nonDerivative · entry 1

Jackson Benjamin · CIK 0001779964 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,198

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $1.45 to $1.51, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade.

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June 10, 2025 Filed Jun 12, 2025 22:54 UTC
Boniface John J.Chief Scientific Officer
SaleClass A Common Stock 1,439 $1.48 $2,129.72
Disclosure

SEC source: 0000950170-25-085692 · ownership.xml · nonDerivative · entry 1

Boniface John J. · CIK 0001870674 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,982

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $1.45 to $1.51, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade.

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June 09, 2025 Filed Jun 12, 2025 00:13 UTC
Aerts AustinChief Financial Officer
SaleClass A Common Stock 5,735 $1.43 $8,201.05
Disclosure

SEC source: 0000950170-25-085024 · ownership.xml · nonDerivative · entry 1

Aerts Austin · CIK 0001979974 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 297,593

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $1.37 to $1.51, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade.

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June 09, 2025 Filed Jun 12, 2025 00:12 UTC
Lindgardt ZhenyaDirector · Chief Executive Officer
SaleClass A Common Stock 23,042 $1.43 $32,950.06
Disclosure

SEC source: 0000950170-25-085020 · ownership.xml · nonDerivative · entry 1

Lindgardt Zhenya · CIK 0001891299 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 844,209

F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $1.37 to $1.51, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade.

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June 06, 2025 Filed Jun 6, 2025 22:39 UTC SaleClass A Common Stock 107 $1.58 $169.06
Disclosure

SEC source: 0000950170-25-083336 · ownership.xml · nonDerivative · entry 2

Mirza Mansoor Raza · CIK 0001588389 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,161

F2 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 22:40 UTC GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0000950170-25-083337 · ownership.xml · derivative · entry 2

Phillips Joshua · CIK 0001871555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 25,000 shares

Expires 2035-06-05

F2 · derivative.exercise_date: Consists of stock options granted pursuant to Sera Prognostics, Inc.'s Non-Employee Director Compensation Policy and its 2021 Equity Incentive Plan. These stock options vest over one year as follows: 1/12 of the original grant amount vests in monthly installments for one year following the vesting commencement date, which is June 5, 2025.

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June 05, 2025 Filed Jun 6, 2025 22:40 UTC GrantClass A Common Stock 15,596 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-083337 · ownership.xml · nonDerivative · entry 1

Phillips Joshua · CIK 0001871555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,005

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). These RSUs vest over one year as follows: 1/12 of the original grant amount vests in monthly installments for one year following the vesting commencement date, which is June 5, 2025, subject to the Reporting Person continuing to provide services to the issuer.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 22:38 UTC GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0000950170-25-083334 · ownership.xml · derivative · entry 2

CRITCHFIELD GREGORY C · CIK 0001191080 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 25,000 shares

Expires 2035-06-05

F2 · derivative.exercise_date: Consists of stock options granted pursuant to Sera Prognostics, Inc.'s Non-Employee Director Compensation Policy and its 2021 Equity Incentive Plan. These stock options vest over one year as follows: 1/12 of the original grant amount vests in monthly installments for one year following the vesting commencement date, which is June 5, 2025.

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June 05, 2025 Filed Jun 6, 2025 22:38 UTC GrantClass A Common Stock 15,596 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-083334 · ownership.xml · nonDerivative · entry 1

CRITCHFIELD GREGORY C · CIK 0001191080 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 822,866

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). These RSUs vest over one year as follows: 1/12 of the original grant amount vests in monthly installments for one year following the vesting commencement date, which is June 5, 2025, subject to the Reporting Person continuing to provide services to the issuer.

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June 05, 2025 Filed Jun 6, 2025 22:38 UTC GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0000950170-25-083333 · ownership.xml · derivative · entry 2

Lawrence Sandra AJ · CIK 0001306386 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 25,000 shares

Expires 2035-06-05

F2 · derivative.exercise_date: Consists of stock options granted pursuant to Sera Prognostics, Inc.'s Non-Employee Director Compensation Policy and its 2021 Equity Incentive Plan. These stock options vest over one year as follows: 1/12 of the original grant amount vests in monthly installments for one year following the vesting commencement date, which is June 5, 2025.

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June 05, 2025 Filed Jun 6, 2025 22:38 UTC GrantClass A Common Stock 15,596 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-083333 · ownership.xml · nonDerivative · entry 1

Lawrence Sandra AJ · CIK 0001306386 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,713

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). These RSUs vest over one year as follows: 1/12 of the original grant amount vests in monthly installments for one year following the vesting commencement date, which is June 5, 2025, subject to the Reporting Person continuing to provide services to the issuer.

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June 05, 2025 Filed Jun 6, 2025 22:40 UTC
Trimble RyanDirector
GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0000950170-25-083338 · ownership.xml · derivative · entry 2

Trimble Ryan · CIK 0001871513 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 25,000 shares

Expires 2035-06-05

F2 · derivative.exercise_date: Consists of stock options granted pursuant to Sera Prognostics, Inc.'s Non-Employee Director Compensation Policy and its 2021 Equity Incentive Plan. These stock options vest over one year as follows: 1/12 of the original grant amount vests in monthly installments for one year following the vesting commencement date, which is June 5, 2025.

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June 05, 2025 Filed Jun 6, 2025 22:40 UTC
Trimble RyanDirector
GrantClass A Common Stock 15,596 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-083338 · ownership.xml · nonDerivative · entry 1

Trimble Ryan · CIK 0001871513 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,713

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). These RSUs vest over one year as follows: 1/12 of the original grant amount vests in monthly installments for one year following the vesting commencement date, which is June 5, 2025, subject to the Reporting Person continuing to provide services to the issuer.

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June 05, 2025 Filed Jun 6, 2025 22:39 UTC GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0000950170-25-083336 · ownership.xml · derivative · entry 3

Mirza Mansoor Raza · CIK 0001588389 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 25,000 shares

Expires 2035-06-05

F3 · derivative.exercise_date: Consists of stock options granted pursuant to Sera Prognostics, Inc.'s Non-Employee Director Compensation Policy and its 2021 Equity Incentive Plan. These stock options vest over one year as follows: 1/12 of the original grant amount vests in monthly installments for one year following the vesting commencement date, which is June 5, 2025.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 22:39 UTC GrantClass A Common Stock 15,596 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-083336 · ownership.xml · nonDerivative · entry 1

Mirza Mansoor Raza · CIK 0001588389 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,268

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). These RSUs vest over one year as follows: 1/12 of the original grant amount vests in monthly installments for one year following the vesting commencement date, which is June 5, 2025, subject to the Reporting Person continuing to provide services to the issuer.

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June 05, 2025 Filed Jun 6, 2025 22:39 UTC GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0000950170-25-083335 · ownership.xml · derivative · entry 2

Kamdar Kim P. · CIK 0001535065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 25,000 shares

Expires 2035-06-05

F2 · derivative.exercise_date: Consists of stock options granted pursuant to Sera Prognostics, Inc.'s Non-Employee Director Compensation Policy and its 2021 Equity Incentive Plan. These stock options vest over one year as follows: 1/12 of the original grant amount vests in monthly installments for one year following the vesting commencement date, which is June 5, 2025.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 22:39 UTC GrantClass A Common Stock 15,596 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-083335 · ownership.xml · nonDerivative · entry 1

Kamdar Kim P. · CIK 0001535065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,342

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). These RSUs vest over one year as follows: 1/12 of the original grant amount vests in monthly installments for one year following the vesting commencement date, which is June 5, 2025, subject to the Reporting Person continuing to provide services to the issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.