Last 12 months
Inside the activity.
1 purchase rows · 89 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 13 |
| Mar 2026 | 0 | 10 |
| Apr 2026 | 0 | 9 |
| May 2026 | 1 | 7 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 18 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 06, 2013 Filed Dec 9, 2013 20:31 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionCommon Stock | 500 | $18.66 | $9,330.00 |
DisclosureSEC source: 0001225208-13-025040 · doc4.xml · nonDerivative · entry 1 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 10,945.6945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2013 Filed Dec 4, 2013 18:40 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 81,947 | $0.00 Strike: $19.36 | $0.00 |
DisclosureSEC source: 0001225208-13-024671 · doc4.xml · derivative · entry 15 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 81,947 shares Expires 2018-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2013 Filed Dec 4, 2013 18:40 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 79,067 | $0.00 Strike: $17.38 | $0.00 |
DisclosureSEC source: 0001225208-13-024671 · doc4.xml · derivative · entry 14 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 79,067 shares Expires 2019-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2013 Filed Dec 4, 2013 18:40 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 26,049 | $0.00 Strike: $22.65 | $0.00 |
DisclosureSEC source: 0001225208-13-024671 · doc4.xml · derivative · entry 13 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,049 shares Expires 2014-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2013 Filed Dec 4, 2013 18:40 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 1,100 | $0.00 Strike: $23.33 | $0.00 |
DisclosureSEC source: 0001225208-13-024671 · doc4.xml · derivative · entry 12 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,015 Underlying: Common Stock · 1,100 shares Expires 2014-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2013 Filed Dec 4, 2013 18:40 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 4,700 | $0.00 Strike: $18.66 | $0.00 |
DisclosureSEC source: 0001225208-13-024671 · doc4.xml · derivative · entry 11 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,003 Underlying: Common Stock · 4,700 shares Expires 2021-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2013 Filed Dec 4, 2013 18:40 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 21,067 | $0.00 Strike: $18.25 | $0.00 |
DisclosureSEC source: 0001225208-13-024671 · doc4.xml · derivative · entry 10 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,023 Underlying: Common Stock · 21,067 shares Expires 2020-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2013 Filed Dec 4, 2013 18:40 UTC |
Allen Jay LEVP - Human Resources
|
SaleCommon Stock | 213,930 | $24.93 | $5,332,526.15 |
DisclosureSEC source: 0001225208-13-024671 · doc4.xml · nonDerivative · entry 8 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 10,445.6945 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013. F2 · price: This transaction was executed in multiple trades at prices ranging from $24.57 to $25.13. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 02, 2013 Filed Dec 4, 2013 18:40 UTC |
Allen Jay LEVP - Human Resources
|
SaleCommon Stock | 6,030 | $24.91 | $150,201.27 |
DisclosureSEC source: 0001225208-13-024671 · doc4.xml · nonDerivative · entry 7 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 224,375.6945 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013. F2 · price: This transaction was executed in multiple trades at prices ranging from $24.57 to $25.13. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 02, 2013 Filed Dec 4, 2013 18:40 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionCommon Stock | 1,100 | $23.33 | $25,662.45 |
DisclosureSEC source: 0001225208-13-024671 · doc4.xml · nonDerivative · entry 6 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 230,405.6945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2013 Filed Dec 4, 2013 18:40 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionCommon Stock | 4,700 | $18.66 | $87,702.00 |
DisclosureSEC source: 0001225208-13-024671 · doc4.xml · nonDerivative · entry 5 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 229,305.6945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2013 Filed Dec 4, 2013 18:40 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionCommon Stock | 21,067 | $18.25 | $384,472.75 |
DisclosureSEC source: 0001225208-13-024671 · doc4.xml · nonDerivative · entry 4 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 224,605.6945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2013 Filed Dec 4, 2013 18:40 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionCommon Stock | 26,049 | $22.65 | $590,009.85 |
DisclosureSEC source: 0001225208-13-024671 · doc4.xml · nonDerivative · entry 3 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 203,538.6945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2013 Filed Dec 4, 2013 18:40 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionCommon Stock | 79,067 | $17.38 | $1,374,184.46 |
DisclosureSEC source: 0001225208-13-024671 · doc4.xml · nonDerivative · entry 2 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 177,489.6945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2013 Filed Dec 4, 2013 18:40 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionCommon Stock | 81,947 | $19.36 | $1,586,493.92 |
DisclosureSEC source: 0001225208-13-024671 · doc4.xml · nonDerivative · entry 1 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 98,422.6945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2013 Filed Nov 25, 2013 17:43 UTC |
Clendening John SEVP - Investor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 83,566 | $0.00 Strike: $23.33 | $0.00 |
DisclosureSEC source: 0001225208-13-024178 · doc4.xml · derivative · entry 4 Clendening John S · CIK 0001388961 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 83,566 shares Expires 2014-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2013 Filed Nov 25, 2013 17:43 UTC |
Clendening John SEVP - Investor Services
|
SaleCommon Stock | 83,566 | $24.84 | $2,076,147.13 |
DisclosureSEC source: 0001225208-13-024178 · doc4.xml · nonDerivative · entry 2 Clendening John S · CIK 0001388961 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 55,927 F1 · price: This transaction was executed in multiple trades at prices ranging from $24.80 to $24.97. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 22, 2013 Filed Nov 25, 2013 17:43 UTC |
Clendening John SEVP - Investor Services
|
Exercise / conversionCommon Stock | 83,566 | $23.33 | $1,949,553.00 |
DisclosureSEC source: 0001225208-13-024178 · doc4.xml · nonDerivative · entry 1 Clendening John S · CIK 0001388961 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 139,493 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2013 Filed Nov 25, 2013 17:43 UTC |
Bettinger Walter WDirector · President and CEO
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 348,190 | $0.00 Strike: $23.33 | $0.00 |
DisclosureSEC source: 0001225208-13-024179 · doc4.xml · derivative · entry 6 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 348,190 shares Expires 2014-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2013 Filed Nov 25, 2013 17:43 UTC |
Bettinger Walter WDirector · President and CEO
|
SaleCommon Stock | 348,190 | $24.83 | $8,644,478.31 |
DisclosureSEC source: 0001225208-13-024179 · doc4.xml · nonDerivative · entry 2 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 575,379.8859 F1 · price: This transaction was executed in multiple trades at prices ranging from $24.80 to $24.97. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 22, 2013 Filed Nov 25, 2013 17:43 UTC |
Bettinger Walter WDirector · President and CEO
|
Exercise / conversionCommon Stock | 348,190 | $23.33 | $8,123,098.61 |
DisclosureSEC source: 0001225208-13-024179 · doc4.xml · nonDerivative · entry 1 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 923,569.8859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2013 Filed Nov 22, 2013 21:45 UTC |
MARTINETTO JOSEPH REVP and CFO
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 104,457 | $0.00 Strike: $23.33 | $0.00 |
DisclosureSEC source: 0001225208-13-024123 · doc4.xml · derivative · entry 4 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 104,457 shares Expires 2014-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2013 Filed Nov 22, 2013 21:45 UTC |
MARTINETTO JOSEPH REVP and CFO
|
SaleCommon Stock | 104,457 | $24.91 | $2,601,929.86 |
DisclosureSEC source: 0001225208-13-024123 · doc4.xml · nonDerivative · entry 2 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,089 F1 · price: This transaction was executed in multiple trades at prices ranging from $24.90 to $24.955. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 21, 2013 Filed Nov 22, 2013 21:45 UTC |
MARTINETTO JOSEPH REVP and CFO
|
Exercise / conversionCommon Stock | 104,457 | $23.33 | $2,436,929.58 |
DisclosureSEC source: 0001225208-13-024123 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2013 Filed Nov 19, 2013 21:17 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 23,499 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001225208-13-023885 · doc4.xml · derivative · entry 11 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,500 Underlying: Common Stock · 23,499 shares Expires 2021-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2013 Filed Nov 19, 2013 21:17 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 11,096 | $0.00 Strike: $12.45 | $0.00 |
DisclosureSEC source: 0001225208-13-023885 · doc4.xml · derivative · entry 10 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,291 Underlying: Common Stock · 11,096 shares Expires 2022-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2013 Filed Nov 19, 2013 21:17 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 12,500 | $0.00 Strike: $12.66 | $0.00 |
DisclosureSEC source: 0001225208-13-023885 · doc4.xml · derivative · entry 9 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires 2019-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2013 Filed Nov 19, 2013 21:17 UTC |
Clark Bernard J.EVP - Advisor Services
|
SaleCommon Stock | 47,095 | $24.51 | $1,154,463.28 |
DisclosureSEC source: 0001225208-13-023885 · doc4.xml · nonDerivative · entry 5 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 74,698.8215 F1 · price: The transactions were executed in multiple trades at prices ranging from $24.495 to $24.54. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 18, 2013 Filed Nov 19, 2013 21:17 UTC |
Clark Bernard J.EVP - Advisor Services
|
SaleCommon Stock | 6,126 | $24.51 | $150,134.17 |
DisclosureSEC source: 0001225208-13-023885 · doc4.xml · nonDerivative · entry 4 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 121,793.8215 F1 · price: The transactions were executed in multiple trades at prices ranging from $24.495 to $24.54. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 18, 2013 Filed Nov 19, 2013 21:17 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionCommon Stock | 11,096 | $12.45 | $138,145.20 |
DisclosureSEC source: 0001225208-13-023885 · doc4.xml · nonDerivative · entry 3 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 127,919.8215 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2013 Filed Nov 19, 2013 21:17 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionCommon Stock | 12,500 | $12.66 | $158,250.00 |
DisclosureSEC source: 0001225208-13-023885 · doc4.xml · nonDerivative · entry 2 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 116,823.8215 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2013 Filed Nov 19, 2013 21:17 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionCommon Stock | 23,499 | $11.75 | $276,113.25 |
DisclosureSEC source: 0001225208-13-023885 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 104,323.8215 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2013 Filed Nov 12, 2013 17:51 UTC |
Dwyer Carrie EEVP and General Counsel
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 42,218 | $0.00 Strike: $23.33 | $0.00 |
DisclosureSEC source: 0001225208-13-023236 · doc4.xml · derivative · entry 6 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 42,218 shares Expires 2014-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2013 Filed Nov 12, 2013 17:51 UTC |
Dwyer Carrie EEVP and General Counsel
|
SaleCommon Stock | 42,218 | $24.17 | $1,020,510.38 |
DisclosureSEC source: 0001225208-13-023236 · doc4.xml · nonDerivative · entry 2 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 90,067 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2013. F2 · price: This transaction was executed in multiple trades at prices ranging from $24.11 to $24.28. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 11, 2013 Filed Nov 12, 2013 17:51 UTC |
Dwyer Carrie EEVP and General Counsel
|
Exercise / conversionCommon Stock | 42,218 | $23.33 | $984,924.83 |
DisclosureSEC source: 0001225208-13-023236 · doc4.xml · nonDerivative · entry 1 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 132,285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2013 Filed Nov 12, 2013 17:41 UTC |
Clendening John SEVP - Investor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 34,558 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001225208-13-023234 · doc4.xml · derivative · entry 4 Clendening John S · CIK 0001388961 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,558 Underlying: Common Stock · 34,558 shares Expires 2021-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2013 Filed Nov 12, 2013 17:41 UTC |
Clendening John SEVP - Investor Services
|
SaleCommon Stock | 34,558 | $23.93 | $826,824.34 |
DisclosureSEC source: 0001225208-13-023234 · doc4.xml · nonDerivative · entry 2 Clendening John S · CIK 0001388961 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 55,927 F1 · price: This transaction was executed in multiple trades at prices ranging from $23.895 to $23.965. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 08, 2013 Filed Nov 12, 2013 17:41 UTC |
Clendening John SEVP - Investor Services
|
Exercise / conversionCommon Stock | 34,558 | $11.75 | $406,056.50 |
DisclosureSEC source: 0001225208-13-023234 · doc4.xml · nonDerivative · entry 1 Clendening John S · CIK 0001388961 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 90,485 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2013 Filed Nov 8, 2013 18:54 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 157,335 | $0.00 Strike: $13.12 | $0.00 |
DisclosureSEC source: 0001225208-13-023147 · doc4.xml · derivative · entry 10 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 157,335 shares Expires 2014-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2013 Filed Nov 8, 2013 18:54 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 157,335 | $23.02 | $3,621,946.10 |
DisclosureSEC source: 0001225208-13-023147 · doc4.xml · nonDerivative · entry 4 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400,822 F2 · price: This transaction was executed in multiple trades at prices ranging from $22.735 to $23.35. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 07, 2013 Filed Nov 8, 2013 18:54 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
Exercise / conversionCommon Stock | 157,335 | $13.12 | $2,063,999.20 |
DisclosureSEC source: 0001225208-13-023147 · doc4.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,558,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2013 Filed Nov 8, 2013 18:54 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 157,335 | $0.00 Strike: $13.12 | $0.00 |
DisclosureSEC source: 0001225208-13-023147 · doc4.xml · derivative · entry 9 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,335 Underlying: Common Stock · 157,335 shares Expires 2014-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2013 Filed Nov 8, 2013 18:54 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 157,335 | $23.16 | $3,644,114.60 |
DisclosureSEC source: 0001225208-13-023147 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400,822 F1 · price: This transaction was executed in multiple trades at prices ranging from $23.095 to $23.23. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 06, 2013 Filed Nov 8, 2013 18:54 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
Exercise / conversionCommon Stock | 157,335 | $13.12 | $2,063,999.20 |
DisclosureSEC source: 0001225208-13-023147 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,558,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2013 Filed Nov 8, 2013 18:54 UTC |
Dwyer Carrie EEVP and General Counsel
|
SaleCommon Stock | 5,022 | $23.12 | $116,121.20 |
DisclosureSEC source: 0001225208-13-023148 · doc4.xml · nonDerivative · entry 1 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 90,067 F1 · price: This transaction was executed in multiple trades at prices ranging from $22.98 to $23.25. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 05, 2013 Filed Nov 5, 2013 18:52 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $13.64 | $0.00 |
DisclosureSEC source: 0001225208-13-022870 · doc4.xml · derivative · entry 10 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 10,000 shares Expires 2022-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2013 Filed Nov 5, 2013 18:52 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 10,368 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001225208-13-022870 · doc4.xml · derivative · entry 9 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,735 Underlying: Common Stock · 10,368 shares Expires 2021-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2013 Filed Nov 5, 2013 18:52 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 8,286 | $0.00 Strike: $15.43 | $0.00 |
DisclosureSEC source: 0001225208-13-022870 · doc4.xml · derivative · entry 8 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,286 Underlying: Common Stock · 8,286 shares Expires 2020-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2013 Filed Nov 5, 2013 18:52 UTC |
Allen Jay LEVP - Human Resources
|
SaleCommon Stock | 28,654 | $23.05 | $660,425.99 |
DisclosureSEC source: 0001225208-13-022870 · doc4.xml · nonDerivative · entry 5 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 16,475.6945 F2 · price: This transaction was executed in multiple trades at prices ranging from $22.97 to $23.185. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 05, 2013 Filed Nov 5, 2013 18:52 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionCommon Stock | 8,286 | $15.43 | $127,852.98 |
DisclosureSEC source: 0001225208-13-022870 · doc4.xml · nonDerivative · entry 4 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 45,129.6945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.