Last 12 months
Inside the activity.
1 purchase rows · 89 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 13 |
| Mar 2026 | 0 | 10 |
| Apr 2026 | 0 | 9 |
| May 2026 | 1 | 7 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 18 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 01, 2022 Filed Nov 3, 2022 23:27 UTC |
Morgan Peter J. IIIMD, EVP, and General Counsel
|
Tax withholdingCommon Stock | 1,312 | $80.26 | $105,294.56 |
DisclosureSEC source: 0001062993-22-021550 · form4.xml · nonDerivative · entry 1 Morgan Peter J. III · CIK 0001792910 · MD, EVP, and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,266 F1 · kind: Shares withheld for taxes upon the settlement of Restricted Stock Units granted to the reporting person. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 23:27 UTC |
Wurster Richard APresident
|
Tax withholdingCommon Stock | 1,084 | $80.26 | $86,996.42 |
DisclosureSEC source: 0001062993-22-021551 · form4.xml · nonDerivative · entry 1 Wurster Richard A · CIK 0001889263 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,358 F1 · kind: Shares withheld for taxes upon the settlement of Restricted Stock Units granted to the reporting person. Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 20:54 UTC |
Morgan Peter J. IIIMD, EVP, and General Counsel
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 7,322 | $0.00 Strike: $41.98 | $0.00 |
DisclosureSEC source: 0001062993-22-021417 · form4.xml · derivative · entry 4 Morgan Peter J. III · CIK 0001792910 · MD, EVP, and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,643 Underlying: Common Stock · 7,322 shares Expires 2030-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 20:54 UTC |
Morgan Peter J. IIIMD, EVP, and General Counsel
|
SaleCommon Stock | 7,322 | $80.03 | $585,967.94 |
DisclosureSEC source: 0001062993-22-021417 · form4.xml · nonDerivative · entry 2 Morgan Peter J. III · CIK 0001792910 · MD, EVP, and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,578 F1 · price: This transaction was executed in multiple trades at prices ranging from $79.95 to $80.10. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 20:54 UTC |
Morgan Peter J. IIIMD, EVP, and General Counsel
|
Exercise / conversionCommon Stock | 7,322 | $41.98 | $307,377.56 |
DisclosureSEC source: 0001062993-22-021417 · form4.xml · nonDerivative · entry 1 Morgan Peter J. III · CIK 0001792910 · MD, EVP, and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 20:54 UTC |
Schwab Charles R.Director · Co-Chairman
|
SaleCommon Stock | 135,000 | $79.49 | $10,731,109.50 |
DisclosureSEC source: 0001062993-22-021418 · form4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 69,184,882 F1 · price: This transaction was executed in multiple trades at prices ranging from $79.03 to $79.93. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 28, 2022 Filed Nov 1, 2022 21:21 UTC |
Schwab-Pomerantz CarolynDirector
|
SaleCommon Stock | 12,500 | $80.00 | $1,000,000.00 |
DisclosureSEC source: 0001062993-22-021372 · form4.xml · nonDerivative · entry 3 Schwab-Pomerantz Carolyn · CIK 0001950787 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse as Trustee Disclosed balance after: 596,456 Read SEC document |
| October 28, 2022 Filed Nov 1, 2022 21:21 UTC |
Schwab-Pomerantz CarolynDirector
|
SaleCommon Stock | 700 | $80.30 | $56,208.18 |
DisclosureSEC source: 0001062993-22-021372 · form4.xml · nonDerivative · entry 2 Schwab-Pomerantz Carolyn · CIK 0001950787 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 1,744,448.6599 F2 · kind: This transaction was executed in multiple trades at prices ranging from $80.295 to $80.315. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 28, 2022 Filed Nov 1, 2022 21:21 UTC |
Schwab-Pomerantz CarolynDirector
|
SaleCommon Stock | 18,750 | $80.00 | $1,500,000.00 |
DisclosureSEC source: 0001062993-22-021372 · form4.xml · nonDerivative · entry 1 Schwab-Pomerantz Carolyn · CIK 0001950787 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 1,745,148.6599 F1 · kind: This transaction was executed in multiple trades at prices ranging from $80.000 to $80.005. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 28, 2022 Filed Nov 1, 2022 21:22 UTC |
Craig Jonathan M.Please see remarks
|
SaleCommon Stock | 4,019 | $79.08 | $317,802.43 |
DisclosureSEC source: 0001062993-22-021373 · form4.xml · nonDerivative · entry 1 Craig Jonathan M. · CIK 0001733065 · Please see remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · price: This transaction was executed in multiple trades at prices ranging from $79.035 to $79.185. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 28, 2022 Filed Nov 1, 2022 21:24 UTC |
Murtagh Nigel JMD, EVP - Corporate Risk
|
SaleCommon Stock | 16,169 | $80.00 | $1,293,444.01 |
DisclosureSEC source: 0001062993-22-021374 · form4.xml · nonDerivative · entry 1 Murtagh Nigel J · CIK 0001649599 · MD, EVP - Corporate Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,798.3047 F1 · kind: This transaction was executed in multiple trades at prices ranging from $79.975 to $80.025. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 399.5435 shares acquired through dividend reinvestment. Read SEC document |
| October 28, 2022 Filed Dec 19, 2022 21:42 UTC Amendment |
Murtagh Nigel JMD, Chief Risk Officer
|
Exercise / conversionNonqualified Stock Option · Derivative | 16,169 | $0.00 Strike: $30.17 | $0.00 |
DisclosureSEC source: 0001062993-22-024101 · form4a.xml · derivative · entry 4 Murtagh Nigel J · CIK 0001649599 · MD, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,169 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The original Form 4 inadvertently omitted this transaction. F5 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on March 2, 2016, the first anniversary of the grant date. Read SEC document |
| October 28, 2022 Filed Dec 19, 2022 21:42 UTC Amendment |
Murtagh Nigel JMD, Chief Risk Officer
|
SaleCommon Stock | 16,169 | $80.00 | $1,293,444.01 |
DisclosureSEC source: 0001062993-22-024101 · form4a.xml · nonDerivative · entry 2 Murtagh Nigel J · CIK 0001649599 · MD, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,104.6269 F3 · price: This transaction was executed in multiple trades at prices ranging from $79.975 to $80.025. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 28, 2022 Filed Dec 19, 2022 21:42 UTC Amendment |
Murtagh Nigel JMD, Chief Risk Officer
|
Exercise / conversionCommon Stock | 16,169 | $30.17 | $487,818.73 |
DisclosureSEC source: 0001062993-22-024101 · form4a.xml · nonDerivative · entry 1 Murtagh Nigel J · CIK 0001649599 · MD, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,273.6269 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The original Form 4 inadvertently omitted this transaction. F2 · balance_after: Includes 137.3222 shares acquired through dividend reinvestment that were previously inadvertently omitted. Read SEC document |
| October 25, 2022 Filed Oct 27, 2022 20:22 UTC |
Wurster Richard APresident
|
Tax withholdingCommon Stock | 7,429 | $71.66 | $532,362.14 |
DisclosureSEC source: 0001225208-22-011170 · doc4.xml · nonDerivative · entry 1 Wurster Richard A · CIK 0001889263 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,442 F1 · kind: Shares withheld for taxes upon the settlement of Restricted Stock Units granted to the reporting person. Read SEC document |
| October 24, 2022 Filed Oct 26, 2022 20:31 UTC |
Masrani BharatDirector
|
Tax withholdingCommon Stock | 37 | $70.41 | $2,604.99 |
DisclosureSEC source: 0001225208-22-011129 · doc4.xml · nonDerivative · entry 1 Masrani Bharat · CIK 0001343539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,857 F1 · kind: Shares withheld for taxes upon the settlement of Restricted Stock Units granted to the reporting person. Read SEC document |
| October 24, 2022 Filed Oct 26, 2022 20:32 UTC |
Levitt Brian MDirector
|
Tax withholdingCommon Stock | 37 | $70.41 | $2,604.99 |
DisclosureSEC source: 0001225208-22-011130 · doc4.xml · nonDerivative · entry 1 Levitt Brian M · CIK 0001391568 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,857 F1 · kind: Shares withheld for taxes upon the settlement of Restricted Stock Units granted to the reporting person. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 21:03 UTC |
Ellis Stephen ADirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 1,579 | Not disclosed Strike: $73.21 | Not disclosed |
DisclosureSEC source: 0001225208-22-010824 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,579 Underlying: Common Stock · 1,579 shares Expires 2032-10-03 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 21:04 UTC |
Ruffel Charles A.Director
|
GrantNonqualified Stock Option (right to buy) · Derivative | 1,404 | Not disclosed Strike: $73.21 | Not disclosed |
DisclosureSEC source: 0001225208-22-010825 · doc4.xml · derivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,404 Underlying: Common Stock · 1,404 shares Expires 2032-10-03 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 21:04 UTC |
Brown Marianne CatherineDirector
|
GrantRestricted Stock Units · Derivative | 205 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-22-010826 · doc4.xml · derivative · entry 1 Brown Marianne Catherine · CIK 0001804183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 798.2 Underlying: Common Stock · 205 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F4 · price: The restricted stock units were received in lieu of cash compensation otherwise payable as director fees. F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 21:04 UTC |
HERRINGER FRANK CDirector
|
GrantRestricted Stock Units · Derivative | 564 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-22-010827 · doc4.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,910.17 Underlying: Common Stock · 564 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F4 · price: The restricted stock units were received in lieu of cash compensation otherwise payable as director fees. F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 21:04 UTC |
Masrani BharatDirector
|
GrantRestricted Stock Units · Derivative | 410 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-22-010828 · doc4.xml · derivative · entry 1 Masrani Bharat · CIK 0001343539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,378.33 Underlying: Common Stock · 410 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F4 · price: The restricted stock units were received in lieu of cash compensation otherwise payable as director fees. F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| August 23, 2022 Filed Aug 24, 2022 22:21 UTC |
Schwab Charles R.Director · Co-Chairman
|
GiftCommon Stock | 294,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-009792 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 69,319,882 Read SEC document |
| August 12, 2022 Filed Aug 15, 2022 22:33 UTC |
Craig Jonathan M.Please see remarks
|
SaleCommon Stock | 8,032 | $75.00 | $602,414.46 |
DisclosureSEC source: 0001225208-22-009557 · doc4.xml · nonDerivative · entry 1 Craig Jonathan M. · CIK 0001733065 · Please see remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 4,019 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 4, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $75.00 to $75.01. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 29, 2022 Filed Aug 1, 2022 17:45 UTC |
Schwab Charles R.Director · Co-Chairman
|
SaleCommon Stock | 135,300 | $69.43 | $9,393,635.46 |
DisclosureSEC source: 0001225208-22-009075 · doc4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 69,613,930 F2 · price: This transaction was executed in multiple trades at prices ranging from $69.08 to $69.65. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 28, 2022 Filed Aug 1, 2022 17:45 UTC |
Schwab Charles R.Director · Co-Chairman
|
SaleCommon Stock | 149,600 | $65.36 | $9,778,559.12 |
DisclosureSEC source: 0001225208-22-009075 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 69,749,230 F1 · price: This transaction was executed in multiple trades at prices ranging from $65.07 to $65.54. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 21, 2022 Filed Jul 22, 2022 15:09 UTC |
Schwab Charles R.Director · Chairman
|
GiftCommon Stock | 588,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-008887 · doc4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 69,898,830 Read SEC document |
| July 21, 2022 Filed Jul 22, 2022 15:09 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 120,000 | $62.52 | $7,501,884.00 |
DisclosureSEC source: 0001225208-22-008887 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 70,486,926 F1 · price: This transaction was executed in multiple trades at prices ranging from $62.50 to $62.57. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 20, 2022 Filed Jul 20, 2022 23:24 UTC |
Schwab Charles R.Director · Chairman
|
GiftCommon Stock | 476,379 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-008876 · doc4.xml · nonDerivative · entry 3 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 70,606,926 Read SEC document |
| July 20, 2022 Filed Jul 20, 2022 23:24 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 120,000 | $62.70 | $7,524,384.00 |
DisclosureSEC source: 0001225208-22-008876 · doc4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 71,083,305 F1 · price: This transaction was executed in multiple trades at prices ranging from $62.50 to $62.985. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 19, 2022 Filed Jul 20, 2022 23:24 UTC |
Schwab Charles R.Director · Chairman
|
GiftCommon Stock | 655,077 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-008876 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 71,203,305 Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 20:38 UTC |
Masrani BharatDirector
|
GrantRestricted Stock Units · Derivative | 470 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-22-008655 · doc4.xml · derivative · entry 1 Masrani Bharat · CIK 0001343539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,959.73 Underlying: Common Stock · 470 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F4 · price: The restricted stock units were received in lieu of cash compensation otherwise payable as director fees. F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 20:39 UTC |
HERRINGER FRANK CDirector
|
GrantRestricted Stock Units · Derivative | 646 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-22-008656 · doc4.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,942.57 Underlying: Common Stock · 646 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F4 · price: The restricted stock units were received in lieu of cash compensation otherwise payable as director fees. F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 20:39 UTC |
Brown Marianne CatherineDirector
|
GrantRestricted Stock Units · Derivative | 235 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-22-008657 · doc4.xml · derivative · entry 1 Brown Marianne Catherine · CIK 0001804183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 591.48 Underlying: Common Stock · 235 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F4 · price: The restricted stock units were received in lieu of cash compensation otherwise payable as director fees. F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 20:41 UTC |
Ruffel Charles A.Director
|
GrantNonqualified Stock Option (right to buy) · Derivative | 1,691 | Not disclosed Strike: $63.92 | Not disclosed |
DisclosureSEC source: 0001225208-22-008658 · doc4.xml · derivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,691 Underlying: Common Stock · 1,691 shares Expires 2032-07-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 20:41 UTC |
Ellis Stephen ADirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 1,902 | Not disclosed Strike: $63.92 | Not disclosed |
DisclosureSEC source: 0001225208-22-008659 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,902 Underlying: Common Stock · 1,902 shares Expires 2032-07-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| June 03, 2022 Filed Jun 7, 2022 19:55 UTC |
Wurster Richard APresident
|
Tax withholdingCommon Stock | 1,483 | $70.63 | $104,744.29 |
DisclosureSEC source: 0001225208-22-007819 · doc4.xml · nonDerivative · entry 1 Wurster Richard A · CIK 0001889263 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,871 Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 21:30 UTC |
Schwab Charles R.Director · Chairman
|
GiftCommon Stock | 1,982,448 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-007551 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 71,858,382 Read SEC document |
| May 26, 2022 Filed May 27, 2022 19:39 UTC |
Schwab Charles R.Director · Chairman
|
GiftCommon Stock | 51,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-007415 · doc4.xml · nonDerivative · entry 3 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 74,372,453 Read SEC document |
| May 26, 2022 Filed May 27, 2022 19:39 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 147,275 | $68.96 | $10,155,966.18 |
DisclosureSEC source: 0001225208-22-007415 · doc4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 74,423,993 F1 · price: This transaction was executed in multiple trades at prices ranging from $68.83 to $69.13. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 25, 2022 Filed May 27, 2022 19:39 UTC |
Schwab Charles R.Director · Chairman
|
GiftCommon Stock | 18,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-007415 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 74,571,268 Read SEC document |
| May 19, 2022 Filed May 23, 2022 20:50 UTC |
Masrani BharatDirector
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GrantNonqualified Stock Option (right to buy) · Derivative | 4,703 | $0.00 Strike: $62.66 | $0.00 |
DisclosureSEC source: 0001225208-22-007276 · doc4.xml · derivative · entry 2 Masrani Bharat · CIK 0001343539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,703 Underlying: Common Stock · 4,703 shares Expires 2032-05-19 F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 19, 2022 Filed May 23, 2022 20:50 UTC |
Masrani BharatDirector
|
GrantCommon Stock | 2,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-007276 · doc4.xml · nonDerivative · entry 1 Masrani Bharat · CIK 0001343539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,894 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 19, 2022 Filed May 23, 2022 20:50 UTC |
Ruffel Charles A.Director
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GrantNonqualified Stock Option (right to buy) · Derivative | 4,703 | $0.00 Strike: $62.66 | $0.00 |
DisclosureSEC source: 0001225208-22-007277 · doc4.xml · derivative · entry 4 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,703 Underlying: Common Stock · 4,703 shares Expires 2032-05-19 F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 19, 2022 Filed May 23, 2022 20:50 UTC |
Ruffel Charles A.Director
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GrantCommon Stock | 2,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-007277 · doc4.xml · nonDerivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,151.9518 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 19, 2022 Filed May 23, 2022 20:56 UTC |
SNEED PAULA ADirector
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GrantNonqualified Stock Option (right to buy) · Derivative | 4,703 | $0.00 Strike: $62.66 | $0.00 |
DisclosureSEC source: 0001225208-22-007285 · doc4.xml · derivative · entry 3 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,703 Underlying: Common Stock · 4,703 shares Expires 2032-05-19 F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 19, 2022 Filed May 23, 2022 20:56 UTC |
SNEED PAULA ADirector
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GrantCommon Stock | 2,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-007285 · doc4.xml · nonDerivative · entry 1 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,899 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 19, 2022 Filed May 23, 2022 20:55 UTC |
Sarin ArunDirector
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GrantNonqualified Stock Option (right to buy) · Derivative | 4,703 | $0.00 Strike: $62.66 | $0.00 |
DisclosureSEC source: 0001225208-22-007284 · doc4.xml · derivative · entry 3 SARIN ARUN · CIK 0001188405 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,703 Underlying: Common Stock · 4,703 shares Expires 2032-05-19 F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 19, 2022 Filed May 23, 2022 20:55 UTC |
Sarin ArunDirector
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GrantCommon Stock | 2,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-007284 · doc4.xml · nonDerivative · entry 1 SARIN ARUN · CIK 0001188405 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,899 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 19, 2022 Filed May 23, 2022 21:04 UTC |
Levitt Brian MDirector
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GrantNonqualified Stock Option (right to buy) · Derivative | 4,703 | $0.00 Strike: $62.66 | $0.00 |
DisclosureSEC source: 0001225208-22-007289 · doc4.xml · derivative · entry 3 Levitt Brian M · CIK 0001391568 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,703 Underlying: Common Stock · 4,703 shares Expires 2032-05-19 F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.