Last 12 months
Inside the activity.
1 purchase rows · 13 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 3 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2017 Filed May 3, 2017 23:11 UTC |
KNUDSTORP JORGEN VIGDirector
|
GrantNon-qualified Stock Option (Right to Buy) · Derivative | 6,906 | $0.00 Strike: $60.18 | $0.00 |
DisclosureSEC source: 0001127602-17-016709 · form4.xml · derivative · entry 1 KNUDSTORP JORGEN VIG · CIK 0001701829 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,906 Underlying: Common Stock · 6,906 shares Expires 2027-05-01 F1 · shares: The option, representing the right to buy a total of 6,906 shares, becomes exercisable in one increment on November 21, 2017. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 22:13 UTC |
SCHULTZ HOWARD DDirector · executive chairman
|
GrantNon-qualified Stock Option (Right to Buy) · Derivative | 33,982 | $0.00 Strike: $58.08 | $0.00 |
DisclosureSEC source: 0001127602-17-015111 · form4.xml · derivative · entry 10 SCHULTZ HOWARD D · CIK 0000901737 · Director · executive chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,982 Underlying: Common Stock · 33,982 shares Expires 2027-04-17 F2 · derivative.exercise_date: The option, representing the right to buy a total of 33,982 shares, becomes exercisable in two increments of 8,496 shares each on November 21, 2017 and November 21, 2018 and two increments of 8,495 shares each on November 21, 2019 and November 21, 2020. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 22:23 UTC |
JOHNSON KEVIN RDirector · president and ceo
|
GrantNon-qualified Stock Option (Right to Buy) · Derivative | 36,248 | $0.00 Strike: $58.08 | $0.00 |
DisclosureSEC source: 0001127602-17-015113 · form4.xml · derivative · entry 1 JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,248 Underlying: Common Stock · 36,248 shares Expires 2027-04-17 F1 · derivative.exercise_date: The option, representing the right to buy a total of 36,248 shares, becomes exercisable in four increments of 9,062 shares each on November 21, 2017, November 21, 2018, November 21, 2019 and November 21, 2020. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 20:30 UTC |
JOHNSON KEVIN RDirector · president and coo
|
Tax withholdingCommon Stock | 9,826 | $54.80 | $538,464.80 |
DisclosureSEC source: 0001127602-17-012400 · form4.xml · nonDerivative · entry 1 JOHNSON KEVIN R · CIK 0001193107 · Director · president and coo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,228 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. Read SEC document |
| February 10, 2017 Filed Nov 16, 2017 00:31 UTC |
WEATHERUP CRAIGDirector
|
GiftCommon Stock | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-032266 · form5.xml · nonDerivative · entry 3 WEATHERUP CRAIG · CIK 0001181120 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Weatherup Family Trust Disclosed balance after: 27,531 Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 22:47 UTC |
BRADLEY WILLIAM WDirector
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 2,966 | $0.00 Strike: $11.44 | $0.00 |
DisclosureSEC source: 0001127602-17-004132 · form4.xml · derivative · entry 13 BRADLEY WILLIAM W · CIK 0001191557 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,966 shares Expires 2017-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The option, representing the right to buy a total of 62,966 shares, became exercisable in one increment on November 19, 2008. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 22:47 UTC |
BRADLEY WILLIAM WDirector
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 37,400 | $0.00 Strike: $11.03 | $0.00 |
DisclosureSEC source: 0001127602-17-004132 · form4.xml · derivative · entry 12 BRADLEY WILLIAM W · CIK 0001191557 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,400 shares Expires 2019-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The option, representing the right to buy a total of 37,400 shares, became exercisable in one increment on November 16, 2010. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 22:47 UTC |
BRADLEY WILLIAM WDirector
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 35,084 | $0.00 Strike: $15.39 | $0.00 |
DisclosureSEC source: 0001127602-17-004132 · form4.xml · derivative · entry 11 BRADLEY WILLIAM W · CIK 0001191557 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,084 shares Expires 2020-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option, representing the right to buy a total of 35,084 shares, became exercisable in one increment on November 15, 2011. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 22:47 UTC |
BRADLEY WILLIAM WDirector
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 21,774 | $0.00 Strike: $21.82 | $0.00 |
DisclosureSEC source: 0001127602-17-004132 · form4.xml · derivative · entry 10 BRADLEY WILLIAM W · CIK 0001191557 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,774 shares Expires 2021-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option, representing the right to buy a total of 21,774 shares, became exercisable in one increment on November 14, 2012. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 22:47 UTC |
BRADLEY WILLIAM WDirector
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 7,236 | $0.00 Strike: $24.87 | $0.00 |
DisclosureSEC source: 0001127602-17-004132 · form4.xml · derivative · entry 9 BRADLEY WILLIAM W · CIK 0001191557 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,236 shares Expires 2022-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option, representing the right to buy a total of 7,236 shares, became exercisable in one increment on November 19, 2013. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 22:47 UTC |
BRADLEY WILLIAM WDirector
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 8,886 | $0.00 Strike: $40.50 | $0.00 |
DisclosureSEC source: 0001127602-17-004132 · form4.xml · derivative · entry 8 BRADLEY WILLIAM W · CIK 0001191557 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,886 shares Expires 2023-11-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option, representing the right to buy a total of 8,886 shares, became exercisable in one increment on November 11, 2014. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 22:47 UTC |
BRADLEY WILLIAM WDirector
|
SaleCommon Stock | 113,346 | $54.23 | $6,146,742.25 |
DisclosureSEC source: 0001127602-17-004132 · form4.xml · nonDerivative · entry 7 BRADLEY WILLIAM W · CIK 0001191557 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,616 F2 · price: This transaction was executed in multiple trades at prices ranging from $53.975 to $54.385. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 22:47 UTC |
BRADLEY WILLIAM WDirector
|
Exercise / conversionCommon Stock | 8,886 | $40.50 | $359,838.57 |
DisclosureSEC source: 0001127602-17-004132 · form4.xml · nonDerivative · entry 6 BRADLEY WILLIAM W · CIK 0001191557 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,962 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 22:47 UTC |
BRADLEY WILLIAM WDirector
|
Exercise / conversionCommon Stock | 7,236 | $24.87 | $179,959.32 |
DisclosureSEC source: 0001127602-17-004132 · form4.xml · nonDerivative · entry 5 BRADLEY WILLIAM W · CIK 0001191557 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,076 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 22:47 UTC |
BRADLEY WILLIAM WDirector
|
Exercise / conversionCommon Stock | 21,774 | $21.82 | $475,108.68 |
DisclosureSEC source: 0001127602-17-004132 · form4.xml · nonDerivative · entry 4 BRADLEY WILLIAM W · CIK 0001191557 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,840 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 22:47 UTC |
BRADLEY WILLIAM WDirector
|
Exercise / conversionCommon Stock | 35,084 | $15.39 | $540,030.47 |
DisclosureSEC source: 0001127602-17-004132 · form4.xml · nonDerivative · entry 3 BRADLEY WILLIAM W · CIK 0001191557 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,066 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 22:47 UTC |
BRADLEY WILLIAM WDirector
|
Exercise / conversionCommon Stock | 37,400 | $11.03 | $412,522.00 |
DisclosureSEC source: 0001127602-17-004132 · form4.xml · nonDerivative · entry 2 BRADLEY WILLIAM W · CIK 0001191557 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 22:47 UTC |
BRADLEY WILLIAM WDirector
|
Exercise / conversionCommon Stock | 2,966 | $11.44 | $33,916.21 |
DisclosureSEC source: 0001127602-17-004132 · form4.xml · nonDerivative · entry 1 BRADLEY WILLIAM W · CIK 0001191557 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,582 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 124 shares acquired on December 2, 2016, representing dividends on deferred stock units pursuant to a dividend reinvestment plan. Read SEC document |
| January 31, 2017 Filed Feb 3, 2017 00:30 UTC |
Ramo Joshua CooperDirector
|
SaleCommon Stock | 5,868 | $55.23 | $324,114.29 |
DisclosureSEC source: 0000899243-17-002611 · doc4.xml · nonDerivative · entry 2 Ramo Joshua Cooper · CIK 0001519406 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,116 Read SEC document |
| December 28, 2016 Filed Nov 16, 2017 00:31 UTC |
WEATHERUP CRAIGDirector
|
GiftCommon Stock | 8,335 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-032266 · form5.xml · nonDerivative · entry 2 WEATHERUP CRAIG · CIK 0001181120 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Weatherup Family Trust Disclosed balance after: 30,131 Read SEC document |
| December 16, 2016 Filed Jul 19, 2017 22:16 UTC |
Helm Lucy Leeevp, gen. counsel & secretary
|
GiftCommon Stock | 9,754 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-023913 · form4.xml · nonDerivative · entry 1 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,723 F1 · balance_after: Includes 84 shares purchased on December 30, 2016, 124 shares purchased on March 31, 2017 and 146 shares purchased on June 30, 2017, pursuant to the Starbucks Corporation Employee Stock Purchase Plan. Read SEC document |
| December 15, 2016 Filed Nov 16, 2017 00:41 UTC |
SHENNAN JAMES G JRFormer director
|
GiftCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-032269 · form5.xml · nonDerivative · entry 1 SHENNAN JAMES G JR · CIK 0001181119 · Former director 10b5-1 filing: Not disclosed Ownership: Indirect · By Shennan LLC Disclosed balance after: 232,088 F1 · balance_after: Reflects number of shares owned as of February 24, 2017, the date of the latest transaction reported on this Form 5. Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 23:24 UTC |
Helm Lucy Leeevp, gen. counsel & secretary
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 29,244 | $0.00 Strike: $26.27 | $0.00 |
DisclosureSEC source: 0001127602-16-070320 · form4.xml · derivative · entry 3 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,244 shares Expires 2022-06-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option, representing a right to purchase a total of 39,244 shares, became exercisable in two increments of 9,812 shares each on June 15, 2013 and June 15, 2014, in two increments of 9,810 shares each on June 15, 2015 and June 15, 2016. Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 23:24 UTC |
Helm Lucy Leeevp, gen. counsel & secretary
|
SaleCommon Stock | 29,244 | $58.72 | $1,717,327.58 |
DisclosureSEC source: 0001127602-16-070320 · form4.xml · nonDerivative · entry 2 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,477 F1 · price: This transaction was executed in multiple trades at prices ranging from $58.72 to $58.755. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 23:24 UTC |
Helm Lucy Leeevp, gen. counsel & secretary
|
Exercise / conversionCommon Stock | 29,244 | $26.27 | $768,239.88 |
DisclosureSEC source: 0001127602-16-070320 · form4.xml · nonDerivative · entry 1 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,721 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2016 Filed Feb 3, 2017 00:30 UTC |
Ramo Joshua CooperDirector
|
GiftCommon Stock | 5,130 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-002611 · doc4.xml · nonDerivative · entry 1 Ramo Joshua Cooper · CIK 0001519406 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,984 F1 · balance_after: Includes 116 deferred stock units acquired on December 2, 2016, representing dividends on deferred stock units pursuant to a dividend reinvestment plan. Read SEC document |
| December 13, 2016 Filed Apr 19, 2017 22:13 UTC |
SCHULTZ HOWARD DDirector · executive chairman
|
GiftCommon Stock | 940,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-015111 · form4.xml · nonDerivative · entry 3 SCHULTZ HOWARD D · CIK 0000901737 · Director · executive chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,319,011 Read SEC document |
| December 13, 2016 Filed Apr 19, 2017 22:13 UTC |
SCHULTZ HOWARD DDirector · executive chairman
|
GiftCommon Stock | 940,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-015111 · form4.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · executive chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 1,060,000 Read SEC document |
| December 13, 2016 Filed Apr 19, 2017 22:13 UTC |
SCHULTZ HOWARD DDirector · executive chairman
|
GiftCommon Stock | 225,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-015111 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · executive chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,379,011 F1 · balance_after: Includes 940,000 shares that were previously shown as indirectly owned through a grantor retained annuity trust (GRAT) for which the reporting person serves as the sole trustee. The shares were transferred to the reporting person on December 13, 2016 as an annuity payment that was exempt from Section 16 pursuant to Rule 16a-13. Read SEC document |
| December 12, 2016 Filed Dec 15, 2016 00:29 UTC |
CULVER JOHNgroup pres, Global Retail
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 32,390 | $0.00 Strike: $40.50 | $0.00 |
DisclosureSEC source: 0001127602-16-070053 · form4.xml · derivative · entry 5 CULVER JOHN · CIK 0001456877 · group pres, Global Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,164 Underlying: Common Stock · 32,390 shares Expires 2023-11-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option, representing the right to buy a total of 129,554 shares, became exercisable in one increment of 32,390 shares on November 11, 2014 and two increments of 32,388 shares each on November 11, 2015 and November 11, 2016, and becomes exercisable in one increment of 32,388 shares on November 11, 2017. Read SEC document |
| December 12, 2016 Filed Dec 15, 2016 00:29 UTC |
CULVER JOHNgroup pres, Global Retail
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 136,424 | $0.00 Strike: $24.87 | $0.00 |
DisclosureSEC source: 0001127602-16-070053 · form4.xml · derivative · entry 4 CULVER JOHN · CIK 0001456877 · group pres, Global Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 136,424 shares Expires 2022-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option, representing the right to buy a total of 136,424 shares, became exercisable in four increments of 34,106 shares each on November 19, 2013, November 19, 2014, November 19, 2015 and November 19, 2016. Read SEC document |
| December 12, 2016 Filed Dec 15, 2016 00:29 UTC |
CULVER JOHNgroup pres, Global Retail
|
SaleCommon Stock | 168,814 | $58.65 | $9,901,211.20 |
DisclosureSEC source: 0001127602-16-070053 · form4.xml · nonDerivative · entry 3 CULVER JOHN · CIK 0001456877 · group pres, Global Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,022 F1 · price: This transaction was executed in multiple trades at prices ranging from $58.61 to $58.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 12, 2016 Filed Dec 15, 2016 00:29 UTC |
CULVER JOHNgroup pres, Global Retail
|
Exercise / conversionCommon Stock | 32,390 | $40.50 | $1,311,633.05 |
DisclosureSEC source: 0001127602-16-070053 · form4.xml · nonDerivative · entry 2 CULVER JOHN · CIK 0001456877 · group pres, Global Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,836 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2016 Filed Dec 15, 2016 00:29 UTC |
CULVER JOHNgroup pres, Global Retail
|
Exercise / conversionCommon Stock | 136,424 | $24.87 | $3,392,864.88 |
DisclosureSEC source: 0001127602-16-070053 · form4.xml · nonDerivative · entry 1 CULVER JOHN · CIK 0001456877 · group pres, Global Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 23:13 UTC |
BURROWS CLIFFORDgroup pres. Siren Retail
|
SaleCommon Stock | 80,000 | $58.88 | $4,710,688.00 |
DisclosureSEC source: 0001127602-16-069773 · form4.xml · nonDerivative · entry 1 BURROWS CLIFFORD · CIK 0001429248 · group pres. Siren Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,517 F1 · price: This transaction was executed in multiple trades at prices ranging from $58.71 to $59.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 07, 2016 Filed Nov 16, 2017 00:31 UTC |
WEATHERUP CRAIGDirector
|
GiftCommon Stock | 5,085 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-032266 · form5.xml · nonDerivative · entry 1 WEATHERUP CRAIG · CIK 0001181120 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Weatherup Family Trust Disclosed balance after: 38,466 Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:40 UTC |
Dillon Mary NDirector
|
GrantCommon Stock | 4,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068354 · form4.xml · nonDerivative · entry 1 Dillon Mary · CIK 0001340358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,788 F1 · shares: Represents 4,634 restricted stock units granted November 21, 2016 and vesting in one increment on November 21, 2017. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:37 UTC |
BRADLEY WILLIAM WDirector
|
GrantCommon Stock | 4,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068352 · form4.xml · nonDerivative · entry 1 BRADLEY WILLIAM W · CIK 0001191557 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,492 F1 · shares: Represents 4,634 restricted stock units granted November 21, 2016 and vesting in one increment on November 21, 2017. F2 · balance_after: Includes 95 shares acquired on August 19, 2016, representing dividends on deferred stock units pursuant to a dividend reinvestment plan. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:46 UTC |
SHENNAN JAMES G JRDirector
|
GrantCommon Stock | 4,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068360 · form4.xml · nonDerivative · entry 1 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,940 F1 · shares: Represents 4,634 restricted stock units granted November 21, 2016 and vesting in one increment on November 21, 2017. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:47 UTC |
SCHULTZ HOWARD DDirector · chairman and ceo
|
GrantNon-qualified Stock Option (Right to Buy) · Derivative | 609,813 | $0.00 Strike: $56.10 | $0.00 |
DisclosureSEC source: 0001127602-16-068361 · form4.xml · derivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 609,813 Underlying: Common Stock · 609,813 shares Expires 2026-11-21 F1 · derivative.exercise_date: The option, representing the right to buy a total of 609,813 shares, becomes exercisable in one increment of 152,454 shares on November 21, 2017 and three increments of 152,453 shares each on November 21, 2018, November 21, 2019 and November 21, 2020. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:48 UTC |
BURROWS CLIFFORDgroup pres. Siren Retail
|
GrantNon-qualified Stock Option (Right to Buy) · Derivative | 211,089 | $0.00 Strike: $56.10 | $0.00 |
DisclosureSEC source: 0001127602-16-068363 · form4.xml · derivative · entry 1 BURROWS CLIFFORD · CIK 0001429248 · group pres. Siren Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,089 Underlying: Common Stock · 211,089 shares Expires 2026-11-21 F1 · derivative.exercise_date: The option, representing a right to buy a total of 211,089 shares, becomes exercisable in one increment of 52,773 shares on November 21, 2017 and three increments of 52,772 shares each on November 21, 2018, November 21, 2019 and November 21, 2020. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:49 UTC |
GATES ROBERT MDirector
|
GrantCommon Stock | 4,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068366 · form4.xml · nonDerivative · entry 1 GATES ROBERT M · CIK 0001136541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,613 F1 · shares: Represents 4,634 restricted stock units granted November 21, 2016 and vesting in one increment on November 21, 2017. F2 · balance_after: Includes 82 deferred stock units acquired on November 27, 2015, 90 deferred stock units acquired on February 19, 2016, 95 deferred stock units acquired on May 20, 2016 and 94 deferred stock units acquired on August 19, 2016, representing a dividend on deferred stock units pursuant to a dividend reinvestment plan. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:50 UTC |
CULVER JOHNgroup pres, Global Retail
|
GrantNon-qualified Stock Option (Right to Buy) · Derivative | 211,089 | $0.00 Strike: $56.10 | $0.00 |
DisclosureSEC source: 0001127602-16-068367 · form4.xml · derivative · entry 2 CULVER JOHN · CIK 0001456877 · group pres, Global Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,089 Underlying: Common Stock · 211,089 shares Expires 2026-11-21 F2 · derivative.exercise_date: The option, representing the right to buy a total of 211,089 shares, becomes exercisable in one increment of 52,773 shares on November 21, 2017 and three increments of 52,772 shares each on November 21, 2018, November 21, 2019 and November 21, 2020. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:50 UTC |
CULVER JOHNgroup pres, Global Retail
|
Tax withholdingCommon Stock | 8,434 | $56.10 | $473,147.40 |
DisclosureSEC source: 0001127602-16-068367 · form4.xml · nonDerivative · entry 1 CULVER JOHN · CIK 0001456877 · group pres, Global Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,022 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:52 UTC |
TERUEL JAVIER GDirector
|
GrantNon-qualified Stock Option (Right to Buy) · Derivative | 13,902 | $0.00 Strike: $56.10 | $0.00 |
DisclosureSEC source: 0001127602-16-068370 · form4.xml · derivative · entry 1 TERUEL JAVIER G · CIK 0001227261 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,902 Underlying: Common Stock · 13,902 shares Expires 2026-11-21 F1 · shares: The option, representing the right to buy a total of 13,902 shares, becomes exercisable in one increment on November 21, 2017. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:52 UTC |
Helm Lucy Leeevp, gen. counsel & secretary
|
GrantNon-qualified Stock Option (Right to Buy) · Derivative | 93,817 | $0.00 Strike: $56.10 | $0.00 |
DisclosureSEC source: 0001127602-16-068371 · form4.xml · derivative · entry 1 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,817 Underlying: Common Stock · 93,817 shares Expires 2026-11-21 F1 · derivative.exercise_date: The option, representing the right to buy a total of 93,817 shares, becomes exercisable in one increment of 23,455 shares on November 21, 2017 and three increments of 23,454 shares each on November 21, 2018, November 21, 2019 and November 21, 2020. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:54 UTC |
JOHNSON KEVIN RDirector · president and coo
|
GrantNon-qualified Stock Option (Right to Buy) · Derivative | 445,633 | $0.00 Strike: $56.10 | $0.00 |
DisclosureSEC source: 0001127602-16-068373 · form4.xml · derivative · entry 1 JOHNSON KEVIN R · CIK 0001193107 · Director · president and coo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 445,633 Underlying: Common Stock · 445,633 shares Expires 2026-11-21 F1 · derivative.exercise_date: The option, representing the right to buy a total of 445,633 shares, becomes exercisable in one increment of 11,409 shares on November 21, 2017 and three increments of 111,408 shares each on November 21, 2018, November 21, 2019 and November 21, 2020. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:55 UTC |
ULLMAN MYRON E IIIDirector
|
GrantNon-qualified Stock Option (Right to Buy) · Derivative | 13,902 | $0.00 Strike: $56.10 | $0.00 |
DisclosureSEC source: 0001127602-16-068376 · form4.xml · derivative · entry 1 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,902 Underlying: Common Stock · 13,902 shares Expires 2026-11-21 F1 · shares: The option, representing the right to buy a total of 13,902 shares, becomes exercisable in one increment on November 21, 2017. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:56 UTC |
Maw Scott Harlanevp, chief financial officer
|
GrantNon-qualified Stock Option (Right to Buy) · Derivative | 234,544 | $0.00 Strike: $56.10 | $0.00 |
DisclosureSEC source: 0001127602-16-068377 · form4.xml · derivative · entry 1 Maw Scott Harlan · CIK 0001483625 · evp, chief financial officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,544 Underlying: Common Stock · 234,544 shares Expires 2026-11-21 F1 · derivative.exercise_date: The option, representing the right to buy a total of 234,544 shares, becomes exercisable in four increments of 58,636 shares each on November 21, 2017, November 21, 2018, November 21, 2019 and November 21, 2020. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:59 UTC |
Ramo Joshua CooperDirector
|
GrantCommon Stock | 2,317 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068379 · form4.xml · nonDerivative · entry 1 Ramo Joshua Cooper · CIK 0001519406 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,998 F1 · shares: Represents 2,317 restricted stock units granted November 21, 2016 and vesting in one increment on November 21, 2017. F2 · balance_after: Includes 71 deferred stock units acquired on November 27, 2015, 77 deferred stock units acquired on February 19, 2016, 81 deferred stock units acquired on May 20, 2016 and 82 deferred stock units acquired on August 19, 2016, representing a dividend on deferred stock units pursuant to a dividend reinvestment plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.