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SBH

Sally Beauty Holdings, Inc.

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4676
SEC CIK
0001368458
Parsed reports
450

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 23, 2018 Filed May 25, 2018 20:34 UTC GrantRestricted Stock Units · Derivative 2,901 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-018969 · form4.xml · derivative · entry 1

Paulonis Denise · CIK 0001683382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,901

Underlying: Common Stock · 2,901 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.expiration_date: The restricted stock units vest on September 30, 2018.

Read SEC document
May 22, 2018 Filed May 24, 2018 20:35 UTC
Alt Aaron ESVP, CFO & CAO
GrantEmployee Stock Option (Right to Buy) · Derivative 98,087 $0.00 Strike: $15.10 $0.00
Disclosure

SEC source: 0001127602-18-018781 · form4.xml · derivative · entry 3

Alt Aaron E · CIK 0001741576 · SVP, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,087

Underlying: Common Stock · 98,087 shares

Expires 2028-05-22

F3 · security: Grant of options under the Sally Beauty Holdings, Inc. Amended and Restated 2010 Omnibus Incentive Plan.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 22, 2019.

Read SEC document
May 22, 2018 Filed May 24, 2018 20:35 UTC
Alt Aaron ESVP, CFO & CAO
GrantCommon Stock 62,119 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-018781 · form4.xml · nonDerivative · entry 2

Alt Aaron E · CIK 0001741576 · SVP, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,619

F1 · security: Grant of Restricted Stock under the Sally Beauty Holdings, Inc. Amended and Restated 2010 Omnibus Incentive Plan.

F2 · shares: The restrictions on the shares shall lapse annually in three equal installments beginning on May 22, 2019.

Read SEC document
May 22, 2018 Filed May 24, 2018 20:35 UTC
Alt Aaron ESVP, CFO & CAO
PurchaseCommon Stock 3,500 $15.10 $52,850.00
Disclosure

SEC source: 0001127602-18-018781 · form4.xml · nonDerivative · entry 1

Alt Aaron E · CIK 0001741576 · SVP, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Read SEC document
May 08, 2018 Filed May 8, 2018 18:24 UTC PurchaseCommon Stock 700 $14.98 $10,486.00
Disclosure

SEC source: 0001127602-18-016672 · form4.xml · nonDerivative · entry 2

RABIN EDWARD W · CIK 0001276560 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 74,000

F2 · ownership.nature: Shares held by Edward Rabin Trust, f/b/o Edward Rabin, Jackie Rabin and family.

Read SEC document
May 07, 2018 Filed May 8, 2018 16:37 UTC
Brickman Christian A.Director · President & CEO
PurchaseCommon Stock 20,000 $14.61 $292,186.00
Disclosure

SEC source: 0001127602-18-016653 · form4.xml · nonDerivative · entry 1

Brickman Christian A. · CIK 0001444027 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,705

Read SEC document
May 07, 2018 Filed May 8, 2018 18:24 UTC PurchaseCommon Stock 3,300 $14.48 $47,769.48
Disclosure

SEC source: 0001127602-18-016672 · form4.xml · nonDerivative · entry 1

RABIN EDWARD W · CIK 0001276560 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 73,300

F1 · price: Reflects the weighted average purchase price. The range of prices for these transactions was $14.44 to $14.51. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Shares held by Edward Rabin Trust, f/b/o Edward Rabin, Jackie Rabin and family.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 16:31 UTC
Grimes Donald TSVP, CFO & COO
Tax withholdingCommon Stock 1,009 $16.37 $16,517.33
Disclosure

SEC source: 0001127602-17-034673 · form4.xml · nonDerivative · entry 1

Grimes Donald T · CIK 0001435421 · SVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,150

Read SEC document
November 21, 2017 Filed Nov 22, 2017 13:06 UTC PurchaseCommon Stock 3,750 $15.49 $58,080.38
Disclosure

SEC source: 0001127602-17-033139 · form4.xml · nonDerivative · entry 1

RABIN EDWARD W · CIK 0001276560 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 70,000

F1 · price: Reflects the weighted average purchase price. The range of prices for these transactions was $15.34 to $15.53. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Shares held by Edward Rabin Trust, f/b/o Edward Rabin, Jackie Rabin and family.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 17:35 UTC GrantRestricted Stock Units · Derivative 7,175 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-031231 · form4.xml · derivative · entry 1

EISENBERG MARSHALL E · CIK 0001056938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,175

Underlying: Common Stock · 7,175 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest, and shares will be delivered to the reporting person, on September 30, 2018.

F2 · derivative.expiration_date: The restricted stock units vest, and shares will be delivered to the reporting person, on September 30, 2018.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 17:39 UTC
Sherman Scott CSVP & CHRO
GrantEmployee Stock Option (Right to Buy) · Derivative 28,026 $0.00 Strike: $17.42 $0.00
Disclosure

SEC source: 0001127602-17-031236 · form4.xml · derivative · entry 2

Sherman Scott C · CIK 0001718810 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,026

Underlying: Common Stock · 28,026 shares

Expires 2027-11-01

F3 · security: Grant of options under the Sally Beauty Holdings, Inc. Amended and Restated 2010 Omnibus Incentive Plan.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on September 30, 2018.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 17:39 UTC
Sherman Scott CSVP & CHRO
GrantCommon Stock 7,577 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-031236 · form4.xml · nonDerivative · entry 1

Sherman Scott C · CIK 0001718810 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,203

F1 · security: Grant of Restricted Stock under the Sally Beauty Holdings, Inc. Amended and Restated 2010 Omnibus Incentive Plan.

F2 · shares: The restrictions on the shares shall lapse annually in three equal installments beginning on September 30, 2018.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 17:37 UTC GrantRestricted Stock Units · Derivative 7,175 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-031234 · form4.xml · derivative · entry 1

Heasley Linda · CIK 0001700780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,175

Underlying: Common Stock · 7,175 shares

Expires not disclosed

F1 · security: Grant of Restricted Stock under the Sally Beauty Holdings, Inc. Amended and Restated 2010 Omnibus Incentive Plan.

F2 · derivative.exercise_date: The restricted stock units vest, and shares will be delivered to the reporting person, on September 30, 2018.

F2 · derivative.expiration_date: The restricted stock units vest, and shares will be delivered to the reporting person, on September 30, 2018.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 17:38 UTC
Baxter Brently G.VP, PAO & Controller
GrantEmployee Stock Option (Right to Buy) · Derivative 10,510 $0.00 Strike: $17.42 $0.00
Disclosure

SEC source: 0001127602-17-031235 · form4.xml · derivative · entry 2

Baxter Brently G. · CIK 0001606769 · VP, PAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,510

Underlying: Common Stock · 10,510 shares

Expires 2027-11-01

F3 · security: Grant of options under the Sally Beauty Holdings, Inc. Amended and Restated 2010 Omnibus Incentive Plan.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on September 30, 2018.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 17:38 UTC
Baxter Brently G.VP, PAO & Controller
GrantCommon Stock 2,841 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-031235 · form4.xml · nonDerivative · entry 1

Baxter Brently G. · CIK 0001606769 · VP, PAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,841

F1 · security: Grant of Restricted Stock under the Sally Beauty Holdings, Inc. Amended and Restated 2010 Omnibus Incentive Plan.

F2 · shares: The restrictions on the shares shall lapse annually in three equal installments beginning on September 30, 2018.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 17:46 UTC
Brickman Christian A.Director · President & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 210,200 $0.00 Strike: $17.42 $0.00
Disclosure

SEC source: 0001127602-17-031243 · form4.xml · derivative · entry 2

Brickman Christian A. · CIK 0001444027 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,200

Underlying: Common Stock · 210,200 shares

Expires 2027-11-01

F3 · security: Grant of options under the Sally Beauty Holdings, Inc. Amended and Restated 2010 Omnibus Incentive Plan.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on September 30, 2018.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 17:46 UTC
Brickman Christian A.Director · President & CEO
GrantCommon Stock 56,831 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-031243 · form4.xml · nonDerivative · entry 1

Brickman Christian A. · CIK 0001444027 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,705

F1 · security: Grant of Restricted Stock under the Sally Beauty Holdings, Inc. Amended and Restated 2010 Omnibus Incentive Plan.

F2 · shares: The restrictions on the shares shall lapse annually in three equal installments beginning on September 30, 2018.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 17:44 UTC
Grimes Donald TSVP, CFO & COO
GrantEmployee Stock Option (Right to Buy) · Derivative 59,556 $0.00 Strike: $17.42 $0.00
Disclosure

SEC source: 0001127602-17-031242 · form4.xml · derivative · entry 2

Grimes Donald T · CIK 0001435421 · SVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,556

Underlying: Common Stock · 59,556 shares

Expires 2027-11-01

F3 · security: Grant of options under the Sally Beauty Holdings, Inc. Amended and Restated 2010 Omnibus Incentive Plan.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on September 30, 2018.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 17:44 UTC
Grimes Donald TSVP, CFO & COO
GrantCommon Stock 16,102 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-031242 · form4.xml · nonDerivative · entry 1

Grimes Donald T · CIK 0001435421 · SVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,159

F1 · security: Grant of Restricted Stock under the Sally Beauty Holdings, Inc. Amended and Restated 2010 Omnibus Incentive Plan.

F2 · shares: The restrictions on the shares shall lapse annually in three equal installments beginning on September 30, 2018.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 17:54 UTC
MCMASTER ROBERT RDirector · Chariman of the Board
GrantRestricted Stock Units · Derivative 7,175 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-031251 · form4.xml · derivative · entry 1

MCMASTER ROBERT R · CIK 0001258998 · Director · Chariman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,175

Underlying: Common Stock · 7,175 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest on September 30, 2018. Vested shares will be delivered to the reporting person on January 2, 2019.

F2 · derivative.expiration_date: The restricted stock units vest on September 30, 2018. Vested shares will be delivered to the reporting person on January 2, 2019.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 17:56 UTC GrantRestricted Stock Units · Derivative 7,175 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-031252 · form4.xml · derivative · entry 1

MILLER JOHN A · CIK 0001222215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,175

Underlying: Common Stock · 7,175 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest, and shares will be delivered to the reporting person, on September 30, 2018.

F2 · derivative.expiration_date: The restricted stock units vest, and shares will be delivered to the reporting person, on September 30, 2018.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 17:48 UTC GrantRestricted Stock Units · Derivative 7,175 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-031244 · form4.xml · derivative · entry 1

BELL KATHERINE BUTTON · CIK 0001218423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,175

Underlying: Common Stock · 7,175 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest on September 30, 2018. Vested shares will be delivered to the reporting person on the date such reporting person's service as a Director of the Issuer has terminated.

F2 · derivative.expiration_date: The restricted stock units vest on September 30, 2018. Vested shares will be delivered to the reporting person on the date such reporting person's service as a Director of the Issuer has terminated.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 18:00 UTC GrantRestricted Stock Units · Derivative 7,175 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-031256 · form4.xml · derivative · entry 1

RABIN EDWARD W · CIK 0001276560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,175

Underlying: Common Stock · 7,175 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest on September 30, 2018. Vested shares will be delivered to the reporting person as to seventy-five percent on September 30, 2018 and as to twenty-five percent on the date such reporting person's service as a Director of the Issuer has terminated.

F2 · derivative.expiration_date: The restricted stock units vest on September 30, 2018. Vested shares will be delivered to the reporting person as to seventy-five percent on September 30, 2018 and as to twenty-five percent on the date such reporting person's service as a Director of the Issuer has terminated.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 21:59 UTC GrantRestricted Stock Units · Derivative 7,175 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-031255 · form4.xml · derivative · entry 1

Cox Erin Nealy · CIK 0001681367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,175

Underlying: Common Stock · 7,175 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest on September 30, 2018. Vested shares will be delivered to the reporting person on the date such reporting person's service as a Director of the Issuer has terminated.

F2 · derivative.expiration_date: The restricted stock units vest on September 30, 2018. Vested shares will be delivered to the reporting person on the date such reporting person's service as a Director of the Issuer has terminated.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 21:57 UTC GrantRestricted Stock Units · Derivative 7,175 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-031253 · form4.xml · derivative · entry 1

Mulder Susan R · CIK 0001624390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,175

Underlying: Common Stock · 7,175 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest on September 30, 2018. Vested shares will be delivered to the reporting person on the date such reporting person's service as a Director of the Issuer has terminated.

F2 · derivative.expiration_date: The restricted stock units vest on September 30, 2018. Vested shares will be delivered to the reporting person on the date such reporting person's service as a Director of the Issuer has terminated.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 21:51 UTC GrantRestricted Stock Units · Derivative 7,175 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-031245 · form4.xml · derivative · entry 1

Gibbs David W · CIK 0001628590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,175

Underlying: Common Stock · 7,175 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest on September 30, 2018. Vested shares will be delivered to the reporting person on the earlier of i) January 1, 2023, ii) the date such reporting person's service as a Director of the Issuer has terminated or iii) upon change in control of ownership of the Issuer.

F2 · derivative.expiration_date: The restricted stock units vest on September 30, 2018. Vested shares will be delivered to the reporting person on the earlier of i) January 1, 2023, ii) the date such reporting person's service as a Director of the Issuer has terminated or iii) upon change in control of ownership of the Issuer.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 21:53 UTC GrantRestricted Stock Units · Derivative 7,175 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-031248 · form4.xml · derivative · entry 1

Magnacca Joseph C · CIK 0001516360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,175

Underlying: Common Stock · 7,175 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest on September 30, 2018. Vested shares will be delivered to the reporting person on the date such reporting person's service as a Director of the Issuer has terminated.

F2 · derivative.expiration_date: The restricted stock units vest on September 30, 2018. Vested shares will be delivered to the reporting person on the date such reporting person's service as a Director of the Issuer has terminated.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 21:43 UTC
McDermott Carrie S.President-Sally Beauty Supply
GrantEmployee Stock Option (Right to Buy) · Derivative 56,053 $0.00 Strike: $17.42 $0.00
Disclosure

SEC source: 0001127602-17-031241 · form4.xml · derivative · entry 2

McDermott Carrie S. · CIK 0001515967 · President-Sally Beauty Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,053

Underlying: Common Stock · 56,053 shares

Expires 2027-11-01

F3 · security: Grant of options under the Sally Beauty Holdings, Inc. Amended and Restated 2010 Omnibus Incentive Plan.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on September 30, 2018.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 21:43 UTC
McDermott Carrie S.President-Sally Beauty Supply
GrantCommon Stock 15,154 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-031241 · form4.xml · nonDerivative · entry 1

McDermott Carrie S. · CIK 0001515967 · President-Sally Beauty Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,154

F1 · security: Grant of Restricted Stock under the Sally Beauty Holdings, Inc. Amended and Restated 2010 Omnibus Incentive Plan.

F2 · shares: The restrictions on the shares shall lapse annually in three equal installments beginning on September 30, 2018.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 21:41 UTC
Haltom Matthew OlenSVP, GC & Secretary
GrantEmployee Stock Option (Right to Buy) · Derivative 50,798 $0.00 Strike: $17.42 $0.00
Disclosure

SEC source: 0001127602-17-031240 · form4.xml · derivative · entry 2

Haltom Matthew Olen · CIK 0001561616 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,798

Underlying: Common Stock · 50,798 shares

Expires 2027-11-01

F3 · security: Grant of options under the Sally Beauty Holdings, Inc. Amended and Restated 2010 Omnibus Incentive Plan.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on September 30, 2018.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 21:41 UTC
Haltom Matthew OlenSVP, GC & Secretary
GrantCommon Stock 13,734 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-031240 · form4.xml · nonDerivative · entry 1

Haltom Matthew Olen · CIK 0001561616 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,578

F1 · security: Grant of Restricted Stock under the Sally Beauty Holdings, Inc. Amended and Restated 2010 Omnibus Incentive Plan.

F2 · shares: The restrictions on the shares shall lapse annually in three equal installments beginning on September 30, 2018.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 21:40 UTC
Spinks Mark GregoryPresident-Beauty Systems Group
GrantEmployee Stock Option (Right to Buy) · Derivative 42,040 $0.00 Strike: $17.42 $0.00
Disclosure

SEC source: 0001127602-17-031237 · form4.xml · derivative · entry 3

Spinks Mark Gregory · CIK 0001649404 · President-Beauty Systems Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,040

Underlying: Common Stock · 42,040 shares

Expires 2027-11-01

F3 · security: Grant of options under the Sally Beauty Holdings, Inc. Amended and Restated 2010 Omnibus Incentive Plan.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on September 30, 2018.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 21:40 UTC
Spinks Mark GregoryPresident-Beauty Systems Group
GrantCommon Stock 11,366 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-031237 · form4.xml · nonDerivative · entry 1

Spinks Mark Gregory · CIK 0001649404 · President-Beauty Systems Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,820

F1 · security: Grant of Restricted Stock under the Sally Beauty Holdings, Inc. Amended and Restated 2010 Omnibus Incentive Plan.

F2 · shares: The restrictions on the shares shall lapse annually in three equal installments beginning on September 30, 2018.

Read SEC document
October 29, 2017 Filed Nov 1, 2017 21:02 UTC
Spinks Mark GregoryPresident-Beauty Systems Group
Tax withholdingCommon Stock 33 $17.39 $573.87
Disclosure

SEC source: 0001127602-17-030803 · form4.xml · nonDerivative · entry 1

Spinks Mark Gregory · CIK 0001649404 · President-Beauty Systems Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,454

F1 · security: Grant of Restricted Stock under the Sally Beauty Holdings, Inc. 2010 Omnibus Incentive Plan.

Read SEC document
October 29, 2017 Filed Nov 1, 2017 21:01 UTC
Haltom Matthew OlenSVP, GC & Secretary
Tax withholdingCommon Stock 392 $17.39 $6,816.88
Disclosure

SEC source: 0001127602-17-030799 · form4.xml · nonDerivative · entry 1

Haltom Matthew Olen · CIK 0001561616 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,844

Read SEC document
September 30, 2017 Filed Oct 4, 2017 16:44 UTC Exercise / conversionRestricted Stock Units · Derivative 4,896 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-029220 · form4.xml · derivative · entry 2

EISENBERG MARSHALL E · CIK 0001056938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,896 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.expiration_date: On November 1, 2016, the reporting person was granted 4,896 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on September 30, 2017 and the reporting person elected to receive shares of common stock in settlement of the RSUs on such date.

Read SEC document
September 30, 2017 Filed Oct 4, 2017 16:44 UTC Exercise / conversionCommon Stock 4,896 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-029220 · form4.xml · nonDerivative · entry 1

EISENBERG MARSHALL E · CIK 0001056938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 30, 2017 Filed Oct 4, 2017 16:45 UTC Exercise / conversionRestricted Stock Units · Derivative 207 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-029221 · form4.xml · derivative · entry 2

Heasley Linda · CIK 0001700780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,379

Underlying: Common Stock · 207 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.expiration_date: On May 4, 2017, the reporting person was granted 2,586 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Two hundred and seven shares were converted to common stock and the remaining 2,379 RSUs granted to the reporting person on May 4, 2017 will convert to common stock on the date her service as a director terminates.

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September 30, 2017 Filed Oct 4, 2017 16:45 UTC Exercise / conversionCommon Stock 207 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-029221 · form4.xml · nonDerivative · entry 1

Heasley Linda · CIK 0001700780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 30, 2017 Filed Oct 4, 2017 16:37 UTC
Brickman Christian A.Director · President & CEO
Tax withholdingCommon Stock 1,669 $19.58 $32,679.02
Disclosure

SEC source: 0001127602-17-029211 · form4.xml · nonDerivative · entry 1

Brickman Christian A. · CIK 0001444027 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,874

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September 30, 2017 Filed Oct 4, 2017 16:48 UTC Exercise / conversionRestricted Stock Units · Derivative 4,896 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-029223 · form4.xml · derivative · entry 3

MILLER JOHN A · CIK 0001222215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,896 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.expiration_date: On November 1, 2016, the reporting person was granted 4,896 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on September 30, 2017 and the reporting person elected to receive shares of common stock in settlement of the RSUs on such date.

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September 30, 2017 Filed Oct 4, 2017 16:48 UTC Exercise / conversionCommon Stock 4,896 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-029223 · form4.xml · nonDerivative · entry 2

MILLER JOHN A · CIK 0001222215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 30, 2017 Filed Oct 4, 2017 16:52 UTC Exercise / conversionRestricted Stock Units · Derivative 2,448 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-029228 · form4.xml · derivative · entry 4

RABIN EDWARD W · CIK 0001276560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,448

Underlying: Common Stock · 2,448 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.expiration_date: On November 1, 2016, the reporting person was granted 4,896 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on September 30, 2017 and the reporting person elected to receive fifty-percent of the shares of common stock in settlement of the RSUs on such date.

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September 30, 2017 Filed Oct 4, 2017 16:52 UTC Exercise / conversionCommon Stock 2,448 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-029228 · form4.xml · nonDerivative · entry 1

RABIN EDWARD W · CIK 0001276560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 30, 2017 Filed Oct 4, 2017 20:50 UTC Exercise / conversionRestricted Stock Units · Derivative 2,448 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-029226 · form4.xml · derivative · entry 2

Mulder Susan R · CIK 0001624390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,448

Underlying: Common Stock · 2,448 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.expiration_date: On November 1, 2016, the reporting person was granted 4,896 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on September 30, 2017 and the reporting person elected to receive fifty-percent of the shares of common stock in settlement of the RSUs on such date.

Read SEC document
September 30, 2017 Filed Oct 4, 2017 20:50 UTC Exercise / conversionCommon Stock 2,448 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-029226 · form4.xml · nonDerivative · entry 1

Mulder Susan R · CIK 0001624390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 30, 2017 Filed Oct 4, 2017 20:46 UTC Exercise / conversionRestricted Stock Units · Derivative 92 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-029222 · form4.xml · derivative · entry 2

Magnacca Joseph C · CIK 0001516360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498

Underlying: Common Stock · 92 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.expiration_date: On August 30, 2017, the reporting person was granted 590 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Ninety two shares were converted to common stock and the remaining 498 RSUs granted to the reporting person on August 30, 2017 will convert to common stock on the date his service as a director terminates.

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September 30, 2017 Filed Oct 4, 2017 20:46 UTC Exercise / conversionCommon Stock 92 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-029222 · form4.xml · nonDerivative · entry 1

Magnacca Joseph C · CIK 0001516360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 30, 2017 Filed Oct 4, 2017 20:42 UTC
Spinks Mark GregoryPresident-Beauty Systems Group
Tax withholdingCommon Stock 352 $19.58 $6,892.16
Disclosure

SEC source: 0001127602-17-029218 · form4.xml · nonDerivative · entry 1

Spinks Mark Gregory · CIK 0001649404 · President-Beauty Systems Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,487

Read SEC document
September 30, 2017 Filed Oct 4, 2017 20:40 UTC
Haltom Matthew OlenSVP, GC & Secretary
Tax withholdingCommon Stock 763 $19.58 $14,939.54
Disclosure

SEC source: 0001127602-17-029216 · form4.xml · nonDerivative · entry 1

Haltom Matthew Olen · CIK 0001561616 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,236

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.