Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
LAUREATE EDUCATION, INC.
Report date February 05, 2017 · Filed February 07, 2017
Section 16 reporting ended · disclosed 2017-02-07. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Sally Beauty Holdings, Inc.
Report date January 26, 2023 · Filed January 27, 2023
Section 16 reporting ended · disclosed 2023-01-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 139,923 |
Reported balance
After 2023-01-26 transaction · row 1
1 source rowRow 1 · 2023-01-26 · Exercise / conversion · Acquired 48,479 · Balance 139,923 |
| Restricted stock unitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-01-26 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-01-26 · Exercise / conversion · Disposed 48,479 · Balance 0 F1: Restricted stock units convert into common stock on a one-for-one basis. F2: Reflects vested shares underlying RSUs that will be delivered to the reporting person on the 6-month anniversary of January 26, 2023, the date such reporting person's service as a director of the issuer terminated. |
| Common StockSEC Table I · non-derivative | Indirectby Rellim Investment Company LLC | 197,506 |
Reported balance
Holding disclosure · report date 2023-01-26 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 197,506 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Reflects vested shares underlying RSUs that will be delivered to the reporting person on the 6-month anniversary of January 26, 2023, the date such reporting person's service as a director of the issuer terminated.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 26, 2023 Filed Jan 27, 2023 16:05 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | Exercise / conversionRestricted stock units · Derivative | 48,479 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-002842 · doc4.xml · derivative · entry 3 MILLER JOHN A · CIK 0001222215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 48,479 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Reflects vested shares underlying RSUs that will be delivered to the reporting person on the 6-month anniversary of January 26, 2023, the date such reporting person's service as a director of the issuer terminated. F2 · derivative.expiration_date: Reflects vested shares underlying RSUs that will be delivered to the reporting person on the 6-month anniversary of January 26, 2023, the date such reporting person's service as a director of the issuer terminated. Read SEC document |
| January 26, 2023 Filed Jan 27, 2023 16:05 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | Exercise / conversionCommon Stock | 48,479 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-002842 · doc4.xml · nonDerivative · entry 1 MILLER JOHN A · CIK 0001222215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,923 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 16:05 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | Exercise / conversionRestricted stock units · Derivative | 8,045 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-036169 · doc4.xml · derivative · entry 3 MILLER JOHN A · CIK 0001222215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,045 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On November 3, 2021, the reporting person was granted 8,405 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on November 15, 2022 and the reporting person elected to receive shares of common stock in settlement of the RSUs on such date. F2 · derivative.expiration_date: On November 3, 2021, the reporting person was granted 8,405 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on November 15, 2022 and the reporting person elected to receive shares of common stock in settlement of the RSUs on such date. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 16:05 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | Exercise / conversionCommon Stock | 8,045 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-036169 · doc4.xml · nonDerivative · entry 1 MILLER JOHN A · CIK 0001222215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2022 Filed Nov 4, 2022 16:05 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | GrantRestricted stock units · Derivative | 12,458 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-035187 · doc4.xml · derivative · entry 1 MILLER JOHN A · CIK 0001222215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,458 Underlying: Common Stock · 12,458 shares Expires not disclosed F1 · security: Grant of restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units vest on November 15, 2023. Vested shares will be delivered to the reporting person on the vesting date. F3 · derivative.expiration_date: The restricted stock units vest on November 15, 2023. Vested shares will be delivered to the reporting person on the vesting date. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 18:59 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | Exercise / conversionRestricted stock units · Derivative | 15,401 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-045118 · doc4.xml · derivative · entry 2 MILLER JOHN A · CIK 0001222215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,401 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On November 4, 2020, the reporting person was granted 15,401 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on November 15, 2021 and the reporting person elected to receive shares of common stock in settlement of the RSUs on such date. F2 · derivative.expiration_date: On November 4, 2020, the reporting person was granted 15,401 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on November 15, 2021 and the reporting person elected to receive shares of common stock in settlement of the RSUs on such date. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 18:59 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | Exercise / conversionCommon Stock | 15,401 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-045118 · doc4.xml · nonDerivative · entry 1 MILLER JOHN A · CIK 0001222215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,549 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2021 Filed Aug 29, 2022 16:05 UTC Amendment | Sally Beauty Holdings, Inc. SBH · Entity 4676 | Exercise / conversionCommon Stock | 15,401 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-029966 · doc4a.xml · nonDerivative · entry 1 MILLER JOHN A · CIK 0001222215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,399 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This amended report is being filed to correct a scrivener's error in the number of shares reported as beneficially owned by the reporting person following the reported transaction. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 16:24 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | GrantRestricted stock units · Derivative | 8,045 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-043281 · doc4.xml · derivative · entry 1 MILLER JOHN A · CIK 0001222215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,045 Underlying: Common Stock · 8,045 shares Expires not disclosed F1 · security: Grant of restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units vest on November 15, 2022. Vested shares will be delivered to the reporting person on the vesting date. F3 · derivative.expiration_date: The restricted stock units vest on November 15, 2022. Vested shares will be delivered to the reporting person on the vesting date. Read SEC document |
| November 15, 2020 Filed Nov 17, 2020 17:11 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | Exercise / conversionRestricted Stock Units · Derivative | 8,408 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-029333 · form4.xml · derivative · entry 3 MILLER JOHN A · CIK 0001222215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,408 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.expiration_date: On November 5, 2019, the reporting person was granted 8,408 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on November 15, 2020 and the reporting person elected to receive shares of common stock in settlement of the RSUs on such date. Read SEC document |
| November 15, 2020 Filed Nov 17, 2020 17:11 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | Exercise / conversionCommon Stock | 8,408 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-029333 · form4.xml · nonDerivative · entry 1 MILLER JOHN A · CIK 0001222215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,998 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 16:56 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | GrantRestricted Stock Units · Derivative | 15,401 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-028395 · form4.xml · derivative · entry 1 MILLER JOHN A · CIK 0001222215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,401 Underlying: Common Stock · 15,401 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vest and shares will be delivered to the reporting person on November 15, 2021. F2 · derivative.expiration_date: The restricted stock units vest and shares will be delivered to the reporting person on November 15, 2021. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 16:28 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | GrantRestricted Stock Units · Derivative | 8,408 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032182 · form4.xml · derivative · entry 1 MILLER JOHN A · CIK 0001222215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,408 Underlying: Common Stock · 8,408 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vest and shares will be delivered to the reporting person on November 15, 2020. F2 · derivative.expiration_date: The restricted stock units vest and shares will be delivered to the reporting person on November 15, 2020. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 18:00 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | Exercise / conversionRestricted Stock Units · Derivative | 7,717 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-029491 · form4.xml · derivative · entry 3 MILLER JOHN A · CIK 0001222215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,717 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.expiration_date: On November 1, 2018, the reporting person was granted 7,717 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on September 30, 2019 and the reporting person elected to receive shares of common stock in settlement of the RSUs on such date. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 18:00 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | Exercise / conversionCommon Stock | 7,717 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-029491 · form4.xml · nonDerivative · entry 1 MILLER JOHN A · CIK 0001222215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| August 30, 2019 Filed Sep 3, 2019 17:48 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | PurchaseCommon Stock | 40,500 | $12.21 | $494,553.60 |
DisclosureSEC source: 0001127602-19-027790 · form4.xml · nonDerivative · entry 1 MILLER JOHN A · CIK 0001222215 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Rellim Investment Company LLC Disclosed balance after: 197,506 F1 · price: Reflects the weighted average purchase price. The range of prices for these transactions was $12.105 to $12.30. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Shares held by Rellim Investment Company LLC (the "LLC"). The reporting person is the manager of the LLC and the beneficiary of the trust that is the single member of the LLC. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 18:46 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | GrantRestricted Stock Units · Derivative | 7,717 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-032145 · form4.xml · derivative · entry 1 MILLER JOHN A · CIK 0001222215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,717 Underlying: Common Stock · 7,717 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vest, and shares will be delivered to the reporting person, on September 30, 2019. F2 · derivative.expiration_date: The restricted stock units vest, and shares will be delivered to the reporting person, on September 30, 2019. Read SEC document |
| September 30, 2018 Filed Jan 3, 2019 16:42 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | Exercise / conversionRestricted Stock Units · Derivative | 7,175 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-000744 · form4.xml · derivative · entry 3 MILLER JOHN A · CIK 0001222215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,175 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.expiration_date: On November 1, 2017, the reporting person was granted 7,175 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on September 30, 2018 and the reporting person elected to receive shares of common stock in settlement of the RSUs on such date. Read SEC document |
| September 30, 2018 Filed Jan 3, 2019 16:42 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | Exercise / conversionCommon Stock | 7,175 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-000744 · form4.xml · nonDerivative · entry 1 MILLER JOHN A · CIK 0001222215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 17:56 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | GrantRestricted Stock Units · Derivative | 7,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-031252 · form4.xml · derivative · entry 1 MILLER JOHN A · CIK 0001222215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,175 Underlying: Common Stock · 7,175 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vest, and shares will be delivered to the reporting person, on September 30, 2018. F2 · derivative.expiration_date: The restricted stock units vest, and shares will be delivered to the reporting person, on September 30, 2018. Read SEC document |
| September 30, 2017 Filed Oct 4, 2017 16:48 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | Exercise / conversionRestricted Stock Units · Derivative | 4,896 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-029223 · form4.xml · derivative · entry 3 MILLER JOHN A · CIK 0001222215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,896 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.expiration_date: On November 1, 2016, the reporting person was granted 4,896 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on September 30, 2017 and the reporting person elected to receive shares of common stock in settlement of the RSUs on such date. Read SEC document |
| September 30, 2017 Filed Oct 4, 2017 16:48 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | Exercise / conversionCommon Stock | 4,896 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-029223 · form4.xml · nonDerivative · entry 2 MILLER JOHN A · CIK 0001222215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,698 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 16:38 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | PurchaseCommon Stock | 20,000 | $18.35 | $367,000.00 |
DisclosureSEC source: 0001127602-17-020684 · form4.xml · nonDerivative · entry 1 MILLER JOHN A · CIK 0001222215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,802 Read SEC document |
| December 08, 2016 Filed Oct 4, 2017 16:48 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | GiftCommon Stock | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-029223 · form4.xml · nonDerivative · entry 1 MILLER JOHN A · CIK 0001222215 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Rellim Investment Company Disclosed balance after: 157,006 F1 · kind: Reflects the gift of shares by the Rellim Investment Company, LLC (the "LLC") to the John A. Miller Family Foundation. These shares were previously reported as being held by the Rellim Dynasty Trust but were transferred to the LLC. The reporting person is the manager of the LLC and the beneficiary of the trust that is the single member of the LLC. The reporting person does not have any beneficial ownership in the John A. Miller Family Foundation. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 16:41 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | GrantRestricted Stock Units · Derivative | 4,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-066063 · form4.xml · derivative · entry 1 MILLER JOHN A · CIK 0001222215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,896 Underlying: Common Stock · 4,896 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vest, and shares will be delivered to the reporting person, on September 30, 2017. F2 · derivative.expiration_date: The restricted stock units vest, and shares will be delivered to the reporting person, on September 30, 2017. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 17:12 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | Exercise / conversionRestricted Stock Units · Derivative | 4,264 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-064119 · form4.xml · derivative · entry 3 MILLER JOHN A · CIK 0001222215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,264 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.expiration_date: On October 28, 2015, the reporting person was granted 4,264 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on September 30, 2016 and the reporting person elected to receive shares of common stock in settlement of the RSUs on such date. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 17:12 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | Exercise / conversionCommon Stock | 4,264 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-064119 · form4.xml · nonDerivative · entry 1 MILLER JOHN A · CIK 0001222215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,802 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.