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NYSE · USD

SBH

Sally Beauty Holdings, Inc.

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4676
SEC CIK
0001368458
Parsed reports
450

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2019 Filed Oct 1, 2019 18:00 UTC Exercise / conversionRestricted Stock Units · Derivative 7,717 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-029491 · form4.xml · derivative · entry 3

MILLER JOHN A · CIK 0001222215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,717 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.expiration_date: On November 1, 2018, the reporting person was granted 7,717 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on September 30, 2019 and the reporting person elected to receive shares of common stock in settlement of the RSUs on such date.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 18:00 UTC Exercise / conversionCommon Stock 7,717 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-029491 · form4.xml · nonDerivative · entry 1

MILLER JOHN A · CIK 0001222215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 22:28 UTC Exercise / conversionRestricted Stock Units · Derivative 5,412 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-029510 · form4.xml · derivative · entry 2

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.expiration_date: On January 31, 2019, the reporting person was granted 5,412 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on September 30, 2019 and the reporting person elected to receive shares of common stock in settlement of the RSUs on such date.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 22:28 UTC Exercise / conversionCommon Stock 5,412 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-029510 · form4.xml · nonDerivative · entry 1

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 17:43 UTC Exercise / conversionRestricted Stock Units · Derivative 5,788 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-029467 · form4.xml · derivative · entry 4

RABIN EDWARD W · CIK 0001276560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,929

Underlying: Common Stock · 5,788 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.expiration_date: On November 1, 2018, the reporting person was granted 7,717 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on September 30, 2019 and the reporting person elected to receive 5,788 shares of common stock in settlement of the RSUs on such date.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 17:43 UTC Exercise / conversionCommon Stock 5,788 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-029467 · form4.xml · nonDerivative · entry 1

RABIN EDWARD W · CIK 0001276560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 16:54 UTC
Sherman Scott CSVP & CHRO
Tax withholdingCommon Stock 665 $14.89 $9,901.85
Disclosure

SEC source: 0001127602-19-029739 · form4.xml · nonDerivative · entry 2

Sherman Scott C · CIK 0001718810 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,031

F1 · shares: Divestiture of securities is solely in connection with payment of taxes incident to vesting of securities.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 16:54 UTC
Sherman Scott CSVP & CHRO
Tax withholdingCommon Stock 616 $14.89 $9,172.24
Disclosure

SEC source: 0001127602-19-029739 · form4.xml · nonDerivative · entry 1

Sherman Scott C · CIK 0001718810 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,696

F1 · shares: Divestiture of securities is solely in connection with payment of taxes incident to vesting of securities.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 17:05 UTC
Brickman Christian A.Director · President & CEO
Tax withholdingCommon Stock 5,907 $14.89 $87,955.23
Disclosure

SEC source: 0001127602-19-029747 · form4.xml · nonDerivative · entry 2

Brickman Christian A. · CIK 0001444027 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,812

F1 · shares: Divestiture of securities is solely in connection with payment of taxes incident to vesting of securities.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 17:05 UTC
Brickman Christian A.Director · President & CEO
Tax withholdingCommon Stock 4,613 $14.89 $68,687.57
Disclosure

SEC source: 0001127602-19-029747 · form4.xml · nonDerivative · entry 1

Brickman Christian A. · CIK 0001444027 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,719

F1 · shares: Divestiture of securities is solely in connection with payment of taxes incident to vesting of securities.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 21:08 UTC
Alt Aaron ESVP, CFO & President-SBS
Tax withholdingCommon Stock 1,329 $14.89 $19,788.81
Disclosure

SEC source: 0001127602-19-029752 · form4.xml · nonDerivative · entry 1

Alt Aaron E · CIK 0001741576 · SVP, CFO & President-SBS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,014

F1 · shares: Divestiture of securities is solely in connection with payment of taxes incident to vesting of securities.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 20:59 UTC
Spinks Mark GregoryPresident-Beauty Systems Group
Tax withholdingCommon Stock 886 $14.89 $13,192.54
Disclosure

SEC source: 0001127602-19-029743 · form4.xml · nonDerivative · entry 2

Spinks Mark Gregory · CIK 0001649404 · President-Beauty Systems Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,684

F1 · shares: Divestiture of securities is solely in connection with payment of taxes incident to vesting of securities.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 20:59 UTC
Spinks Mark GregoryPresident-Beauty Systems Group
Tax withholdingCommon Stock 923 $14.89 $13,743.47
Disclosure

SEC source: 0001127602-19-029743 · form4.xml · nonDerivative · entry 1

Spinks Mark Gregory · CIK 0001649404 · President-Beauty Systems Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,570

F1 · shares: Divestiture of securities is solely in connection with payment of taxes incident to vesting of securities.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 20:41 UTC
Henrich John MSVP, Gen Counsel & Secretary
Tax withholdingCommon Stock 296 $14.89 $4,407.44
Disclosure

SEC source: 0001127602-19-029720 · form4.xml · nonDerivative · entry 2

Henrich John M · CIK 0001779562 · SVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,282

F1 · shares: Divestiture of securities is solely in connection with payment of taxes incident to vesting of securities.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 20:41 UTC
Henrich John MSVP, Gen Counsel & Secretary
Tax withholdingCommon Stock 270 $14.89 $4,020.30
Disclosure

SEC source: 0001127602-19-029720 · form4.xml · nonDerivative · entry 1

Henrich John M · CIK 0001779562 · SVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,578

F1 · shares: Divestiture of securities is solely in connection with payment of taxes incident to vesting of securities.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 12:51 UTC Exercise / conversionRestricted Stock Units · Derivative 7,717 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-029516 · form4.xml · derivative · entry 2

Paulonis Denise · CIK 0001683382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,717 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.expiration_date: On November 1, 2018, the reporting person was granted 7,717 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on September 30, 2019 and the reporting person elected to receive shares of common stock in settlement of the RSUs on such date.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 12:51 UTC Exercise / conversionCommon Stock 7,717 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-029516 · form4.xml · nonDerivative · entry 1

Paulonis Denise · CIK 0001683382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 30, 2019 Filed Sep 3, 2019 17:48 UTC PurchaseCommon Stock 40,500 $12.21 $494,553.60
Disclosure

SEC source: 0001127602-19-027790 · form4.xml · nonDerivative · entry 1

MILLER JOHN A · CIK 0001222215 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Rellim Investment Company LLC

Disclosed balance after: 197,506

F1 · price: Reflects the weighted average purchase price. The range of prices for these transactions was $12.105 to $12.30. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Shares held by Rellim Investment Company LLC (the "LLC"). The reporting person is the manager of the LLC and the beneficiary of the trust that is the single member of the LLC.

Read SEC document
August 21, 2019 Filed Aug 21, 2019 20:39 UTC
Alt Aaron ESVP, CFO & President-SBS
PurchaseCommon Stock 1,000 $12.27 $12,267.80
Disclosure

SEC source: 0001127602-19-027178 · form4.xml · nonDerivative · entry 1

Alt Aaron E · CIK 0001741576 · SVP, CFO & President-SBS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,343

Read SEC document
August 21, 2019 Filed Aug 22, 2019 17:05 UTC PurchaseCommon Stock 500 $12.26 $6,130.00
Disclosure

SEC source: 0001127602-19-027251 · form4.xml · nonDerivative · entry 1

RABIN EDWARD W · CIK 0001276560 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 89,000

F1 · ownership.nature: Shares held by Edward Rabin Trust, f/b/o Edward Rabin, Jackie Rabin and family.

Read SEC document
August 20, 2019 Filed Aug 21, 2019 16:35 UTC PurchaseCommon Stock 10,000 $11.89 $118,868.00
Disclosure

SEC source: 0001127602-19-027172 · form4.xml · nonDerivative · entry 1

EISENBERG MARSHALL E · CIK 0001056938 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 10,000

F1 · price: Reflects the weighted average purchase price. The range of prices for these transactions was $11.87 to $11.90. The Defined Benefit Trust effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price. Purchases by the reporting person's defined benefit trust, of which the reporting person is trustee.

F2 · ownership.nature: Purchases by Defined Benefit Trust, Marshall Eisenberg as Trustee.

Read SEC document
August 20, 2019 Filed Aug 21, 2019 16:36 UTC PurchaseCommon Stock 2,500 $11.97 $29,932.50
Disclosure

SEC source: 0001127602-19-027176 · form4.xml · nonDerivative · entry 2

RABIN EDWARD W · CIK 0001276560 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 88,500

F2 · price: Reflects the weighted average purchase price. The range of prices for these transactions was $11.93 to $12.06. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: Shares held by Edward Rabin Trust, f/b/o Edward Rabin, Jackie Rabin and family.

Read SEC document
August 20, 2019 Filed Aug 21, 2019 16:36 UTC PurchaseCommon Stock 500 $11.97 $5,985.00
Disclosure

SEC source: 0001127602-19-027176 · form4.xml · nonDerivative · entry 1

RABIN EDWARD W · CIK 0001276560 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 17,000

F1 · ownership.nature: Shares held by Jackie Rabin SEP IRA, f/b/o Jackie Rabin.

Read SEC document
August 02, 2019 Filed Aug 5, 2019 16:12 UTC PurchaseCommon Stock 1,500 $13.24 $19,860.00
Disclosure

SEC source: 0001127602-19-026015 · form4.xml · nonDerivative · entry 2

RABIN EDWARD W · CIK 0001276560 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 16,500

F3 · price: Reflects the weighted average purchase price. The range of prices for these transactions was $13.04 to $13.45. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F4 · ownership.nature: Shares held by Jackie Rabin SEP IRA, f/b/o Jackie Rabin.

Read SEC document
August 02, 2019 Filed Aug 5, 2019 16:12 UTC PurchaseCommon Stock 5,500 $13.25 $72,897.00
Disclosure

SEC source: 0001127602-19-026015 · form4.xml · nonDerivative · entry 1

RABIN EDWARD W · CIK 0001276560 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 86,000

F1 · price: Reflects the weighted average purchase price. The range of prices for these transactions was $13.015 to $13.45. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Shares held by Edward Rabin Trust, f/b/o Edward Rabin, Jackie Rabin and family.

Read SEC document
May 31, 2019 Filed May 31, 2019 14:03 UTC
Brickman Christian A.Director · President & CEO
PurchaseCommon Stock 5,000 $14.93 $74,640.50
Disclosure

SEC source: 0001127602-19-020279 · form4.xml · nonDerivative · entry 1

Brickman Christian A. · CIK 0001444027 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,332

Read SEC document
May 31, 2019 Filed May 31, 2019 16:06 UTC
MCMASTER ROBERT RDirector · Chariman of the Board
PurchaseCommon Stock 5,000 $14.68 $73,400.00
Disclosure

SEC source: 0001127602-19-020293 · form4.xml · nonDerivative · entry 1

MCMASTER ROBERT R · CIK 0001258998 · Director · Chariman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,805

Read SEC document
May 31, 2019 Filed May 31, 2019 19:02 UTC
Alt Aaron ESVP, CFO & President-SBS
PurchaseCommon Stock 1,500 $14.93 $22,390.35
Disclosure

SEC source: 0001127602-19-020283 · form4.xml · nonDerivative · entry 1

Alt Aaron E · CIK 0001741576 · SVP, CFO & President-SBS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,343

Read SEC document
May 22, 2019 Filed May 24, 2019 20:30 UTC
Alt Aaron ESVP, CFO & President-SBS
Tax withholdingCommon Stock 7,248 $16.42 $119,012.16
Disclosure

SEC source: 0001127602-19-019901 · form4.xml · nonDerivative · entry 1

Alt Aaron E · CIK 0001741576 · SVP, CFO & President-SBS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,843

Read SEC document
May 03, 2019 Filed May 3, 2019 16:30 UTC
Brickman Christian A.Director · President & CEO
PurchaseCommon Stock 10,000 $16.40 $163,994.00
Disclosure

SEC source: 0001127602-19-017280 · form4.xml · nonDerivative · entry 1

Brickman Christian A. · CIK 0001444027 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,332

Read SEC document
May 03, 2019 Filed May 6, 2019 16:30 UTC PurchaseCommon Stock 1,500 $16.40 $24,605.40
Disclosure

SEC source: 0001127602-19-017452 · form4.xml · nonDerivative · entry 2

RABIN EDWARD W · CIK 0001276560 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 15,000

F3 · price: Reflects the weighted average purchase price. The range of prices for these transactions was $16.29 to $16.57. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F4 · ownership.nature: Shares held by Jackie Rabin SEP IRA, f/b/o Jackie Rabin.

Read SEC document
May 03, 2019 Filed May 6, 2019 16:30 UTC PurchaseCommon Stock 4,000 $16.36 $65,459.20
Disclosure

SEC source: 0001127602-19-017452 · form4.xml · nonDerivative · entry 1

RABIN EDWARD W · CIK 0001276560 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 80,500

F1 · price: Reflects the weighted average purchase price. The range of prices for these transactions was $16.30 to $16.55. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Shares held by Edward Rabin Trust, f/b/o Edward Rabin, Jackie Rabin and family.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 21:03 UTC
Alt Aaron ESVP, CFO & President-SBS
PurchaseCommon Stock 2,700 $18.66 $50,382.00
Disclosure

SEC source: 0001127602-19-006277 · form4.xml · nonDerivative · entry 1

Alt Aaron E · CIK 0001741576 · SVP, CFO & President-SBS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,091

F1 · price: Reflects the weighted average purchase price. The range of prices for these transactions was $18.655 to $18.66. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 17:22 UTC PurchaseCommon Stock 2,000 $17.65 $35,301.80
Disclosure

SEC source: 0001127602-19-004813 · form4.xml · nonDerivative · entry 2

RABIN EDWARD W · CIK 0001276560 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 13,500

F1 · price: Reflects the weighted average purchase price. The range of prices for these transactions was $17.57 to $17.77. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: Shares held by Jackie Rabin SEP IRA, f/b/o Jackie Rabin.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 17:22 UTC PurchaseCommon Stock 2,500 $17.64 $44,108.00
Disclosure

SEC source: 0001127602-19-004813 · form4.xml · nonDerivative · entry 1

RABIN EDWARD W · CIK 0001276560 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 76,500

F1 · price: Reflects the weighted average purchase price. The range of prices for these transactions was $17.57 to $17.77. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Shares held by Edward Rabin Trust, f/b/o Edward Rabin, Jackie Rabin and family.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 21:43 UTC GrantRestricted Stock Units · Derivative 5,412 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-003384 · form4.xml · derivative · entry 1

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,412

Underlying: Common Stock · 5,412 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.expiration_date: The restricted stock units vest on September 30, 2019.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 16:40 UTC
MCMASTER ROBERT RDirector · Chariman of the Board
Exercise / conversionRestricted Stock Units · Derivative 7,175 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-000740 · form4.xml · derivative · entry 2

MCMASTER ROBERT R · CIK 0001258998 · Director · Chariman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,175 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.expiration_date: On November 1, 2017, the reporting person was granted 7,175 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on September 30, 2018 and the reporting person elected to receive shares of common stock in settlement of the RSUs on January 2, 2019.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 16:40 UTC
MCMASTER ROBERT RDirector · Chariman of the Board
Exercise / conversionCommon Stock 7,175 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-000740 · form4.xml · nonDerivative · entry 1

MCMASTER ROBERT R · CIK 0001258998 · Director · Chariman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

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November 13, 2018 Filed Nov 13, 2018 19:54 UTC
Alt Aaron ESVP, CFO & President-SBS
PurchaseCommon Stock 2,400 $20.75 $49,790.16
Disclosure

SEC source: 0001127602-18-032780 · form4.xml · nonDerivative · entry 1

Alt Aaron E · CIK 0001741576 · SVP, CFO & President-SBS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,391

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November 13, 2018 Filed Nov 20, 2018 21:20 UTC
Spinks Mark GregoryPresident-Beauty Systems Group
SaleCommon Stock 11,538 $20.60 $237,640.11
Disclosure

SEC source: 0001127602-18-034001 · form4.xml · nonDerivative · entry 1

Spinks Mark Gregory · CIK 0001649404 · President-Beauty Systems Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,493

F1 · price: Reflects the weighted average sale price. The range of prices for these transactions was $20.465 to $20.73. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

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November 12, 2018 Filed Nov 14, 2018 18:50 UTC
Sherman Scott CSVP & CHRO
SaleCommon Stock 3,100 $21.72 $67,341.61
Disclosure

SEC source: 0001127602-18-033104 · form4.xml · nonDerivative · entry 1

Sherman Scott C · CIK 0001718810 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,312

F1 · price: Reflects the weighted average sale price. The range of prices for these transactions was $21.70 to $21.73. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

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November 01, 2018 Filed Nov 5, 2018 18:34 UTC GrantRestricted Stock Units · Derivative 7,717 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-032128 · form4.xml · derivative · entry 2

EISENBERG MARSHALL E · CIK 0001056938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,717

Underlying: Common Stock · 7,717 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest on September 30, 2019. Vested shares will be delivered to the reporting person on the date such reporting person's service as a Director of the Issuer has terminated.

F2 · derivative.expiration_date: The restricted stock units vest on September 30, 2019. Vested shares will be delivered to the reporting person on the date such reporting person's service as a Director of the Issuer has terminated.

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November 01, 2018 Filed Nov 5, 2018 18:49 UTC GrantRestricted Stock Units · Derivative 7,717 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-032147 · form4.xml · derivative · entry 1

Mooney P. Kelly · CIK 0001751798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,717

Underlying: Common Stock · 7,717 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest, and shares will be delivered to the reporting person, on September 30, 2019.

F2 · derivative.expiration_date: The restricted stock units vest, and shares will be delivered to the reporting person, on September 30, 2019.

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November 01, 2018 Filed Nov 5, 2018 19:23 UTC
Sherman Scott CSVP & CHRO
GrantEmployee Stock Option (Right to Buy) · Derivative 26,109 $0.00 Strike: $18.14 $0.00
Disclosure

SEC source: 0001127602-18-032166 · form4.xml · derivative · entry 3

Sherman Scott C · CIK 0001718810 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,109

Underlying: Common Stock · 26,109 shares

Expires 2028-09-30

F3 · security: Grant of options under the Sally Beauty Holdings, Inc. Amended and Restated 2010 Omnibus Incentive Plan.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on September 30, 2019.

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November 01, 2018 Filed Nov 5, 2018 19:23 UTC
Sherman Scott CSVP & CHRO
GrantCommon Stock 701 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-032166 · form4.xml · nonDerivative · entry 2

Sherman Scott C · CIK 0001718810 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,412

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November 01, 2018 Filed Nov 5, 2018 19:23 UTC
Sherman Scott CSVP & CHRO
GrantCommon Stock 8,186 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-032166 · form4.xml · nonDerivative · entry 1

Sherman Scott C · CIK 0001718810 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,711

F1 · security: Grant of Restricted Stock under the Sally Beauty Holdings, Inc. Amended and Restated 2010 Omnibus Incentive Plan.

F2 · shares: The restrictions on the shares shall lapse annually in three equal installments beginning on September 30, 2019.

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November 01, 2018 Filed Nov 5, 2018 18:39 UTC GrantRestricted Stock Units · Derivative 7,717 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-032135 · form4.xml · derivative · entry 1

Heasley Linda · CIK 0001700780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,717

Underlying: Common Stock · 7,717 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest on September 30, 2019. Vested shares will be delivered to the reporting person as to twenty-five percent on September 30, 2019, as to twenty-five percent on September 30, 2020 and as to fifty-percent on the date such reporting person's service as a Director of the Issuer has terminated.

F2 · derivative.expiration_date: The restricted stock units vest on September 30, 2019. Vested shares will be delivered to the reporting person as to twenty-five percent on September 30, 2019, as to twenty-five percent on September 30, 2020 and as to fifty-percent on the date such reporting person's service as a Director of the Issuer has terminated.

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November 01, 2018 Filed Nov 5, 2018 18:27 UTC
Baxter Brently G.GVP, PAO & Controller
GrantEmployee Stock Option (Right to Buy) · Derivative 13,054 $0.00 Strike: $18.14 $0.00
Disclosure

SEC source: 0001127602-18-032122 · form4.xml · derivative · entry 2

Baxter Brently G. · CIK 0001606769 · GVP, PAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,054

Underlying: Common Stock · 13,054 shares

Expires 2028-09-30

F3 · security: Grant of options under the Sally Beauty Holdings, Inc. Amended and Restated 2010 Omnibus Incentive Plan.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on September 30, 2019.

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November 01, 2018 Filed Nov 5, 2018 18:27 UTC
Baxter Brently G.GVP, PAO & Controller
GrantCommon Stock 4,093 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-032122 · form4.xml · nonDerivative · entry 1

Baxter Brently G. · CIK 0001606769 · GVP, PAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,706

F1 · security: Grant of Restricted Stock under the Sally Beauty Holdings, Inc. Amended and Restated 2010 Omnibus Incentive Plan.

F2 · shares: The restrictions on the shares shall lapse annually in three equal installments beginning on September 30, 2019.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 18:32 UTC
Brickman Christian A.Director · President & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 232,081 $0.00 Strike: $18.14 $0.00
Disclosure

SEC source: 0001127602-18-032126 · form4.xml · derivative · entry 2

Brickman Christian A. · CIK 0001444027 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,081

Underlying: Common Stock · 232,081 shares

Expires 2028-11-01

F3 · security: Grant of options under the Sally Beauty Holdings, Inc. Amended and Restated 2010 Omnibus Incentive Plan.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on September 30, 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.