Last 12 months
Inside the activity.
1 purchase rows · 89 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 13 |
| Mar 2026 | 0 | 10 |
| Apr 2026 | 0 | 9 |
| May 2026 | 1 | 7 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 18 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 27, 2016 Filed Oct 28, 2016 16:30 UTC |
MARTINETTO JOSEPH RSenior EVP and CFO
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 46,507 | $0.00 Strike: $17.38 | $0.00 |
DisclosureSEC source: 0001225208-16-040801 · doc4.xml · derivative · entry 9 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 46,507 shares Expires 2019-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2016 Filed Oct 28, 2016 16:30 UTC |
MARTINETTO JOSEPH RSenior EVP and CFO
|
SaleCommon Stock | 122,920 | $32.22 | $3,960,531.57 |
DisclosureSEC source: 0001225208-16-040801 · doc4.xml · nonDerivative · entry 6 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,211 F2 · price: This transaction was executed in multiple trades at prices ranging from $32.031 to $32.41. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 27, 2016 Filed Oct 28, 2016 16:30 UTC |
MARTINETTO JOSEPH RSenior EVP and CFO
|
SaleCommon Stock | 46,507 | $32.22 | $1,498,474.14 |
DisclosureSEC source: 0001225208-16-040801 · doc4.xml · nonDerivative · entry 5 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,131 F2 · price: This transaction was executed in multiple trades at prices ranging from $32.031 to $32.41. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 27, 2016 Filed Oct 28, 2016 16:30 UTC |
MARTINETTO JOSEPH RSenior EVP and CFO
|
Exercise / conversionCommon Stock | 46,507 | $17.38 | $808,291.66 |
DisclosureSEC source: 0001225208-16-040801 · doc4.xml · nonDerivative · entry 4 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,638 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2016 Filed Oct 28, 2016 16:30 UTC |
MARTINETTO JOSEPH RSenior EVP and CFO
|
Exercise / conversionCommon Stock | 122,920 | $19.36 | $2,379,731.20 |
DisclosureSEC source: 0001225208-16-040801 · doc4.xml · nonDerivative · entry 3 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,131 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 26, 2016 Filed Oct 28, 2016 16:30 UTC |
MARTINETTO JOSEPH RSenior EVP and CFO
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 80,000 | $0.00 Strike: $17.38 | $0.00 |
DisclosureSEC source: 0001225208-16-040801 · doc4.xml · derivative · entry 8 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,507 Underlying: Common Stock · 80,000 shares Expires 2019-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 26, 2016 Filed Oct 28, 2016 16:30 UTC |
MARTINETTO JOSEPH RSenior EVP and CFO
|
SaleCommon Stock | 80,000 | $32.16 | $2,572,848.00 |
DisclosureSEC source: 0001225208-16-040801 · doc4.xml · nonDerivative · entry 2 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,211 F1 · price: This transaction was executed in multiple trades at prices ranging from $32.13 to $32.20. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 26, 2016 Filed Oct 28, 2016 16:30 UTC |
MARTINETTO JOSEPH RSenior EVP and CFO
|
Exercise / conversionCommon Stock | 80,000 | $17.38 | $1,390,400.00 |
DisclosureSEC source: 0001225208-16-040801 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 20, 2016 Filed Oct 21, 2016 21:37 UTC |
Murtagh Nigel JEVP - Corporate Risk
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001225208-16-040686 · doc4.xml · derivative · entry 3 Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,621 Underlying: Common Stock · 15,000 shares Expires 2021-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option was exercisable on November 1, 2015. Read SEC document |
| October 20, 2016 Filed Oct 21, 2016 21:37 UTC |
Murtagh Nigel JEVP - Corporate Risk
|
SaleCommon Stock | 15,000 | $32.22 | $483,229.50 |
DisclosureSEC source: 0001225208-16-040686 · doc4.xml · nonDerivative · entry 2 Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,137.1423 F1 · price: This transaction was executed in multiple trades at prices ranging from $32.17 to $32.255. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 20, 2016 Filed Oct 21, 2016 21:37 UTC |
Murtagh Nigel JEVP - Corporate Risk
|
Exercise / conversionCommon Stock | 15,000 | $11.75 | $176,250.00 |
DisclosureSEC source: 0001225208-16-040686 · doc4.xml · nonDerivative · entry 1 Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,137.1423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 20, 2016 Filed Oct 21, 2016 21:37 UTC |
Bettinger Walter WDirector · President and CEO
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 73,241 | $0.00 Strike: $17.38 | $0.00 |
DisclosureSEC source: 0001225208-16-040687 · doc4.xml · derivative · entry 12 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 73,241 shares Expires 2019-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 20, 2016 Filed Oct 21, 2016 21:37 UTC |
Bettinger Walter WDirector · President and CEO
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 281,909 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0001225208-16-040687 · doc4.xml · derivative · entry 11 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 281,909 shares Expires 2020-08-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 20, 2016 Filed Oct 21, 2016 21:37 UTC |
Bettinger Walter WDirector · President and CEO
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 243,446 | $0.00 Strike: $18.25 | $0.00 |
DisclosureSEC source: 0001225208-16-040687 · doc4.xml · derivative · entry 10 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 243,446 shares Expires 2020-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 20, 2016 Filed Oct 21, 2016 21:37 UTC |
Bettinger Walter WDirector · President and CEO
|
SaleCommon Stock | 281,909 | $32.34 | $9,116,006.76 |
DisclosureSEC source: 0001225208-16-040687 · doc4.xml · nonDerivative · entry 6 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,458.8859 F1 · price: This transaction was executed in multiple trades at prices ranging from $32.2 to $32.56. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 20, 2016 Filed Oct 21, 2016 21:37 UTC |
Bettinger Walter WDirector · President and CEO
|
SaleCommon Stock | 243,446 | $32.34 | $7,872,240.27 |
DisclosureSEC source: 0001225208-16-040687 · doc4.xml · nonDerivative · entry 5 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 626,367.8859 F1 · price: This transaction was executed in multiple trades at prices ranging from $32.2 to $32.56. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 20, 2016 Filed Oct 21, 2016 21:37 UTC |
Bettinger Walter WDirector · President and CEO
|
SaleCommon Stock | 73,241 | $32.34 | $2,368,372.24 |
DisclosureSEC source: 0001225208-16-040687 · doc4.xml · nonDerivative · entry 4 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 869,813.8859 F1 · price: This transaction was executed in multiple trades at prices ranging from $32.2 to $32.56. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 20, 2016 Filed Oct 21, 2016 21:37 UTC |
Bettinger Walter WDirector · President and CEO
|
Exercise / conversionCommon Stock | 73,241 | $17.38 | $1,272,928.58 |
DisclosureSEC source: 0001225208-16-040687 · doc4.xml · nonDerivative · entry 3 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 943,054.8859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 20, 2016 Filed Oct 21, 2016 21:37 UTC |
Bettinger Walter WDirector · President and CEO
|
Exercise / conversionCommon Stock | 243,446 | $18.25 | $4,442,889.50 |
DisclosureSEC source: 0001225208-16-040687 · doc4.xml · nonDerivative · entry 2 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 869,813.8859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 20, 2016 Filed Oct 21, 2016 21:37 UTC |
Bettinger Walter WDirector · President and CEO
|
Exercise / conversionCommon Stock | 281,909 | $15.00 | $4,228,635.00 |
DisclosureSEC source: 0001225208-16-040687 · doc4.xml · nonDerivative · entry 1 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 626,367.8859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 20, 2016 Filed Oct 21, 2016 21:38 UTC |
Chandoha Marie APresident - CSIM
|
SaleCommon Stock | 14,000 | $32.28 | $451,878.00 |
DisclosureSEC source: 0001225208-16-040688 · doc4.xml · nonDerivative · entry 1 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 14,044 F1 · price: This transaction was executed in multiple trades at prices ranging from $32.175 to $32.46. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 19, 2016 Filed Oct 20, 2016 17:09 UTC |
Bettinger Walter WDirector · President and CEO
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 612,000 | $0.00 Strike: $17.38 | $0.00 |
DisclosureSEC source: 0001225208-16-040613 · doc4.xml · derivative · entry 6 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,241 Underlying: Common Stock · 612,000 shares Expires 2019-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 19, 2016 Filed Oct 20, 2016 17:09 UTC |
Bettinger Walter WDirector · President and CEO
|
SaleCommon Stock | 612,000 | $32.65 | $19,981,371.60 |
DisclosureSEC source: 0001225208-16-040613 · doc4.xml · nonDerivative · entry 2 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,458.8859 F1 · price: This transaction was executed in multiple trades at prices ranging from $32.51 to $32.81. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 19, 2016 Filed Oct 20, 2016 17:09 UTC |
Bettinger Walter WDirector · President and CEO
|
Exercise / conversionCommon Stock | 612,000 | $17.38 | $10,636,560.00 |
DisclosureSEC source: 0001225208-16-040613 · doc4.xml · nonDerivative · entry 1 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 956,458.8859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 04, 2016 Filed Oct 5, 2016 20:43 UTC |
Chandoha Marie APresident - CSIM
|
SaleCommon Stock | 6,076 | $32.00 | $194,432.00 |
DisclosureSEC source: 0001225208-16-040187 · doc4.xml · nonDerivative · entry 1 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 28,044 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 23, 2015. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 21:43 UTC |
MCLIN STEPHEN TDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 3,835 | $0.00 Strike: $31.48 | $0.00 |
DisclosureSEC source: 0001225208-16-040204 · doc4.xml · derivative · entry 1 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,835 Underlying: Common Stock · 3,835 shares Expires 2026-10-03 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 21:44 UTC |
BUTCHER C PRESTONDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 3,835 | $0.00 Strike: $31.48 | $0.00 |
DisclosureSEC source: 0001225208-16-040205 · doc4.xml · derivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,835 Underlying: Common Stock · 3,835 shares Expires 2026-10-03 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 21:44 UTC |
Ellis Stephen ADirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 1,918 | $0.00 Strike: $31.48 | $0.00 |
DisclosureSEC source: 0001225208-16-040206 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,918 Underlying: Common Stock · 1,918 shares Expires 2026-10-03 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 21:44 UTC |
HERRINGER FRANK CDirector
|
GrantRestricted Stock Units · Derivative | 1,073 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-040207 · doc4.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,523.64 Underlying: Common Stock · 1,073 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| September 13, 2016 Filed Sep 14, 2016 19:18 UTC |
BUTCHER C PRESTONDirector
|
GiftCommon Stock | 115,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-039349 · doc4.xml · nonDerivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 709,870.905 Read SEC document |
| August 05, 2016 Filed Aug 8, 2016 18:00 UTC |
Murtagh Nigel JEVP - Corporate Risk
|
SaleCommon Stock | 2,500 | $29.72 | $74,303.25 |
DisclosureSEC source: 0001225208-16-037570 · doc4.xml · nonDerivative · entry 1 Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,137.1423 F1 · price: This transaction was executed in multiple trades at prices ranging from $29.721 to $29.725. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 29, 2016 Filed Aug 1, 2016 17:30 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 17,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-037191 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 103,142,943 Read SEC document |
| July 22, 2016 Filed Jul 25, 2016 14:46 UTC |
Kallsen Terri REVP - Investor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 3,362 | $0.00 Strike: $12.10 | $0.00 |
DisclosureSEC source: 0001225208-16-036985 · doc4.xml · derivative · entry 5 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,362 shares Expires 2022-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 22, 2016 Filed Jul 25, 2016 14:46 UTC |
Kallsen Terri REVP - Investor Services
|
SaleCommon Stock | 3,532 | $27.99 | $98,844.79 |
DisclosureSEC source: 0001225208-16-036985 · doc4.xml · nonDerivative · entry 3 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,928 F2 · price: This transaction was executed in multiple trades at prices ranging from $27.985 to $28.036. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 22, 2016 Filed Jul 25, 2016 14:46 UTC |
Kallsen Terri REVP - Investor Services
|
SaleCommon Stock | 3,362 | $28.03 | $94,247.95 |
DisclosureSEC source: 0001225208-16-036985 · doc4.xml · nonDerivative · entry 2 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,460 F1 · price: This transaction was executed in multiple trades at prices ranging from $27.99 to $28.11. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 22, 2016 Filed Jul 25, 2016 14:46 UTC |
Kallsen Terri REVP - Investor Services
|
Exercise / conversionCommon Stock | 3,362 | $12.10 | $40,680.20 |
DisclosureSEC source: 0001225208-16-036985 · doc4.xml · nonDerivative · entry 1 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,822 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 22, 2016 Filed Jul 25, 2016 14:47 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 21,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-036986 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 103,160,593 Read SEC document |
| July 22, 2016 Filed Feb 10, 2017 22:09 UTC Amendment |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 21,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002792 · doc4a.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse as Trustee Disclosed balance after: 3,806,450.33 Read SEC document |
| July 05, 2016 Filed Jul 6, 2016 19:16 UTC |
Murtagh Nigel JEVP - Corporate Risk
|
Tax withholdingCommon Stock | 1,460 | $24.50 | $35,762.70 |
DisclosureSEC source: 0001225208-16-036302 · doc4.xml · nonDerivative · entry 1 Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,551.8777 Read SEC document |
| July 01, 2016 Filed Jul 6, 2016 16:35 UTC |
BUTCHER C PRESTONDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 4,516 | $0.00 Strike: $25.11 | $0.00 |
DisclosureSEC source: 0001225208-16-036268 · doc4.xml · derivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,516 Underlying: Common Stock · 4,516 shares Expires 2026-07-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| July 01, 2016 Filed Jul 6, 2016 16:35 UTC |
MCLIN STEPHEN TDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 4,516 | $0.00 Strike: $25.11 | $0.00 |
DisclosureSEC source: 0001225208-16-036270 · doc4.xml · derivative · entry 1 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,516 Underlying: Common Stock · 4,516 shares Expires 2026-07-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| July 01, 2016 Filed Jul 6, 2016 16:35 UTC |
Ellis Stephen ADirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 2,258 | $0.00 Strike: $25.11 | $0.00 |
DisclosureSEC source: 0001225208-16-036269 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,258 Underlying: Common Stock · 2,258 shares Expires 2026-07-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| July 01, 2016 Filed Jul 6, 2016 16:35 UTC |
HERRINGER FRANK CDirector
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GrantRestricted Stock Units · Derivative | 1,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-036271 · doc4.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,193.3 Underlying: Common Stock · 1,345 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| June 09, 2016 Filed Jun 10, 2016 15:33 UTC |
BUTCHER C PRESTONDirector
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Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,351 | $0.00 Strike: $16.86 | $0.00 |
DisclosureSEC source: 0001225208-16-034868 · doc4.xml · derivative · entry 6 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,351 shares Expires 2016-10-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2016 Filed Jun 10, 2016 15:33 UTC |
BUTCHER C PRESTONDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,736 | $0.00 Strike: $15.44 | $0.00 |
DisclosureSEC source: 0001225208-16-034868 · doc4.xml · derivative · entry 5 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,736 shares Expires 2016-07-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2016 Filed Jun 10, 2016 15:33 UTC |
BUTCHER C PRESTONDirector
|
Exercise / conversionCommon Stock | 5,351 | $16.86 | $90,195.39 |
DisclosureSEC source: 0001225208-16-034868 · doc4.xml · nonDerivative · entry 2 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 824,843.135 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2016 Filed Jun 10, 2016 15:33 UTC |
BUTCHER C PRESTONDirector
|
Exercise / conversionCommon Stock | 5,736 | $15.44 | $88,591.37 |
DisclosureSEC source: 0001225208-16-034868 · doc4.xml · nonDerivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 819,492.135 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2016 Filed Jun 2, 2016 18:34 UTC |
MARTINETTO JOSEPH RSenior EVP and CFO
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Tax withholdingCommon Stock | 1,034 | $30.45 | $31,480.13 |
DisclosureSEC source: 0001225208-16-034422 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,211 Read SEC document |
| June 01, 2016 Filed Jun 2, 2016 18:34 UTC |
Kallsen Terri REVP - Investor Services
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Tax withholdingCommon Stock | 387 | $30.45 | $11,782.22 |
DisclosureSEC source: 0001225208-16-034423 · doc4.xml · nonDerivative · entry 1 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,460 Read SEC document |
| May 31, 2016 Filed May 31, 2016 23:40 UTC |
ADAMS JOHN K JRDirector
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PurchaseCommon Stock | 4,900 | $30.61 | $149,984.10 |
DisclosureSEC source: 0001225208-16-034222 · doc4.xml · nonDerivative · entry 1 ADAMS JOHN K JR · CIK 0001625471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,261 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.