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SCHWAB CHARLES CORP

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1218
SEC CIK
0000316709
Parsed reports
2,531

Last 12 months

Inside the activity.

1 purchase rows · 89 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202609
Feb 2026013
Mar 2026010
Apr 202609
May 202617
Jun 202600
Jul 2026018
Aug 2026018
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2005 Filed Jan 6, 2006 22:24 UTC
MCWHINNEY DEBORAH DEVP - Schwab Institutional
GiftCommon Stock 320 $0.00 $0.00
Disclosure

SEC source: 0001116722-06-000002 · edgar.xml · nonDerivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · EVP - Schwab Institutional

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 2,270

F1 · balance_after: As of the date of this report, the reporting person also had a direct beneficial ownership interest in 137,730 shares of company common stock.

Read SEC document
November 02, 2005 Filed Nov 2, 2005 21:16 UTC
Schwab Charles R.Director · Chairman and CEO · 10% owner
GiftCommon Stock 3,000,000 $0.00 $0.00
Disclosure

SEC source: 0000923738-05-000047 · edgar.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,765,086

F1 · balance_after: As of the date of this report, the reporting person also had a direct beneficial ownership interest in 14,357,495 shares, and an indirect beneficial ownership interest in 44,703,958 shares held by an L.L.C., 7,977,765 shares held by his spouse and 1,710,651 shares held by an ESOP.

Read SEC document
October 31, 2005 Filed Oct 31, 2005 19:51 UTC
Sasson GideonExecutive Vice President & CIO
SaleCommon Stock 10,000 $15.06 $150,600.00
Disclosure

SEC source: 0001296455-05-000007 · edgar.xml · nonDerivative · entry 1

Sasson Gideon · CIK 0001296455 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 10,000

F1 · balance_after: As of the date of this report, the reporting person also had a direct beneficial ownership interest in 274,347 shares of company stock and an indirect beneficial ownership interest in 1,361 shares held in a custodial account for his daughter, 1,011 shares held in a custodial account for his son, 2,276 shares held by an ESOP and 158 shares held in a 401(k).

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October 31, 2005 Filed Nov 1, 2005 17:11 UTC SaleCommon Stock 3,800 $14.93 $56,734.00
Disclosure

SEC source: 0001188403-05-000006 · edgar.xml · nonDerivative · entry 2

MCLIN STEPHEN T · CIK 0001188403 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 125,799.98

F1 · balance_after: The reporting person also has a direct beneficial ownership interest in 11,769 shares of company common stock.

Read SEC document
October 31, 2005 Filed Nov 1, 2005 17:11 UTC SaleCommon Stock 16,200 $14.92 $241,704.00
Disclosure

SEC source: 0001188403-05-000006 · edgar.xml · nonDerivative · entry 1

MCLIN STEPHEN T · CIK 0001188403 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 129,599.98

Read SEC document
October 28, 2005 Filed Oct 28, 2005 18:32 UTC
Sasson GideonExecutive Vice President & CIO
SaleCommon Stock 7,400 $14.47 $107,078.00
Disclosure

SEC source: 0001296455-05-000005 · edgar.xml · nonDerivative · entry 3

Sasson Gideon · CIK 0001296455 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 20,000

F1 · balance_after: As of the date of this report, the reporting person also had a direct beneficial ownership interest in 274,347 shares of company stock and an indirect beneficial ownership interest in 1,361 shares held in a custodial account for his daughter, 1,011 shares held in a custodial account for his son, 2,276 shares held by an ESOP and 158 shares held in a 401(k).

Read SEC document
October 28, 2005 Filed Oct 28, 2005 18:32 UTC
Sasson GideonExecutive Vice President & CIO
SaleCommon Stock 1,800 $14.48 $26,064.00
Disclosure

SEC source: 0001296455-05-000005 · edgar.xml · nonDerivative · entry 2

Sasson Gideon · CIK 0001296455 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 27,400

Read SEC document
October 28, 2005 Filed Oct 28, 2005 18:32 UTC
Sasson GideonExecutive Vice President & CIO
SaleCommon Stock 3,300 $14.49 $47,817.00
Disclosure

SEC source: 0001296455-05-000005 · edgar.xml · nonDerivative · entry 1

Sasson Gideon · CIK 0001296455 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 29,200

Read SEC document
October 24, 2005 Filed Oct 25, 2005 15:58 UTC SaleCommon Stock 200 $14.17 $2,834.00
Disclosure

SEC source: 0001188400-05-000010 · edgar.xml · nonDerivative · entry 3

BECHTLE NANCY H · CIK 0001188400 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 182,076

Read SEC document
October 24, 2005 Filed Oct 25, 2005 15:58 UTC SaleCommon Stock 5,000 $14.16 $70,800.00
Disclosure

SEC source: 0001188400-05-000010 · edgar.xml · nonDerivative · entry 2

BECHTLE NANCY H · CIK 0001188400 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 182,276

Read SEC document
October 24, 2005 Filed Oct 25, 2005 15:58 UTC SaleCommon Stock 30,800 $14.13 $435,204.00
Disclosure

SEC source: 0001188400-05-000010 · edgar.xml · nonDerivative · entry 1

BECHTLE NANCY H · CIK 0001188400 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 187,276

Read SEC document
October 20, 2005 Filed Oct 21, 2005 18:08 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $13.79 $0.00
Disclosure

SEC source: 0000923738-05-000045 · edgar.xml · derivative · entry 1

ALDINGER WILLIAM F III · CIK 0001074607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2015-10-20

F1 · security: The option was granted under the Company's 2004 Stock Incentive Plan and vests immediately.

Read SEC document
October 03, 2005 Filed Oct 5, 2005 16:00 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 5,334 $0.00 Strike: $14.44 $0.00
Disclosure

SEC source: 0001188402-05-000012 · edgar.xml · derivative · entry 1

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,334

Underlying: Common Stock · 5,334 shares

Expires 2015-10-03

F1 · shares: The options were received pursuant to the Directors' Deferred Compensation Plan II and vest immediately.

Read SEC document
October 03, 2005 Filed Oct 5, 2005 15:50 UTC GrantRestricted Stock Units · Derivative 1,597 $0.00 Strike: $14.44 $0.00
Disclosure

SEC source: 0001171694-05-000010 · edgar.xml · derivative · entry 1

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,597

Underlying: Common Stock · 1,597 shares

Expires not disclosed

F1 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F2 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

Read SEC document
October 03, 2005 Filed Oct 5, 2005 18:32 UTC GrantRestricted Stock Units · Derivative 1,978 $0.00 Strike: $14.44 $0.00
Disclosure

SEC source: 0001189022-05-000014 · edgar.xml · derivative · entry 1

WILSON ROBERT N · CIK 0001189022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,978

Underlying: Common Stock · 1,978 shares

Expires not disclosed

F1 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F2 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

Read SEC document
October 03, 2005 Filed Oct 5, 2005 16:08 UTC GrantRestricted Stock Units · Derivative 1,143 $0.00 Strike: $14.44 $0.00
Disclosure

SEC source: 0001193024-05-000012 · edgar.xml · derivative · entry 1

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,143

Underlying: Common Stock · 1,143 shares

Expires not disclosed

F1 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F2 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

Read SEC document
September 07, 2005 Filed Sep 9, 2005 16:46 UTC
Schwab Charles R.Director · Chairman and CEO · 10% owner
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 800,000 $0.00 Strike: $19.12 $0.00
Disclosure

SEC source: 0000923738-05-000034 · edgar.xml · derivative · entry 3

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Stock · 800,000 shares

Expires 2012-09-07

F3 · derivative.exercise_price: The options were granted under the Company's 2004 Stock Incentive Plan and are fully exercisable as of the grant date. The exercise price is 140% of the closing price of the Company's common stock on the grant date.

Read SEC document
September 07, 2005 Filed Sep 9, 2005 16:46 UTC
Schwab Charles R.Director · Chairman and CEO · 10% owner
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 800,000 $0.00 Strike: $17.08 $0.00
Disclosure

SEC source: 0000923738-05-000034 · edgar.xml · derivative · entry 2

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Stock · 800,000 shares

Expires 2012-09-07

F2 · derivative.exercise_price: The options were granted under the Company's 2004 Stock Incentive Plan and are fully exercisable as of the grant date. The exercise price is 125% of the closing price of the Company's common stock on the grant date.

Read SEC document
September 07, 2005 Filed Sep 9, 2005 16:46 UTC
Schwab Charles R.Director · Chairman and CEO · 10% owner
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 800,000 $0.00 Strike: $15.30 $0.00
Disclosure

SEC source: 0000923738-05-000034 · edgar.xml · derivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Stock · 800,000 shares

Expires 2012-09-07

F1 · derivative.exercise_price: The options were granted under the Company's 2004 Stock Incentive Plan and are fully exercisable as of the grant date. The exercise price is 112% of the closing price of the Company's common stock on the grant date.

Read SEC document
September 07, 2005 Filed Sep 9, 2005 16:50 UTC GrantNon-Qualified Stock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $17.08 $0.00
Disclosure

SEC source: 0000923738-05-000035 · edgar.xml · derivative · entry 2

DODDS CHRISTOPHER V · CIK 0001186004 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2012-09-07

F2 · derivative.exercise_price: The options were granted under the Company's 2004 Stock Incentive Plan and are fully exercisable as of the grant date. The exercise price is 125% of the closing price of the Company's common stock on the grant date.

Read SEC document
September 07, 2005 Filed Sep 9, 2005 16:50 UTC GrantNon-Qualified Stock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $15.30 $0.00
Disclosure

SEC source: 0000923738-05-000035 · edgar.xml · derivative · entry 1

DODDS CHRISTOPHER V · CIK 0001186004 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2012-09-07

F1 · derivative.exercise_price: The options were granted under the Company's 2004 Stock Incentive Plan and are fully exercisable as of the grant date. The exercise price is 112% of the closing price of the Company's common stock on the grant date.

Read SEC document
September 07, 2005 Filed Sep 9, 2005 16:54 UTC
Dwyer Carrie EEVP and General Counsel
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $17.08 $0.00
Disclosure

SEC source: 0000923738-05-000036 · edgar.xml · derivative · entry 2

Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2012-09-07

F2 · derivative.exercise_price: The options were granted under the Company's 2004 Stock Incentive Plan and are fully exercisable as of the grant date. The exercise price is 125% of the closing price of the Company's common stock on the grant date.

Read SEC document
September 07, 2005 Filed Sep 9, 2005 16:54 UTC
Dwyer Carrie EEVP and General Counsel
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $15.30 $0.00
Disclosure

SEC source: 0000923738-05-000036 · edgar.xml · derivative · entry 1

Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2012-09-07

F1 · derivative.exercise_price: The options were granted under the Company's 2004 Stock Incentive Plan and are fully exercisable as of the grant date. The exercise price is 112% of the closing price of the Company's common stock on the grant date.

Read SEC document
September 07, 2005 Filed Sep 9, 2005 16:57 UTC
Hier-King JanEVP - Human Resources
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $17.08 $0.00
Disclosure

SEC source: 0000923738-05-000037 · edgar.xml · derivative · entry 2

Hier-King Jan · CIK 0001311775 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2012-09-07

F2 · derivative.exercise_price: The options were granted under the Company's 2004 Stock Incentive Plan and are fully exercisable as of the grant date. The exercise price is 125% of the closing price of the Company's common stock on the grant date.

Read SEC document
September 07, 2005 Filed Sep 9, 2005 16:57 UTC
Hier-King JanEVP - Human Resources
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $15.30 $0.00
Disclosure

SEC source: 0000923738-05-000037 · edgar.xml · derivative · entry 1

Hier-King Jan · CIK 0001311775 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2012-09-07

F1 · derivative.exercise_price: The options were granted under the Company's 2004 Stock Incentive Plan and are fully exercisable as of the grant date. The exercise price is 112% of the closing price of the Company's common stock on the grant date.

Read SEC document
September 07, 2005 Filed Sep 9, 2005 16:59 UTC
MCWHINNEY DEBORAH DEVP - Schwab Institutional
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $17.08 $0.00
Disclosure

SEC source: 0000923738-05-000038 · edgar.xml · derivative · entry 2

MCWHINNEY DEBORAH D · CIK 0001116722 · EVP - Schwab Institutional

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2012-09-07

F2 · derivative.exercise_price: The options were granted under the Company's 2004 Stock Incentive Plan and are fully exercisable as of the grant date. The exercise price is 125% of the closing price of the Company's common stock on the grant date.

Read SEC document
September 07, 2005 Filed Sep 9, 2005 16:59 UTC
MCWHINNEY DEBORAH DEVP - Schwab Institutional
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $15.30 $0.00
Disclosure

SEC source: 0000923738-05-000038 · edgar.xml · derivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · EVP - Schwab Institutional

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2012-09-07

F1 · derivative.exercise_price: The options were granted under the Company's 2004 Stock Incentive Plan and are fully exercisable as of the grant date. The exercise price is 112% of the closing price of the Company's common stock on the grant date.

Read SEC document
September 07, 2005 Filed Sep 9, 2005 17:01 UTC
Saeger RebeccaEVP - Brand and Marketing
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $17.08 $0.00
Disclosure

SEC source: 0000923738-05-000039 · edgar.xml · derivative · entry 2

Saeger Rebecca · CIK 0001311379 · EVP - Brand and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2012-09-07

F2 · derivative.exercise_price: The options were granted under the Company's 2004 Stock Incentive Plan and are fully exercisable as of the grant date. The exercise price is 125% of the closing price of the Company's common stock on the grant date.

Read SEC document
September 07, 2005 Filed Sep 9, 2005 17:01 UTC
Saeger RebeccaEVP - Brand and Marketing
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $15.30 $0.00
Disclosure

SEC source: 0000923738-05-000039 · edgar.xml · derivative · entry 1

Saeger Rebecca · CIK 0001311379 · EVP - Brand and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2012-09-07

F1 · derivative.exercise_price: The options were granted under the Company's 2004 Stock Incentive Plan and are fully exercisable as of the grant date. The exercise price is 112% of the closing price of the Company's common stock on the grant date.

Read SEC document
September 07, 2005 Filed Sep 9, 2005 17:04 UTC
Scaturro Peter KEVP and CEO - U.S. Trust
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $17.08 $0.00
Disclosure

SEC source: 0000923738-05-000040 · edgar.xml · derivative · entry 2

Scaturro Peter K · CIK 0001328055 · EVP and CEO - U.S. Trust

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2012-09-07

F2 · derivative.exercise_price: The options were granted under the Company's 2004 Stock Incentive Plan and are fully exercisable as of the grant date. The exercise price is 125% of the closing price of the Company's common stock on the grant date.

Read SEC document
September 07, 2005 Filed Sep 9, 2005 17:04 UTC
Scaturro Peter KEVP and CEO - U.S. Trust
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $15.30 $0.00
Disclosure

SEC source: 0000923738-05-000040 · edgar.xml · derivative · entry 1

Scaturro Peter K · CIK 0001328055 · EVP and CEO - U.S. Trust

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2012-09-07

F1 · derivative.exercise_price: The options were granted under the Company's 2004 Stock Incentive Plan and are fully exercisable as of the grant date. The exercise price is 112% of the closing price of the Company's common stock on the grant date.

Read SEC document
September 07, 2005 Filed Sep 9, 2005 17:07 UTC
Bettinger Walter WEVP/COO - Individual Investor
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $17.08 $0.00
Disclosure

SEC source: 0000923738-05-000041 · edgar.xml · derivative · entry 2

Bettinger Walter W · CIK 0001296479 · EVP/COO - Individual Investor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2012-09-07

F2 · derivative.exercise_price: The options were granted under the Company's 2004 Stock Incentive Plan and are fully exercisable as of the grant date. The exercise price is 125% of the closing price of the Company's common stock on the grant date.

Read SEC document
September 07, 2005 Filed Sep 9, 2005 17:07 UTC
Bettinger Walter WEVP/COO - Individual Investor
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $15.30 $0.00
Disclosure

SEC source: 0000923738-05-000041 · edgar.xml · derivative · entry 1

Bettinger Walter W · CIK 0001296479 · EVP/COO - Individual Investor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2012-09-07

F1 · derivative.exercise_price: The options were granted under the Company's 2004 Stock Incentive Plan and are fully exercisable as of the grant date. The exercise price is 112% of the closing price of the Company's common stock on the grant date.

Read SEC document
September 07, 2005 Filed Sep 9, 2005 18:29 UTC
ATWELL WILLIAM LEVP/President - Ind. Investor
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $17.08 $0.00
Disclosure

SEC source: 0000923738-05-000042 · edgar.xml · derivative · entry 2

ATWELL WILLIAM L · CIK 0001185992 · EVP/President - Ind. Investor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2012-09-07

F2 · derivative.exercise_price: The options were granted under the Company's 2004 Stock Incentive Plan and are fully exercisable as of the grant date. The exercise price is 125% of the closing price of the Company's common stock on the grant date.

Read SEC document
September 07, 2005 Filed Sep 9, 2005 18:29 UTC
ATWELL WILLIAM LEVP/President - Ind. Investor
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $15.30 $0.00
Disclosure

SEC source: 0000923738-05-000042 · edgar.xml · derivative · entry 1

ATWELL WILLIAM L · CIK 0001185992 · EVP/President - Ind. Investor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2012-09-07

F1 · derivative.exercise_price: The options were granted under the Company's 2004 Stock Incentive Plan and are fully exercisable as of the grant date. The exercise price is 112% of the closing price of the Company's common stock on the grant date.

Read SEC document
September 07, 2005 Filed Sep 9, 2005 18:31 UTC
Sasson GideonEVP and CIO
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $17.08 $0.00
Disclosure

SEC source: 0000923738-05-000043 · edgar.xml · derivative · entry 2

Sasson Gideon · CIK 0001296455 · EVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2012-09-07

F2 · derivative.exercise_price: The options were granted under the Company's 2004 Stock Incentive Plan and are fully exercisable as of the grant date. The exercise price is 125% of the closing price of the Company's common stock on the grant date.

Read SEC document
September 07, 2005 Filed Sep 9, 2005 18:31 UTC
Sasson GideonEVP and CIO
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $15.30 $0.00
Disclosure

SEC source: 0000923738-05-000043 · edgar.xml · derivative · entry 1

Sasson Gideon · CIK 0001296455 · EVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2012-09-07

F1 · derivative.exercise_price: The options were granted under the Company's 2004 Stock Incentive Plan and are fully exercisable as of the grant date. The exercise price is 112% of the closing price of the Company's common stock on the grant date.

Read SEC document
August 23, 2005 Filed Aug 24, 2005 18:14 UTC
Schwab Charles R.Director · Chairman and CEO · 10% owner
Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative 281,250 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0000923738-05-000023 · edgar.xml · derivative · entry 23

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 281,250 shares

Expires 2005-10-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 23, 2005 Filed Aug 24, 2005 18:14 UTC
Schwab Charles R.Director · Chairman and CEO · 10% owner
SaleCommon Stock 2,300 $14.12 $32,476.00
Disclosure

SEC source: 0000923738-05-000023 · edgar.xml · nonDerivative · entry 22

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,357,495

F1 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 165,765,086 shares held in trust, 44,703,958 shares held by an LLC, 7,977,765 shares held by his spouse and 1,709,928 shares held by an ESOP.

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August 23, 2005 Filed Aug 24, 2005 18:14 UTC
Schwab Charles R.Director · Chairman and CEO · 10% owner
SaleCommon Stock 3,200 $14.11 $45,152.00
Disclosure

SEC source: 0000923738-05-000023 · edgar.xml · nonDerivative · entry 21

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,359,795

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August 23, 2005 Filed Aug 24, 2005 18:14 UTC
Schwab Charles R.Director · Chairman and CEO · 10% owner
SaleCommon Stock 33,900 $14.10 $477,990.00
Disclosure

SEC source: 0000923738-05-000023 · edgar.xml · nonDerivative · entry 20

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,362,995

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August 23, 2005 Filed Aug 24, 2005 18:14 UTC
Schwab Charles R.Director · Chairman and CEO · 10% owner
SaleCommon Stock 19,900 $14.09 $280,391.00
Disclosure

SEC source: 0000923738-05-000023 · edgar.xml · nonDerivative · entry 19

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,396,895

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August 23, 2005 Filed Aug 24, 2005 18:14 UTC
Schwab Charles R.Director · Chairman and CEO · 10% owner
SaleCommon Stock 9,700 $14.08 $136,576.00
Disclosure

SEC source: 0000923738-05-000023 · edgar.xml · nonDerivative · entry 18

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,416,795

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August 23, 2005 Filed Aug 24, 2005 18:14 UTC
Schwab Charles R.Director · Chairman and CEO · 10% owner
SaleCommon Stock 18,400 $14.07 $258,888.00
Disclosure

SEC source: 0000923738-05-000023 · edgar.xml · nonDerivative · entry 17

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,426,495

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August 23, 2005 Filed Aug 24, 2005 18:14 UTC
Schwab Charles R.Director · Chairman and CEO · 10% owner
SaleCommon Stock 5,600 $14.06 $78,736.00
Disclosure

SEC source: 0000923738-05-000023 · edgar.xml · nonDerivative · entry 16

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,444,895

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August 23, 2005 Filed Aug 24, 2005 18:14 UTC
Schwab Charles R.Director · Chairman and CEO · 10% owner
SaleCommon Stock 4,400 $14.05 $61,820.00
Disclosure

SEC source: 0000923738-05-000023 · edgar.xml · nonDerivative · entry 15

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,450,495

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August 23, 2005 Filed Aug 24, 2005 18:14 UTC
Schwab Charles R.Director · Chairman and CEO · 10% owner
SaleCommon Stock 1,900 $14.04 $26,676.00
Disclosure

SEC source: 0000923738-05-000023 · edgar.xml · nonDerivative · entry 14

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,454,895

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August 23, 2005 Filed Aug 24, 2005 18:14 UTC
Schwab Charles R.Director · Chairman and CEO · 10% owner
SaleCommon Stock 4,700 $14.03 $65,941.00
Disclosure

SEC source: 0000923738-05-000023 · edgar.xml · nonDerivative · entry 13

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,456,795

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August 23, 2005 Filed Aug 24, 2005 18:14 UTC
Schwab Charles R.Director · Chairman and CEO · 10% owner
SaleCommon Stock 1,400 $14.01 $19,614.00
Disclosure

SEC source: 0000923738-05-000023 · edgar.xml · nonDerivative · entry 12

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,461,495

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August 23, 2005 Filed Aug 24, 2005 18:14 UTC
Schwab Charles R.Director · Chairman and CEO · 10% owner
SaleCommon Stock 10,700 $14.00 $149,800.00
Disclosure

SEC source: 0000923738-05-000023 · edgar.xml · nonDerivative · entry 11

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,462,895

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.