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Nasdaq · USD

SCKT

SOCKET MOBILE, INC.

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Tapewire entity
8279
SEC CIK
0000944075
Parsed reports
302

Last 12 months

Inside the activity.

26 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025260
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 14, 2024 Filed Nov 14, 2024 22:05 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.35 $6,753.50
Disclosure

SEC source: 0000944075-24-000088 · primary_doc.xml · nonDerivative · entry 2

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,541,651

Read SEC document
November 13, 2024 Filed Nov 14, 2024 22:05 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.34 $6,683.00
Disclosure

SEC source: 0000944075-24-000088 · primary_doc.xml · nonDerivative · entry 1

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,536,651

Read SEC document
November 12, 2024 Filed Nov 12, 2024 21:52 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.18 $5,906.00
Disclosure

SEC source: 0000944075-24-000087 · primary_doc.xml · nonDerivative · entry 3

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,531,651

Read SEC document
November 11, 2024 Filed Nov 12, 2024 21:52 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.18 $5,914.00
Disclosure

SEC source: 0000944075-24-000087 · primary_doc.xml · nonDerivative · entry 2

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,526,651

Read SEC document
November 08, 2024 Filed Nov 12, 2024 21:52 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.17 $5,853.00
Disclosure

SEC source: 0000944075-24-000087 · primary_doc.xml · nonDerivative · entry 1

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,521,651

Read SEC document
November 07, 2024 Filed Nov 7, 2024 22:34 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.18 $5,878.00
Disclosure

SEC source: 0000944075-24-000082 · primary_doc.xml · nonDerivative · entry 2

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,516,651

Read SEC document
November 06, 2024 Filed Nov 7, 2024 22:34 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.17 $5,864.00
Disclosure

SEC source: 0000944075-24-000082 · primary_doc.xml · nonDerivative · entry 1

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,511,651

Read SEC document
November 05, 2024 Filed Nov 5, 2024 22:42 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.17 $5,846.00
Disclosure

SEC source: 0000944075-24-000075 · primary_doc.xml · nonDerivative · entry 2

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,506,651

Read SEC document
November 04, 2024 Filed Nov 5, 2024 22:42 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.17 $5,827.50
Disclosure

SEC source: 0000944075-24-000075 · primary_doc.xml · nonDerivative · entry 1

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,501,651

Read SEC document
November 01, 2024 Filed Nov 1, 2024 20:30 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.12 $5,606.50
Disclosure

SEC source: 0000944075-24-000074 · primary_doc.xml · nonDerivative · entry 2

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,496,651

Read SEC document
October 31, 2024 Filed Nov 1, 2024 20:30 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.11 $5,527.00
Disclosure

SEC source: 0000944075-24-000074 · primary_doc.xml · nonDerivative · entry 1

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,491,651

Read SEC document
October 30, 2024 Filed Oct 30, 2024 21:43 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.09 $5,447.00
Disclosure

SEC source: 0000944075-24-000073 · primary_doc.xml · nonDerivative · entry 2

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,486,651

Read SEC document
October 29, 2024 Filed Oct 30, 2024 21:43 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 5,000 $1.08 $5,384.00
Disclosure

SEC source: 0000944075-24-000073 · primary_doc.xml · nonDerivative · entry 1

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,481,651

Read SEC document
August 30, 2024 Filed Sep 3, 2024 18:24 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 10,000 $1.20 $11,994.00
Disclosure

SEC source: 0000944075-24-000071 · primary_doc.xml · nonDerivative · entry 2

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,476,651

Read SEC document
August 29, 2024 Filed Sep 3, 2024 18:24 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 10,000 $1.20 $12,027.00
Disclosure

SEC source: 0000944075-24-000071 · primary_doc.xml · nonDerivative · entry 1

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,466,651

Read SEC document
August 28, 2024 Filed Aug 28, 2024 21:04 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 10,000 $1.18 $11,848.00
Disclosure

SEC source: 0000944075-24-000070 · primary_doc.xml · nonDerivative · entry 2

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,456,651

Read SEC document
August 27, 2024 Filed Aug 28, 2024 21:04 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 10,000 $1.17 $11,732.00
Disclosure

SEC source: 0000944075-24-000070 · primary_doc.xml · nonDerivative · entry 1

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,446,651

Read SEC document
August 26, 2024 Filed Aug 26, 2024 21:25 UTC PurchaseCommon Stock 10,000 $1.10 $11,029.00
Disclosure

SEC source: 0000944075-24-000067 · primary_doc.xml · nonDerivative · entry 2

PARNELL WILLIAM L. JR · CIK 0001713605 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,000

Read SEC document
August 26, 2024 Filed Aug 26, 2024 21:17 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 10,000 $1.10 $11,012.00
Disclosure

SEC source: 0000944075-24-000066 · primary_doc.xml · nonDerivative · entry 2

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,436,651

Read SEC document
August 23, 2024 Filed Aug 26, 2024 21:25 UTC PurchaseCommon Stock 4,000 $1.02 $4,086.40
Disclosure

SEC source: 0000944075-24-000067 · primary_doc.xml · nonDerivative · entry 1

PARNELL WILLIAM L. JR · CIK 0001713605 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,000

Read SEC document
August 23, 2024 Filed Aug 26, 2024 21:17 UTC
BASS CHARLIEDirector · 10% owner
PurchaseCommon Stock 10,000 $1.02 $10,150.00
Disclosure

SEC source: 0000944075-24-000066 · primary_doc.xml · nonDerivative · entry 1

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,426,651

Read SEC document
August 22, 2024 Filed Aug 23, 2024 18:16 UTC GrantCommon Stock 5,250 $0.00 $0.00
Disclosure

SEC source: 0000944075-24-000065 · primary_doc.xml · nonDerivative · entry 1

Hartmann Alexis · CIK 0002034550 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,250

F1 · shares: Shares were granted to the newly appointed director on August 12, 2024, valued at the market closing price of $0.985 as of August 22, 2024.

Read SEC document
August 21, 2024 Filed Aug 22, 2024 17:33 UTC
BASS CHARLIEDirector · 10% owner
PurchaseSubordinated Convertible Note · Derivative 551,759 $525,000.00 Strike: $0.95 $289,673,475,000.00
Disclosure

SEC source: 0000944075-24-000063 · primary_doc.xml · derivative · entry 1

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,982,958

Underlying: Common Stock · 551,759 shares

Expires not disclosed

F1 · derivative.exercise_date: The Subordinated Convertible note is convertible any time on or prior to August 21, 2025. In addition, on or after August 21, 2025, the noteholder has the option to receive the prepayment of principal and accrued interest in cash.

F1 · derivative.expiration_date: The Subordinated Convertible note is convertible any time on or prior to August 21, 2025. In addition, on or after August 21, 2025, the noteholder has the option to receive the prepayment of principal and accrued interest in cash.

Read SEC document
August 21, 2024 Filed Aug 22, 2024 17:26 UTC PurchaseSubordinated Convertible Note · Derivative 105,096 $100,000.00 Strike: $0.95 $10,509,600,000.00
Disclosure

SEC source: 0000944075-24-000062 · primary_doc.xml · derivative · entry 1

PARNELL WILLIAM L. JR · CIK 0001713605 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,722

Underlying: Common Stock · 105,096 shares

Expires not disclosed

F1 · derivative.exercise_date: The Subordinated Convertible note is convertible any time on or prior to August 21, 2025. In addition, on or after August 21, 2025, the noteholder has the option to receive the prepayment of principal and accrued interest in cash.

F1 · derivative.expiration_date: The Subordinated Convertible note is convertible any time on or prior to August 21, 2025. In addition, on or after August 21, 2025, the noteholder has the option to receive the prepayment of principal and accrued interest in cash.

Read SEC document
August 21, 2024 Filed Aug 22, 2024 17:20 UTC
Glaenzer EricVP & Chief Technology Officer
PurchaseSubordinated Convertible Note · Derivative 26,273 $25,000.00 Strike: $0.95 $656,825,000.00
Disclosure

SEC source: 0000944075-24-000061 · primary_doc.xml · derivative · entry 1

Glaenzer Eric · CIK 0002034608 · VP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,273

Underlying: Common Stock · 26,273 shares

Expires not disclosed

F1 · derivative.exercise_date: The Subordinated Convertible note is convertible any time on or prior to August 21, 2025. In addition, on or after August 21, 2025, the noteholder has the option to receive the prepayment of principal and accrued interest in cash.

F1 · derivative.expiration_date: The Subordinated Convertible note is convertible any time on or prior to August 21, 2025. In addition, on or after August 21, 2025, the noteholder has the option to receive the prepayment of principal and accrued interest in cash.

Read SEC document
July 17, 2024 Filed Jul 19, 2024 00:21 UTC
MILLS KEVIN JDirector · Chief Executive Officer
GiftCommon Stock 55,000 $0.00 $0.00
Disclosure

SEC source: 0000944075-24-000049 · primary_doc.xml · nonDerivative · entry 1

MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,207

Read SEC document
June 28, 2024 Filed Jul 1, 2024 16:15 UTC
MILLS KEVIN JDirector · Chief Executive Officer
GiftCommon Stock 45,000 $0.00 $0.00
Disclosure

SEC source: 0000944075-24-000048 · primary_doc.xml · nonDerivative · entry 1

MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,207

Read SEC document
June 26, 2024 Filed Jun 27, 2024 20:29 UTC
BASS CHARLIEDirector · 10% owner
GrantCommon Stock Option · Derivative 50,000 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0000944075-24-000047 · primary_doc.xml · derivative · entry 1

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,000

Underlying: Common · 50,000 shares

Expires 2034-06-26

F1 · derivative.exercise_date: Vests monthly over a 4-year period commencing June 26, 2024.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 22:17 UTC
Holmes David A.Chief Business Officer
OtherCommon Stock Option · Derivative 100,000 $0.00 Strike: $1.12 $0.00
Disclosure

SEC source: 0000944075-24-000046 · primary_doc.xml · derivative · entry 2

Holmes David A. · CIK 0001864423 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common · 100,000 shares

Expires 2034-06-25

F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 22:17 UTC
Holmes David A.Chief Business Officer
OtherCommon Stock Option · Derivative 100,000 $0.00 Strike: $5.92 $0.00
Disclosure

SEC source: 0000944075-24-000046 · primary_doc.xml · derivative · entry 1

Holmes David A. · CIK 0001864423 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 100,000 shares

Expires 2024-06-25

F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 22:03 UTC
OTT LEONARD LEVP Engineering and CTO
OtherCommon Stock Option · Derivative 68,950 $0.00 Strike: $1.12 $0.00
Disclosure

SEC source: 0000944075-24-000045 · primary_doc.xml · derivative · entry 4

OTT LEONARD L · CIK 0001192169 · EVP Engineering and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,950

Underlying: Common · 68,950 shares

Expires 2034-06-25

F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 22:03 UTC
OTT LEONARD LEVP Engineering and CTO
OtherCommon Stock Option · Derivative 43,450 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0000944075-24-000045 · primary_doc.xml · derivative · entry 3

OTT LEONARD L · CIK 0001192169 · EVP Engineering and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common · 43,450 shares

Expires 2024-06-25

F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 22:03 UTC
OTT LEONARD LEVP Engineering and CTO
OtherCommon Stock Option · Derivative 13,500 $0.00 Strike: $2.93 $0.00
Disclosure

SEC source: 0000944075-24-000045 · primary_doc.xml · derivative · entry 2

OTT LEONARD L · CIK 0001192169 · EVP Engineering and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,450

Underlying: Common · 13,500 shares

Expires 2024-06-25

F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 22:03 UTC
OTT LEONARD LEVP Engineering and CTO
OtherCommon Stock Option · Derivative 12,000 $0.00 Strike: $4.22 $0.00
Disclosure

SEC source: 0000944075-24-000045 · primary_doc.xml · derivative · entry 1

OTT LEONARD L · CIK 0001192169 · EVP Engineering and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,950

Underlying: Common · 12,000 shares

Expires 2024-06-25

F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 21:50 UTC
BASS CHARLIEDirector · 10% owner
OtherCommon Stock Option · Derivative 93,000 $0.00 Strike: $1.12 $0.00
Disclosure

SEC source: 0000944075-24-000044 · primary_doc.xml · derivative · entry 10

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,000

Underlying: Common · 93,000 shares

Expires 2034-06-25

F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 21:50 UTC
BASS CHARLIEDirector · 10% owner
OtherCommon Stock Option · Derivative 13,000 $0.00 Strike: $3.05 $0.00
Disclosure

SEC source: 0000944075-24-000044 · primary_doc.xml · derivative · entry 9

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 13,000 shares

Expires 2024-06-25

F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 21:50 UTC
BASS CHARLIEDirector · 10% owner
OtherCommon Stock Option · Derivative 10,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0000944075-24-000044 · primary_doc.xml · derivative · entry 8

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common · 10,000 shares

Expires 2024-06-25

F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 21:50 UTC
BASS CHARLIEDirector · 10% owner
OtherCommon Stock Option · Derivative 10,000 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0000944075-24-000044 · primary_doc.xml · derivative · entry 7

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common · 10,000 shares

Expires 2024-06-25

F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 21:50 UTC
BASS CHARLIEDirector · 10% owner
OtherCommon Stock Option · Derivative 10,000 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0000944075-24-000044 · primary_doc.xml · derivative · entry 6

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,000

Underlying: Common · 10,000 shares

Expires 2024-06-25

F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 21:50 UTC
BASS CHARLIEDirector · 10% owner
OtherCommon Stock Option · Derivative 10,000 $0.00 Strike: $2.52 $0.00
Disclosure

SEC source: 0000944075-24-000044 · primary_doc.xml · derivative · entry 5

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,000

Underlying: Common · 10,000 shares

Expires 2024-06-25

F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 21:50 UTC
BASS CHARLIEDirector · 10% owner
OtherCommon Stock Option · Derivative 10,000 $0.00 Strike: $3.88 $0.00
Disclosure

SEC source: 0000944075-24-000044 · primary_doc.xml · derivative · entry 4

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,000

Underlying: Common · 10,000 shares

Expires 2024-06-25

F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 21:50 UTC
BASS CHARLIEDirector · 10% owner
OtherCommon Stock Option · Derivative 10,000 $0.00 Strike: $3.70 $0.00
Disclosure

SEC source: 0000944075-24-000044 · primary_doc.xml · derivative · entry 3

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,000

Underlying: Common · 10,000 shares

Expires 2024-06-25

F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 21:50 UTC
BASS CHARLIEDirector · 10% owner
OtherCommon Stock Option · Derivative 10,000 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0000944075-24-000044 · primary_doc.xml · derivative · entry 2

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,000

Underlying: Common · 10,000 shares

Expires 2024-06-25

F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 21:50 UTC
BASS CHARLIEDirector · 10% owner
OtherCommon Stock Option · Derivative 10,000 $0.00 Strike: $1.59 $0.00
Disclosure

SEC source: 0000944075-24-000044 · primary_doc.xml · derivative · entry 1

BASS CHARLIE · CIK 0001192161 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,000

Underlying: Common · 10,000 shares

Expires 2024-06-25

F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 21:08 UTC OtherCommon Stock Option · Derivative 46,000 $0.00 Strike: $1.12 $0.00
Disclosure

SEC source: 0000944075-24-000042 · primary_doc.xml · derivative · entry 8

PARNELL WILLIAM L. JR · CIK 0001713605 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,000

Underlying: Common · 46,000 shares

Expires 2034-06-25

F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 21:08 UTC OtherCommon Stock Option · Derivative 8,000 $0.00 Strike: $3.05 $0.00
Disclosure

SEC source: 0000944075-24-000042 · primary_doc.xml · derivative · entry 7

PARNELL WILLIAM L. JR · CIK 0001713605 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 8,000 shares

Expires 2024-06-25

F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024.

Read SEC document
June 25, 2024 Filed Jun 26, 2024 21:08 UTC OtherCommon Stock Option · Derivative 8,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0000944075-24-000042 · primary_doc.xml · derivative · entry 6

PARNELL WILLIAM L. JR · CIK 0001713605 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common · 8,000 shares

Expires 2024-06-25

F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024.

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June 25, 2024 Filed Jun 26, 2024 21:08 UTC OtherCommon Stock Option · Derivative 8,000 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0000944075-24-000042 · primary_doc.xml · derivative · entry 5

PARNELL WILLIAM L. JR · CIK 0001713605 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common · 8,000 shares

Expires 2024-06-25

F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024.

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June 25, 2024 Filed Jun 26, 2024 21:08 UTC OtherCommon Stock Option · Derivative 1,000 $0.00 Strike: $2.24 $0.00
Disclosure

SEC source: 0000944075-24-000042 · primary_doc.xml · derivative · entry 4

PARNELL WILLIAM L. JR · CIK 0001713605 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common · 1,000 shares

Expires 2024-06-25

F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024.

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June 25, 2024 Filed Jun 26, 2024 21:08 UTC OtherCommon Stock Option · Derivative 7,000 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0000944075-24-000042 · primary_doc.xml · derivative · entry 3

PARNELL WILLIAM L. JR · CIK 0001713605 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common · 7,000 shares

Expires 2024-06-25

F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.