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SCHWAB CHARLES CORP

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1218
SEC CIK
0000316709
Parsed reports
2,531

Last 12 months

Inside the activity.

1 purchase rows · 89 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202609
Feb 2026013
Mar 2026010
Apr 202609
May 202617
Jun 202600
Jul 2026018
Aug 2026018
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2008 Filed Feb 19, 2008 19:40 UTC
Dwyer Carrie EEVP and General Counsel
SaleCommon Stock 100 $20.36 $2,036.00
Disclosure

SEC source: 0001296424-08-000002 · edgar.xml · nonDerivative · entry 18

Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,233

Read SEC document
February 15, 2008 Filed Feb 19, 2008 19:40 UTC
Dwyer Carrie EEVP and General Counsel
SaleCommon Stock 300 $20.35 $6,105.00
Disclosure

SEC source: 0001296424-08-000002 · edgar.xml · nonDerivative · entry 17

Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,333

Read SEC document
February 15, 2008 Filed Feb 19, 2008 19:40 UTC
Dwyer Carrie EEVP and General Counsel
SaleCommon Stock 100 $20.34 $2,034.00
Disclosure

SEC source: 0001296424-08-000002 · edgar.xml · nonDerivative · entry 16

Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,633

Read SEC document
February 15, 2008 Filed Feb 19, 2008 19:40 UTC
Dwyer Carrie EEVP and General Counsel
SaleCommon Stock 100 $20.33 $2,033.00
Disclosure

SEC source: 0001296424-08-000002 · edgar.xml · nonDerivative · entry 15

Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,733

Read SEC document
February 15, 2008 Filed Feb 19, 2008 19:40 UTC
Dwyer Carrie EEVP and General Counsel
SaleCommon Stock 900 $20.32 $18,288.00
Disclosure

SEC source: 0001296424-08-000002 · edgar.xml · nonDerivative · entry 14

Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,833

Read SEC document
February 15, 2008 Filed Feb 19, 2008 19:40 UTC
Dwyer Carrie EEVP and General Counsel
SaleCommon Stock 300 $20.30 $6,090.00
Disclosure

SEC source: 0001296424-08-000002 · edgar.xml · nonDerivative · entry 13

Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,733

Read SEC document
February 15, 2008 Filed Feb 19, 2008 19:40 UTC
Dwyer Carrie EEVP and General Counsel
SaleCommon Stock 100 $20.30 $2,029.50
Disclosure

SEC source: 0001296424-08-000002 · edgar.xml · nonDerivative · entry 12

Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,033

Read SEC document
February 15, 2008 Filed Feb 19, 2008 19:40 UTC
Dwyer Carrie EEVP and General Counsel
SaleCommon Stock 300 $20.29 $6,087.00
Disclosure

SEC source: 0001296424-08-000002 · edgar.xml · nonDerivative · entry 11

Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,133

Read SEC document
February 15, 2008 Filed Feb 19, 2008 19:40 UTC
Dwyer Carrie EEVP and General Counsel
SaleCommon Stock 100 $20.28 $2,028.00
Disclosure

SEC source: 0001296424-08-000002 · edgar.xml · nonDerivative · entry 10

Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,433

Read SEC document
February 15, 2008 Filed Feb 19, 2008 19:40 UTC
Dwyer Carrie EEVP and General Counsel
SaleCommon Stock 215 $20.27 $4,358.05
Disclosure

SEC source: 0001296424-08-000002 · edgar.xml · nonDerivative · entry 9

Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,533

Read SEC document
February 15, 2008 Filed Feb 19, 2008 19:40 UTC
Dwyer Carrie EEVP and General Counsel
SaleCommon Stock 367 $20.26 $7,435.42
Disclosure

SEC source: 0001296424-08-000002 · edgar.xml · nonDerivative · entry 8

Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,748

Read SEC document
February 15, 2008 Filed Feb 19, 2008 19:40 UTC
Dwyer Carrie EEVP and General Counsel
SaleCommon Stock 33 $20.26 $668.42
Disclosure

SEC source: 0001296424-08-000002 · edgar.xml · nonDerivative · entry 7

Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,115

Read SEC document
February 15, 2008 Filed Feb 19, 2008 19:40 UTC
Dwyer Carrie EEVP and General Counsel
SaleCommon Stock 100 $20.25 $2,025.00
Disclosure

SEC source: 0001296424-08-000002 · edgar.xml · nonDerivative · entry 6

Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,148

Read SEC document
February 15, 2008 Filed Feb 19, 2008 19:40 UTC
Dwyer Carrie EEVP and General Counsel
SaleCommon Stock 285 $20.24 $5,768.40
Disclosure

SEC source: 0001296424-08-000002 · edgar.xml · nonDerivative · entry 5

Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,248

Read SEC document
February 15, 2008 Filed Feb 19, 2008 19:40 UTC
Dwyer Carrie EEVP and General Counsel
SaleCommon Stock 300 $20.23 $6,069.00
Disclosure

SEC source: 0001296424-08-000002 · edgar.xml · nonDerivative · entry 4

Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,533

Read SEC document
February 15, 2008 Filed Feb 19, 2008 19:40 UTC
Dwyer Carrie EEVP and General Counsel
SaleCommon Stock 500 $20.22 $10,110.00
Disclosure

SEC source: 0001296424-08-000002 · edgar.xml · nonDerivative · entry 3

Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,833

Read SEC document
February 15, 2008 Filed Feb 19, 2008 19:40 UTC
Dwyer Carrie EEVP and General Counsel
SaleCommon Stock 300 $20.21 $6,063.00
Disclosure

SEC source: 0001296424-08-000002 · edgar.xml · nonDerivative · entry 2

Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,333

Read SEC document
February 15, 2008 Filed Feb 19, 2008 19:40 UTC
Dwyer Carrie EEVP and General Counsel
SaleCommon Stock 100 $20.20 $2,020.25
Disclosure

SEC source: 0001296424-08-000002 · edgar.xml · nonDerivative · entry 1

Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,633

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2007.

Read SEC document
January 25, 2008 Filed Jan 28, 2008 21:57 UTC
McCool James DEVP - Corp & Retirement Svcs.
Exercise / conversionNonqualified Stock Option (Right to buy) · Derivative 20,000 $0.00 Strike: $8.76 $0.00
Disclosure

SEC source: 0001389181-08-000004 · edgar.xml · derivative · entry 22

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,711

Underlying: Common Stock · 20,000 shares

Expires 2011-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2008 Filed Jan 28, 2008 21:57 UTC
McCool James DEVP - Corp & Retirement Svcs.
Exercise / conversionNonqualified Stock Option (Right to buy) · Derivative 7,342 $0.00 Strike: $9.26 $0.00
Disclosure

SEC source: 0001389181-08-000004 · edgar.xml · derivative · entry 21

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,342 shares

Expires 2012-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2008 Filed Jan 28, 2008 21:57 UTC
McCool James DEVP - Corp & Retirement Svcs.
Exercise / conversionNonqualified Stock Option (Right to buy) · Derivative 6,293 $0.00 Strike: $12.50 $0.00
Disclosure

SEC source: 0001389181-08-000004 · edgar.xml · derivative · entry 20

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,293 shares

Expires 2012-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2008 Filed Jan 28, 2008 21:57 UTC
McCool James DEVP - Corp & Retirement Svcs.
Exercise / conversionNonqualified Stock Option (Right to buy) · Derivative 7,727 $0.00 Strike: $14.32 $0.00
Disclosure

SEC source: 0001389181-08-000004 · edgar.xml · derivative · entry 19

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,445

Underlying: Common Stock · 7,727 shares

Expires 2011-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2008 Filed Jan 28, 2008 21:57 UTC
McCool James DEVP - Corp & Retirement Svcs.
Exercise / conversionIncentive Stock Option (Right to buy) · Derivative 6,293 $0.00 Strike: $12.50 $0.00
Disclosure

SEC source: 0001389181-08-000004 · edgar.xml · derivative · entry 18

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,293 shares

Expires 2012-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2008 Filed Jan 28, 2008 21:57 UTC
McCool James DEVP - Corp & Retirement Svcs.
Exercise / conversionIncentive Stock Option (Right to buy) · Derivative 4,720 $0.00 Strike: $8.32 $0.00
Disclosure

SEC source: 0001389181-08-000004 · edgar.xml · derivative · entry 17

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,720 shares

Expires 2008-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2008 Filed Jan 28, 2008 21:57 UTC
McCool James DEVP - Corp & Retirement Svcs.
SaleCommon Stock 1,600 $21.36 $34,176.00
Disclosure

SEC source: 0001389181-08-000004 · edgar.xml · nonDerivative · entry 16

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,703

F1 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 8,296 shares held by a 401(k) and 4,827 shares held by an ESOP.

Read SEC document
January 25, 2008 Filed Jan 28, 2008 21:57 UTC
McCool James DEVP - Corp & Retirement Svcs.
SaleCommon Stock 3,300 $21.35 $70,455.00
Disclosure

SEC source: 0001389181-08-000004 · edgar.xml · nonDerivative · entry 15

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,303

Read SEC document
January 25, 2008 Filed Jan 28, 2008 21:57 UTC
McCool James DEVP - Corp & Retirement Svcs.
SaleCommon Stock 4,200 $21.34 $89,628.00
Disclosure

SEC source: 0001389181-08-000004 · edgar.xml · nonDerivative · entry 14

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,603

Read SEC document
January 25, 2008 Filed Jan 28, 2008 21:57 UTC
McCool James DEVP - Corp & Retirement Svcs.
SaleCommon Stock 400 $21.34 $8,534.00
Disclosure

SEC source: 0001389181-08-000004 · edgar.xml · nonDerivative · entry 13

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,803

Read SEC document
January 25, 2008 Filed Jan 28, 2008 21:57 UTC
McCool James DEVP - Corp & Retirement Svcs.
SaleCommon Stock 2,500 $21.33 $53,325.00
Disclosure

SEC source: 0001389181-08-000004 · edgar.xml · nonDerivative · entry 12

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,203

Read SEC document
January 25, 2008 Filed Jan 28, 2008 21:57 UTC
McCool James DEVP - Corp & Retirement Svcs.
SaleCommon Stock 700 $21.32 $14,924.00
Disclosure

SEC source: 0001389181-08-000004 · edgar.xml · nonDerivative · entry 11

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,703

Read SEC document
January 25, 2008 Filed Jan 28, 2008 21:57 UTC
McCool James DEVP - Corp & Retirement Svcs.
SaleCommon Stock 400 $21.32 $8,526.00
Disclosure

SEC source: 0001389181-08-000004 · edgar.xml · nonDerivative · entry 10

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,403

Read SEC document
January 25, 2008 Filed Jan 28, 2008 21:57 UTC
McCool James DEVP - Corp & Retirement Svcs.
SaleCommon Stock 10,935 $21.31 $233,024.85
Disclosure

SEC source: 0001389181-08-000004 · edgar.xml · nonDerivative · entry 9

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,803

Read SEC document
January 25, 2008 Filed Jan 28, 2008 21:57 UTC
McCool James DEVP - Corp & Retirement Svcs.
SaleCommon Stock 100 $21.31 $2,130.50
Disclosure

SEC source: 0001389181-08-000004 · edgar.xml · nonDerivative · entry 8

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,738

Read SEC document
January 25, 2008 Filed Jan 28, 2008 21:57 UTC
McCool James DEVP - Corp & Retirement Svcs.
SaleCommon Stock 17,227 $21.30 $366,935.10
Disclosure

SEC source: 0001389181-08-000004 · edgar.xml · nonDerivative · entry 7

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,838

Read SEC document
January 25, 2008 Filed Jan 28, 2008 21:57 UTC
McCool James DEVP - Corp & Retirement Svcs.
Exercise / conversionCommon Stock 20,000 $8.76 $175,232.00
Disclosure

SEC source: 0001389181-08-000004 · edgar.xml · nonDerivative · entry 6

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2008 Filed Jan 28, 2008 21:57 UTC
McCool James DEVP - Corp & Retirement Svcs.
Exercise / conversionCommon Stock 7,342 $9.26 $67,967.10
Disclosure

SEC source: 0001389181-08-000004 · edgar.xml · nonDerivative · entry 5

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2008 Filed Jan 28, 2008 21:57 UTC
McCool James DEVP - Corp & Retirement Svcs.
Exercise / conversionCommon Stock 6,293 $12.50 $78,654.95
Disclosure

SEC source: 0001389181-08-000004 · edgar.xml · nonDerivative · entry 4

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2008 Filed Jan 28, 2008 21:57 UTC
McCool James DEVP - Corp & Retirement Svcs.
Exercise / conversionCommon Stock 7,727 $14.32 $110,649.09
Disclosure

SEC source: 0001389181-08-000004 · edgar.xml · nonDerivative · entry 3

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2008 Filed Jan 28, 2008 21:57 UTC
McCool James DEVP - Corp & Retirement Svcs.
Exercise / conversionCommon Stock 6,293 $12.50 $78,654.95
Disclosure

SEC source: 0001389181-08-000004 · edgar.xml · nonDerivative · entry 2

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2008 Filed Jan 28, 2008 21:57 UTC
McCool James DEVP - Corp & Retirement Svcs.
Exercise / conversionCommon Stock 4,720 $8.32 $39,249.63
Disclosure

SEC source: 0001389181-08-000004 · edgar.xml · nonDerivative · entry 1

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2008 Filed Jan 4, 2008 17:01 UTC GrantRestricted Stock Units · Derivative 1,018 $0.00 Strike: $24.58 $0.00
Disclosure

SEC source: 0001171694-08-000002 · edgar.xml · derivative · entry 1

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,018

Underlying: Common Stock · 1,018 shares

Expires not disclosed

F1 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F2 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

Read SEC document
January 02, 2008 Filed Jan 4, 2008 16:51 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 3,369 $0.00 Strike: $24.58 $0.00
Disclosure

SEC source: 0001188402-08-000002 · edgar.xml · derivative · entry 1

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,369

Underlying: Common Stock · 3,369 shares

Expires 2018-01-02

F1 · shares: The options were received pursuant to the Directors' Deferred Compensation Plan II and vest immediately.

Read SEC document
January 02, 2008 Filed Jan 4, 2008 17:08 UTC GrantRestricted Stock Units · Derivative 865 $0.00 Strike: $24.58 $0.00
Disclosure

SEC source: 0001193024-08-000002 · edgar.xml · derivative · entry 1

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 865

Underlying: Common Stock · 865 shares

Expires not disclosed

F1 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F2 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

Read SEC document
January 02, 2008 Filed Oct 21, 2008 18:25 UTC Amendment GrantNonqualified Stock Option (right to buy) · Derivative 4,040 $0.00 Strike: $24.58 $0.00
Disclosure

SEC source: 0001188402-08-000014 · edgar.xml · derivative · entry 1

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,040

Underlying: Common Stock · 4,040 shares

Expires 2018-01-02

F1 · shares: The number of options on the reporting person's original Form 4 was reported incorrectly.

Read SEC document
December 31, 2007 Filed Jan 2, 2008 19:26 UTC
McCool James DEVP - Corp & Retirement Svcs.
GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001389181-08-000002 · edgar.xml · nonDerivative · entry 1

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,177

F1 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 8,306 shares held by a 401(k) and 4,822 shares held by an ESOP.

Read SEC document
December 31, 2007 Filed Jan 8, 2008 20:16 UTC Amendment
McCool James DEVP - Corp & Retirement Svcs.
GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001389181-08-000003 · edgar.xml · nonDerivative · entry 1

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,690

F1 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 8,296 shares held by a 401(k) and 4,827 shares held by an ESOP.

Read SEC document
December 20, 2007 Filed Dec 20, 2007 23:17 UTC
Schwab Charles R.Director · Chairman and CEO · 10% owner
GiftCommon Stock 39,583 $0.00 $0.00
Disclosure

SEC source: 0000923738-07-000036 · edgar.xml · nonDerivative · entry 3

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 135,336,887

F1 · balance_after: As of the date of this report, the reporting person also had direct beneficial ownership interest in 5,300,511 shares and an indirect beneficial ownership interest in 39,350,941 shares held by an LLC, 7,085,465 shares held by his spouse, 2,355,329 shares held by a limited partnership, and 1,820,727 shares held in an ESOP.

Read SEC document
December 20, 2007 Filed Dec 20, 2007 23:17 UTC
Schwab Charles R.Director · Chairman and CEO · 10% owner
GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000923738-07-000036 · edgar.xml · nonDerivative · entry 2

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 135,376,470

Read SEC document
December 20, 2007 Filed Dec 20, 2007 23:17 UTC
Schwab Charles R.Director · Chairman and CEO · 10% owner
GiftCommon Stock 1,666,667 $0.00 $0.00
Disclosure

SEC source: 0000923738-07-000036 · edgar.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 135,426,470

Read SEC document
December 19, 2007 Filed Dec 20, 2007 16:49 UTC
Dwyer Carrie EEVP and General Counsel
SaleCommon Stock 1,600 $24.14 $38,624.00
Disclosure

SEC source: 0001296424-07-000008 · edgar.xml · nonDerivative · entry 30

Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,462

F2 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 5,705 shares held in a trust for her daughter, 5,705 shares held in a trust for her son, and 1,128 shares held by an ESOP.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.