Last 12 months
Inside the activity.
1 purchase rows · 89 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 13 |
| Mar 2026 | 0 | 10 |
| Apr 2026 | 0 | 9 |
| May 2026 | 1 | 7 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 18 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 21, 2012 Filed Nov 21, 2012 21:05 UTC |
Allen Jay LEVP - Human Resources
|
SaleCommon Stock | 2,622 | $12.97 | $33,998.69 |
DisclosureSEC source: 0001225208-12-023723 · doc4.xml · nonDerivative · entry 2 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 37,537.9588 F1 · price: This transaction was executed in multiple trades at prices ranging from $12.9601 to $12.975. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 21, 2012 Filed Nov 21, 2012 21:05 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionCommon Stock | 2,622 | $8.93 | $23,422.85 |
DisclosureSEC source: 0001225208-12-023723 · doc4.xml · nonDerivative · entry 1 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 40,159.9588 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2012 Filed Nov 20, 2012 16:35 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 1,225,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-023534 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 121,418,412 Read SEC document |
| November 13, 2012 Filed Nov 14, 2012 21:08 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 500,000 | $12.85 | $6,423,350.00 |
DisclosureSEC source: 0001225208-12-023139 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,931,381 F2 · price: This transaction was executed in multiple trades at prices ranging from $12.70 to $12.98. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 12, 2012 Filed Nov 14, 2012 21:08 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 500,000 | $12.96 | $6,481,600.00 |
DisclosureSEC source: 0001225208-12-023139 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,431,381 F1 · price: This transaction was executed in multiple trades at prices ranging from $12.885 to $13.07. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 09, 2012 Filed Nov 9, 2012 22:35 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 105,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-022838 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 5,986,465.33 Read SEC document |
| November 09, 2012 Filed Nov 9, 2012 22:35 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 500,000 | $13.18 | $6,590,550.00 |
DisclosureSEC source: 0001225208-12-022838 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,931,381 F1 · price: This transaction was executed in multiple trades at prices ranging from $13.05 to $13.31. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 05, 2012 Filed Nov 7, 2012 18:57 UTC |
Gill George A.EVP - Investor Services
|
Exercise / conversionCommon Stock | 517 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-022607 · doc4.xml · nonDerivative · entry 1 Gill George A. · CIK 0001545058 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,790 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 02, 2012 Filed Nov 5, 2012 19:21 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 750,000 | $13.73 | $10,298,400.00 |
DisclosureSEC source: 0001225208-12-022332 · doc4.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 122,643,412 F3 · price: This transaction was executed in multiple trades at prices ranging from $13.65 to $13.81. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 02, 2012 Filed Nov 6, 2012 20:04 UTC |
Gill George A.EVP - Investor Services
|
Exercise / conversionCommon Stock | 578 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-022479 · doc4.xml · nonDerivative · entry 1 Gill George A. · CIK 0001545058 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 19:21 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GrantNonqualified Stock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $13.64 | $0.00 |
DisclosureSEC source: 0001225208-12-022332 · doc4.xml · derivative · entry 7 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2022-11-01 F4 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 19:21 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 1,000,000 | $13.59 | $13,590,500.00 |
DisclosureSEC source: 0001225208-12-022332 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 123,393,412 F2 · price: This transaction was executed in multiple trades at prices ranging from $13.495 to $13.64. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 19:21 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GrantCommon Stock | 18,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-022332 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,431,381 F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 19:21 UTC |
Bettinger Walter WDirector · President and CEO
|
GrantNonqualified Stock Option (right to buy) · Derivative | 325,000 | $0.00 Strike: $13.64 | $0.00 |
DisclosureSEC source: 0001225208-12-022333 · doc4.xml · derivative · entry 5 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,000 Underlying: Common Stock · 325,000 shares Expires 2022-11-01 F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 19:21 UTC |
Bettinger Walter WDirector · President and CEO
|
GrantCommon Stock | 38,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-022333 · doc4.xml · nonDerivative · entry 1 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 511,468.8859 F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 19:21 UTC |
McCool James DEVP - Institutional Services
|
GrantNonqualified Stock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $13.64 | $0.00 |
DisclosureSEC source: 0001225208-12-022334 · doc4.xml · derivative · entry 4 McCool James D · CIK 0001389181 · EVP - Institutional Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2022-11-01 F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 19:21 UTC |
McCool James DEVP - Institutional Services
|
GrantCommon Stock | 9,908 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-022334 · doc4.xml · nonDerivative · entry 1 McCool James D · CIK 0001389181 · EVP - Institutional Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,056.6777 F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 19:21 UTC |
Dwyer Carrie EEVP and General Counsel
|
GrantNonqualified Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $13.64 | $0.00 |
DisclosureSEC source: 0001225208-12-022335 · doc4.xml · derivative · entry 6 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2022-11-01 F3 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 19:21 UTC |
Dwyer Carrie EEVP and General Counsel
|
GrantCommon Stock | 7,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-022335 · doc4.xml · nonDerivative · entry 1 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 116,692 F1 · shares: Shares acquired on the vesting of restricted stock units. F2 · balance_after: Since the date of the reporting person's last ownership report, she transferred 109,617 shares of company common stock pursuant to a domestic relations order. Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 19:21 UTC |
MARTINETTO JOSEPH REVP and CFO
|
GrantNonqualified Stock Option (right to buy) · Derivative | 70,000 | $0.00 Strike: $13.64 | $0.00 |
DisclosureSEC source: 0001225208-12-022336 · doc4.xml · derivative · entry 3 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2022-11-01 F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 19:21 UTC |
MARTINETTO JOSEPH REVP and CFO
|
GrantCommon Stock | 8,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-022336 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,092 F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 19:21 UTC |
Gill George A.EVP - Investor Services
|
GrantNonqualified Stock Option (right to buy) · Derivative | 62,500 | $0.00 Strike: $13.64 | $0.00 |
DisclosureSEC source: 0001225208-12-022337 · doc4.xml · derivative · entry 3 Gill George A. · CIK 0001545058 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 62,500 shares Expires 2022-11-01 F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 19:21 UTC |
Gill George A.EVP - Investor Services
|
GrantCommon Stock | 4,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-022337 · doc4.xml · nonDerivative · entry 1 Gill George A. · CIK 0001545058 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,695 F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 19:21 UTC |
Allen Jay LEVP - Human Resources
|
GrantNonqualified Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $13.64 | $0.00 |
DisclosureSEC source: 0001225208-12-022338 · doc4.xml · derivative · entry 4 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2022-11-01 F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 19:21 UTC |
Allen Jay LEVP - Human Resources
|
GrantCommon Stock | 5,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-022338 · doc4.xml · nonDerivative · entry 1 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 37,537.9588 F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 19:21 UTC |
Clendening John SEVP-Shared Strategic Services
|
GrantNonqualified Stock Option (right to buy) · Derivative | 70,000 | $0.00 Strike: $13.64 | $0.00 |
DisclosureSEC source: 0001225208-12-022339 · doc4.xml · derivative · entry 3 Clendening John S · CIK 0001388961 · EVP-Shared Strategic Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2022-11-01 F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 19:21 UTC |
Clendening John SEVP-Shared Strategic Services
|
GrantCommon Stock | 8,385 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-022339 · doc4.xml · nonDerivative · entry 1 Clendening John S · CIK 0001388961 · EVP-Shared Strategic Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 43,298 F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| October 31, 2012 Filed Oct 31, 2012 21:49 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 1,250,000 | $13.50 | $16,874,750.00 |
DisclosureSEC source: 0001225208-12-022072 · doc4.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 124,393,412 F1 · price: This transaction was executed in multiple trades at prices ranging from $13.38 to $13.5875. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 30, 2012 Filed Oct 31, 2012 21:49 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 206,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-022072 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 125,643,412 Read SEC document |
| October 30, 2012 Filed Oct 31, 2012 21:49 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 20,960 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-022072 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 125,849,852 Read SEC document |
| October 01, 2012 Filed Oct 3, 2012 15:24 UTC |
BUTCHER C PRESTONDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 6,737 | $0.00 Strike: $12.88 | $0.00 |
DisclosureSEC source: 0001225208-12-020783 · doc4.xml · derivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,737 Underlying: Common Stock · 6,737 shares Expires 2022-10-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| October 01, 2012 Filed Oct 3, 2012 15:33 UTC |
HERRINGER FRANK CDirector
|
GrantRestricted Stock Units · Derivative | 1,941 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-020786 · doc4.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,046.64 Underlying: Common Stock · 1,941 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F3 · derivative.exercise_date: The restricted stock units are fully vested, are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are fully vested, are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| October 01, 2012 Filed Oct 3, 2012 16:17 UTC |
Bettinger Walter WDirector · President and CEO
|
Tax withholdingCommon Stock | 39,019 | $12.92 | $503,930.39 |
DisclosureSEC source: 0001225208-12-020791 · doc4.xml · nonDerivative · entry 1 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,139.8859 Read SEC document |
| October 01, 2012 Filed Oct 3, 2012 20:50 UTC Amendment |
Bettinger Walter WDirector · President and CEO
|
Tax withholdingCommon Stock | 43,419 | $12.92 | $560,756.39 |
DisclosureSEC source: 0001225208-12-020869 · doc4a.xml · nonDerivative · entry 1 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,739.8859 Read SEC document |
| September 13, 2012 Filed Sep 14, 2012 15:45 UTC |
MCLIN STEPHEN TDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 3,976 | $0.00 Strike: $8.56 | $0.00 |
DisclosureSEC source: 0001225208-12-019617 · doc4.xml · derivative · entry 4 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,976 shares Expires 2012-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2012 Filed Sep 14, 2012 15:45 UTC |
MCLIN STEPHEN TDirector
|
Tax withholdingCommon Stock | 2,410 | $14.12 | $34,029.20 |
DisclosureSEC source: 0001225208-12-019617 · doc4.xml · nonDerivative · entry 2 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 141,511 Read SEC document |
| September 13, 2012 Filed Sep 14, 2012 15:45 UTC |
MCLIN STEPHEN TDirector
|
Exercise / conversionCommon Stock | 3,976 | $8.56 | $34,040.13 |
DisclosureSEC source: 0001225208-12-019617 · doc4.xml · nonDerivative · entry 1 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 143,921 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 05, 2012 Filed Sep 6, 2012 16:03 UTC |
BUTCHER C PRESTONDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 3,790 | $0.00 Strike: $8.56 | $0.00 |
DisclosureSEC source: 0001225208-12-019092 · doc4.xml · derivative · entry 4 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,790 shares Expires 2012-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 05, 2012 Filed Sep 6, 2012 16:03 UTC |
BUTCHER C PRESTONDirector
|
Exercise / conversionCommon Stock | 3,790 | $8.56 | $32,447.71 |
DisclosureSEC source: 0001225208-12-019092 · doc4.xml · nonDerivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 940,701.341 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2012 Filed Sep 4, 2012 22:02 UTC |
HERRINGER FRANK CDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 3,542 | $0.00 Strike: $8.56 | $0.00 |
DisclosureSEC source: 0001225208-12-018907 · doc4.xml · derivative · entry 5 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,542 shares Expires 2012-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2012 Filed Sep 4, 2012 22:02 UTC |
HERRINGER FRANK CDirector
|
Tax withholdingCommon Stock | 2,251 | $13.47 | $30,320.97 |
DisclosureSEC source: 0001225208-12-018907 · doc4.xml · nonDerivative · entry 2 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 85,287 Read SEC document |
| August 31, 2012 Filed Sep 4, 2012 22:02 UTC |
HERRINGER FRANK CDirector
|
Exercise / conversionCommon Stock | 3,542 | $8.56 | $30,324.48 |
DisclosureSEC source: 0001225208-12-018907 · doc4.xml · nonDerivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 87,538 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2012 Filed Aug 29, 2012 21:27 UTC |
BECHTLE NANCY HDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 3,790 | $8.56 Strike: $8.56 | $32,447.33 |
DisclosureSEC source: 0001225208-12-018716 · doc4.xml · derivative · entry 4 BECHTLE NANCY H · CIK 0001188400 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,790 shares Expires 2012-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2012 Filed Aug 29, 2012 21:27 UTC |
BECHTLE NANCY HDirector
|
Tax withholdingCommon Stock | 2,474 | $13.12 | $32,446.51 |
DisclosureSEC source: 0001225208-12-018716 · doc4.xml · nonDerivative · entry 2 BECHTLE NANCY H · CIK 0001188400 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 227,132 Read SEC document |
| August 28, 2012 Filed Aug 29, 2012 21:27 UTC |
BECHTLE NANCY HDirector
|
Exercise / conversionCommon Stock | 3,790 | $8.56 | $32,447.71 |
DisclosureSEC source: 0001225208-12-018716 · doc4.xml · nonDerivative · entry 1 BECHTLE NANCY H · CIK 0001188400 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 229,606 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2012 Filed Aug 29, 2012 22:57 UTC Amendment |
BECHTLE NANCY HDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 3,790 | $0.00 Strike: $8.56 | $0.00 |
DisclosureSEC source: 0001225208-12-018719 · doc4a.xml · derivative · entry 1 BECHTLE NANCY H · CIK 0001188400 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,790 shares Expires 2012-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reporting person is amending the Form 4 originally filed to report this option exercise for the purpose of correcting the price of the derivative security in Column 8. Read SEC document |
| August 20, 2012 Filed Aug 20, 2012 19:13 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 500,000 | $13.13 | $6,565,200.00 |
DisclosureSEC source: 0001225208-12-018176 · doc4.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 125,870,812 F3 · price: This transaction was executed in multiple trades at prices ranging from $12.99 to $13.24. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 17, 2012 Filed Aug 20, 2012 19:13 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 800,000 | $13.24 | $10,588,720.00 |
DisclosureSEC source: 0001225208-12-018176 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 126,370,812 F2 · price: This transaction was executed in multiple trades at prices ranging from $13.18 to $13.34. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 16, 2012 Filed Aug 20, 2012 19:13 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 200,000 | $13.29 | $2,657,880.00 |
DisclosureSEC source: 0001225208-12-018176 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 127,170,812 F1 · price: This transaction was executed in multiple trades at prices ranging from $13.28 to $13.315. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 07, 2012 Filed Aug 8, 2012 15:25 UTC |
MARTINETTO JOSEPH REVP and CFO
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,244 | $0.00 Strike: $9.26 | $0.00 |
DisclosureSEC source: 0001225208-12-017425 · doc4.xml · derivative · entry 4 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,244 shares Expires 2012-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.