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Sally Beauty Holdings, Inc.

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4676
SEC CIK
0001368458
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450

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0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 01, 2023 Filed Nov 3, 2023 16:05 UTC
Sherman Scott CSVP & CHRO
GrantRestricted stock units · Derivative 33,863 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-058818 · ownership.xml · derivative · entry 1

Sherman Scott C · CIK 0001718810 · SVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,863

Underlying: Common Stock · 33,863 shares

Expires not disclosed

F1 · security: Grant of restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on November 15, 2024.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on November 15, 2024.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 20:05 UTC GrantRestricted stock units · Derivative 5,451 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-058813 · ownership.xml · derivative · entry 4

Platz Marlo Michelle Cormier · CIK 0001526548 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,451

Underlying: Common Stock · 5,451 shares

Expires not disclosed

F1 · security: Grant of restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F6 · security: Reflects earned PSUs. The PSUs were granted on November 2, 2022, and are comprised of three, one-year performance periods with goals related to AOIM, with the number of shares earned paid out at the end of the three-year performance period on November 15, 2025. The number of PSUs reported reflects the number of PSUs earned based on the Committee's certification of the level of achievement of AOIM goals for the first one-year performance period (October 1, 2022 and ending on September 30, 2023).

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: Reflects earned PSUs. The PSUs were granted on November 2, 2022, and are comprised of three, one-year performance periods with goals related to AOIM, with the number of shares earned paid out at the end of the three-year performance period on November 15, 2025. The number of PSUs reported reflects the number of PSUs earned based on the Committee's certification of the level of achievement of AOIM goals for the first one-year performance period (October 1, 2022 and ending on September 30, 2023).

F6 · derivative.expiration_date: Reflects earned PSUs. The PSUs were granted on November 2, 2022, and are comprised of three, one-year performance periods with goals related to AOIM, with the number of shares earned paid out at the end of the three-year performance period on November 15, 2025. The number of PSUs reported reflects the number of PSUs earned based on the Committee's certification of the level of achievement of AOIM goals for the first one-year performance period (October 1, 2022 and ending on September 30, 2023).

Read SEC document
November 01, 2023 Filed Nov 3, 2023 20:05 UTC GrantRestricted stock units · Derivative 3,176 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-058813 · ownership.xml · derivative · entry 3

Platz Marlo Michelle Cormier · CIK 0001526548 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,176

Underlying: Common Stock · 3,176 shares

Expires not disclosed

F1 · security: Grant of restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F5 · security: Reflects earned PSUs. The PSUs were granted on November 3, 2021, and are comprised of three, one-year performance periods with goals related to adjusted operating income margin (AOIM), with the number of shares earned paid out at the end of the three-year performance period on November 15, 2024. The number of PSUs reported reflects the number of PSUs earned based on the Committee's certification of the level of achievement of AOIM goals for the second one-year performance period (October 1, 2022 and ending on September 30, 2023).

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: Reflects earned PSUs. The PSUs were granted on November 3, 2021, and are comprised of three, one-year performance periods with goals related to adjusted operating income margin (AOIM), with the number of shares earned paid out at the end of the three-year performance period on November 15, 2024. The number of PSUs reported reflects the number of PSUs earned based on the Committee's certification of the level of achievement of AOIM goals for the second one-year performance period (October 1, 2022 and ending on September 30, 2023).

F5 · derivative.expiration_date: Reflects earned PSUs. The PSUs were granted on November 3, 2021, and are comprised of three, one-year performance periods with goals related to adjusted operating income margin (AOIM), with the number of shares earned paid out at the end of the three-year performance period on November 15, 2024. The number of PSUs reported reflects the number of PSUs earned based on the Committee's certification of the level of achievement of AOIM goals for the second one-year performance period (October 1, 2022 and ending on September 30, 2023).

Read SEC document
November 01, 2023 Filed Nov 3, 2023 20:05 UTC GrantRestricted stock units · Derivative 1,455 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-058813 · ownership.xml · derivative · entry 2

Platz Marlo Michelle Cormier · CIK 0001526548 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,455

Underlying: Common Stock · 1,455 shares

Expires not disclosed

F1 · security: Grant of restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F4 · security: Reflects earned performance stock units (PSUs). The PSUs were granted on January 27, 2021, and are comprised of three, one-year performance periods with goals related to adjusted operating income (AOI), with the number of shares earned paid out at the end of the three-year performance period on November 15, 2023. The number of PSUs reported reflects the number of PSUs earned based on the issuer's Compensation and Talent Committee's (the "Committee") certification of the level of achievement of AOI goals for the third one-year performance period (October 1, 2022 and ending on September 30, 2023).

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: Reflects earned performance stock units (PSUs). The PSUs were granted on January 27, 2021, and are comprised of three, one-year performance periods with goals related to adjusted operating income (AOI), with the number of shares earned paid out at the end of the three-year performance period on November 15, 2023. The number of PSUs reported reflects the number of PSUs earned based on the issuer's Compensation and Talent Committee's (the "Committee") certification of the level of achievement of AOI goals for the third one-year performance period (October 1, 2022 and ending on September 30, 2023).

F4 · derivative.expiration_date: Reflects earned performance stock units (PSUs). The PSUs were granted on January 27, 2021, and are comprised of three, one-year performance periods with goals related to adjusted operating income (AOI), with the number of shares earned paid out at the end of the three-year performance period on November 15, 2023. The number of PSUs reported reflects the number of PSUs earned based on the issuer's Compensation and Talent Committee's (the "Committee") certification of the level of achievement of AOI goals for the third one-year performance period (October 1, 2022 and ending on September 30, 2023).

Read SEC document
November 01, 2023 Filed Nov 3, 2023 20:05 UTC GrantRestricted stock units · Derivative 58,892 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-058813 · ownership.xml · derivative · entry 1

Platz Marlo Michelle Cormier · CIK 0001526548 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,892

Underlying: Common Stock · 58,892 shares

Expires not disclosed

F1 · security: Grant of restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on November 15, 2024.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on November 15, 2024.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 20:05 UTC
Paulonis DeniseDirector · President & CEO
GrantRestricted stock units · Derivative 27,255 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-058820 · ownership.xml · derivative · entry 3

Paulonis Denise · CIK 0001683382 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,255

Underlying: Common Stock · 27,255 shares

Expires not disclosed

F1 · security: Grant of restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F5 · security: Reflects earned PSUs. The PSUs were granted on November 2, 2022, and are comprised of three, one-year performance periods with goals related to AOIM, with the number of shares earned paid out at the end of the three-year performance period on November 15, 2025. The number of PSUs reported reflects the number of PSUs earned based on the Committee's certification of the level of achievement of AOIM goals for the first one-year performance period (October 1, 2022 and ending on September 30, 2023).

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: Reflects earned PSUs. The PSUs were granted on November 2, 2022, and are comprised of three, one-year performance periods with goals related to AOIM, with the number of shares earned paid out at the end of the three-year performance period on November 15, 2025. The number of PSUs reported reflects the number of PSUs earned based on the Committee's certification of the level of achievement of AOIM goals for the first one-year performance period (October 1, 2022 and ending on September 30, 2023).

F5 · derivative.expiration_date: Reflects earned PSUs. The PSUs were granted on November 2, 2022, and are comprised of three, one-year performance periods with goals related to AOIM, with the number of shares earned paid out at the end of the three-year performance period on November 15, 2025. The number of PSUs reported reflects the number of PSUs earned based on the Committee's certification of the level of achievement of AOIM goals for the first one-year performance period (October 1, 2022 and ending on September 30, 2023).

Read SEC document
November 01, 2023 Filed Nov 3, 2023 20:05 UTC
Paulonis DeniseDirector · President & CEO
GrantRestricted stock units · Derivative 16,874 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-058820 · ownership.xml · derivative · entry 2

Paulonis Denise · CIK 0001683382 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,874

Underlying: Common Stock · 16,874 shares

Expires not disclosed

F1 · security: Grant of restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F4 · security: Reflects earned performance stock units (PSUs). The PSUs were granted on November 3, 2021, and are comprised of three, one-year performance periods with goals related to adjusted operating income margin (AOIM), with the number of shares earned paid out at the end of the three-year performance period on November 15, 2024. The number of PSUs reported reflects the number of PSUs earned based on the issuer's Compensation and Talent Committee's (the "Committee") certification of the level of achievement of AOIM goals for the second one-year performance period (October 1, 2022 and ending on September 30, 2023).

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: Reflects earned performance stock units (PSUs). The PSUs were granted on November 3, 2021, and are comprised of three, one-year performance periods with goals related to adjusted operating income margin (AOIM), with the number of shares earned paid out at the end of the three-year performance period on November 15, 2024. The number of PSUs reported reflects the number of PSUs earned based on the issuer's Compensation and Talent Committee's (the "Committee") certification of the level of achievement of AOIM goals for the second one-year performance period (October 1, 2022 and ending on September 30, 2023).

F4 · derivative.expiration_date: Reflects earned performance stock units (PSUs). The PSUs were granted on November 3, 2021, and are comprised of three, one-year performance periods with goals related to adjusted operating income margin (AOIM), with the number of shares earned paid out at the end of the three-year performance period on November 15, 2024. The number of PSUs reported reflects the number of PSUs earned based on the issuer's Compensation and Talent Committee's (the "Committee") certification of the level of achievement of AOIM goals for the second one-year performance period (October 1, 2022 and ending on September 30, 2023).

Read SEC document
November 01, 2023 Filed Nov 3, 2023 20:05 UTC
Paulonis DeniseDirector · President & CEO
GrantRestricted stock units · Derivative 294,464 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-058820 · ownership.xml · derivative · entry 1

Paulonis Denise · CIK 0001683382 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 294,464

Underlying: Common Stock · 294,464 shares

Expires not disclosed

F1 · security: Grant of restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on November 15, 2024.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on November 15, 2024.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 20:05 UTC
Henrich John MSVP, Gen Counsel & Secretary
GrantRestricted stock units · Derivative 3,299 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-058819 · ownership.xml · derivative · entry 4

Henrich John M · CIK 0001779562 · SVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,299

Underlying: Common Stock · 3,299 shares

Expires not disclosed

F1 · security: Grant of restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F6 · security: Reflects earned PSUs. The PSUs were granted on November 2, 2022, and are comprised of three, one-year performance periods with goals related to AOIM, with the number of shares earned paid out at the end of the three-year performance period on November 15, 2025. The number of PSUs reported reflects the number of PSUs earned based on the Committee's certification of the level of achievement of AOIM goals for the first one-year performance period (October 1, 2022 and ending on September 30, 2023).

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: Reflects earned PSUs. The PSUs were granted on November 2, 2022, and are comprised of three, one-year performance periods with goals related to AOIM, with the number of shares earned paid out at the end of the three-year performance period on November 15, 2025. The number of PSUs reported reflects the number of PSUs earned based on the Committee's certification of the level of achievement of AOIM goals for the first one-year performance period (October 1, 2022 and ending on September 30, 2023).

F6 · derivative.expiration_date: Reflects earned PSUs. The PSUs were granted on November 2, 2022, and are comprised of three, one-year performance periods with goals related to AOIM, with the number of shares earned paid out at the end of the three-year performance period on November 15, 2025. The number of PSUs reported reflects the number of PSUs earned based on the Committee's certification of the level of achievement of AOIM goals for the first one-year performance period (October 1, 2022 and ending on September 30, 2023).

Read SEC document
November 01, 2023 Filed Nov 3, 2023 20:05 UTC
Henrich John MSVP, Gen Counsel & Secretary
GrantRestricted stock units · Derivative 1,985 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-058819 · ownership.xml · derivative · entry 3

Henrich John M · CIK 0001779562 · SVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,985

Underlying: Common Stock · 1,985 shares

Expires not disclosed

F1 · security: Grant of restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F5 · security: Reflects earned PSUs. The PSUs were granted on November 3, 2021, and are comprised of three, one-year performance periods with goals related to adjusted operating income margin (AOIM), with the number of shares earned paid out at the end of the three-year performance period on November 15, 2024. The number of PSUs reported reflects the number of PSUs earned based on the Committee's certification of the level of achievement of AOIM goals for the second one-year performance period (October 1, 2022 and ending on September 30, 2023).

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: Reflects earned PSUs. The PSUs were granted on November 3, 2021, and are comprised of three, one-year performance periods with goals related to adjusted operating income margin (AOIM), with the number of shares earned paid out at the end of the three-year performance period on November 15, 2024. The number of PSUs reported reflects the number of PSUs earned based on the Committee's certification of the level of achievement of AOIM goals for the second one-year performance period (October 1, 2022 and ending on September 30, 2023).

F5 · derivative.expiration_date: Reflects earned PSUs. The PSUs were granted on November 3, 2021, and are comprised of three, one-year performance periods with goals related to adjusted operating income margin (AOIM), with the number of shares earned paid out at the end of the three-year performance period on November 15, 2024. The number of PSUs reported reflects the number of PSUs earned based on the Committee's certification of the level of achievement of AOIM goals for the second one-year performance period (October 1, 2022 and ending on September 30, 2023).

Read SEC document
November 01, 2023 Filed Nov 3, 2023 20:05 UTC
Henrich John MSVP, Gen Counsel & Secretary
GrantRestricted stock units · Derivative 1,247 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-058819 · ownership.xml · derivative · entry 2

Henrich John M · CIK 0001779562 · SVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,247

Underlying: Common Stock · 1,247 shares

Expires not disclosed

F1 · security: Grant of restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F4 · security: Reflects earned performance stock units (PSUs). The PSUs were granted on January 27, 2021, and are comprised of three, one-year performance periods with goals related to adjusted operating income (AOI), with the number of shares earned paid out at the end of the three-year performance period on November 15, 2023. The number of PSUs reported reflects the number of PSUs earned based on the issuer's Compensation and Talent Committee's (the "Committee") certification of the level of achievement of AOI goals for the third one-year performance period (October 1, 2022 and ending on September 30, 2023).

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: Reflects earned performance stock units (PSUs). The PSUs were granted on January 27, 2021, and are comprised of three, one-year performance periods with goals related to adjusted operating income (AOI), with the number of shares earned paid out at the end of the three-year performance period on November 15, 2023. The number of PSUs reported reflects the number of PSUs earned based on the issuer's Compensation and Talent Committee's (the "Committee") certification of the level of achievement of AOI goals for the third one-year performance period (October 1, 2022 and ending on September 30, 2023).

F4 · derivative.expiration_date: Reflects earned performance stock units (PSUs). The PSUs were granted on January 27, 2021, and are comprised of three, one-year performance periods with goals related to adjusted operating income (AOI), with the number of shares earned paid out at the end of the three-year performance period on November 15, 2023. The number of PSUs reported reflects the number of PSUs earned based on the issuer's Compensation and Talent Committee's (the "Committee") certification of the level of achievement of AOI goals for the third one-year performance period (October 1, 2022 and ending on September 30, 2023).

Read SEC document
November 01, 2023 Filed Nov 3, 2023 20:05 UTC
Henrich John MSVP, Gen Counsel & Secretary
GrantRestricted stock units · Derivative 33,863 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-058819 · ownership.xml · derivative · entry 1

Henrich John M · CIK 0001779562 · SVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,863

Underlying: Common Stock · 33,863 shares

Expires not disclosed

F1 · security: Grant of restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on November 15, 2024.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on November 15, 2024.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 20:05 UTC GrantRestricted stock units · Derivative 4,304 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-058816 · ownership.xml · derivative · entry 4

Spinks Mark Gregory · CIK 0001649404 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,304

Underlying: Common Stock · 4,304 shares

Expires not disclosed

F1 · security: Grant of restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F6 · security: Reflects earned PSUs. The PSUs were granted on November 2, 2022, and are comprised of three, one-year performance periods with goals related to AOIM, with the number of shares earned paid out at the end of the three-year performance period on November 15, 2025. The number of PSUs reported reflects the number of PSUs earned based on the Committee's certification of the level of achievement of AOIM goals for the first one-year performance period (October 1, 2022 and ending on September 30, 2023).

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: Reflects earned PSUs. The PSUs were granted on November 2, 2022, and are comprised of three, one-year performance periods with goals related to AOIM, with the number of shares earned paid out at the end of the three-year performance period on November 15, 2025. The number of PSUs reported reflects the number of PSUs earned based on the Committee's certification of the level of achievement of AOIM goals for the first one-year performance period (October 1, 2022 and ending on September 30, 2023).

F6 · derivative.expiration_date: Reflects earned PSUs. The PSUs were granted on November 2, 2022, and are comprised of three, one-year performance periods with goals related to AOIM, with the number of shares earned paid out at the end of the three-year performance period on November 15, 2025. The number of PSUs reported reflects the number of PSUs earned based on the Committee's certification of the level of achievement of AOIM goals for the first one-year performance period (October 1, 2022 and ending on September 30, 2023).

Read SEC document
November 01, 2023 Filed Nov 3, 2023 20:05 UTC GrantRestricted stock units · Derivative 2,382 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-058816 · ownership.xml · derivative · entry 3

Spinks Mark Gregory · CIK 0001649404 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,382

Underlying: Common Stock · 2,382 shares

Expires not disclosed

F1 · security: Grant of restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F5 · security: Reflects earned PSUs. The PSUs were granted on November 3, 2021, and are comprised of three, one-year performance periods with goals related to adjusted operating income margin (AOIM), with the number of shares earned paid out at the end of the three-year performance period on November 15, 2024. The number of PSUs reported reflects the number of PSUs earned based on the Committee's certification of the level of achievement of AOIM goals for the second one-year performance period (October 1, 2022 and ending on September 30, 2023).

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: Reflects earned PSUs. The PSUs were granted on November 3, 2021, and are comprised of three, one-year performance periods with goals related to adjusted operating income margin (AOIM), with the number of shares earned paid out at the end of the three-year performance period on November 15, 2024. The number of PSUs reported reflects the number of PSUs earned based on the Committee's certification of the level of achievement of AOIM goals for the second one-year performance period (October 1, 2022 and ending on September 30, 2023).

F5 · derivative.expiration_date: Reflects earned PSUs. The PSUs were granted on November 3, 2021, and are comprised of three, one-year performance periods with goals related to adjusted operating income margin (AOIM), with the number of shares earned paid out at the end of the three-year performance period on November 15, 2024. The number of PSUs reported reflects the number of PSUs earned based on the Committee's certification of the level of achievement of AOIM goals for the second one-year performance period (October 1, 2022 and ending on September 30, 2023).

Read SEC document
November 01, 2023 Filed Nov 3, 2023 20:05 UTC GrantRestricted stock units · Derivative 1,663 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-058816 · ownership.xml · derivative · entry 2

Spinks Mark Gregory · CIK 0001649404 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,663

Underlying: Common Stock · 1,663 shares

Expires not disclosed

F1 · security: Grant of restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F4 · security: Reflects earned performance stock units (PSUs). The PSUs were granted on January 27, 2021, and are comprised of three, one-year performance periods with goals related to adjusted operating income (AOI), with the number of shares earned paid out at the end of the three-year performance period on November 15, 2023. The number of PSUs reported reflects the number of PSUs earned based on the issuer's Compensation and Talent Committee's (the "Committee") certification of the level of achievement of AOI goals for the third one-year performance period (October 1, 2022 and ending on September 30, 2023).

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: Reflects earned performance stock units (PSUs). The PSUs were granted on January 27, 2021, and are comprised of three, one-year performance periods with goals related to adjusted operating income (AOI), with the number of shares earned paid out at the end of the three-year performance period on November 15, 2023. The number of PSUs reported reflects the number of PSUs earned based on the issuer's Compensation and Talent Committee's (the "Committee") certification of the level of achievement of AOI goals for the third one-year performance period (October 1, 2022 and ending on September 30, 2023).

F4 · derivative.expiration_date: Reflects earned performance stock units (PSUs). The PSUs were granted on January 27, 2021, and are comprised of three, one-year performance periods with goals related to adjusted operating income (AOI), with the number of shares earned paid out at the end of the three-year performance period on November 15, 2023. The number of PSUs reported reflects the number of PSUs earned based on the issuer's Compensation and Talent Committee's (the "Committee") certification of the level of achievement of AOI goals for the third one-year performance period (October 1, 2022 and ending on September 30, 2023).

Read SEC document
November 01, 2023 Filed Nov 3, 2023 20:05 UTC GrantRestricted stock units · Derivative 53,003 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-058816 · ownership.xml · derivative · entry 1

Spinks Mark Gregory · CIK 0001649404 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,003

Underlying: Common Stock · 53,003 shares

Expires not disclosed

F1 · security: Grant of restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on November 15, 2024.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on November 15, 2024.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 20:05 UTC GrantRestricted stock units · Derivative 3,299 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-058815 · ownership.xml · derivative · entry 4

Edwards Mary Beth Beth · CIK 0001833121 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,299

Underlying: Common Stock · 3,299 shares

Expires not disclosed

F1 · security: Grant of restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F6 · security: Reflects earned PSUs. The PSUs were granted on November 2, 2022, and are comprised of three, one-year performance periods with goals related to AOIM, with the number of shares earned paid out at the end of the three-year performance period on November 15, 2025. The number of PSUs reported reflects the number of PSUs earned based on the Committee's certification of the level of achievement of AOIM goals for the first one-year performance period (October 1, 2022 and ending on September 30, 2023).

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: Reflects earned PSUs. The PSUs were granted on November 2, 2022, and are comprised of three, one-year performance periods with goals related to AOIM, with the number of shares earned paid out at the end of the three-year performance period on November 15, 2025. The number of PSUs reported reflects the number of PSUs earned based on the Committee's certification of the level of achievement of AOIM goals for the first one-year performance period (October 1, 2022 and ending on September 30, 2023).

F6 · derivative.expiration_date: Reflects earned PSUs. The PSUs were granted on November 2, 2022, and are comprised of three, one-year performance periods with goals related to AOIM, with the number of shares earned paid out at the end of the three-year performance period on November 15, 2025. The number of PSUs reported reflects the number of PSUs earned based on the Committee's certification of the level of achievement of AOIM goals for the first one-year performance period (October 1, 2022 and ending on September 30, 2023).

Read SEC document
November 01, 2023 Filed Nov 3, 2023 20:05 UTC GrantRestricted stock units · Derivative 1,985 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-058815 · ownership.xml · derivative · entry 3

Edwards Mary Beth Beth · CIK 0001833121 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,985

Underlying: Common Stock · 1,985 shares

Expires not disclosed

F1 · security: Grant of restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F5 · security: Reflects earned PSUs. The PSUs were granted on November 3, 2021, and are comprised of three, one-year performance periods with goals related to adjusted operating income margin (AOIM), with the number of shares earned paid out at the end of the three-year performance period on November 15, 2024. The number of PSUs reported reflects the number of PSUs earned based on the Committee's certification of the level of achievement of AOIM goals for the second one-year performance period (October 1, 2022 and ending on September 30, 2023).

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: Reflects earned PSUs. The PSUs were granted on November 3, 2021, and are comprised of three, one-year performance periods with goals related to adjusted operating income margin (AOIM), with the number of shares earned paid out at the end of the three-year performance period on November 15, 2024. The number of PSUs reported reflects the number of PSUs earned based on the Committee's certification of the level of achievement of AOIM goals for the second one-year performance period (October 1, 2022 and ending on September 30, 2023).

F5 · derivative.expiration_date: Reflects earned PSUs. The PSUs were granted on November 3, 2021, and are comprised of three, one-year performance periods with goals related to adjusted operating income margin (AOIM), with the number of shares earned paid out at the end of the three-year performance period on November 15, 2024. The number of PSUs reported reflects the number of PSUs earned based on the Committee's certification of the level of achievement of AOIM goals for the second one-year performance period (October 1, 2022 and ending on September 30, 2023).

Read SEC document
November 01, 2023 Filed Nov 3, 2023 20:05 UTC GrantRestricted stock units · Derivative 901 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-058815 · ownership.xml · derivative · entry 2

Edwards Mary Beth Beth · CIK 0001833121 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 901

Underlying: Common Stock · 901 shares

Expires not disclosed

F1 · security: Grant of restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F4 · security: Reflects earned performance stock units (PSUs). The PSUs were granted on January 27, 2021, and are comprised of three, one-year performance periods with goals related to adjusted operating income (AOI), with the number of shares earned paid out at the end of the three-year performance period on November 15, 2023. The number of PSUs reported reflects the number of PSUs earned based on the issuer's Compensation and Talent Committee's (the "Committee") certification of the level of achievement of AOI goals for the third one-year performance period (October 1, 2022 and ending on September 30, 2023).

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: Reflects earned performance stock units (PSUs). The PSUs were granted on January 27, 2021, and are comprised of three, one-year performance periods with goals related to adjusted operating income (AOI), with the number of shares earned paid out at the end of the three-year performance period on November 15, 2023. The number of PSUs reported reflects the number of PSUs earned based on the issuer's Compensation and Talent Committee's (the "Committee") certification of the level of achievement of AOI goals for the third one-year performance period (October 1, 2022 and ending on September 30, 2023).

F4 · derivative.expiration_date: Reflects earned performance stock units (PSUs). The PSUs were granted on January 27, 2021, and are comprised of three, one-year performance periods with goals related to adjusted operating income (AOI), with the number of shares earned paid out at the end of the three-year performance period on November 15, 2023. The number of PSUs reported reflects the number of PSUs earned based on the issuer's Compensation and Talent Committee's (the "Committee") certification of the level of achievement of AOI goals for the third one-year performance period (October 1, 2022 and ending on September 30, 2023).

Read SEC document
November 01, 2023 Filed Nov 3, 2023 20:05 UTC GrantRestricted stock units · Derivative 33,863 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-058815 · ownership.xml · derivative · entry 1

Edwards Mary Beth Beth · CIK 0001833121 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,863

Underlying: Common Stock · 33,863 shares

Expires not disclosed

F1 · security: Grant of restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on November 15, 2024.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on November 15, 2024.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 20:05 UTC
Paulonis DeniseDirector · President & CEO
Exercise / conversionRestricted stock units · Derivative 28,281 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-051508 · ownership.xml · derivative · entry 3

Paulonis Denise · CIK 0001683382 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,282

Underlying: Common Stock · 28,281 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on October 1, 2022.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on October 1, 2022.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 20:05 UTC
Paulonis DeniseDirector · President & CEO
Tax withholdingCommon Stock 10,563 $8.38 $88,517.94
Disclosure

SEC source: 0000950170-23-051508 · ownership.xml · nonDerivative · entry 2

Paulonis Denise · CIK 0001683382 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,583

Read SEC document
October 01, 2023 Filed Oct 3, 2023 20:05 UTC
Paulonis DeniseDirector · President & CEO
Exercise / conversionCommon Stock 28,281 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-051508 · ownership.xml · nonDerivative · entry 1

Paulonis Denise · CIK 0001683382 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 09, 2023 Filed Apr 11, 2023 20:05 UTC Tax withholdingCommon Stock 1,816 $14.67 $26,640.72
Disclosure

SEC source: 0000899243-23-011110 · doc4.xml · nonDerivative · entry 1

Platz Marlo Michelle Cormier · CIK 0001526548 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,850

F1 · shares: Divestiture of securities is solely in connection with payment of taxes incident to vesting of securities.

Read SEC document
February 16, 2023 Filed Feb 17, 2023 21:05 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 35,456 $0.00 Strike: $9.09 $0.00
Disclosure

SEC source: 0000899243-23-005455 · doc4.xml · derivative · entry 4

Spinks Mark Gregory · CIK 0001649404 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,728

Underlying: Common Stock · 35,456 shares

Expires 2030-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on November 15, 2021.

Read SEC document
February 16, 2023 Filed Feb 17, 2023 21:05 UTC SaleCommon Stock 35,456 $17.18 $609,134.08
Disclosure

SEC source: 0000899243-23-005455 · doc4.xml · nonDerivative · entry 2

Spinks Mark Gregory · CIK 0001649404 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,313

F1 · kind: Reflects the weighted average sale price. The range of prices for these transactions was $17.08 to $17.32. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F1 · price: Reflects the weighted average sale price. The range of prices for these transactions was $17.08 to $17.32. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 16, 2023 Filed Feb 17, 2023 21:05 UTC Exercise / conversionCommon Stock 35,456 $9.09 $322,295.04
Disclosure

SEC source: 0000899243-23-005455 · doc4.xml · nonDerivative · entry 1

Spinks Mark Gregory · CIK 0001649404 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2023 Filed Jan 27, 2023 16:13 UTC Exercise / conversionRestricted stock units · Derivative 103,797 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-002852 · doc4.xml · derivative · entry 3

EISENBERG MARSHALL E · CIK 0001056938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 103,797 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Reflects vested shares underlying RSUs that will be delivered to the reporting person on January 26, 2023, the date such reporting person's service as a director of the issuer terminated, or on the 6-month anniversary of such termination.

F2 · derivative.expiration_date: Reflects vested shares underlying RSUs that will be delivered to the reporting person on January 26, 2023, the date such reporting person's service as a director of the issuer terminated, or on the 6-month anniversary of such termination.

Read SEC document
January 26, 2023 Filed Jan 27, 2023 16:13 UTC Exercise / conversionCommon Stock 103,797 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-002852 · doc4.xml · nonDerivative · entry 1

EISENBERG MARSHALL E · CIK 0001056938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2023 Filed Jan 27, 2023 16:05 UTC Exercise / conversionRestricted stock units · Derivative 64,865 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-002844 · doc4.xml · derivative · entry 2

MCMASTER ROBERT R · CIK 0001258998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 64,865 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Reflects vested shares underlying RSUs that will be delivered to the reporting person on January 26, 2023, the date such reporting person's service as a director of the issuer terminated, or on the 6-month anniversary of such termination.

F2 · derivative.expiration_date: Reflects vested shares underlying RSUs that will be delivered to the reporting person on January 26, 2023, the date such reporting person's service as a director of the issuer terminated, or on the 6-month anniversary of such termination.

Read SEC document
January 26, 2023 Filed Jan 27, 2023 16:05 UTC Exercise / conversionCommon Stock 64,865 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-002844 · doc4.xml · nonDerivative · entry 1

MCMASTER ROBERT R · CIK 0001258998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2023 Filed Jan 27, 2023 16:05 UTC Exercise / conversionRestricted stock units · Derivative 48,479 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-002842 · doc4.xml · derivative · entry 3

MILLER JOHN A · CIK 0001222215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48,479 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Reflects vested shares underlying RSUs that will be delivered to the reporting person on the 6-month anniversary of January 26, 2023, the date such reporting person's service as a director of the issuer terminated.

F2 · derivative.expiration_date: Reflects vested shares underlying RSUs that will be delivered to the reporting person on the 6-month anniversary of January 26, 2023, the date such reporting person's service as a director of the issuer terminated.

Read SEC document
January 26, 2023 Filed Jan 27, 2023 16:05 UTC Exercise / conversionCommon Stock 48,479 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-002842 · doc4.xml · nonDerivative · entry 1

MILLER JOHN A · CIK 0001222215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2023 Filed Jan 27, 2023 16:05 UTC Exercise / conversionRestricted stock units · Derivative 75,997 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-002845 · doc4.xml · derivative · entry 4

RABIN EDWARD W · CIK 0001276560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,997 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: Reflects vested shares underlying RSUs that will be delivered to the reporting person on January 26, 2023, the date such reporting person's service as a director of the issuer terminated, or on the 6-month anniversary of such termination.

F4 · derivative.expiration_date: Reflects vested shares underlying RSUs that will be delivered to the reporting person on January 26, 2023, the date such reporting person's service as a director of the issuer terminated, or on the 6-month anniversary of such termination.

Read SEC document
January 26, 2023 Filed Jan 27, 2023 16:05 UTC Exercise / conversionCommon Stock 75,997 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-002845 · doc4.xml · nonDerivative · entry 1

RABIN EDWARD W · CIK 0001276560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 16:05 UTC
Goss John Howard JRSVP & President, Sally Beauty
Exercise / conversionRestricted stock units · Derivative 1,587 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-037077 · doc4.xml · derivative · entry 3

Goss John Howard JR · CIK 0001833119 · SVP & President, Sally Beauty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,588

Underlying: Common Stock · 1,587 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on November 23, 2021.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on November 23, 2021.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 16:05 UTC
Goss John Howard JRSVP & President, Sally Beauty
Tax withholdingCommon Stock 387 $11.58 $4,481.46
Disclosure

SEC source: 0000899243-22-037077 · doc4.xml · nonDerivative · entry 2

Goss John Howard JR · CIK 0001833119 · SVP & President, Sally Beauty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,702

Read SEC document
November 23, 2022 Filed Nov 28, 2022 16:05 UTC
Goss John Howard JRSVP & President, Sally Beauty
Exercise / conversionCommon Stock 1,587 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-037077 · doc4.xml · nonDerivative · entry 1

Goss John Howard JR · CIK 0001833119 · SVP & President, Sally Beauty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 21:06 UTC Exercise / conversionRestricted stock units · Derivative 1,634 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-037078 · doc4.xml · derivative · entry 3

Platz Marlo Michelle Cormier · CIK 0001526548 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,634

Underlying: Common Stock · 1,634 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on November 23, 2021.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on November 23, 2021.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 21:06 UTC Tax withholdingCommon Stock 398 $11.58 $4,608.84
Disclosure

SEC source: 0000899243-22-037078 · doc4.xml · nonDerivative · entry 2

Platz Marlo Michelle Cormier · CIK 0001526548 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,666

Read SEC document
November 23, 2022 Filed Nov 28, 2022 21:06 UTC Exercise / conversionCommon Stock 1,634 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-037078 · doc4.xml · nonDerivative · entry 1

Platz Marlo Michelle Cormier · CIK 0001526548 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 21:05 UTC Exercise / conversionRestricted stock units · Derivative 233 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-037076 · doc4.xml · derivative · entry 4

Edwards Mary Beth Beth · CIK 0001833121 · SVP, CIO & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234

Underlying: Common Stock · 233 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on November 23, 2021.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on November 23, 2021.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 21:05 UTC Tax withholdingCommon Stock 57 $11.58 $660.06
Disclosure

SEC source: 0000899243-22-037076 · doc4.xml · nonDerivative · entry 2

Edwards Mary Beth Beth · CIK 0001833121 · SVP, CIO & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,838

Read SEC document
November 23, 2022 Filed Nov 28, 2022 21:05 UTC Exercise / conversionCommon Stock 233 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-037076 · doc4.xml · nonDerivative · entry 1

Edwards Mary Beth Beth · CIK 0001833121 · SVP, CIO & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 16:05 UTC
Goss John Howard JRSVP & President, Sally Beauty
Exercise / conversionRestricted stock units · Derivative 5,747 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-036166 · doc4.xml · derivative · entry 4

Goss John Howard JR · CIK 0001833119 · SVP & President, Sally Beauty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,494

Underlying: Common Stock · 5,747 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on November 15, 2022.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on November 15, 2022.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 16:05 UTC
Goss John Howard JRSVP & President, Sally Beauty
Exercise / conversionRestricted stock units · Derivative 3,146 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-036166 · doc4.xml · derivative · entry 3

Goss John Howard JR · CIK 0001833119 · SVP & President, Sally Beauty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,292

Underlying: Common Stock · 3,146 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on November 15, 2021.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on November 15, 2021.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 16:05 UTC
Goss John Howard JRSVP & President, Sally Beauty
Tax withholdingCommon Stock 2,570 $12.53 $32,202.10
Disclosure

SEC source: 0000899243-22-036166 · doc4.xml · nonDerivative · entry 2

Goss John Howard JR · CIK 0001833119 · SVP & President, Sally Beauty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,502

Read SEC document
November 15, 2022 Filed Nov 17, 2022 16:05 UTC
Goss John Howard JRSVP & President, Sally Beauty
Exercise / conversionCommon Stock 8,893 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-036166 · doc4.xml · nonDerivative · entry 1

Goss John Howard JR · CIK 0001833119 · SVP & President, Sally Beauty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 16:06 UTC
McIntosh KimGVP, CONTROLLER & CAO
Exercise / conversionRestricted stock units · Derivative 1,915 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-036174 · doc4.xml · derivative · entry 3

McIntosh Kim · CIK 0001850971 · GVP, CONTROLLER & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,832

Underlying: Common Stock · 1,915 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on November 15, 2022.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on November 15, 2022.

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November 15, 2022 Filed Nov 17, 2022 16:06 UTC
McIntosh KimGVP, CONTROLLER & CAO
Tax withholdingCommon Stock 467 $12.53 $5,851.51
Disclosure

SEC source: 0000899243-22-036174 · doc4.xml · nonDerivative · entry 2

McIntosh Kim · CIK 0001850971 · GVP, CONTROLLER & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,448

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.