SCHW

SEC source: 0000923738-25-000008 · wk-form4_1740529741.xml · nonDerivative · entry 3

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 60,098,858

SEC source: 0000923738-25-000008 · wk-form4_1740529741.xml · nonDerivative · entry 2

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 60,161,358

SEC source: 0000923738-25-000008 · wk-form4_1740529741.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 60,161,458

F1 · price: This transaction was executed in multiple trades at prices ranging from $81.35 to $82.35. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000923738-25-000006 · wk-form4_1740018485.xml · nonDerivative · entry 2

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 60,285,358

F2 · price: This transaction was executed in multiple trades at prices ranging from $81.725 to $82.21. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000923738-25-000006 · wk-form4_1740018485.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 60,409,358

F1 · price: This transaction was executed in multiple trades at prices ranging from $81.35 to $81.485. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000923738-25-000004 · wk-form4_1739586054.xml · nonDerivative · entry 4

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 60,415,223

F4 · price: The transaction was executed in multiple trades at prices ranging from $81.53 to $81.70. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.

SEC source: 0000923738-25-000004 · wk-form4_1739586054.xml · nonDerivative · entry 3

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 60,427,172

F3 · price: The transaction was executed in multiple trades at prices ranging from $80.525 to $81.52. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.

SEC source: 0000923738-25-000004 · wk-form4_1739586054.xml · derivative · entry 8

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 180,506 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on March 2, 2015.

SEC source: 0000923738-25-000004 · wk-form4_1739586054.xml · nonDerivative · entry 2

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 60,540,223

F2 · price: The transaction was executed in multiple trades at prices ranging from $81.66 to $82.48. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.

F1 · balance_after: Reflects the contribution of shares received upon exercise of the option to a living trust.

SEC source: 0000923738-25-000004 · wk-form4_1739586054.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects the contribution of shares received upon exercise of the option to a living trust.

SEC source: 0001296479-25-000002 · wk-form4_1739575141.xml · derivative · entry 7

Bettinger Walter W · CIK 0001296479 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 464,629 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on March 1, 2016.

SEC source: 0001296479-25-000002 · wk-form4_1739575141.xml · nonDerivative · entry 3

Bettinger Walter W · CIK 0001296479 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 827,377.022

F2 · price: This transaction was executed in multiple trades at prices ranging from $82.345 to $82.795. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001296479-25-000002 · wk-form4_1739575141.xml · nonDerivative · entry 2

Bettinger Walter W · CIK 0001296479 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 850,209.022

F1 · price: This transaction was executed in multiple trades at prices ranging from $81.34 to $82.34. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001296479-25-000002 · wk-form4_1739575141.xml · nonDerivative · entry 1

Bettinger Walter W · CIK 0001296479 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,292,006.022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001950787-25-000004 · wk-form4_1738970903.xml · nonDerivative · entry 2

Schwab-Pomerantz Carolyn · CIK 0001950787 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · by Spouse as Trustee

Disclosed balance after: 524,929

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2024.

F3 · price: This transaction was executed in multiple trades at prices ranging from $82.35 to 82.98. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001950787-25-000004 · wk-form4_1738970903.xml · nonDerivative · entry 1

Schwab-Pomerantz Carolyn · CIK 0001950787 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 1,574,393.6599

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2024.

F2 · price: This transaction was executed in multiple trades at prices ranging from $82.33 to 83.01. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001188405-25-000003 · wk-form4_1738029999.xml · derivative · entry 3

SARIN ARUN · CIK 0001188405 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,548 shares

Expires 2025-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001188405-25-000003 · wk-form4_1738029999.xml · nonDerivative · entry 2

SARIN ARUN · CIK 0001188405 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 18,617

F2 · price: This transaction was executed in multiple trades at prices ranging from $81.78 to $81.87. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Reflects the contribution of 8,548 shares received upon exercise of the option to a family trust.

SEC source: 0001188405-25-000003 · wk-form4_1738029999.xml · nonDerivative · entry 1

SARIN ARUN · CIK 0001188405 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects the contribution of 8,548 shares received upon exercise of the option to a family trust.

SEC source: 0001792910-25-000002 · wk-form4_1737760818.xml · derivative · entry 5

Morgan Peter J. III · CIK 0001792910 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,643 shares

Expires 2030-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on March 2, 2020.

SEC source: 0001792910-25-000002 · wk-form4_1737760818.xml · nonDerivative · entry 2

Morgan Peter J. III · CIK 0001792910 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: The transaction was executed in multiple trades at prices ranging from $80.505 to $80.95. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.

SEC source: 0001792910-25-000002 · wk-form4_1737760818.xml · nonDerivative · entry 1

Morgan Peter J. III · CIK 0001792910 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001950787-25-000002 · wk-form4_1735944091.xml · nonDerivative · entry 2

Schwab-Pomerantz Carolyn · CIK 0001950787 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · by Spouse as Trustee

Disclosed balance after: 534,529

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2024.

F3 · price: This transaction was executed in multiple trades at prices ranging from $73.81 to $74.53. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001950787-25-000002 · wk-form4_1735944091.xml · nonDerivative · entry 1

Schwab-Pomerantz Carolyn · CIK 0001950787 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 1,588,793.6599

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2024.

F2 · price: This transaction was executed in multiple trades at prices ranging from $73.82 to $74.57. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001171694-25-000002 · wk-form4_1736204609.xml · derivative · entry 2

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,132

Underlying: Common Stock · 1,132 shares

Expires 2035-01-02

F7 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

F6 · derivative.exercise_date: The option was received pursuant to the Plan and vests immediately.

SEC source: 0001171694-25-000002 · wk-form4_1736204609.xml · derivative · entry 1

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,804.67

Underlying: Common Stock · 280 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of company stock.

F2 · shares: The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The RSUs were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

F3 · derivative.expiration_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

F5 · balance_after: Includes 2728.51 RSUs acquired through dividend reinvestment.

SEC source: 0001343539-25-000002 · wk-form4_1736204984.xml · derivative · entry 1

Masrani Bharat · CIK 0001343539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,724.39

Underlying: Common Stock · 407 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of company stock.

F2 · shares: The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The RSUs were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

F3 · derivative.expiration_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

F5 · balance_after: Includes 22.48 RSUs acquired through dividend reinvestment.

SEC source: 0001561563-25-000002 · wk-form4_1736208409.xml · derivative · entry 1

Ellis Stephen A · CIK 0001561563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,748.9

Underlying: Common Stock · 458 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of company stock.

F2 · shares: The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The RSUs were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

F3 · derivative.expiration_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

F5 · balance_after: Includes 31.61 RSUs acquired through dividend reinvestment in November 2024.

SEC source: 0001739929-25-000002 · wk-form4_1736203941.xml · derivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,646

Underlying: Common Stock · 1,646 shares

Expires 2035-01-02

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

F1 · derivative.exercise_date: The option was received pursuant to the Directors' Compensation Plan II and vested immediately.

SEC source: 0001804183-25-000002 · wk-form4_1736204132.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,592.28

Underlying: Common Stock · 508 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of company stock.

F2 · shares: The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The RSUs were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F3 · derivative.expiration_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F5 · balance_after: Includes 15.62 RSUs acquired through dividend reinvestment.

SEC source: 0001561563-24-000022 · wk-form4_1734657735.xml · derivative · entry 7

Ellis Stephen A · CIK 0001561563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,548 shares

Expires 2025-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001561563-24-000022 · wk-form4_1734657735.xml · derivative · entry 6

Ellis Stephen A · CIK 0001561563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,005 shares

Expires 2025-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option was received pursuant to the Directors' Deferred Compensation Plan II and vested immediately.

SEC source: 0001561563-24-000022 · wk-form4_1734657735.xml · derivative · entry 5

Ellis Stephen A · CIK 0001561563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,997 shares

Expires 2025-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option was received pursuant to the Directors' Deferred Compensation Plan II and vested immediately.

SEC source: 0001561563-24-000022 · wk-form4_1734657735.xml · nonDerivative · entry 3

Ellis Stephen A · CIK 0001561563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: Reflects the contribution of 8,548 shares received upon exercise of the option to a revocable trust.

SEC source: 0001561563-24-000022 · wk-form4_1734657735.xml · nonDerivative · entry 2

Ellis Stephen A · CIK 0001561563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Reflects the contribution of 2,005 shares received upon exercise of the option to a revocable trust.

SEC source: 0001561563-24-000022 · wk-form4_1734657735.xml · nonDerivative · entry 1

Ellis Stephen A · CIK 0001561563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects the contribution of 1,997 shares received upon exercise of the option to a revocable trust.

SEC source: 0001950787-24-000035 · wk-form4_1734483564.xml · nonDerivative · entry 2

Schwab-Pomerantz Carolyn · CIK 0001950787 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · by Spouse as Trustee

Disclosed balance after: 544,129

F1 · kind: The transaction was effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 10, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $78.83 to $79.68. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001950787-24-000035 · wk-form4_1734483564.xml · nonDerivative · entry 1

Schwab-Pomerantz Carolyn · CIK 0001950787 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 1,603,193.6599

F1 · kind: The transaction was effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 10, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $78.76 to $79.68. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001950787-24-000033 · wk-form4_1732920767.xml · nonDerivative · entry 1

Schwab-Pomerantz Carolyn · CIK 0001950787 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 1,608,593.6599

SEC source: 0002028977-24-000013 · wk-form4_1732749725.xml · derivative · entry 3

Beatty Jonathan S · CIK 0002028977 · MD, Head of Advisor Services

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,658

Underlying: Common Stock · 2,300 shares

Expires 2027-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0002028977-24-000013 · wk-form4_1732749725.xml · nonDerivative · entry 2

Beatty Jonathan S · CIK 0002028977 · MD, Head of Advisor Services

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 18,069

F2 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2024.

F3 · price: This transaction was executed in multiple trades at prices ranging from $82.00 to $82.04. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Reflects the contribution of 2,300 shares received upon exercise of the option to a trust.

SEC source: 0002028977-24-000013 · wk-form4_1732749725.xml · nonDerivative · entry 1

Beatty Jonathan S · CIK 0002028977 · MD, Head of Advisor Services

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects the contribution of 2,300 shares received upon exercise of the option to a trust.

SEC source: 0001649599-24-000011 · wk-form4_1732668373.xml · nonDerivative · entry 1

Murtagh Nigel J · CIK 0001649599 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,091.5208

F1 · price: The transaction was executed in multiple trades at prices ranging from $81.12 to $81.23. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.

F2 · balance_after: Includes 517.2984 shares acquired through dividend reinvestment.

SEC source: 0001186004-24-000005 · wk-form4_1732143736.xml · derivative · entry 5

DODDS CHRISTOPHER V · CIK 0001186004 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,292 shares

Expires 2029-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001186004-24-000005 · wk-form4_1732143736.xml · derivative · entry 4

DODDS CHRISTOPHER V · CIK 0001186004 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,992 shares

Expires 2030-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001186004-24-000005 · wk-form4_1732143736.xml · nonDerivative · entry 3

DODDS CHRISTOPHER V · CIK 0001186004 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 442,807

F3 · price: This transaction was executed in multiple trades at prices ranging from $81.375 to $81.485. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: Reflects the contribution of 9,284 shares received upon exercise of the options to a revocable trust.

SEC source: 0001186004-24-000005 · wk-form4_1732143736.xml · nonDerivative · entry 2

DODDS CHRISTOPHER V · CIK 0001186004 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Reflects the contribution of 4,292 shares received upon exercise of the option to a revocable trust.

SEC source: 0001186004-24-000005 · wk-form4_1732143736.xml · nonDerivative · entry 1

DODDS CHRISTOPHER V · CIK 0001186004 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects the contribution of 4,992 shares received upon exercise of the option to a revocable trust.

SEC source: 0001950787-24-000031 · wk-form4_1732058024.xml · nonDerivative · entry 2

Schwab-Pomerantz Carolyn · CIK 0001950787 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · by Spouse as Trustee

Disclosed balance after: 547,729

F1 · kind: The transaction was effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 10, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $79.915 to $80.18. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001950787-24-000031 · wk-form4_1732058024.xml · nonDerivative · entry 1

Schwab-Pomerantz Carolyn · CIK 0001950787 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 1,608,913.6599

F1 · kind: The transaction was effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 10, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $79.90 to $80.17. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.