Tapewire

NYSE · USD

SCL

STEPAN CO

Export transactions ↓
Tapewire entity
4733
SEC CIK
0000094049
Parsed reports
714

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2019 Filed Feb 22, 2019 21:44 UTC
PACHOLEC FRANKVice President, Strategy
GrantStock Option (Right to Buy) · Derivative 1,687 $0.00 Strike: $92.29 $0.00
Disclosure

SEC source: 0001127602-19-007740 · form4.xml · derivative · entry 4

PACHOLEC FRANK · CIK 0001229293 · Vice President, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,687

Underlying: Common Stock · 1,687 shares

Expires 2029-02-19

F2 · derivative.exercise_date: Vests ratably over three years beginning on the date shown.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:44 UTC
PACHOLEC FRANKVice President, Strategy
GrantCommon Stock 81.636 $92.29 $7,534.19
Disclosure

SEC source: 0001127602-19-007740 · form4.xml · nonDerivative · entry 2

PACHOLEC FRANK · CIK 0001229293 · Vice President, Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · By Esop II Trust

Disclosed balance after: 2,275.661

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:44 UTC
PACHOLEC FRANKVice President, Strategy
Exercise / conversionCommon Stock 3,371 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-007740 · form4.xml · nonDerivative · entry 1

PACHOLEC FRANK · CIK 0001229293 · Vice President, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,843.363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2018.

Read SEC document
February 01, 2019 Filed Feb 4, 2019 19:17 UTC Exercise / conversionShare Units · Derivative 42,689.962 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-003667 · form4.xml · derivative · entry 7

STEPAN F QUINN · CIK 0001105432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,143.618

Underlying: Common Stock · 42,689.962 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Share Units were acquired under the MIP.

F5 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock

F1 · price: Share Units converted on a one-for-one basis into Common Stock. The Share Units were acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F6 · derivative.exercise_date: Amounts deferred into Share Units are distributed to the participant in ten installments following the end of employment.

F6 · derivative.expiration_date: Amounts deferred into Share Units are distributed to the participant in ten installments following the end of employment.

Read SEC document
February 01, 2019 Filed Feb 4, 2019 19:17 UTC Tax withholdingCommon Stock 448.081 $87.93 $39,399.76
Disclosure

SEC source: 0001127602-19-003667 · form4.xml · nonDerivative · entry 3

STEPAN F QUINN · CIK 0001105432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,301.883

F3 · kind: Reflects shares withheld in connection with settlement of stock-settled share units under the MIP. Pursuant to the terms of the MIP, amounts deferred are distributed to MIP participants in accordance with the terms of the MIP.

Read SEC document
February 01, 2019 Filed Feb 4, 2019 19:17 UTC Disposition to issuerCommon Stock 41,621.831 $87.93 $3,659,807.60
Disclosure

SEC source: 0001127602-19-003667 · form4.xml · nonDerivative · entry 2

STEPAN F QUINN · CIK 0001105432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,060.002

F2 · kind: Reflects Share Units that were settled in cash pursuant to the terms of the MIP. Pursuant to the terms of the MIP, amounts deferred are distributed to MIP participants in accordance with the terms of the MIP.

Read SEC document
February 01, 2019 Filed Feb 4, 2019 19:17 UTC Exercise / conversionCommon Stock 42,689.962 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-003667 · form4.xml · nonDerivative · entry 1

STEPAN F QUINN · CIK 0001105432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,749.964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Share Units converted on a one-for-one basis into Common Stock. The Share Units were acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 22:22 UTC
Slone Robert VictorVP Chief Tech & Sustainability
Exercise / conversionStock Appreciation Right · Derivative 1,551 $0.00 Strike: $72.99 $0.00
Disclosure

SEC source: 0001127602-19-001714 · form4.xml · derivative · entry 8

Slone Robert Victor · CIK 0001680156 · VP Chief Tech & Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,102

Underlying: Common Stock · 1,551 shares

Expires 2028-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock appreciation rights ("SARs") were settled in shares of common stock as per the terms of the award.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 22:22 UTC
Slone Robert VictorVP Chief Tech & Sustainability
Exercise / conversionStock Option (Right to Buy) · Derivative 517 $0.00 Strike: $72.99 $0.00
Disclosure

SEC source: 0001127602-19-001714 · form4.xml · derivative · entry 7

Slone Robert Victor · CIK 0001680156 · VP Chief Tech & Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,034

Underlying: Common Stock · 517 shares

Expires 2028-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 22:22 UTC
Slone Robert VictorVP Chief Tech & Sustainability
Tax withholdingCommon Stock 16 $75.17 $1,202.72
Disclosure

SEC source: 0001127602-19-001714 · form4.xml · nonDerivative · entry 5

Slone Robert Victor · CIK 0001680156 · VP Chief Tech & Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,076.7553

F3 · kind: Withholding of shares to satisfy tax liability on exercise of SARs.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 22:22 UTC
Slone Robert VictorVP Chief Tech & Sustainability
Disposition to issuerCommon Stock 1,506 $75.17 $113,206.02
Disclosure

SEC source: 0001127602-19-001714 · form4.xml · nonDerivative · entry 4

Slone Robert Victor · CIK 0001680156 · VP Chief Tech & Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,092.7553

F2 · kind: Deemed disposition of underlying common stock to the issuer in an amount equal to the conversion price of the SARs.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 22:22 UTC
Slone Robert VictorVP Chief Tech & Sustainability
Exercise / conversionCommon Stock 1,551 $72.99 $113,207.49
Disclosure

SEC source: 0001127602-19-001714 · form4.xml · nonDerivative · entry 3

Slone Robert Victor · CIK 0001680156 · VP Chief Tech & Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,598.7553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock appreciation rights ("SARs") were settled in shares of common stock as per the terms of the award.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 22:22 UTC
Slone Robert VictorVP Chief Tech & Sustainability
SaleCommon Stock 517 $75.17 $38,862.89
Disclosure

SEC source: 0001127602-19-001714 · form4.xml · nonDerivative · entry 2

Slone Robert Victor · CIK 0001680156 · VP Chief Tech & Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,047.7553

Read SEC document
January 07, 2019 Filed Jan 9, 2019 22:22 UTC
Slone Robert VictorVP Chief Tech & Sustainability
Exercise / conversionCommon Stock 517 $72.99 $37,735.83
Disclosure

SEC source: 0001127602-19-001714 · form4.xml · nonDerivative · entry 1

Slone Robert Victor · CIK 0001680156 · VP Chief Tech & Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,564.7553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 19:17 UTC GrantStock Awards · Derivative 19 $74.00 $1,406.00
Disclosure

SEC source: 0001127602-19-000555 · form4.xml · derivative · entry 1

LAWTON GREGORY E · CIK 0001180942 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,606

Underlying: Common Stock · 19 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Award represents the right to receive one share of issuer Common Stock.

F2 · derivative.exercise_date: Stock Awards are payable in shares following separation from service.

F2 · derivative.expiration_date: Stock Awards are payable in shares following separation from service.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 19:18 UTC GrantStock Awards · Derivative 2 $74.00 $148.00
Disclosure

SEC source: 0001127602-19-000556 · form4.xml · derivative · entry 1

Boyce Michael Ross · CIK 0001335907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 735

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Award represents the right to receive one share of issuer common stock.

F2 · derivative.exercise_date: Stock Awards are payable in shares following separation from service.

F2 · derivative.expiration_date: Stock Awards are payable in shares following separation from service.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 19:16 UTC GrantStock Awards · Derivative 46 $74.00 $3,404.00
Disclosure

SEC source: 0001127602-19-000554 · form4.xml · derivative · entry 1

WEHMER EDWARD J · CIK 0001244290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,650

Underlying: Common Stock · 46 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Award represents the right to receive one share of issuer common stock.

F2 · derivative.exercise_date: Stock Awards are payable in shares following separation from service.

F2 · derivative.expiration_date: Stock Awards are payable in shares following separation from service.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 19:15 UTC GrantStock Units · Derivative 4 $74.00 $296.00
Disclosure

SEC source: 0001127602-19-000553 · form4.xml · derivative · entry 1

Dearth Randall S. · CIK 0001418244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,234

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of issuer Common Stock.

F2 · derivative.exercise_date: Phantom stock units are payable in shares pursuant to the director's election either following separation from service or after a specified age.

F2 · derivative.expiration_date: Phantom stock units are payable in shares pursuant to the director's election either following separation from service or after a specified age.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 22:37 UTC
Behrens Scott R.VP/GM Surfactants
GrantShare Units · Derivative 28.583 $77.25 $2,208.04
Disclosure

SEC source: 0001127602-18-036642 · form4.xml · derivative · entry 3

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,860.681

Underlying: Common Stock · 28.583 shares

Expires not disclosed

F3 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F6 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 22:37 UTC
Behrens Scott R.VP/GM Surfactants
GrantCommon Stock 33.068 $77.25 $2,554.50
Disclosure

SEC source: 0001127602-18-036642 · form4.xml · nonDerivative · entry 1

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,250.119

F1 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 22:36 UTC
Mergner Arthur WVP, Supply Chain
GrantShare Units · Derivative 19.182 $77.25 $1,481.81
Disclosure

SEC source: 0001127602-18-036641 · form4.xml · derivative · entry 3

Mergner Arthur W · CIK 0001603410 · VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,946.525

Underlying: Common Stock · 19.182 shares

Expires not disclosed

F3 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F6 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 22:36 UTC
Mergner Arthur WVP, Supply Chain
GrantCommon Stock 27.128 $77.25 $2,095.64
Disclosure

SEC source: 0001127602-18-036641 · form4.xml · nonDerivative · entry 1

Mergner Arthur W · CIK 0001603410 · VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,409.661

F1 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 22:36 UTC
Moriarty Sean ThomasVP & GM Polymers
GrantShare Units · Derivative 17.114 $77.25 $1,322.06
Disclosure

SEC source: 0001127602-18-036640 · form4.xml · derivative · entry 2

Moriarty Sean Thomas · CIK 0001716333 · VP & GM Polymers

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,305.145

Underlying: Common Stock · 17.114 shares

Expires not disclosed

F2 · security: Share Units acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F3 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F5 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F4 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F4 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 22:35 UTC
PACHOLEC FRANKVice President, Strategy
GrantCommon Stock 107.23 $77.25 $8,283.52
Disclosure

SEC source: 0001127602-18-036638 · form4.xml · nonDerivative · entry 1

PACHOLEC FRANK · CIK 0001229293 · Vice President, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,472.363

F1 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 22:33 UTC GrantShare Units · Derivative 1,122.044 $77.25 $86,677.90
Disclosure

SEC source: 0001127602-18-036636 · form4.xml · derivative · entry 1

STEPAN F QUINN · CIK 0001105432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,833.58

Underlying: Common Stock · 1,122.044 shares

Expires not disclosed

F1 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F2 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock

F4 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F3 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the Plan, generally payable at end of employment, unless otherwise elected.

F3 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the Plan, generally payable at end of employment, unless otherwise elected.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 22:25 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
GrantShare Units · Derivative 322.293 $77.25 $24,897.13
Disclosure

SEC source: 0001127602-18-036628 · form4.xml · derivative · entry 9

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,910.688

Underlying: Common Stock · 322.293 shares

Expires not disclosed

F5 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F6 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F8 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F7 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F7 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 22:25 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
GrantCommon Stock 499.306 $77.25 $38,571.39
Disclosure

SEC source: 0001127602-18-036628 · form4.xml · nonDerivative · entry 1

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,442.935

F1 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 22:19 UTC
Rojo LuisVP & Chief Financial Officer
PurchaseCommon Stock 400 $78.72 $31,488.00
Disclosure

SEC source: 0001127602-18-036625 · form4.xml · nonDerivative · entry 1

Rojo Luis · CIK 0001738439 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

Read SEC document
December 12, 2018 Filed Dec 13, 2018 15:09 UTC
Stefaniak DebraVP, Business Enablement
SaleCommon Stock 200 $79.88 $15,975.40
Disclosure

SEC source: 0001127602-18-036118 · form4.xml · nonDerivative · entry 1

Stefaniak Debra · CIK 0001656944 · VP, Business Enablement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,799.196

Read SEC document
November 30, 2018 Filed Dec 5, 2018 00:09 UTC
Slone Robert VictorVP Chief Tech & Sustainability
Exercise / conversionStock Appreciation Right · Derivative 3,832 $0.00 Strike: $43.85 $0.00
Disclosure

SEC source: 0001127602-18-035238 · form4.xml · derivative · entry 16

Slone Robert Victor · CIK 0001680156 · VP Chief Tech & Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,832 shares

Expires 2026-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The SARs were settled in shares of common stock as per the terms of the award.

Read SEC document
November 30, 2018 Filed Dec 5, 2018 00:09 UTC
Slone Robert VictorVP Chief Tech & Sustainability
Exercise / conversionStock Appreciation Right · Derivative 1,392 $0.00 Strike: $78.58 $0.00
Disclosure

SEC source: 0001127602-18-035238 · form4.xml · derivative · entry 15

Slone Robert Victor · CIK 0001680156 · VP Chief Tech & Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,786

Underlying: Common Stock · 1,392 shares

Expires 2027-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The SARs were settled in shares of common stock as per the terms of the award.

Read SEC document
November 30, 2018 Filed Dec 5, 2018 00:09 UTC
Slone Robert VictorVP Chief Tech & Sustainability
Exercise / conversionStock Appreciation Right · Derivative 1,821 $0.00 Strike: $62.41 $0.00
Disclosure

SEC source: 0001127602-18-035238 · form4.xml · derivative · entry 14

Slone Robert Victor · CIK 0001680156 · VP Chief Tech & Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,821 shares

Expires 2026-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The SARs were settled in shares of common stock as per the terms of the award.

Read SEC document
November 30, 2018 Filed Dec 5, 2018 00:09 UTC
Slone Robert VictorVP Chief Tech & Sustainability
Exercise / conversionStock Appreciation Right · Derivative 1,377 $0.00 Strike: $57.79 $0.00
Disclosure

SEC source: 0001127602-18-035238 · form4.xml · derivative · entry 13

Slone Robert Victor · CIK 0001680156 · VP Chief Tech & Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,377 shares

Expires 2023-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2018 Filed Dec 5, 2018 00:09 UTC
Slone Robert VictorVP Chief Tech & Sustainability
Exercise / conversionCommon Stock 3,832 $43.85 $168,033.20
Disclosure

SEC source: 0001127602-18-035238 · form4.xml · nonDerivative · entry 11

Slone Robert Victor · CIK 0001680156 · VP Chief Tech & Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,881.1011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The SARs were settled in shares of common stock as per the terms of the award.

Read SEC document
November 30, 2018 Filed Dec 5, 2018 00:09 UTC
Slone Robert VictorVP Chief Tech & Sustainability
Tax withholdingCommon Stock 12 $80.42 $965.04
Disclosure

SEC source: 0001127602-18-035238 · form4.xml · nonDerivative · entry 10

Slone Robert Victor · CIK 0001680156 · VP Chief Tech & Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,208.1011

F3 · kind: Withholding of shares to satisfy tax liability on exercise of SARs.

Read SEC document
November 30, 2018 Filed Dec 5, 2018 00:09 UTC
Slone Robert VictorVP Chief Tech & Sustainability
Disposition to issuerCommon Stock 1,361 $80.42 $109,451.62
Disclosure

SEC source: 0001127602-18-035238 · form4.xml · nonDerivative · entry 9

Slone Robert Victor · CIK 0001680156 · VP Chief Tech & Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,220.1011

F2 · kind: Deemed disposition of underlying common stock to the issuer in an amount equal to the conversion price of the SARs.

Read SEC document
November 30, 2018 Filed Dec 5, 2018 00:09 UTC
Slone Robert VictorVP Chief Tech & Sustainability
Exercise / conversionCommon Stock 1,392 $78.58 $109,383.36
Disclosure

SEC source: 0001127602-18-035238 · form4.xml · nonDerivative · entry 8

Slone Robert Victor · CIK 0001680156 · VP Chief Tech & Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,581.1011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The SARs were settled in shares of common stock as per the terms of the award.

Read SEC document
November 30, 2018 Filed Dec 5, 2018 00:09 UTC
Slone Robert VictorVP Chief Tech & Sustainability
Tax withholdingCommon Stock 153 $80.48 $12,313.44
Disclosure

SEC source: 0001127602-18-035238 · form4.xml · nonDerivative · entry 7

Slone Robert Victor · CIK 0001680156 · VP Chief Tech & Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,189.1011

F3 · kind: Withholding of shares to satisfy tax liability on exercise of SARs.

Read SEC document
November 30, 2018 Filed Dec 5, 2018 00:09 UTC
Slone Robert VictorVP Chief Tech & Sustainability
Disposition to issuerCommon Stock 1,412 $80.48 $113,637.76
Disclosure

SEC source: 0001127602-18-035238 · form4.xml · nonDerivative · entry 6

Slone Robert Victor · CIK 0001680156 · VP Chief Tech & Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,342.1011

F2 · kind: Deemed disposition of underlying common stock to the issuer in an amount equal to the conversion price of the SARs.

Read SEC document
November 30, 2018 Filed Dec 5, 2018 00:09 UTC
Slone Robert VictorVP Chief Tech & Sustainability
Exercise / conversionCommon Stock 1,821 $62.41 $113,648.61
Disclosure

SEC source: 0001127602-18-035238 · form4.xml · nonDerivative · entry 5

Slone Robert Victor · CIK 0001680156 · VP Chief Tech & Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,870.1011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The SARs were settled in shares of common stock as per the terms of the award.

Read SEC document
November 30, 2018 Filed Dec 5, 2018 00:09 UTC
Slone Robert VictorVP Chief Tech & Sustainability
Tax withholdingCommon Stock 651 $80.48 $52,392.48
Disclosure

SEC source: 0001127602-18-035238 · form4.xml · nonDerivative · entry 4

Slone Robert Victor · CIK 0001680156 · VP Chief Tech & Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,754.1011

F3 · kind: Withholding of shares to satisfy tax liability on exercise of SARs.

Read SEC document
November 30, 2018 Filed Dec 5, 2018 00:09 UTC
Slone Robert VictorVP Chief Tech & Sustainability
Disposition to issuerCommon Stock 2,088 $80.48 $168,042.24
Disclosure

SEC source: 0001127602-18-035238 · form4.xml · nonDerivative · entry 3

Slone Robert Victor · CIK 0001680156 · VP Chief Tech & Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,405.1011

F2 · kind: Deemed disposition of underlying common stock to the issuer in an amount equal to the conversion price of the SARs.

Read SEC document
November 30, 2018 Filed Dec 5, 2018 00:09 UTC
Slone Robert VictorVP Chief Tech & Sustainability
Exercise / conversionCommon Stock 1,377 $57.79 $79,576.83
Disclosure

SEC source: 0001127602-18-035238 · form4.xml · nonDerivative · entry 2

Slone Robert Victor · CIK 0001680156 · VP Chief Tech & Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,049.1011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2018 Filed Dec 5, 2018 00:09 UTC
Slone Robert VictorVP Chief Tech & Sustainability
Disposition to issuerCommon Stock 1,377 $80.48 $110,820.96
Disclosure

SEC source: 0001127602-18-035238 · form4.xml · nonDerivative · entry 1

Slone Robert Victor · CIK 0001680156 · VP Chief Tech & Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,493.1011

F1 · kind: The Stock Appreciation Rights ("SARs") were settled in cash pursuant to the terms of the award. For reporting purposes, however, the transaction is deemed to be a simultaneous acquisition and disposition of the underlying common stock and is reflected as such in this report.

Read SEC document
November 29, 2018 Filed Nov 30, 2018 19:53 UTC
Slone Robert VictorVP Chief Tech & Sustainability
Exercise / conversionStock Appreciation Right · Derivative 3,611 $0.00 Strike: $41.16 $0.00
Disclosure

SEC source: 0001127602-18-034823 · form4.xml · derivative · entry 16

Slone Robert Victor · CIK 0001680156 · VP Chief Tech & Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,611 shares

Expires 2025-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The Stock Appreciation Rights ("SARs") were settled in shares of common stock as per the terms of the award.

Read SEC document
November 29, 2018 Filed Nov 30, 2018 19:53 UTC
Slone Robert VictorVP Chief Tech & Sustainability
Exercise / conversionStock Option (Right to Buy) · Derivative 464 $0.00 Strike: $78.58 $0.00
Disclosure

SEC source: 0001127602-18-034823 · form4.xml · derivative · entry 15

Slone Robert Victor · CIK 0001680156 · VP Chief Tech & Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 929

Underlying: Common Stock · 464 shares

Expires 2027-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2018 Filed Nov 30, 2018 19:53 UTC
Slone Robert VictorVP Chief Tech & Sustainability
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 607 $0.00 Strike: $62.41 $0.00
Disclosure

SEC source: 0001127602-18-034823 · form4.xml · derivative · entry 14

Slone Robert Victor · CIK 0001680156 · VP Chief Tech & Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 607 shares

Expires 2026-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2018 Filed Nov 30, 2018 19:53 UTC
Slone Robert VictorVP Chief Tech & Sustainability
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,277 $0.00 Strike: $43.85 $0.00
Disclosure

SEC source: 0001127602-18-034823 · form4.xml · derivative · entry 13

Slone Robert Victor · CIK 0001680156 · VP Chief Tech & Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,277 shares

Expires 2026-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2018 Filed Nov 30, 2018 19:53 UTC
Slone Robert VictorVP Chief Tech & Sustainability
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,204 $0.00 Strike: $41.16 $0.00
Disclosure

SEC source: 0001127602-18-034823 · form4.xml · derivative · entry 12

Slone Robert Victor · CIK 0001680156 · VP Chief Tech & Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,204 shares

Expires 2025-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2018 Filed Nov 30, 2018 19:53 UTC
Slone Robert VictorVP Chief Tech & Sustainability
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,377 $0.00 Strike: $57.79 $0.00
Disclosure

SEC source: 0001127602-18-034823 · form4.xml · derivative · entry 11

Slone Robert Victor · CIK 0001680156 · VP Chief Tech & Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,377 shares

Expires 2023-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.