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Mutty Paul

Disclosed activity across 1 company

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16137
SEC CIK
0001713640

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
STARBUCKS CORPSBUX · Entity 2886svp, deputy general counselJanuary 16, 2018January 19, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

STARBUCKS CORP

Report date January 16, 2018 · Filed January 19, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect14,602 Reported balance After 2018-01-16 transaction · row 1
1 source row

Row 1 · 2018-01-16 · Grant · Acquired 4,954 · Balance 14,602

F1: Represents Restricted Stock Units ("RSUs") which were granted on January 16, 2018 and vest as follows: 2,477 RSUs vest on January 16, 2019; 1,239 RSUs vest on January 16, 2020; and 1,238 RSUs vest on January 16, 2021.

Filing footnotes · ownership attribution and instrument terms

F1: Represents Restricted Stock Units ("RSUs") which were granted on January 16, 2018 and vest as follows: 2,477 RSUs vest on January 16, 2019; 1,239 RSUs vest on January 16, 2020; and 1,238 RSUs vest on January 16, 2021.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 16, 2018 Filed Jan 19, 2018 01:20 UTC STARBUCKS CORP SBUX · Entity 2886 GrantCommon Stock 4,954 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-002144 · form4.xml · nonDerivative · entry 1

Mutty Paul · CIK 0001713640 · svp, deputy general counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,602

F1 · shares: Represents Restricted Stock Units ("RSUs") which were granted on January 16, 2018 and vest as follows: 2,477 RSUs vest on January 16, 2019; 1,239 RSUs vest on January 16, 2020; and 1,238 RSUs vest on January 16, 2021.

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November 17, 2017 Filed Nov 20, 2017 23:36 UTC STARBUCKS CORP SBUX · Entity 2886 Tax withholdingCommon Stock 570 $56.93 $32,450.10
Disclosure

SEC source: 0001127602-17-032899 · form4.xml · nonDerivative · entry 2

Mutty Paul · CIK 0001713640 · svp, deputy general counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,648

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

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November 16, 2017 Filed Nov 20, 2017 23:36 UTC STARBUCKS CORP SBUX · Entity 2886 Tax withholdingCommon Stock 220 $57.24 $12,592.80
Disclosure

SEC source: 0001127602-17-032899 · form4.xml · nonDerivative · entry 1

Mutty Paul · CIK 0001713640 · svp, deputy general counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,218

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

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November 15, 2017 Filed Nov 18, 2017 00:44 UTC STARBUCKS CORP SBUX · Entity 2886 GrantNon-qualified Stock Option (Right to Buy) · Derivative 11,822 $0.00 Strike: $56.70 $0.00
Disclosure

SEC source: 0001127602-17-032765 · form4.xml · derivative · entry 1

Mutty Paul · CIK 0001713640 · svp, deputy general counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,822

Underlying: Common Stock · 11,822 shares

Expires 2027-11-15

F1 · derivative.exercise_date: The option, representing the right to buy a total of 11,822 shares, becomes exercisable in two increments of 2,956 shares each on November 15, 2018 and November 15, 2019 and two increments of 2,955 shares each on November 15, 2020 and November 15, 2021.

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November 14, 2017 Filed Nov 17, 2017 00:01 UTC STARBUCKS CORP SBUX · Entity 2886 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $15.39 $0.00
Disclosure

SEC source: 0001127602-17-032486 · form4.xml · derivative · entry 4

Mutty Paul · CIK 0001713640 · svp, deputy general counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,317

Underlying: Common Stock · 3,000 shares

Expires 2020-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option, representing the right to buy a total of 16,720 shares, became exercisable in four equal installments of 4,180 shares each on November 15, 2011, November 15, 2012, November 15, 2013 and November 15, 2014.

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November 14, 2017 Filed Nov 17, 2017 00:01 UTC STARBUCKS CORP SBUX · Entity 2886 SaleCommon Stock 3,000 $56.95 $170,861.70
Disclosure

SEC source: 0001127602-17-032486 · form4.xml · nonDerivative · entry 3

Mutty Paul · CIK 0001713640 · svp, deputy general counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,438

Read SEC document
November 14, 2017 Filed Nov 17, 2017 00:01 UTC STARBUCKS CORP SBUX · Entity 2886 Exercise / conversionCommon Stock 3,000 $15.39 $46,170.00
Disclosure

SEC source: 0001127602-17-032486 · form4.xml · nonDerivative · entry 2

Mutty Paul · CIK 0001713640 · svp, deputy general counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2017 Filed Nov 17, 2017 00:01 UTC STARBUCKS CORP SBUX · Entity 2886 GrantCommon Stock 1,607 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-032486 · form4.xml · nonDerivative · entry 1

Mutty Paul · CIK 0001713640 · svp, deputy general counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,438

F1 · shares: Restricted Stock Units ("RSUs") earned on the achievement of the performance goal under performance-based restricted stock units granted on November 16, 2015. The RSUs are scheduled to vest, subject to continued employment, as follows: 804 shares on November 16, 2017 and 803 shares on November 16, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.