Last 12 months
Inside the activity.
1 purchase rows · 89 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 13 |
| Mar 2026 | 0 | 10 |
| Apr 2026 | 0 | 9 |
| May 2026 | 1 | 7 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 18 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2014 Filed May 1, 2014 22:01 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 250,000 | $26.47 | $6,617,100.00 |
DisclosureSEC source: 0001225208-14-011646 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 978,448 F2 · price: This transaction was executed in multiple trades at prices ranging from $26.28 to $26.60. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 29, 2014 Filed May 1, 2014 22:01 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 250,000 | $26.59 | $6,648,475.00 |
DisclosureSEC source: 0001225208-14-011646 · doc4.xml · nonDerivative · entry 4 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 115,877,962 F4 · price: This transaction was executed in multiple trades at prices ranging from $26.55 to $26.67. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 29, 2014 Filed May 1, 2014 22:01 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 125,000 | $26.59 | $3,324,250.00 |
DisclosureSEC source: 0001225208-14-011646 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,228,448 F1 · price: This transaction was executed in multiple trades at prices ranging from $26.545 to $26.67. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 17, 2014 Filed Apr 18, 2014 18:31 UTC |
Dwyer Carrie EEVP and General Counsel
|
SaleCommon Stock | 8,805 | $27.11 | $238,707.95 |
DisclosureSEC source: 0001225208-14-010926 · doc4.xml · nonDerivative · entry 1 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · in Trust for Daughter Disclosed balance after: 0 Read SEC document |
| April 02, 2014 Filed Apr 3, 2014 20:17 UTC |
HERRINGER FRANK CDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,244 | $0.00 Strike: $9.06 | $0.00 |
DisclosureSEC source: 0001225208-14-009991 · doc4.xml · derivative · entry 6 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,244 shares Expires 2014-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 02, 2014 Filed Apr 3, 2014 20:17 UTC |
HERRINGER FRANK CDirector
|
Tax withholdingCommon Stock | 1,718 | $27.64 | $47,476.93 |
DisclosureSEC source: 0001225208-14-009991 · doc4.xml · nonDerivative · entry 2 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 95,492 Read SEC document |
| April 02, 2014 Filed Apr 3, 2014 20:17 UTC |
HERRINGER FRANK CDirector
|
Exercise / conversionCommon Stock | 5,244 | $9.06 | $47,495.43 |
DisclosureSEC source: 0001225208-14-009991 · doc4.xml · nonDerivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 97,210 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2014 Filed Apr 3, 2014 20:17 UTC |
HERRINGER FRANK CDirector
|
GrantRestricted Stock Units · Derivative | 1,093 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-009991 · doc4.xml · derivative · entry 5 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,755.88 Underlying: Common Stock · 1,093 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| April 01, 2014 Filed Apr 3, 2014 20:18 UTC |
BUTCHER C PRESTONDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 4,330 | $0.00 Strike: $27.45 | $0.00 |
DisclosureSEC source: 0001225208-14-009992 · doc4.xml · derivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,330 Underlying: Common Stock · 4,330 shares Expires 2024-04-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| April 01, 2014 Filed Apr 3, 2014 20:18 UTC |
MCLIN STEPHEN TDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 4,895 | $0.00 Strike: $27.45 | $0.00 |
DisclosureSEC source: 0001225208-14-009993 · doc4.xml · derivative · entry 1 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,895 Underlying: Common Stock · 4,895 shares Expires 2024-04-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| April 01, 2014 Filed Apr 3, 2014 20:18 UTC |
Ellis Stephen ADirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 2,165 | $0.00 Strike: $27.45 | $0.00 |
DisclosureSEC source: 0001225208-14-009994 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,165 Underlying: Common Stock · 2,165 shares Expires 2024-04-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| March 21, 2014 Filed Mar 24, 2014 20:20 UTC |
BECHTLE NANCY HDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,244 | $0.00 Strike: $9.06 | $0.00 |
DisclosureSEC source: 0001225208-14-008768 · doc4.xml · derivative · entry 4 BECHTLE NANCY H · CIK 0001188400 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,244 shares Expires 2014-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 21, 2014 Filed Mar 24, 2014 20:20 UTC |
BECHTLE NANCY HDirector
|
Tax withholdingCommon Stock | 1,659 | $28.62 | $47,472.29 |
DisclosureSEC source: 0001225208-14-008768 · doc4.xml · nonDerivative · entry 2 BECHTLE NANCY H · CIK 0001188400 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 203,469 Read SEC document |
| March 21, 2014 Filed Mar 24, 2014 20:20 UTC |
BECHTLE NANCY HDirector
|
Exercise / conversionCommon Stock | 5,244 | $9.06 | $47,495.43 |
DisclosureSEC source: 0001225208-14-008768 · doc4.xml · nonDerivative · entry 1 BECHTLE NANCY H · CIK 0001188400 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 205,128 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 19, 2014 Filed Mar 21, 2014 20:33 UTC |
Dwyer Carrie EEVP and General Counsel
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 9,687 | $0.00 Strike: $18.66 | $0.00 |
DisclosureSEC source: 0001225208-14-008670 · doc4.xml · derivative · entry 6 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,907 Underlying: Common Stock · 9,687 shares Expires 2021-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 19, 2014 Filed Mar 21, 2014 20:33 UTC |
Dwyer Carrie EEVP and General Counsel
|
SaleCommon Stock | 9,687 | $27.35 | $264,915.23 |
DisclosureSEC source: 0001225208-14-008670 · doc4.xml · nonDerivative · entry 2 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 92,717 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2014. F2 · price: This transaction was executed in multiple trades at prices ranging from $27.34 to $27.365. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 19, 2014 Filed Mar 21, 2014 20:33 UTC |
Dwyer Carrie EEVP and General Counsel
|
Exercise / conversionCommon Stock | 9,687 | $18.66 | $180,759.42 |
DisclosureSEC source: 0001225208-14-008670 · doc4.xml · nonDerivative · entry 1 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 102,404 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 19, 2014 Filed Mar 21, 2014 20:33 UTC |
Allen Jay LEVP - Human Resources
|
SaleCommon Stock | 5,000 | $27.50 | $137,500.00 |
DisclosureSEC source: 0001225208-14-008671 · doc4.xml · nonDerivative · entry 1 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 5,653.5645 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013. Read SEC document |
| March 06, 2014 Filed Mar 10, 2014 20:25 UTC |
Dwyer Carrie EEVP and General Counsel
|
SaleCommon Stock | 8,277 | $27.01 | $223,527.83 |
DisclosureSEC source: 0001225208-14-007903 · doc4.xml · nonDerivative · entry 1 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 92,717 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2013. F2 · price: This transaction was executed in multiple trades at prices ranging from $26.93 to $27.10. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 06, 2014 Filed Mar 10, 2014 20:25 UTC |
Allen Jay LEVP - Human Resources
|
SaleCommon Stock | 4,808 | $27.00 | $129,839.56 |
DisclosureSEC source: 0001225208-14-007904 · doc4.xml · nonDerivative · entry 2 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 10,653.5645 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013. F2 · price: This transaction was executed in multiple trades at prices ranging from $26.93 to $27.10. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 06, 2014 Filed Mar 10, 2014 20:25 UTC |
Allen Jay LEVP - Human Resources
|
SaleCommon Stock | 3,589 | $27.01 | $96,931.35 |
DisclosureSEC source: 0001225208-14-007904 · doc4.xml · nonDerivative · entry 1 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 15,461.5645 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013. F2 · price: This transaction was executed in multiple trades at prices ranging from $26.93 to $27.10. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 06, 2014 Filed Mar 11, 2014 16:48 UTC Amendment |
Dwyer Carrie EEVP and General Counsel
|
SaleCommon Stock | 8,277 | $27.01 | $223,527.83 |
DisclosureSEC source: 0001225208-14-007971 · doc4a.xml · nonDerivative · entry 1 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 92,717 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2014. F2 · price: This transaction was executed in multiple trades at prices ranging from $26.93 to $27.10. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 04, 2014 Filed Mar 5, 2014 21:36 UTC |
Dwyer Carrie EEVP and General Counsel
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 10,089 | $0.00 Strike: $16.40 | $0.00 |
DisclosureSEC source: 0001225208-14-007533 · doc4.xml · derivative · entry 14 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,267 Underlying: Common Stock · 10,089 shares Expires 2023-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2014 Filed Mar 5, 2014 21:36 UTC |
Dwyer Carrie EEVP and General Counsel
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 7,608 | $0.00 Strike: $18.25 | $0.00 |
DisclosureSEC source: 0001225208-14-007533 · doc4.xml · derivative · entry 13 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,608 shares Expires 2020-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2014 Filed Mar 5, 2014 21:36 UTC |
Dwyer Carrie EEVP and General Counsel
|
SaleCommon Stock | 10,089 | $26.81 | $270,492.14 |
DisclosureSEC source: 0001225208-14-007533 · doc4.xml · nonDerivative · entry 7 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 100,994 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2014. F5 · price: This transaction was executed in multiple trades at prices ranging from $26.79 to $26.85. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 04, 2014 Filed Mar 5, 2014 21:36 UTC |
Dwyer Carrie EEVP and General Counsel
|
SaleCommon Stock | 7,608 | $26.82 | $204,069.38 |
DisclosureSEC source: 0001225208-14-007533 · doc4.xml · nonDerivative · entry 6 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 111,083 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2014. F4 · price: This transaction was executed in multiple trades at prices ranging from $26.82 to $26.86. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 04, 2014 Filed Mar 5, 2014 21:36 UTC |
Dwyer Carrie EEVP and General Counsel
|
Exercise / conversionCommon Stock | 7,608 | $18.25 | $138,846.00 |
DisclosureSEC source: 0001225208-14-007533 · doc4.xml · nonDerivative · entry 5 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 118,691 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2014 Filed Mar 5, 2014 21:36 UTC |
Dwyer Carrie EEVP and General Counsel
|
Exercise / conversionCommon Stock | 10,089 | $16.40 | $165,459.60 |
DisclosureSEC source: 0001225208-14-007533 · doc4.xml · nonDerivative · entry 4 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 111,083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC |
Dwyer Carrie EEVP and General Counsel
|
GrantNonqualified Stock Option (right to buy) · Derivative | 23,742 | $0.00 Strike: $25.86 | $0.00 |
DisclosureSEC source: 0001225208-14-007533 · doc4.xml · derivative · entry 12 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,742 Underlying: Common Stock · 23,742 shares Expires 2024-03-03 F6 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC |
Dwyer Carrie EEVP and General Counsel
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 10,331 | $0.00 Strike: $13.91 | $0.00 |
DisclosureSEC source: 0001225208-14-007533 · doc4.xml · derivative · entry 11 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,662 Underlying: Common Stock · 10,331 shares Expires 2022-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC |
Dwyer Carrie EEVP and General Counsel
|
SaleCommon Stock | 10,331 | $25.93 | $267,846.67 |
DisclosureSEC source: 0001225208-14-007533 · doc4.xml · nonDerivative · entry 3 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 100,994 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2014. F3 · price: This transaction was executed in multiple trades at prices ranging from $25.78 to $26.12. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC |
Dwyer Carrie EEVP and General Counsel
|
Exercise / conversionCommon Stock | 10,331 | $13.91 | $143,704.21 |
DisclosureSEC source: 0001225208-14-007533 · doc4.xml · nonDerivative · entry 2 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 111,325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC |
Dwyer Carrie EEVP and General Counsel
|
Exercise / conversionCommon Stock | 10,927 | $25.97 | $283,719.56 |
DisclosureSEC source: 0001225208-14-007533 · doc4.xml · nonDerivative · entry 1 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 100,994 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC |
Allen Jay LEVP - Human Resources
|
GrantNonqualified Stock Option (right to buy) · Derivative | 23,742 | $0.00 Strike: $25.86 | $0.00 |
DisclosureSEC source: 0001225208-14-007534 · doc4.xml · derivative · entry 15 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,742 Underlying: Common Stock · 23,742 shares Expires 2024-03-03 F6 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 10,089 | $0.00 Strike: $16.40 | $0.00 |
DisclosureSEC source: 0001225208-14-007534 · doc4.xml · derivative · entry 14 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,267 Underlying: Common Stock · 10,089 shares Expires 2023-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 8,265 | $0.00 Strike: $13.91 | $0.00 |
DisclosureSEC source: 0001225208-14-007534 · doc4.xml · derivative · entry 13 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,529 Underlying: Common Stock · 8,265 shares Expires 2022-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 7,926 | $0.00 Strike: $18.66 | $0.00 |
DisclosureSEC source: 0001225208-14-007534 · doc4.xml · derivative · entry 12 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,926 Underlying: Common Stock · 7,926 shares Expires 2021-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 7,023 | $0.00 Strike: $18.25 | $0.00 |
DisclosureSEC source: 0001225208-14-007534 · doc4.xml · derivative · entry 11 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,023 shares Expires 2020-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC |
Allen Jay LEVP - Human Resources
|
SaleCommon Stock | 10,089 | $25.93 | $261,560.35 |
DisclosureSEC source: 0001225208-14-007534 · doc4.xml · nonDerivative · entry 9 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 19,050.5645 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013. F5 · price: This transaction was executed in multiple trades at prices ranging from $25.79 to $26.12. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC |
Allen Jay LEVP - Human Resources
|
SaleCommon Stock | 8,265 | $25.93 | $214,285.83 |
DisclosureSEC source: 0001225208-14-007534 · doc4.xml · nonDerivative · entry 8 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 29,139.5645 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013. F3 · price: This transaction was executed in multiple trades at prices ranging from $25.78 to $26.12. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC |
Allen Jay LEVP - Human Resources
|
SaleCommon Stock | 7,926 | $25.93 | $205,507.71 |
DisclosureSEC source: 0001225208-14-007534 · doc4.xml · nonDerivative · entry 7 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 37,404.5645 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013. F4 · price: This transaction was executed in multiple trades at prices ranging from $25.81 to $26.12. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC |
Allen Jay LEVP - Human Resources
|
SaleCommon Stock | 7,023 | $25.93 | $182,098.66 |
DisclosureSEC source: 0001225208-14-007534 · doc4.xml · nonDerivative · entry 6 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 45,330.5645 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013. F3 · price: This transaction was executed in multiple trades at prices ranging from $25.78 to $26.12. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionCommon Stock | 7,023 | $18.25 | $128,169.75 |
DisclosureSEC source: 0001225208-14-007534 · doc4.xml · nonDerivative · entry 5 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 52,353.5645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionCommon Stock | 7,926 | $18.66 | $147,899.16 |
DisclosureSEC source: 0001225208-14-007534 · doc4.xml · nonDerivative · entry 4 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 45,330.5645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionCommon Stock | 8,265 | $13.91 | $114,966.15 |
DisclosureSEC source: 0001225208-14-007534 · doc4.xml · nonDerivative · entry 3 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 37,404.5645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionCommon Stock | 10,089 | $16.40 | $165,459.60 |
DisclosureSEC source: 0001225208-14-007534 · doc4.xml · nonDerivative · entry 2 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 29,139.5645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionCommon Stock | 11,373 | $25.97 | $295,299.95 |
DisclosureSEC source: 0001225208-14-007534 · doc4.xml · nonDerivative · entry 1 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 19,050.5645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC |
Bettinger Walter WDirector · President and CEO
|
GrantNonqualified Stock Option (right to buy) · Derivative | 154,321 | $0.00 Strike: $25.86 | $0.00 |
DisclosureSEC source: 0001225208-14-007535 · doc4.xml · derivative · entry 5 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,321 Underlying: Common Stock · 154,321 shares Expires 2024-03-03 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC |
Bettinger Walter WDirector · President and CEO
|
Exercise / conversionCommon Stock | 64,859 | $25.97 | $1,684,063.94 |
DisclosureSEC source: 0001225208-14-007535 · doc4.xml · nonDerivative · entry 1 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 610,238.8859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC |
Clark Bernard J.EVP - Advisor Services
|
GrantNonqualified Stock Option (right to buy) · Derivative | 29,678 | $0.00 Strike: $25.86 | $0.00 |
DisclosureSEC source: 0001225208-14-007536 · doc4.xml · derivative · entry 5 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,678 Underlying: Common Stock · 29,678 shares Expires 2024-03-03 F3 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.