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Nasdaq · USD

SBUX

STARBUCKS CORP

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2886
SEC CIK
0000829224
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1,289

Last 12 months

Inside the activity.

1 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202603
May 202601
Jun 202602
Jul 202601
Aug 202601
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2018 Filed Feb 2, 2018 23:02 UTC
BURROWS CLIFFORDgroup pres. Siren Retail
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $21.82 $0.00
Disclosure

SEC source: 0001127602-18-003846 · form4.xml · derivative · entry 4

BURROWS CLIFFORD · CIK 0001429248 · group pres. Siren Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2021-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option, representing the right to buy a total of 214,826 shares, became exercisable in one increment of 53,708 shares on November 14, 2012 and three increments of 53,706 shares each on November 14, 2013, November 14, 2014 and November 14, 2015.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 23:02 UTC
BURROWS CLIFFORDgroup pres. Siren Retail
SaleCommon Stock 162,826 $57.02 $9,283,736.06
Disclosure

SEC source: 0001127602-18-003846 · form4.xml · nonDerivative · entry 3

BURROWS CLIFFORD · CIK 0001429248 · group pres. Siren Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,829

F1 · price: This transaction was executed in multiple trades at prices ranging from $56.90 to $57.155. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 23:02 UTC
BURROWS CLIFFORDgroup pres. Siren Retail
Exercise / conversionCommon Stock 62,826 $24.87 $1,562,482.62
Disclosure

SEC source: 0001127602-18-003846 · form4.xml · nonDerivative · entry 2

BURROWS CLIFFORD · CIK 0001429248 · group pres. Siren Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 23:02 UTC
BURROWS CLIFFORDgroup pres. Siren Retail
Exercise / conversionCommon Stock 100,000 $21.82 $2,182,000.00
Disclosure

SEC source: 0001127602-18-003846 · form4.xml · nonDerivative · entry 1

BURROWS CLIFFORD · CIK 0001429248 · group pres. Siren Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2018 Filed Jan 19, 2018 01:20 UTC
Mutty Paulsvp, deputy general counsel
GrantCommon Stock 4,954 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-002144 · form4.xml · nonDerivative · entry 1

Mutty Paul · CIK 0001713640 · svp, deputy general counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,602

F1 · shares: Represents Restricted Stock Units ("RSUs") which were granted on January 16, 2018 and vest as follows: 2,477 RSUs vest on January 16, 2019; 1,239 RSUs vest on January 16, 2020; and 1,238 RSUs vest on January 16, 2021.

Read SEC document
December 08, 2017 Filed Jun 28, 2018 22:37 UTC
SCHULTZ HOWARD Dchairman emeritus
GiftCommon Stock 1,060,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-021979 · form4.xml · nonDerivative · entry 5

SCHULTZ HOWARD D · CIK 0000901737 · chairman emeritus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,003,282

F2 · balance_after: Includes 1,060,000 shares that were previously shown as indirectly owned through a grantor retained annuity trust (GRAT) for which the reporting person serves as the sole trustee. The shares were transferred to the reporting person on December 7, 2017 as an annuity payment in termination of the GRAT that was exempt from Section 16 pursuant to Rule 16a-13.

Read SEC document
December 08, 2017 Filed Jun 28, 2018 22:37 UTC
SCHULTZ HOWARD Dchairman emeritus
GiftCommon Stock 1,060,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-021979 · form4.xml · nonDerivative · entry 4

SCHULTZ HOWARD D · CIK 0000901737 · chairman emeritus

10b5-1 filing: Not disclosed

Ownership: Indirect · by spouse

Disclosed balance after: 0

Read SEC document
December 07, 2017 Filed Dec 9, 2017 01:47 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $18.15 $0.00
Disclosure

SEC source: 0001127602-17-034271 · form4.xml · derivative · entry 6

Ramo Joshua Cooper · CIK 0001519406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2021-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options, representing the right to buy a total of 60,000 shares, became exercisable in three increments of 20,000 shares each on May 3, 2012, May 3, 2013 and May 3, 2014. Exercise price and number of share/option awards have been adjusted to reflect the issuer's 2-for-1 stock split effective April 9, 2015.

Read SEC document
December 07, 2017 Filed Dec 9, 2017 01:47 UTC SaleCommon Stock 30,000 $59.17 $1,774,962.00
Disclosure

SEC source: 0001127602-17-034271 · form4.xml · nonDerivative · entry 4

Ramo Joshua Cooper · CIK 0001519406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,864

F3 · price: This transaction was executed in multiple trades at prices ranging from $59.12 to $59.195. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 07, 2017 Filed Dec 9, 2017 01:47 UTC Exercise / conversionCommon Stock 30,000 $18.15 $544,500.00
Disclosure

SEC source: 0001127602-17-034271 · form4.xml · nonDerivative · entry 3

Ramo Joshua Cooper · CIK 0001519406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2017 Filed Dec 9, 2017 01:47 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $18.15 $0.00
Disclosure

SEC source: 0001127602-17-034271 · form4.xml · derivative · entry 5

Ramo Joshua Cooper · CIK 0001519406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2021-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options, representing the right to buy a total of 60,000 shares, became exercisable in three increments of 20,000 shares each on May 3, 2012, May 3, 2013 and May 3, 2014. Exercise price and number of share/option awards have been adjusted to reflect the issuer's 2-for-1 stock split effective April 9, 2015.

Read SEC document
December 06, 2017 Filed Dec 9, 2017 01:47 UTC SaleCommon Stock 30,000 $59.69 $1,790,736.00
Disclosure

SEC source: 0001127602-17-034271 · form4.xml · nonDerivative · entry 2

Ramo Joshua Cooper · CIK 0001519406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,864

F2 · price: This transaction was executed in multiple trades at prices ranging from $59.62 to $59.765. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 06, 2017 Filed Dec 9, 2017 01:47 UTC Exercise / conversionCommon Stock 30,000 $18.15 $544,500.00
Disclosure

SEC source: 0001127602-17-034271 · form4.xml · nonDerivative · entry 1

Ramo Joshua Cooper · CIK 0001519406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 109 deferred stock units acquired on December 1, 2017, representing dividends on deferred stock units pursuant to a dividend reinvestment plan.

Read SEC document
November 30, 2017 Filed Jun 28, 2018 22:37 UTC
SCHULTZ HOWARD Dchairman emeritus
GiftCommon Stock 575,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-021979 · form4.xml · nonDerivative · entry 3

SCHULTZ HOWARD D · CIK 0000901737 · chairman emeritus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,883,282

Read SEC document
November 30, 2017 Filed Jun 28, 2018 22:37 UTC
SCHULTZ HOWARD Dchairman emeritus
GiftCommon Stock 830,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-021979 · form4.xml · nonDerivative · entry 2

SCHULTZ HOWARD D · CIK 0000901737 · chairman emeritus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,458,282

F1 · balance_after: Includes 830,000 shares that were previously shown as indirectly owned through a grantor retained annuity trust (GRAT) for which the reporting person serves as the sole trustee. The shares were transferred to the reporting person on November 30, 2017 as an annuity payment that was exempt from Section 16 pursuant to Rule 16a-13.

Read SEC document
November 30, 2017 Filed Jun 28, 2018 22:37 UTC
SCHULTZ HOWARD Dchairman emeritus
GiftCommon Stock 830,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-021979 · form4.xml · nonDerivative · entry 1

SCHULTZ HOWARD D · CIK 0000901737 · chairman emeritus

10b5-1 filing: Not disclosed

Ownership: Indirect · by spouse

Disclosed balance after: 1,170,000

Read SEC document
November 21, 2017 Filed Nov 22, 2017 21:49 UTC
SCHULTZ HOWARD DDirector · executive chairman
SaleCommon Stock 25,000 $57.28 $1,431,900.00
Disclosure

SEC source: 0001127602-17-033205 · form4.xml · nonDerivative · entry 1

SCHULTZ HOWARD D · CIK 0000901737 · Director · executive chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Owned LLC

Disclosed balance after: 525,181

F1 · price: This transaction was executed in multiple trades at prices ranging from $57.12 to $57.5101. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 20, 2017 Filed Nov 22, 2017 21:44 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 56,666 $0.00 Strike: $4.32 $0.00
Disclosure

SEC source: 0001127602-17-033202 · form4.xml · derivative · entry 4

WEATHERUP CRAIG · CIK 0001181120 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 56,666 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2017 Filed Nov 22, 2017 21:44 UTC SaleCommon Stock 56,666 $56.73 $3,214,860.51
Disclosure

SEC source: 0001127602-17-033202 · form4.xml · nonDerivative · entry 2

WEATHERUP CRAIG · CIK 0001181120 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was executed in multiple trades at prices ranging from $56.72 to $56.745. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 20, 2017 Filed Nov 22, 2017 21:44 UTC Exercise / conversionCommon Stock 56,666 $4.32 $244,797.12
Disclosure

SEC source: 0001127602-17-033202 · form4.xml · nonDerivative · entry 1

WEATHERUP CRAIG · CIK 0001181120 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 23:34 UTC
SCHULTZ HOWARD DDirector · executive chairman
Tax withholdingCommon Stock 56,756 $56.93 $3,231,119.08
Disclosure

SEC source: 0001127602-17-032897 · form4.xml · nonDerivative · entry 2

SCHULTZ HOWARD D · CIK 0000901737 · Director · executive chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,798,282

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 23:36 UTC
Mutty Paulsvp, deputy general counsel
Tax withholdingCommon Stock 570 $56.93 $32,450.10
Disclosure

SEC source: 0001127602-17-032899 · form4.xml · nonDerivative · entry 2

Mutty Paul · CIK 0001713640 · svp, deputy general counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,648

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 23:38 UTC
CULVER JOHNgroup pres, Int'l & Channel
Tax withholdingCommon Stock 11,631 $56.93 $662,152.83
Disclosure

SEC source: 0001127602-17-032901 · form4.xml · nonDerivative · entry 2

CULVER JOHN · CIK 0001456877 · group pres, Int'l & Channel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,822

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 23:40 UTC
BURROWS CLIFFORDgroup pres. Siren Retail
Tax withholdingCommon Stock 15,281 $56.93 $869,947.33
Disclosure

SEC source: 0001127602-17-032903 · form4.xml · nonDerivative · entry 2

BURROWS CLIFFORD · CIK 0001429248 · group pres. Siren Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,829

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 23:42 UTC
Maw Scott Harlanevp, chief financial officer
Tax withholdingCommon Stock 10,801 $56.93 $614,900.93
Disclosure

SEC source: 0001127602-17-032905 · form4.xml · nonDerivative · entry 2

Maw Scott Harlan · CIK 0001483625 · evp, chief financial officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,620

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

Read SEC document
November 16, 2017 Filed Nov 18, 2017 00:20 UTC
SCHULTZ HOWARD DDirector · executive chairman
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 784,050 $0.00 Strike: $11.44 $0.00
Disclosure

SEC source: 0001127602-17-032743 · form4.xml · derivative · entry 8

SCHULTZ HOWARD D · CIK 0000901737 · Director · executive chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 784,050 shares

Expires 2017-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option, representing the right to buy a total of 1,374,226 shares, became exercisable in one increment of 343,558 shares on November 19, 2008, and three increments of 343,556 shares each on November 19, 2009, November 19, 2010 and November 19, 2011. The exercise price and number of shares subject to the option were adjusted in accordance with the terms of the stock option plan to reflect the 2-for-1 stock split that occurred on April 9, 2015.

Read SEC document
November 16, 2017 Filed Nov 18, 2017 00:20 UTC
SCHULTZ HOWARD DDirector · executive chairman
SaleCommon Stock 784,050 $57.05 $44,730,444.53
Disclosure

SEC source: 0001127602-17-032743 · form4.xml · nonDerivative · entry 2

SCHULTZ HOWARD D · CIK 0000901737 · Director · executive chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,872,564

F1 · price: This transaction was executed in multiple trades at prices ranging from $57.03 to $57.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 16, 2017 Filed Nov 18, 2017 00:20 UTC
SCHULTZ HOWARD DDirector · executive chairman
Exercise / conversionCommon Stock 784,050 $11.44 $8,965,611.75
Disclosure

SEC source: 0001127602-17-032743 · form4.xml · nonDerivative · entry 1

SCHULTZ HOWARD D · CIK 0000901737 · Director · executive chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,656,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2017 Filed Nov 20, 2017 23:31 UTC
JOHNSON KEVIN RDirector · president and ceo
Tax withholdingCommon Stock 11,460 $57.24 $655,970.40
Disclosure

SEC source: 0001127602-17-032895 · form4.xml · nonDerivative · entry 1

JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,399

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

Read SEC document
November 16, 2017 Filed Nov 20, 2017 23:34 UTC
SCHULTZ HOWARD DDirector · executive chairman
Tax withholdingCommon Stock 17,526 $57.24 $1,003,188.24
Disclosure

SEC source: 0001127602-17-032897 · form4.xml · nonDerivative · entry 1

SCHULTZ HOWARD D · CIK 0000901737 · Director · executive chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,855,038

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

Read SEC document
November 16, 2017 Filed Nov 20, 2017 23:36 UTC
Mutty Paulsvp, deputy general counsel
Tax withholdingCommon Stock 220 $57.24 $12,592.80
Disclosure

SEC source: 0001127602-17-032899 · form4.xml · nonDerivative · entry 1

Mutty Paul · CIK 0001713640 · svp, deputy general counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,218

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

Read SEC document
November 16, 2017 Filed Nov 20, 2017 23:38 UTC
CULVER JOHNgroup pres, Int'l & Channel
Tax withholdingCommon Stock 4,719 $57.24 $270,115.56
Disclosure

SEC source: 0001127602-17-032901 · form4.xml · nonDerivative · entry 1

CULVER JOHN · CIK 0001456877 · group pres, Int'l & Channel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,453

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

Read SEC document
November 16, 2017 Filed Nov 20, 2017 23:40 UTC
BURROWS CLIFFORDgroup pres. Siren Retail
Tax withholdingCommon Stock 4,719 $57.24 $270,115.56
Disclosure

SEC source: 0001127602-17-032903 · form4.xml · nonDerivative · entry 1

BURROWS CLIFFORD · CIK 0001429248 · group pres. Siren Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,110

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

Read SEC document
November 16, 2017 Filed Nov 20, 2017 23:42 UTC
Maw Scott Harlanevp, chief financial officer
Tax withholdingCommon Stock 4,045 $57.24 $231,535.80
Disclosure

SEC source: 0001127602-17-032905 · form4.xml · nonDerivative · entry 1

Maw Scott Harlan · CIK 0001483625 · evp, chief financial officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,421

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 23:49 UTC
SCHULTZ HOWARD DDirector · executive chairman
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 290,176 $0.00 Strike: $11.44 $0.00
Disclosure

SEC source: 0001127602-17-032462 · form4.xml · derivative · entry 9

SCHULTZ HOWARD D · CIK 0000901737 · Director · executive chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 784,050

Underlying: Common Stock · 290,176 shares

Expires 2017-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option, representing the right to buy a total of 1,374,226 shares, became exercisable in an increment of 343,558 shares on November 19, 2008, and increments of 343,556 shares each on November 19, 2009, November 19, 2010 and November 19, 2011. The exercise price and number of shares subject to the option were adjusted in accordance with the terms of the stock option plan to reflect the 2-for-1 stock split that occurred on April 9, 2015.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 23:49 UTC
SCHULTZ HOWARD DDirector · executive chairman
SaleCommon Stock 290,176 $57.03 $16,548,418.09
Disclosure

SEC source: 0001127602-17-032462 · form4.xml · nonDerivative · entry 3

SCHULTZ HOWARD D · CIK 0000901737 · Director · executive chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,872,564

F2 · price: This transaction was executed in multiple trades at prices ranging from $57.025 to $57.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 23:49 UTC
SCHULTZ HOWARD DDirector · executive chairman
Exercise / conversionCommon Stock 290,176 $11.44 $3,318,162.56
Disclosure

SEC source: 0001127602-17-032462 · form4.xml · nonDerivative · entry 2

SCHULTZ HOWARD D · CIK 0000901737 · Director · executive chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,162,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 23:34 UTC GrantNon-qualified Stock Option (Right to Buy) · Derivative 13,755 $0.00 Strike: $56.70 $0.00
Disclosure

SEC source: 0001127602-17-032729 · form4.xml · derivative · entry 1

KNUDSTORP JORGEN VIG · CIK 0001701829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,755

Underlying: Common Stock · 13,755 shares

Expires 2027-11-15

F1 · shares: The option, representing the right to buy a total of 13,755 shares, becomes exercisable in one increment on November 15, 2018.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 23:41 UTC GrantNon-qualified Stock Option (Right to Buy) · Derivative 6,876 $0.00 Strike: $56.70 $0.00
Disclosure

SEC source: 0001127602-17-032734 · form4.xml · derivative · entry 2

Nadella Satya · CIK 0001513142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,876

Underlying: Common Stock · 6,876 shares

Expires 2027-11-15

F2 · shares: The option, representing the right to buy a total of 6,876 shares, becomes exercisable in on increment on November 15, 2018.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 23:41 UTC GrantCommon Stock 2,292 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-032734 · form4.xml · nonDerivative · entry 1

Nadella Satya · CIK 0001513142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,594

F1 · shares: Represents 2,292 restricted stock units granted November 15, 2017 and vesting in one increment on November 15, 2018.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 23:39 UTC GrantNon-qualified Stock Option (Right to Buy) · Derivative 13,755 $0.00 Strike: $56.70 $0.00
Disclosure

SEC source: 0001127602-17-032732 · form4.xml · derivative · entry 1

TERUEL JAVIER G · CIK 0001227261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,755

Underlying: Common Stock · 13,755 shares

Expires 2027-11-15

F1 · shares: The option, representing the right to buy a total of 13,755 shares, becomes exercisable in one increment on November 15, 2018.

Read SEC document
November 15, 2017 Filed Nov 18, 2017 00:13 UTC GrantNon-qualified Stock Option (Right to Buy) · Derivative 13,755 $0.00 Strike: $56.70 $0.00
Disclosure

SEC source: 0001127602-17-032738 · form4.xml · derivative · entry 1

WEATHERUP CRAIG · CIK 0001181120 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,755

Underlying: Common Stock · 13,755 shares

Expires 2027-11-15

F1 · shares: The option, representing the right to buy a total of 13,755 shares, becomes exercisable in one increment on November 15, 2018.

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November 15, 2017 Filed Nov 18, 2017 00:17 UTC GrantCommon Stock 4,585 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-032740 · form4.xml · nonDerivative · entry 1

HOBSON MELLODY L · CIK 0001169896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,217

F1 · shares: Represents 4,585 restricted stock units granted November 15, 2017 and vesting in one increment on November 15, 2018.

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November 15, 2017 Filed Nov 18, 2017 00:20 UTC
SCHULTZ HOWARD DDirector · executive chairman
GrantNon-qualified Stock Option (Right to Buy) · Derivative 699,677 $0.00 Strike: $56.70 $0.00
Disclosure

SEC source: 0001127602-17-032743 · form4.xml · derivative · entry 9

SCHULTZ HOWARD D · CIK 0000901737 · Director · executive chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 699,677

Underlying: Common Stock · 699,677 shares

Expires 2027-11-15

F3 · derivative.exercise_date: The option, representing the right to buy a total of 699,677 shares, becomes exercisable in one increment of 174,920 shares on November 15, 2018 and three increments of 174,919 shares each on November 15, 2019, November 15, 2020 and November 15, 2021

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November 15, 2017 Filed Nov 18, 2017 00:20 UTC GrantCommon Stock 4,585 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-032744 · form4.xml · nonDerivative · entry 1

GATES ROBERT M · CIK 0001136541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,726

F1 · shares: Represents 4,585 restricted stock units granted November 15, 2017 and vesting in one increment on November 15, 2018.

F2 · balance_after: Includes 133 deferred stock units acquired on December 2, 2016, 133 deferred stock units acquired on February 24, 2017, 121 deferred stock units acquired on May 26, 2017, and 141 deferred stock units acquired on August 25, 2017, representing dividends on deferred stock units pursuant to a dividend reinvestment plan.

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November 15, 2017 Filed Nov 18, 2017 00:22 UTC
Shih ClaraDirector
GrantNon-qualified Stock Option (Right to Buy) · Derivative 6,876 $0.00 Strike: $56.70 $0.00
Disclosure

SEC source: 0001127602-17-032746 · form4.xml · derivative · entry 1

Shih Clara · CIK 0001536626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,876

Underlying: Common Stock · 6,876 shares

Expires 2027-11-15

F1 · shares: The option, representing the right to buy a total of 6,876 shares, becomes exercisable in one increment on November 15, 2018.

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November 15, 2017 Filed Nov 18, 2017 00:25 UTC GrantCommon Stock 4,585 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-032748 · form4.xml · nonDerivative · entry 1

BRADLEY WILLIAM W · CIK 0001191557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,537

F1 · shares: Represents 4,585 restricted stock units granted November 15, 2017 and vesting in one increment on November 15, 2018.

F2 · balance_after: Includes 113 deferred stock units acquired on February 24, 2017, 103 deferred stock units acquired on May 26, 2017, and 120 deferred stock units acquired on August 25, 2017, representing dividends on deferred stock units pursuant to a dividend reinvestment plan.

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November 15, 2017 Filed Nov 18, 2017 00:29 UTC GrantNon-qualified Stock Option (Right to Buy) · Derivative 13,755 $0.00 Strike: $56.70 $0.00
Disclosure

SEC source: 0001127602-17-032751 · form4.xml · derivative · entry 1

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,755

Underlying: Common Stock · 13,755 shares

Expires 2027-11-15

F1 · shares: The option, representing the right to buy a total of 13,755 shares, becomes exercisable in one increment on November 15, 2018.

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November 15, 2017 Filed Nov 18, 2017 00:32 UTC GrantCommon Stock 4,585 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-032754 · form4.xml · nonDerivative · entry 1

Dillon Mary · CIK 0001340358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,410

F1 · shares: Represents 4,585 restricted stock units granted November 15, 2017 and vesting in one increment on November 15, 2018.

F2 · balance_after: Includes 9 deferred stock units acquired on December 2, 2016, 9 deferred stock units acquired on February 24, 2017, 9 deferred stock units acquired on May 26, 2017, and 10 deferred stock units acquired on August 25, 2017, representing dividends on deferred stock units pursuant to a dividend reinvestment plan.

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November 15, 2017 Filed Nov 18, 2017 00:35 UTC
JOHNSON KEVIN RDirector · president and ceo
GrantNon-qualified Stock Option (Right to Buy) · Derivative 535,615 $0.00 Strike: $56.70 $0.00
Disclosure

SEC source: 0001127602-17-032759 · form4.xml · derivative · entry 1

JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535,615

Underlying: Common Stock · 535,615 shares

Expires 2027-11-15

F1 · derivative.exercise_date: The option, representing the right to buy a total of 535,615 shares, becomes exercisable in three increments of 133,904 shares each on November 15, 2018, November 15, 2019 and November 15, 2020 and one increment of 133,903 shares on November 15, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.