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SCHWAB CHARLES CORP

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Tapewire entity
1218
SEC CIK
0000316709
Parsed reports
2,531

Last 12 months

Inside the activity.

1 purchase rows · 89 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202609
Feb 2026013
Mar 2026010
Apr 202609
May 202617
Jun 202600
Jul 2026018
Aug 2026018
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 26, 2026 Filed May 28, 2026 01:49 UTC GrantNonqualified Stock Option (right to buy) · Derivative 3,977 $0.00 Strike: $89.40 $0.00
Disclosure

SEC source: 0001804183-26-000010 · wk-form4_1779932945.xml · derivative · entry 2

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,977

Underlying: Common Stock · 3,977 shares

Expires 2036-05-26

F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date

Read SEC document
May 26, 2026 Filed May 28, 2026 01:49 UTC GrantCommon Stock 1,602 $0.00 $0.00
Disclosure

SEC source: 0001804183-26-000010 · wk-form4_1779932945.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,353

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 26, 2026 Filed May 28, 2026 22:43 UTC GrantNonqualified Stock Option (right to buy) · Derivative 3,977 $0.00 Strike: $89.40 $0.00
Disclosure

SEC source: 0001625471-26-000003 · wk-form4_1780008221.xml · derivative · entry 2

ADAMS JOHN K JR · CIK 0001625471 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,977

Underlying: Common Stock · 3,977 shares

Expires 2036-05-26

F3 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date

Read SEC document
May 26, 2026 Filed May 28, 2026 22:43 UTC GrantCommon Stock 1,602 $0.00 $0.00
Disclosure

SEC source: 0001625471-26-000003 · wk-form4_1780008221.xml · nonDerivative · entry 1

ADAMS JOHN K JR · CIK 0001625471 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,711.239

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

F2 · balance_after: Includes 304.2606 shares acquired through dividend reinvestment.

Read SEC document
May 26, 2026 Filed May 28, 2026 21:05 UTC
Dea JoanDirector
GrantNonqualified Stock Option (right to buy) · Derivative 3,977 $0.00 Strike: $89.40 $0.00
Disclosure

SEC source: 0001643326-26-000004 · wk-form4_1780002332.xml · derivative · entry 2

Dea Joan · CIK 0001643326 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,977

Underlying: Common Stock · 3,977 shares

Expires 2036-05-26

F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date

Read SEC document
May 26, 2026 Filed May 28, 2026 21:05 UTC
Dea JoanDirector
GrantCommon Stock 1,602 $0.00 $0.00
Disclosure

SEC source: 0001643326-26-000004 · wk-form4_1780002332.xml · nonDerivative · entry 1

Dea Joan · CIK 0001643326 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,440

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 26, 2026 Filed May 28, 2026 22:29 UTC GrantNonqualified Stock Option (right to buy) · Derivative 3,977 $0.00 Strike: $89.40 $0.00
Disclosure

SEC source: 0001739929-26-000006 · wk-form4_1780007371.xml · derivative · entry 4

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,977

Underlying: Common Stock · 3,977 shares

Expires 2036-05-26

F5 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date

Read SEC document
May 26, 2026 Filed May 28, 2026 22:29 UTC GrantCommon Stock 1,602 $0.00 $0.00
Disclosure

SEC source: 0001739929-26-000006 · wk-form4_1780007371.xml · nonDerivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,380.6867

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

F2 · balance_after: Includes 81.9458 shares acquired through dividend reinvestment.

Read SEC document
May 26, 2026 Filed May 28, 2026 21:34 UTC GrantNonqualified Stock Option (right to buy) · Derivative 3,977 $0.00 Strike: $89.40 $0.00
Disclosure

SEC source: 0001950787-26-000006 · wk-form4_1780004043.xml · derivative · entry 5

Schwab-Pomerantz Carolyn · CIK 0001950787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,977

Underlying: Common Stock · 3,977 shares

Expires 2036-05-26

F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date

Read SEC document
May 26, 2026 Filed May 28, 2026 21:34 UTC GrantCommon Stock 1,602 $0.00 $0.00
Disclosure

SEC source: 0001950787-26-000006 · wk-form4_1780004043.xml · nonDerivative · entry 1

Schwab-Pomerantz Carolyn · CIK 0001950787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,226

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 22, 2026 Filed May 26, 2026 21:30 UTC
Schwab Charles R.Director · Co-Chairman
GiftCommon Stock 210,000 $0.00 $0.00
Disclosure

SEC source: 0000923738-26-000026 · wk-form4_1779830998.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 54,174,341

Read SEC document
May 21, 2026 Filed May 26, 2026 21:26 UTC
Dea JoanDirector
GiftCommon Stock 835 $0.00 $0.00
Disclosure

SEC source: 0001643326-26-000002 · wk-form4_1779830798.xml · nonDerivative · entry 1

Dea Joan · CIK 0001643326 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,838

Read SEC document
May 19, 2026 Filed May 21, 2026 00:40 UTC
Schwab Charles R.Director · Co-Chairman
SaleCommon Stock 27,500 $92.22 $2,536,127.00
Disclosure

SEC source: 0000923738-26-000024 · wk-form4_1779324008.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Limited Partnership

Disclosed balance after: 30,209,768

F1 · price: This transaction was executed in multiple trades at prices ranging from $91.95 to $92.54. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 18, 2026 Filed May 19, 2026 01:33 UTC
Schwab Charles R.Director · Co-Chairman
SaleCommon Stock 27,500 $92.40 $2,541,008.25
Disclosure

SEC source: 0000923738-26-000022 · wk-form4_1779154405.xml · nonDerivative · entry 2

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Limited Partnership

Disclosed balance after: 30,237,268

F1 · price: This transaction was executed in multiple trades at prices ranging from $92.29 to $92.595. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 15, 2026 Filed May 19, 2026 01:33 UTC
Schwab Charles R.Director · Co-Chairman
GiftCommon Stock 5,300 $0.00 $0.00
Disclosure

SEC source: 0000923738-26-000022 · wk-form4_1779154405.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 54,384,341

Read SEC document
May 13, 2026 Filed May 15, 2026 00:54 UTC
Sarin ArunDirector
Exercise / conversionCommon Stock · Derivative 7,866 $0.00 Strike: $28.96 $0.00
Disclosure

SEC source: 0001188405-26-000005 · wk-form4_1778806459.xml · derivative · entry 3

Sarin Arun · CIK 0001188405 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Nonqualified Stock Option (right to buy) · 7,866 shares

Expires 2026-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 13, 2026 Filed May 15, 2026 00:54 UTC
Sarin ArunDirector
SaleCommon Stock 2,500 $91.16 $227,910.00
Disclosure

SEC source: 0001188405-26-000005 · wk-form4_1778806459.xml · nonDerivative · entry 2

Sarin Arun · CIK 0001188405 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 23,983

F2 · price: This transaction was executed in multiple trades at prices ranging from $91.14 to $91.18. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Reflects the contribution of the shares received upon exercise of the option to a revocable trust.

Read SEC document
May 13, 2026 Filed May 15, 2026 00:54 UTC
Sarin ArunDirector
Exercise / conversionCommon Stock 7,866 $28.96 $227,799.36
Disclosure

SEC source: 0001188405-26-000005 · wk-form4_1778806459.xml · nonDerivative · entry 1

Sarin Arun · CIK 0001188405 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects the contribution of the shares received upon exercise of the option to a revocable trust.

Read SEC document
May 06, 2026 Filed May 6, 2026 21:41 UTC
Schwab Charles R.Director · Co-Chairman
SaleCommon Stock 109,300 $92.01 $10,057,042.76
Disclosure

SEC source: 0000923738-26-000020 · wk-form4_1778103666.xml · nonDerivative · entry 2

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Limited Partnership

Disclosed balance after: 30,264,768

F2 · price: This transaction was executed in multiple trades at prices ranging from $91.625 to $92.26. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 05, 2026 Filed May 6, 2026 21:55 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 9,910 $0.00 Strike: $31.65 $0.00
Disclosure

SEC source: 0001950787-26-000004 · wk-form4_1778104512.xml · derivative · entry 5

Schwab-Pomerantz Carolyn · CIK 0001950787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,910 shares

Expires 2026-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on the first anniversary of the grant date.

Read SEC document
May 05, 2026 Filed May 6, 2026 21:55 UTC SaleCommon Stock 9,910 $92.29 $914,609.76
Disclosure

SEC source: 0001950787-26-000004 · wk-form4_1778104512.xml · nonDerivative · entry 2

Schwab-Pomerantz Carolyn · CIK 0001950787 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 1,396,458.6599

F2 · price: This transaction was executed in multiple trades at prices ranging from $92.23 to $92.38. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

Read SEC document
May 05, 2026 Filed May 6, 2026 21:55 UTC Exercise / conversionCommon Stock 9,910 $31.65 $313,651.50
Disclosure

SEC source: 0001950787-26-000004 · wk-form4_1778104512.xml · nonDerivative · entry 1

Schwab-Pomerantz Carolyn · CIK 0001950787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects the contribution of the shares received upon exercise of the option to a revocable trust.

Read SEC document
May 04, 2026 Filed May 6, 2026 21:41 UTC
Schwab Charles R.Director · Co-Chairman
SaleCommon Stock 109,300 $91.50 $10,001,419.99
Disclosure

SEC source: 0000923738-26-000020 · wk-form4_1778103666.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Limited Partnership

Disclosed balance after: 30,374,068

F1 · price: This transaction was executed in multiple trades at prices ranging from $91.50 to $91.545. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 01, 2026 Filed May 1, 2026 23:06 UTC
Schwab Charles R.Director · Co-Chairman
SaleCommon Stock 55,000 $91.86 $5,052,173.50
Disclosure

SEC source: 0000923738-26-000018 · wk-form4_1777676788.xml · nonDerivative · entry 3

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 54,389,641

F4 · price: This transaction was executed in multiple trades at prices ranging from $91.54 to $92.34. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Reflects a transfer of shares between trusts.

Read SEC document
April 30, 2026 Filed May 1, 2026 23:06 UTC
Schwab Charles R.Director · Co-Chairman
SaleCommon Stock 50,000 $91.81 $4,590,410.00
Disclosure

SEC source: 0000923738-26-000018 · wk-form4_1777676788.xml · nonDerivative · entry 2

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 54,444,641

F2 · price: This transaction was executed in multiple trades at prices ranging from $91.61 to $92.12. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Reflects a transfer of shares between trusts.

Read SEC document
April 29, 2026 Filed May 1, 2026 23:06 UTC
Schwab Charles R.Director · Co-Chairman
SaleCommon Stock 63,743 $90.49 $5,768,231.56
Disclosure

SEC source: 0000923738-26-000018 · wk-form4_1777676788.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 55,609,641

F1 · price: This transaction was executed in multiple trades at prices ranging from $90.32 to $90.74. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 28, 2026 Filed Apr 29, 2026 23:39 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 7,866 $0.00 Strike: $28.96 $0.00
Disclosure

SEC source: 0001171694-26-000006 · wk-form4_1777505955.xml · derivative · entry 4

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,866 shares

Expires 2026-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
April 28, 2026 Filed Apr 29, 2026 23:39 UTC SaleCommon Stock 2,520 $90.60 $228,313.51
Disclosure

SEC source: 0001171694-26-000006 · wk-form4_1777505955.xml · nonDerivative · entry 2

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 177,508

F2 · price: This transaction was executed in multiple trades at prices ranging from $90.60 to $90.615. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Reflects the contribution of the shares received upon exercise of the option to a revocable trust.

Read SEC document
April 28, 2026 Filed Apr 29, 2026 23:39 UTC Exercise / conversionCommon Stock 7,866 $28.96 $227,799.36
Disclosure

SEC source: 0001171694-26-000006 · wk-form4_1777505955.xml · nonDerivative · entry 1

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects the contribution of the shares received upon exercise of the option to a revocable trust.

Read SEC document
April 27, 2026 Filed Apr 27, 2026 23:59 UTC
Schwab Charles R.Director · Co-Chairman
SaleCommon Stock 36,450 $90.00 $3,280,561.97
Disclosure

SEC source: 0000923738-26-000016 · wk-form4_1777334357.xml · nonDerivative · entry 2

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 55,673,384

F2 · price: This transaction was executed in multiple trades at prices ranging from $90.00 to $90.02. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 23, 2026 Filed Apr 27, 2026 23:59 UTC
Schwab Charles R.Director · Co-Chairman
SaleCommon Stock 36,450 $90.50 $3,298,768.74
Disclosure

SEC source: 0000923738-26-000016 · wk-form4_1777334357.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 55,709,834

F1 · price: This transaction was executed in multiple trades at prices ranging from $90.43 to $90.68. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 15, 2026 Filed Apr 16, 2026 23:43 UTC
Woolway Paul VMD, Chief Banking Officer
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 7,941 $0.00 Strike: $52.05 $0.00
Disclosure

SEC source: 0002031313-26-000005 · wk-form4_1776383032.xml · derivative · entry 9

Woolway Paul V · CIK 0002031313 · MD, Chief Banking Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,941 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
April 15, 2026 Filed Apr 16, 2026 23:43 UTC
Woolway Paul VMD, Chief Banking Officer
SaleCommon Stock 7,941 $100.00 $794,136.53
Disclosure

SEC source: 0002031313-26-000005 · wk-form4_1776383032.xml · nonDerivative · entry 4

Woolway Paul V · CIK 0002031313 · MD, Chief Banking Officer

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 29,866.4372

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2025.

F4 · price: This transaction was executed in multiple trades at prices ranging from $100.00 to $100.055. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Reflects the contribution of the shares received upon exercise of the option to a revocable trust.

Read SEC document
April 15, 2026 Filed Apr 16, 2026 23:43 UTC
Woolway Paul VMD, Chief Banking Officer
Exercise / conversionCommon Stock 7,941 $52.05 $413,329.05
Disclosure

SEC source: 0002031313-26-000005 · wk-form4_1776383032.xml · nonDerivative · entry 3

Woolway Paul V · CIK 0002031313 · MD, Chief Banking Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects the contribution of the shares received upon exercise of the option to a revocable trust.

Read SEC document
April 14, 2026 Filed Apr 15, 2026 23:53 UTC
Murtagh Nigel JChief Risk Officer
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 41,297 $0.00 Strike: $52.05 $0.00
Disclosure

SEC source: 0001649599-26-000006 · wk-form4_1776297202.xml · derivative · entry 4

Murtagh Nigel J · CIK 0001649599 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 41,297 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on the first anniversary of the grant.

Read SEC document
April 14, 2026 Filed Apr 15, 2026 23:53 UTC
Murtagh Nigel JChief Risk Officer
SaleCommon Stock 41,297 $99.00 $4,088,522.76
Disclosure

SEC source: 0001649599-26-000006 · wk-form4_1776297202.xml · nonDerivative · entry 2

Murtagh Nigel J · CIK 0001649599 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 57,972.4846

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2025.

F2 · price: This transaction was executed in multiple trades at prices ranging from $99.00 to $99.06. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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April 14, 2026 Filed Apr 15, 2026 23:53 UTC
Murtagh Nigel JChief Risk Officer
Exercise / conversionCommon Stock 41,297 $52.05 $2,149,508.85
Disclosure

SEC source: 0001649599-26-000006 · wk-form4_1776297202.xml · nonDerivative · entry 1

Murtagh Nigel J · CIK 0001649599 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 99,269.4846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 14, 2026 Filed Apr 16, 2026 00:09 UTC
Craig Jonathan M.MD, Head of Retail Investing
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 21,750 $0.00 Strike: $46.81 $0.00
Disclosure

SEC source: 0001733065-26-000007 · wk-form4_1776298156.xml · derivative · entry 3

Craig Jonathan M. · CIK 0001733065 · MD, Head of Retail Investing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,366

Underlying: Common Stock · 21,750 shares

Expires 2029-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.

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April 14, 2026 Filed Apr 16, 2026 00:09 UTC
Craig Jonathan M.MD, Head of Retail Investing
SaleCommon Stock 21,750 $99.00 $2,153,326.13
Disclosure

SEC source: 0001733065-26-000007 · wk-form4_1776298156.xml · nonDerivative · entry 2

Craig Jonathan M. · CIK 0001733065 · MD, Head of Retail Investing

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 0

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2025.

F3 · price: The transaction was executed in multiple trades at prices ranging from $99.00 to $99.035. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.

F1 · balance_after: Reflects the contribution of the shares received upon exercise of the option to a revocable trust.

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April 14, 2026 Filed Apr 16, 2026 00:09 UTC
Craig Jonathan M.MD, Head of Retail Investing
Exercise / conversionCommon Stock 21,750 $46.81 $1,018,117.50
Disclosure

SEC source: 0001733065-26-000007 · wk-form4_1776298156.xml · nonDerivative · entry 1

Craig Jonathan M. · CIK 0001733065 · MD, Head of Retail Investing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects the contribution of the shares received upon exercise of the option to a revocable trust.

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April 14, 2026 Filed Apr 16, 2026 23:43 UTC
Woolway Paul VMD, Chief Banking Officer
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 7,942 $0.00 Strike: $52.05 $0.00
Disclosure

SEC source: 0002031313-26-000005 · wk-form4_1776383032.xml · derivative · entry 8

Woolway Paul V · CIK 0002031313 · MD, Chief Banking Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,941

Underlying: Common Stock · 7,942 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.

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April 14, 2026 Filed Apr 16, 2026 23:43 UTC
Woolway Paul VMD, Chief Banking Officer
SaleCommon Stock 7,942 $98.00 $778,342.21
Disclosure

SEC source: 0002031313-26-000005 · wk-form4_1776383032.xml · nonDerivative · entry 2

Woolway Paul V · CIK 0002031313 · MD, Chief Banking Officer

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 29,866.4372

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $98.00 to $98.025. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Reflects the contribution of the shares received upon exercise of the option to a revocable trust.

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April 14, 2026 Filed Apr 16, 2026 23:43 UTC
Woolway Paul VMD, Chief Banking Officer
Exercise / conversionCommon Stock 7,942 $52.05 $413,381.10
Disclosure

SEC source: 0002031313-26-000005 · wk-form4_1776383032.xml · nonDerivative · entry 1

Woolway Paul V · CIK 0002031313 · MD, Chief Banking Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects the contribution of the shares received upon exercise of the option to a revocable trust.

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April 01, 2026 Filed Apr 3, 2026 01:26 UTC GrantRestricted Stock Units · Derivative 474 Not disclosed Not disclosed
Disclosure

SEC source: 0001171694-26-000004 · wk-form4_1775179591.xml · derivative · entry 1

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,757.24

Underlying: Common Stock · 474 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of company stock.

F2 · shares: The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The RSUs were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The RSU s are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

F3 · derivative.expiration_date: The RSU s are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

F5 · balance_after: Includes 500.51 RSUs acquired through dividend reinvestment.

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April 01, 2026 Filed Apr 3, 2026 01:23 UTC GrantRestricted Stock Units · Derivative 393 Not disclosed Not disclosed
Disclosure

SEC source: 0001561563-26-000010 · wk-form4_1775179405.xml · derivative · entry 1

Ellis Stephen A · CIK 0001561563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,851.98

Underlying: Common Stock · 393 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of company stock.

F2 · shares: The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The RSUs were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The RSU s are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

F3 · derivative.expiration_date: The RSU s are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

F5 · balance_after: Includes 41.22 RSUs acquired through dividend reinvestment.

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April 01, 2026 Filed Apr 3, 2026 01:44 UTC GrantNonqualified Stock Option (right to buy) · Derivative 1,286 Not disclosed Strike: $92.36 Not disclosed
Disclosure

SEC source: 0001739929-26-000004 · wk-form4_1775180665.xml · derivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,286

Underlying: Common Stock · 1,286 shares

Expires 2036-04-01

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

F1 · derivative.exercise_date: The option was received pursuant to the Directors' Deferred Compensation Plan II and vested immediately.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 01:46 UTC GrantRestricted Stock Units · Derivative 434 Not disclosed Not disclosed
Disclosure

SEC source: 0001804183-26-000006 · wk-form4_1775180816.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,823.67

Underlying: Common Stock · 434 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of company stock.

F2 · shares: The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The RSUs were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The RSU s are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F3 · derivative.expiration_date: The RSU s are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F5 · balance_after: Includes 24.45 RSUs acquired through dividend reinvestment.

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March 24, 2026 Filed Mar 26, 2026 01:54 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 7,866 $7,866.00 Strike: $28.96 $61,873,956.00
Disclosure

SEC source: 0001561563-26-000008 · wk-form4_1774490082.xml · derivative · entry 5

Ellis Stephen A · CIK 0001561563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,866 shares

Expires 2026-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The reported transaction constitutes a grant of stock options under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

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March 24, 2026 Filed Mar 26, 2026 01:54 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 1,899 $1,899.00 Strike: $28.38 $3,606,201.00
Disclosure

SEC source: 0001561563-26-000008 · wk-form4_1774490082.xml · derivative · entry 4

Ellis Stephen A · CIK 0001561563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,899 shares

Expires 2026-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was received pursuant to the Directors' Deferred Compensation Plan II and vested immediately.

Read SEC document
March 24, 2026 Filed Mar 26, 2026 01:54 UTC Exercise / conversionCommon Stock 7,866 $28.96 $227,799.36
Disclosure

SEC source: 0001561563-26-000008 · wk-form4_1774490082.xml · nonDerivative · entry 2

Ellis Stephen A · CIK 0001561563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects the contribution of shares received upon exercise of the option to a revocable trust.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.