Last 12 months
Inside the activity.
1 purchase rows · 89 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 13 |
| Mar 2026 | 0 | 10 |
| Apr 2026 | 0 | 9 |
| May 2026 | 1 | 7 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 18 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 07, 2023 Filed Feb 9, 2023 21:30 UTC |
Schwab Charles R.Director · Co-Chairman
|
GiftCommon Stock | 62,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-002567 · form4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 60,097,614 Read SEC document |
| February 06, 2023 Filed Feb 7, 2023 23:16 UTC |
Schwab Charles R.Director · Co-Chairman
|
SaleCommon Stock | 62,890 | $80.02 | $5,032,558.42 |
DisclosureSEC source: 0001062993-23-002399 · form4.xml · nonDerivative · entry 3 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 60,160,509 F3 · price: This transaction was executed in multiple trades at prices ranging from $79.815 to $80.225. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 06, 2023 Filed Feb 7, 2023 23:16 UTC |
Schwab Charles R.Director · Co-Chairman
|
SaleCommon Stock | 125,780 | $80.10 | $10,074,613.24 |
DisclosureSEC source: 0001062993-23-002399 · form4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 30,856,646 F2 · price: This transaction was executed in multiple trades at prices ranging from $79.81 to $80.48. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 23:45 UTC |
SNEED PAULA ADirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 8,584 | $0.00 Strike: $43.21 | $0.00 |
DisclosureSEC source: 0001062993-23-002472 · form4.xml · derivative · entry 9 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,584 shares Expires 2029-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested (i) 25% on May 17, 2020, (ii) 25% on May 17, 2021, and (iii) 50% on May 17, 2022. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 23:45 UTC |
SNEED PAULA ADirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,139 | $0.00 Strike: $59.32 | $0.00 |
DisclosureSEC source: 0001062993-23-002472 · form4.xml · derivative · entry 8 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,139 shares Expires 2028-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested (i) 25% on May 17, 2019, (ii) 25% on May 17, 2020, and (iii) 50% on May 17, 2021. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 23:45 UTC |
SNEED PAULA ADirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 7,165 | $0.00 Strike: $39.33 | $0.00 |
DisclosureSEC source: 0001062993-23-002472 · form4.xml · derivative · entry 7 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,165 shares Expires 2027-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested (i) 25% on May 18, 2018, (ii) 25% on May 18, 2019, and (iii) 50% on May 18, 2020. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 23:45 UTC |
SNEED PAULA ADirector
|
SaleCommon Stock | 20,888 | $80.00 | $1,671,054.62 |
DisclosureSEC source: 0001062993-23-002472 · form4.xml · nonDerivative · entry 6 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 116,723.1605 F1 · price: This transaction was executed in multiple trades at prices ranging from $80.00 to $80.005. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 23:45 UTC |
SNEED PAULA ADirector
|
GiftCommon Stock | 20,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-002472 · form4.xml · nonDerivative · entry 5 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 137,611.1605 Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 23:45 UTC |
SNEED PAULA ADirector
|
GiftCommon Stock | 20,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-002472 · form4.xml · nonDerivative · entry 4 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,899 Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 23:45 UTC |
SNEED PAULA ADirector
|
Exercise / conversionCommon Stock | 8,584 | $43.21 | $370,914.64 |
DisclosureSEC source: 0001062993-23-002472 · form4.xml · nonDerivative · entry 3 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 23:45 UTC |
SNEED PAULA ADirector
|
Exercise / conversionCommon Stock | 5,139 | $59.32 | $304,845.48 |
DisclosureSEC source: 0001062993-23-002472 · form4.xml · nonDerivative · entry 2 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,203 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 23:45 UTC |
SNEED PAULA ADirector
|
Exercise / conversionCommon Stock | 7,165 | $39.33 | $281,799.45 |
DisclosureSEC source: 0001062993-23-002472 · form4.xml · nonDerivative · entry 1 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,064 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 23:16 UTC |
Schwab Charles R.Director · Co-Chairman
|
SaleCommon Stock | 129,030 | $79.76 | $10,291,742.47 |
DisclosureSEC source: 0001062993-23-002399 · form4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 30,982,426 F1 · price: This transaction was executed in multiple trades at prices ranging from $79.33 to $80.19. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 01, 2023 Filed Feb 2, 2023 21:38 UTC |
Schwab Charles R.Director · Co-Chairman
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 121,066 | $0.00 Strike: $16.40 | $0.00 |
DisclosureSEC source: 0001062993-23-001982 · form4.xml · derivative · entry 6 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 121,066 shares Expires 2023-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option was granted under the company???s 2004 Stock Incentive Plan and vested in four equal annual installments beginning on March 1, 2014. Read SEC document |
| February 01, 2023 Filed Feb 2, 2023 21:38 UTC |
Schwab Charles R.Director · Co-Chairman
|
SaleCommon Stock | 121,066 | $77.84 | $9,424,152.74 |
DisclosureSEC source: 0001062993-23-001982 · form4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 60,223,399 F2 · kind: This transaction was executed in multiple trades at prices ranging from $77.50 to $78.155. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Reflects the contribution of the shares received upon exercise of the option to a living trust. Read SEC document |
| February 01, 2023 Filed Feb 2, 2023 21:38 UTC |
Schwab Charles R.Director · Co-Chairman
|
Exercise / conversionCommon Stock | 121,066 | $16.40 | $1,985,482.40 |
DisclosureSEC source: 0001062993-23-001982 · form4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects the contribution of the shares received upon exercise of the option to a living trust. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:30 UTC |
Craig Jonathan M.Please see remarks
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 51,144 | $0.00 Strike: $30.17 | $0.00 |
DisclosureSEC source: 0001062993-23-001189 · form4.xml · derivative · entry 4 Craig Jonathan M. · CIK 0001733065 · Please see remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 51,144 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:30 UTC |
Craig Jonathan M.Please see remarks
|
SaleCommon Stock | 11,159 | $80.83 | $901,935.10 |
DisclosureSEC source: 0001062993-23-001189 · form4.xml · nonDerivative · entry 3 Craig Jonathan M. · CIK 0001733065 · Please see remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2022. F4 · price: This transaction was executed in multiple trades at prices ranging from $80.51 to $81.50. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Reflects the contribution of the shares received upon exercise of the option to a revocable living trust. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:30 UTC |
Craig Jonathan M.Please see remarks
|
SaleCommon Stock | 39,985 | $80.15 | $3,204,749.77 |
DisclosureSEC source: 0001062993-23-001189 · form4.xml · nonDerivative · entry 2 Craig Jonathan M. · CIK 0001733065 · Please see remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 11,159 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $79.59 to $80.50. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Reflects the contribution of the shares received upon exercise of the option to a revocable living trust. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:30 UTC |
Craig Jonathan M.Please see remarks
|
Exercise / conversionCommon Stock | 51,144 | $30.17 | $1,543,014.48 |
DisclosureSEC source: 0001062993-23-001189 · form4.xml · nonDerivative · entry 1 Craig Jonathan M. · CIK 0001733065 · Please see remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects the contribution of the shares received upon exercise of the option to a revocable living trust. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 22:42 UTC |
Brown Marianne CatherineDirector
|
GrantRestricted Stock Units · Derivative | 367 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-000516 · form4.xml · derivative · entry 1 Brown Marianne Catherine · CIK 0001804183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,167.35 Underlying: Common Stock · 367 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F4 · price: The restricted stock units were received in lieu of cash compensation otherwise payable as director fees. F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors. F5 · balance_after: Includes 2.15 shares acquired through dividend reinvestment. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 22:42 UTC |
Ellis Stephen ADirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 1,453 | Not disclosed Strike: $81.94 | Not disclosed |
DisclosureSEC source: 0001062993-23-000517 · form4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,453 Underlying: Common Stock · 1,453 shares Expires 2033-01-03 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 22:42 UTC |
Ruffel Charles A.Director
|
GrantNonqualified Stock Option (right to buy) · Derivative | 1,292 | Not disclosed Strike: $81.94 | Not disclosed |
DisclosureSEC source: 0001062993-23-000518 · form4.xml · derivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,292 Underlying: Common Stock · 1,292 shares Expires 2033-01-03 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 22:45 UTC |
HERRINGER FRANK CDirector
|
GrantRestricted Stock Units · Derivative | 504 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-000519 · form4.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,791.62 Underlying: Common Stock · 504 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F4 · price: The restricted stock units were received in lieu of cash compensation otherwise payable as director fees. F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F5 · balance_after: Includes 377.45 shares acquired through dividend reinvestment. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 22:45 UTC |
Masrani BharatDirector
|
GrantRestricted Stock Units · Derivative | 367 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-000520 · form4.xml · derivative · entry 1 Masrani Bharat · CIK 0001343539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,754.44 Underlying: Common Stock · 367 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F4 · price: The restricted stock units were received in lieu of cash compensation otherwise payable as director fees. F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F5 · balance_after: Includes 9.11 shares acquired through dividend reinvestment. Read SEC document |
| December 27, 2022 Filed Dec 30, 2022 01:20 UTC |
Schwab Charles R.Director · Co-Chairman
|
GiftCommon Stock | 6,500,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-024551 · form4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 56,099,757 Read SEC document |
| November 28, 2022 Filed Dec 19, 2022 21:56 UTC |
Murtagh Nigel JMD, Chief Risk Officer
|
GiftCommon Stock | 171.3414 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-024104 · form4.xml · nonDerivative · entry 1 Murtagh Nigel J · CIK 0001649599 · MD, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,118.425 F1 · balance_after: Includes 185.1395 shares acquired through dividend reinvestment. Read SEC document |
| November 22, 2022 Filed Nov 23, 2022 22:14 UTC |
Schwab Charles R.Director · Co-Chairman
|
GiftCommon Stock | 87,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-022755 · form4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 68,613,482 Read SEC document |
| November 21, 2022 Filed Nov 22, 2022 21:10 UTC |
Schwab Charles R.Director · Co-Chairman
|
GiftCommon Stock | 51,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-022638 · form4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 68,700,982 Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 21:11 UTC |
Schwab Charles R.Director · Co-Chairman
|
SaleCommon Stock | 48,075 | $79.66 | $3,829,688.15 |
DisclosureSEC source: 0001062993-22-022567 · form4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 31,111,456 F2 · price: The transaction was executed in multiple trades at prices ranging from $79.29 to $79.94. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 21:11 UTC |
Schwab Charles R.Director · Co-Chairman
|
SaleCommon Stock | 83,975 | $79.66 | $6,689,498.89 |
DisclosureSEC source: 0001062993-22-022567 · form4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 68,752,262 F1 · price: The transaction was executed in multiple trades at prices ranging from $79.30 to $79.95. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 16, 2022 Filed Nov 17, 2022 21:23 UTC |
Schwab Charles R.Director · Co-Chairman
|
GiftCommon Stock | 64,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-022405 · form4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 68,836,237 Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 21:26 UTC |
Schwab Charles R.Director · Co-Chairman
|
SaleCommon Stock | 48,075 | $78.28 | $3,763,253.31 |
DisclosureSEC source: 0001062993-22-022203 · form4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 31,159,531 F2 · price: This transaction was executed in multiple trades at prices ranging from $78.15 to $78.465. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 21:26 UTC |
Schwab Charles R.Director · Co-Chairman
|
SaleCommon Stock | 83,975 | $78.30 | $6,575,301.28 |
DisclosureSEC source: 0001062993-22-022203 · form4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 68,900,447 F1 · price: This transaction was executed in multiple trades at prices ranging from $78.19 to $78.46. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 21:26 UTC |
Ellis Stephen ADirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 14,345 | $0.00 Strike: $19.21 | $0.00 |
DisclosureSEC source: 0001062993-22-022071 · form4.xml · derivative · entry 5 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,345 shares Expires 2023-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 21:26 UTC |
Ellis Stephen ADirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 2,685 | $0.00 Strike: $13.67 | $0.00 |
DisclosureSEC source: 0001062993-22-022071 · form4.xml · derivative · entry 4 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,685 shares Expires 2022-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vested 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 21:26 UTC |
Ellis Stephen ADirector
|
Exercise / conversionCommon Stock | 14,345 | $19.21 | $275,567.45 |
DisclosureSEC source: 0001062993-22-022071 · form4.xml · nonDerivative · entry 2 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects the contribution of the shares received upon exercise of the option to a revocable living trust. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 21:26 UTC |
Ellis Stephen ADirector
|
Exercise / conversionCommon Stock | 2,685 | $13.67 | $36,703.95 |
DisclosureSEC source: 0001062993-22-022071 · form4.xml · nonDerivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects the contribution of the shares received upon exercise of the option to a revocable living trust. Read SEC document |
| November 08, 2022 Filed Nov 9, 2022 22:19 UTC |
Morgan Peter J. IIIMD, EVP, and General Counsel
|
SaleCommon Stock | 1,463 | $80.04 | $117,103.93 |
DisclosureSEC source: 0001062993-22-021781 · form4.xml · nonDerivative · entry 1 Morgan Peter J. III · CIK 0001792910 · MD, EVP, and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,803 F1 · price: The transaction was executed in multiple trades at prices ranging from $80.03 to $80.06. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 07, 2022 Filed Nov 7, 2022 22:41 UTC |
Schwab Charles R.Director · Co-Chairman
|
GiftCommon Stock | 38,045 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-021680 · form4.xml · nonDerivative · entry 4 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 68,984,422 Read SEC document |
| November 04, 2022 Filed Nov 7, 2022 22:41 UTC |
Schwab Charles R.Director · Co-Chairman
|
SaleCommon Stock | 4,703 | $80.16 | $377,010.35 |
DisclosureSEC source: 0001062993-22-021680 · form4.xml · nonDerivative · entry 3 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 69,022,467 F2 · price: This transaction was executed in multiple trades at prices ranging from $80.00 to $80.35. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 04, 2022 Filed Nov 7, 2022 22:41 UTC |
Schwab Charles R.Director · Co-Chairman
|
SaleCommon Stock | 130,297 | $79.22 | $10,322,662.56 |
DisclosureSEC source: 0001062993-22-021680 · form4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 69,027,170 F1 · price: This transaction was executed in multiple trades at prices ranging from $79.00 to $79.995. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 22:41 UTC |
Schwab Charles R.Director · Co-Chairman
|
GiftCommon Stock | 25,255 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-021680 · form4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 69,157,467 Read SEC document |
| November 02, 2022 Filed Nov 3, 2022 23:26 UTC |
Schwab-Pomerantz CarolynDirector
|
SaleCommon Stock | 6,270 | $79.29 | $497,163.98 |
DisclosureSEC source: 0001062993-22-021549 · form4.xml · nonDerivative · entry 4 Schwab-Pomerantz Carolyn · CIK 0001950787 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 1,733,852.6599 F5 · kind: This transaction was executed in multiple trades at prices ranging from $79.25 to $79.32. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 02, 2022 Filed Nov 3, 2022 23:26 UTC |
Schwab-Pomerantz CarolynDirector
|
Tax withholdingCommon Stock | 141 | $79.50 | $11,209.50 |
DisclosureSEC source: 0001062993-22-021549 · form4.xml · nonDerivative · entry 3 Schwab-Pomerantz Carolyn · CIK 0001950787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,783 F1 · kind: Shares withheld for taxes upon the settlement of Restricted Stock Units granted to the reporting person. F4 · balance_after: Excludes 296 shares previously owned directly that were transferred to a trust on November 2, 2022. Read SEC document |
| November 01, 2022 Filed Nov 2, 2022 20:54 UTC |
Schwab Charles R.Director · Co-Chairman
|
SaleCommon Stock | 380 | $79.81 | $30,326.81 |
DisclosureSEC source: 0001062993-22-021418 · form4.xml · nonDerivative · entry 4 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 69,182,722 F3 · price: This transaction was executed in multiple trades at prices ranging from $79.80 to $79.82. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 01, 2022 Filed Nov 2, 2022 20:54 UTC |
Schwab Charles R.Director · Co-Chairman
|
SaleCommon Stock | 380 | $79.83 | $30,335.40 |
DisclosureSEC source: 0001062993-22-021418 · form4.xml · nonDerivative · entry 3 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 69,183,102 Read SEC document |
| November 01, 2022 Filed Nov 2, 2022 20:54 UTC |
Schwab Charles R.Director · Co-Chairman
|
SaleCommon Stock | 1,400 | $79.85 | $111,796.44 |
DisclosureSEC source: 0001062993-22-021418 · form4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 69,183,482 F2 · price: This transaction was executed in multiple trades at prices ranging from $79.850 to $79.865. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 23:26 UTC |
Schwab-Pomerantz CarolynDirector
|
SaleCommon Stock | 6,270 | $79.82 | $500,463.25 |
DisclosureSEC source: 0001062993-22-021549 · form4.xml · nonDerivative · entry 2 Schwab-Pomerantz Carolyn · CIK 0001950787 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 1,739,556.6599 F3 · kind: This transaction was executed in multiple trades at prices ranging from $79.745 to $79.88. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 23:26 UTC |
Schwab-Pomerantz CarolynDirector
|
Tax withholdingCommon Stock | 657 | $80.26 | $52,727.54 |
DisclosureSEC source: 0001062993-22-021549 · form4.xml · nonDerivative · entry 1 Schwab-Pomerantz Carolyn · CIK 0001950787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,220 F1 · kind: Shares withheld for taxes upon the settlement of Restricted Stock Units granted to the reporting person. F2 · balance_after: Excludes 1,378 shares previously owned directly that were transferred to a trust on November 1, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.