Tapewire

NYSE · USD

SBH

Sally Beauty Holdings, Inc.

Export transactions ↓
Tapewire entity
4676
SEC CIK
0001368458
Parsed reports
450

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 08, 2020 Filed May 11, 2020 21:17 UTC SaleCommon Stock 4,580 $10.49 $48,032.75
Disclosure

SEC source: 0001127602-20-016101 · form4.xml · nonDerivative · entry 1

Mulder Susan R · CIK 0001624390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Reflects the weighted average sale price. The range of prices for these transactions was $10.415 to $10.535. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 08, 2020 Filed May 12, 2020 17:06 UTC PurchaseCommon Stock 3,500 $10.40 $36,403.50
Disclosure

SEC source: 0001127602-20-016299 · form4.xml · nonDerivative · entry 1

RABIN EDWARD W · CIK 0001276560 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 106,750

F1 · price: Reflects the weighted average purchase price. The range of prices for these transactions was $10.23 to $10.58. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Shares held by Edward Rabin Trust, f/b/o Edward Rabin, Jackie Rabin and family.

Read SEC document
April 09, 2020 Filed Apr 10, 2020 20:05 UTC
Platz Marlo Michelle CormierSVP, Finance & Chief Acct Offi
GrantCommon Stock 22,624 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-013577 · form4.xml · nonDerivative · entry 1

Platz Marlo Michelle Cormier · CIK 0001526548 · SVP, Finance & Chief Acct Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,624

F1 · security: Grant of Restricted Stock under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F2 · shares: The restrictions on the shares shall lapse annually in three equal installments beginning on April 9, 2021.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 16:39 UTC PurchaseCommon Stock 500 $12.52 $6,260.00
Disclosure

SEC source: 0001127602-20-009968 · form4.xml · nonDerivative · entry 2

RABIN EDWARD W · CIK 0001276560 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 20,000

F3 · price: Reflects the weighted average purchase price. The range of prices for these transactions was $12.495 to $12.54. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F4 · ownership.nature: Shares held by Jackie Rabin SEP IRA, f/b/o Jackie Rabin.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 16:39 UTC PurchaseCommon Stock 2,750 $12.34 $33,926.75
Disclosure

SEC source: 0001127602-20-009968 · form4.xml · nonDerivative · entry 1

RABIN EDWARD W · CIK 0001276560 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 103,250

F1 · price: Reflects the weighted average purchase price. The range of prices for these transactions was $11.83 to $12.67. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Shares held by Edward Rabin Trust, f/b/o Edward Rabin, Jackie Rabin and family.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 12:41 UTC
Alt Aaron ESVP, CFO & President-SBS
PurchaseCommon Stock 2,000 $11.87 $23,748.40
Disclosure

SEC source: 0001127602-20-009897 · form4.xml · nonDerivative · entry 1

Alt Aaron E · CIK 0001741576 · SVP, CFO & President-SBS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,833

Read SEC document
March 05, 2020 Filed Mar 6, 2020 17:02 UTC PurchaseCommon Stock 1,000 $12.22 $12,224.00
Disclosure

SEC source: 0001127602-20-009846 · form4.xml · nonDerivative · entry 2

RABIN EDWARD W · CIK 0001276560 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 19,500

F3 · price: Reflects the weighted average purchase price. The range of prices for these transactions was $12.11 to $12.30. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F4 · ownership.nature: Shares held by Jackie Rabin SEP IRA, f/b/o Jackie Rabin.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 17:02 UTC PurchaseCommon Stock 4,000 $12.28 $49,120.00
Disclosure

SEC source: 0001127602-20-009846 · form4.xml · nonDerivative · entry 1

RABIN EDWARD W · CIK 0001276560 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 100,500

F1 · price: Reflects the weighted average purchase price. The range of prices for these transactions was $12.12 to $12.44. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Shares held by Edward Rabin Trust, f/b/o Edward Rabin, Jackie Rabin and family.

Read SEC document
March 02, 2020 Filed Mar 2, 2020 17:41 UTC
MCMASTER ROBERT RDirector · Chairman of the Board
PurchaseCommon Stock 4,500 $12.06 $54,257.40
Disclosure

SEC source: 0001127602-20-008651 · form4.xml · nonDerivative · entry 1

MCMASTER ROBERT R · CIK 0001258998 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,779

Read SEC document
February 24, 2020 Filed Feb 24, 2020 17:33 UTC
Brickman Christian A.Director · President & CEO
PurchaseCommon Stock 7,650 $12.38 $94,675.64
Disclosure

SEC source: 0001127602-20-007362 · form4.xml · nonDerivative · entry 1

Brickman Christian A. · CIK 0001444027 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,741

Read SEC document
February 11, 2020 Filed Feb 12, 2020 16:31 UTC PurchaseCommon Stock 3,000 $13.32 $39,969.00
Disclosure

SEC source: 0001127602-20-005080 · form4.xml · nonDerivative · entry 4

RABIN EDWARD W · CIK 0001276560 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 96,500

F6 · price: Reflects the weighted average purchase price. The range of prices for these transactions was $13.17 to $13.42. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F4 · ownership.nature: Shares held by Edward Rabin Trust, f/b/o Edward Rabin, Jackie Rabin and family.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 16:31 UTC PurchaseCommon Stock 500 $13.22 $6,610.50
Disclosure

SEC source: 0001127602-20-005080 · form4.xml · nonDerivative · entry 3

RABIN EDWARD W · CIK 0001276560 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 18,500

F5 · price: Reflects the weighted average purchase price. The range of prices for these transactions was $13.20 to $13.235. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Shares held by Jackie Rabin SEP IRA, f/b/o Jackie Rabin.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 16:31 UTC PurchaseCommon Stock 4,500 $13.25 $59,607.00
Disclosure

SEC source: 0001127602-20-005080 · form4.xml · nonDerivative · entry 2

RABIN EDWARD W · CIK 0001276560 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 93,500

F3 · price: Reflects the weighted average purchase price. The range of prices for these transactions was $13.19 to $13.31. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F4 · ownership.nature: Shares held by Edward Rabin Trust, f/b/o Edward Rabin, Jackie Rabin and family.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 16:31 UTC PurchaseCommon Stock 1,000 $13.22 $13,223.00
Disclosure

SEC source: 0001127602-20-005080 · form4.xml · nonDerivative · entry 1

RABIN EDWARD W · CIK 0001276560 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 18,000

F1 · price: Reflects the weighted average purchase price. The range of prices for these transactions was $13.20 to $13.26. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Shares held by Jackie Rabin SEP IRA, f/b/o Jackie Rabin.

Read SEC document
January 30, 2020 Filed Jan 31, 2020 16:16 UTC GrantRestricted Stock Units · Derivative 6,133 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-002893 · form4.xml · derivative · entry 1

Flur Dorlisa K · CIK 0001291353 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,133

Underlying: Common Stock · 6,133 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.expiration_date: The restricted stock units vest on November 15, 2020.

Read SEC document
January 30, 2020 Filed Jan 31, 2020 16:12 UTC GrantRestricted Stock Units · Derivative 6,133 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-002889 · form4.xml · derivative · entry 1

Baer Timothy R · CIK 0001290220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,133

Underlying: Common Stock · 6,133 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.expiration_date: The restricted stock units vest on November 15, 2020.

Read SEC document
January 15, 2020 Filed Jan 16, 2020 16:17 UTC
MCMASTER ROBERT RDirector · Chairman of the Board
Exercise / conversionRestricted Stock Units · Derivative 10,474 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-001801 · form4.xml · derivative · entry 2

MCMASTER ROBERT R · CIK 0001258998 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,474 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.expiration_date: On November 1, 2018, the reporting person was granted 10,474 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on September 30, 2019 and the reporting person elected to receive shares of common stock in settlement of the RSUs on January 15, 2020.

Read SEC document
January 15, 2020 Filed Jan 16, 2020 16:17 UTC
MCMASTER ROBERT RDirector · Chairman of the Board
Exercise / conversionCommon Stock 10,474 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-001801 · form4.xml · nonDerivative · entry 1

MCMASTER ROBERT R · CIK 0001258998 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 19, 2019 Filed Nov 20, 2019 21:32 UTC
Spinks Mark GregoryPresident-Beauty Systems Group
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $11.39 $0.00
Disclosure

SEC source: 0001127602-19-033383 · form4.xml · derivative · entry 4

Spinks Mark Gregory · CIK 0001649404 · President-Beauty Systems Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2020-10-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is currently exercisable in full.

Read SEC document
November 19, 2019 Filed Nov 20, 2019 21:32 UTC
Spinks Mark GregoryPresident-Beauty Systems Group
SaleCommon Stock 25,000 $18.50 $462,400.00
Disclosure

SEC source: 0001127602-19-033383 · form4.xml · nonDerivative · entry 2

Spinks Mark Gregory · CIK 0001649404 · President-Beauty Systems Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,575

F1 · price: Reflects the weighted average sale price. The range of prices for these transactions was $18.42 to $18.535. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 19, 2019 Filed Nov 20, 2019 21:32 UTC
Spinks Mark GregoryPresident-Beauty Systems Group
Exercise / conversionCommon Stock 25,000 $11.39 $284,750.00
Disclosure

SEC source: 0001127602-19-033383 · form4.xml · nonDerivative · entry 1

Spinks Mark Gregory · CIK 0001649404 · President-Beauty Systems Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 16:57 UTC GrantRestricted Stock Units · Derivative 8,408 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-032215 · form4.xml · derivative · entry 1

EISENBERG MARSHALL E · CIK 0001056938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,408

Underlying: Common Stock · 8,408 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest on November 15, 2020. Vested shares will be delivered to the reporting person on the date such reporting person's service as a Director of the Issuer has terminated.

F2 · derivative.expiration_date: The restricted stock units vest on November 15, 2020. Vested shares will be delivered to the reporting person on the date such reporting person's service as a Director of the Issuer has terminated.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 19:14 UTC
Sherman Scott CSVP & CHRO
GrantEmployee Stock Option (Right to Buy) · Derivative 27,010 $0.00 Strike: $16.65 $0.00
Disclosure

SEC source: 0001127602-19-032237 · form4.xml · derivative · entry 2

Sherman Scott C · CIK 0001718810 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,010

Underlying: Common Stock · 27,010 shares

Expires 2029-11-05

F3 · security: Grant of options under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on November 15, 2020.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 19:14 UTC
Sherman Scott CSVP & CHRO
GrantCommon Stock 8,918 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-032237 · form4.xml · nonDerivative · entry 1

Sherman Scott C · CIK 0001718810 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,949

F1 · security: Grant of Restricted Stock under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F2 · shares: The restrictions on the shares shall lapse annually in three equal installments beginning on November 15, 2020.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 16:25 UTC GrantRestricted Stock Units · Derivative 8,408 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-032178 · form4.xml · derivative · entry 1

Mooney P. Kelly · CIK 0001751798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,408

Underlying: Common Stock · 8,408 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest and shares will be delivered to the reporting person on November 15, 2020.

F2 · derivative.expiration_date: The restricted stock units vest and shares will be delivered to the reporting person on November 15, 2020.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 16:39 UTC GrantRestricted Stock Units · Derivative 8,408 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-032197 · form4.xml · derivative · entry 1

Heasley Linda · CIK 0001700780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,408

Underlying: Common Stock · 8,408 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest and shares will be delivered to the reporting person on November 15, 2020.

F2 · derivative.expiration_date: The restricted stock units vest and shares will be delivered to the reporting person on November 15, 2020.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 19:18 UTC
Brickman Christian A.Director · President & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 240,091 $0.00 Strike: $16.65 $0.00
Disclosure

SEC source: 0001127602-19-032244 · form4.xml · derivative · entry 2

Brickman Christian A. · CIK 0001444027 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,091

Underlying: Common Stock · 240,091 shares

Expires 2029-11-05

F3 · security: Grant of options under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on November 15, 2020.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 19:18 UTC
Brickman Christian A.Director · President & CEO
GrantCommon Stock 79,279 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-032244 · form4.xml · nonDerivative · entry 1

Brickman Christian A. · CIK 0001444027 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,091

F1 · security: Grant of Restricted Stock under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F2 · shares: The restrictions on the shares shall lapse annually in three equal installments beginning on November 15, 2020.

Read SEC document
November 05, 2019 Filed Nov 8, 2019 00:19 UTC
Alt Aaron ESVP, CFO & President-SBS
GrantEmployee Stock Option (Right to Buy) · Derivative 60,022 $0.00 Strike: $16.65 $0.00
Disclosure

SEC source: 0001127602-19-032247 · form4.xml · derivative · entry 2

Alt Aaron E · CIK 0001741576 · SVP, CFO & President-SBS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,022

Underlying: Common Stock · 60,022 shares

Expires 2029-11-05

F3 · security: Grant of options under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on November 15, 2020.

Read SEC document
November 05, 2019 Filed Nov 8, 2019 00:19 UTC
Alt Aaron ESVP, CFO & President-SBS
GrantCommon Stock 19,819 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-032247 · form4.xml · nonDerivative · entry 1

Alt Aaron E · CIK 0001741576 · SVP, CFO & President-SBS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,833

F1 · security: Grant of Restricted Stock under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F2 · shares: The restrictions on the shares shall lapse annually in three equal installments beginning on November 15, 2020.

Read SEC document
November 05, 2019 Filed Nov 8, 2019 00:10 UTC
Newton Kenneth MarkInterim Principal Acctng Offcr
GrantCommon Stock 1,801 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-032233 · form4.xml · nonDerivative · entry 1

Newton Kenneth Mark · CIK 0001790448 · Interim Principal Acctng Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,099

F1 · security: Grant of Restricted Stock under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F2 · shares: The restrictions on the shares shall lapse annually in three equal installments beginning on November 15, 2020.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 21:42 UTC GrantRestricted Stock Units · Derivative 8,408 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-032202 · form4.xml · derivative · entry 1

Gibbs David W · CIK 0001628590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,408

Underlying: Common Stock · 8,408 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest and shares will be delivered to the reporting person on November 15, 2020.

F2 · derivative.expiration_date: The restricted stock units vest and shares will be delivered to the reporting person on November 15, 2020.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 16:29 UTC
MCMASTER ROBERT RDirector · Chariman of the Board
GrantRestricted Stock Units · Derivative 11,411 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-032184 · form4.xml · derivative · entry 1

MCMASTER ROBERT R · CIK 0001258998 · Director · Chariman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,411

Underlying: Common Stock · 11,411 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest and shares will be delivered to the reporting person on November 15, 2020.

F2 · derivative.expiration_date: The restricted stock units vest and shares will be delivered to the reporting person on November 15, 2020.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 16:28 UTC GrantRestricted Stock Units · Derivative 8,408 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-032182 · form4.xml · derivative · entry 1

MILLER JOHN A · CIK 0001222215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,408

Underlying: Common Stock · 8,408 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest and shares will be delivered to the reporting person on November 15, 2020.

F2 · derivative.expiration_date: The restricted stock units vest and shares will be delivered to the reporting person on November 15, 2020.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 21:47 UTC GrantRestricted Stock Units · Derivative 8,408 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-032208 · form4.xml · derivative · entry 1

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,408

Underlying: Common Stock · 8,408 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest on November 15, 2020. Vested shares will be delivered to the reporting person on the date such reporting person's service as a Director of the Issuer has terminated.

F2 · derivative.expiration_date: The restricted stock units vest on November 15, 2020. Vested shares will be delivered to the reporting person on the date such reporting person's service as a Director of the Issuer has terminated.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 16:20 UTC GrantRestricted Stock Units · Derivative 8,408 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-032163 · form4.xml · derivative · entry 1

RABIN EDWARD W · CIK 0001276560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,408

Underlying: Common Stock · 8,408 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest on November 15, 2020. Vested shares will be delivered to the reporting person as to seventy-five percent on November 15, 2020 and as to twenty-five percent on the date such reporting person's service as a Director of the Issuer has terminated.

F2 · derivative.expiration_date: The restricted stock units vest on November 15, 2020. Vested shares will be delivered to the reporting person as to seventy-five percent on November 15, 2020 and as to twenty-five percent on the date such reporting person's service as a Director of the Issuer has terminated.

Read SEC document
November 05, 2019 Filed Nov 8, 2019 00:16 UTC
Henrich John MSVP, Gen Counsel & Secretary
GrantEmployee Stock Option (Right to Buy) · Derivative 27,010 $0.00 Strike: $16.65 $0.00
Disclosure

SEC source: 0001127602-19-032242 · form4.xml · derivative · entry 2

Henrich John M · CIK 0001779562 · SVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,010

Underlying: Common Stock · 27,010 shares

Expires 2029-11-05

F3 · security: Grant of options under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on November 15, 2020.

Read SEC document
November 05, 2019 Filed Nov 8, 2019 00:16 UTC
Henrich John MSVP, Gen Counsel & Secretary
GrantCommon Stock 8,918 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-032242 · form4.xml · nonDerivative · entry 1

Henrich John M · CIK 0001779562 · SVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,200

F1 · security: Grant of Restricted Stock under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F2 · shares: The restrictions on the shares shall lapse annually in three equal installments beginning on November 15, 2020.

Read SEC document
November 05, 2019 Filed Nov 8, 2019 00:15 UTC
Kohn Pamela KSVP, Chief Merchandising Offcr
GrantEmployee Stock Option (Right to Buy) · Derivative 48,018 $0.00 Strike: $16.65 $0.00
Disclosure

SEC source: 0001127602-19-032239 · form4.xml · derivative · entry 2

Kohn Pamela K · CIK 0001663054 · SVP, Chief Merchandising Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,018

Underlying: Common Stock · 48,018 shares

Expires 2029-11-05

F3 · security: Grant of options under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on November 15, 2020.

Read SEC document
November 05, 2019 Filed Nov 8, 2019 00:15 UTC
Kohn Pamela KSVP, Chief Merchandising Offcr
GrantCommon Stock 15,855 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-032239 · form4.xml · nonDerivative · entry 1

Kohn Pamela K · CIK 0001663054 · SVP, Chief Merchandising Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,084

F1 · security: Grant of Restricted Stock under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F2 · shares: The restrictions on the shares shall lapse annually in three equal installments beginning on November 15, 2020.

Read SEC document
November 05, 2019 Filed Nov 8, 2019 00:12 UTC
Spinks Mark GregoryPresident-Beauty Systems Group
GrantEmployee Stock Option (Right to Buy) · Derivative 36,013 $0.00 Strike: $16.65 $0.00
Disclosure

SEC source: 0001127602-19-032235 · form4.xml · derivative · entry 3

Spinks Mark Gregory · CIK 0001649404 · President-Beauty Systems Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,013

Underlying: Common Stock · 36,013 shares

Expires 2029-11-05

F3 · security: Grant of options under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on November 15, 2020.

Read SEC document
November 05, 2019 Filed Nov 8, 2019 00:12 UTC
Spinks Mark GregoryPresident-Beauty Systems Group
GrantCommon Stock 11,891 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-032235 · form4.xml · nonDerivative · entry 1

Spinks Mark Gregory · CIK 0001649404 · President-Beauty Systems Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,575

F1 · security: Grant of Restricted Stock under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F2 · shares: The restrictions on the shares shall lapse annually in three equal installments beginning on November 15, 2020.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 21:33 UTC GrantRestricted Stock Units · Derivative 8,408 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-032189 · form4.xml · derivative · entry 1

Magnacca Joseph C · CIK 0001516360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,408

Underlying: Common Stock · 8,408 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest on November 15, 2020. Vested shares will be delivered to the reporting person on the date such reporting person's service as a Director of the Issuer has terminated.

F2 · derivative.expiration_date: The restricted stock units vest on November 15, 2020. Vested shares will be delivered to the reporting person on the date such reporting person's service as a Director of the Issuer has terminated.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 21:24 UTC GrantRestricted Stock Units · Derivative 8,408 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-032174 · form4.xml · derivative · entry 1

Mulder Susan R · CIK 0001624390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,408

Underlying: Common Stock · 8,408 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest on November 15, 2020. Vested shares will be delivered to the reporting person on the date such reporting person's service as a Director of the Issuer has terminated.

F2 · derivative.expiration_date: The restricted stock units vest on November 15, 2020. Vested shares will be delivered to the reporting person on the date such reporting person's service as a Director of the Issuer has terminated.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 21:23 UTC GrantRestricted Stock Units · Derivative 8,408 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-032170 · form4.xml · derivative · entry 1

Paulonis Denise · CIK 0001683382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,408

Underlying: Common Stock · 8,408 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest and shares will be delivered to the reporting person on November 15, 2020.

F2 · derivative.expiration_date: The restricted stock units vest and shares will be delivered to the reporting person on November 15, 2020.

Read SEC document
October 03, 2019 Filed Oct 4, 2019 20:02 UTC
Kohn Pamela KSVP, Chief Merchandising Offcr
GrantCommon Stock 20,229 $14.83 $299,996.07
Disclosure

SEC source: 0001127602-19-030138 · form4.xml · nonDerivative · entry 1

Kohn Pamela K · CIK 0001663054 · SVP, Chief Merchandising Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,229

F1 · security: Grant of Restricted Stock under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F2 · shares: The restrictions on the shares shall lapse annually in three equal installments beginning on October 3, 2020.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 17:57 UTC Exercise / conversionRestricted Stock Units · Derivative 7,717 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-029482 · form4.xml · derivative · entry 2

Mooney P. Kelly · CIK 0001751798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,717 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.expiration_date: On November 1, 2018, the reporting person was granted 7,717 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on September 30, 2019 and the reporting person elected to receive shares of common stock in settlement of the RSUs on such date.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 17:57 UTC Exercise / conversionCommon Stock 7,717 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-029482 · form4.xml · nonDerivative · entry 1

Mooney P. Kelly · CIK 0001751798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 18:06 UTC Exercise / conversionRestricted Stock Units · Derivative 1,929 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-029497 · form4.xml · derivative · entry 2

Heasley Linda · CIK 0001700780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,788

Underlying: Common Stock · 1,929 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.expiration_date: On November 1, 2018, the reporting person was granted 7,717 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on September 30, 2019 and the reporting person elected to receive 1,929 shares of common stock in settlement of the RSUs on such date.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 18:06 UTC Exercise / conversionCommon Stock 1,929 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-029497 · form4.xml · nonDerivative · entry 1

Heasley Linda · CIK 0001700780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.