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SBH

Sally Beauty Holdings, Inc.

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4676
SEC CIK
0001368458
Parsed reports
450

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 04, 2020 Filed Nov 6, 2020 16:05 UTC GrantRestricted Stock Units · Derivative 15,401 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028353 · form4.xml · derivative · entry 1

EISENBERG MARSHALL E · CIK 0001056938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,401

Underlying: Common Stock · 15,401 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest on November 15, 2021. Vested shares will be delivered to the reporting person on the date such reporting person's service as a Director of the Issuer has terminated.

F2 · derivative.expiration_date: The restricted stock units vest on November 15, 2021. Vested shares will be delivered to the reporting person on the date such reporting person's service as a Director of the Issuer has terminated.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 17:09 UTC
Brickman Christian A.Director · President & CEO
GrantRestricted Stock Units · Derivative 145,214 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028401 · form4.xml · derivative · entry 2

Brickman Christian A. · CIK 0001444027 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,214

Underlying: Common Stock · 145,214 shares

Expires not disclosed

F1 · security: Grant of options and restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The options and restricted stock units vest in three equal annual installments beginning on November 15, 2021.

F2 · derivative.expiration_date: The options and restricted stock units vest in three equal annual installments beginning on November 15, 2021.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 17:09 UTC
Brickman Christian A.Director · President & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 354,563 $0.00 Strike: $9.09 $0.00
Disclosure

SEC source: 0001127602-20-028401 · form4.xml · derivative · entry 1

Brickman Christian A. · CIK 0001444027 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,563

Underlying: Common Stock · 354,563 shares

Expires 2030-11-04

F1 · security: Grant of options and restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F2 · derivative.exercise_date: The options and restricted stock units vest in three equal annual installments beginning on November 15, 2021.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 16:58 UTC GrantRestricted Stock Units · Derivative 15,401 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028397 · form4.xml · derivative · entry 1

Mooney P. Kelly · CIK 0001751798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,401

Underlying: Common Stock · 15,401 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest and shares will be delivered to the reporting person on November 15, 2021.

F2 · derivative.expiration_date: The restricted stock units vest and shares will be delivered to the reporting person on November 15, 2021.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 16:30 UTC
Sherman Scott CSVP & CHRO
GrantRestricted Stock Units · Derivative 16,336 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028372 · form4.xml · derivative · entry 2

Sherman Scott C · CIK 0001718810 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,336

Underlying: Common Stock · 16,336 shares

Expires not disclosed

F1 · security: Grant of options and restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The options and restricted stock units vest in three equal annual installments beginning on November 15, 2021.

F2 · derivative.expiration_date: The options and restricted stock units vest in three equal annual installments beginning on November 15, 2021.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 16:30 UTC
Sherman Scott CSVP & CHRO
GrantEmployee Stock Option (Right to Buy) · Derivative 39,888 $0.00 Strike: $9.09 $0.00
Disclosure

SEC source: 0001127602-20-028372 · form4.xml · derivative · entry 1

Sherman Scott C · CIK 0001718810 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,888

Underlying: Common Stock · 39,888 shares

Expires 2030-11-04

F1 · security: Grant of options and restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F2 · derivative.exercise_date: The options and restricted stock units vest in three equal annual installments beginning on November 15, 2021.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 17:11 UTC GrantRestricted Stock Units · Derivative 15,401 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028403 · form4.xml · derivative · entry 1

Heasley Linda · CIK 0001700780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,401

Underlying: Common Stock · 15,401 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest and shares will be delivered to the reporting person on November 15, 2021.

F2 · derivative.expiration_date: The restricted stock units vest and shares will be delivered to the reporting person on November 15, 2021.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 16:08 UTC GrantRestricted Stock Units · Derivative 15,401 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028358 · form4.xml · derivative · entry 1

Flur Dorlisa K · CIK 0001291353 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,401

Underlying: Common Stock · 15,401 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest on November 15, 2021. Vested shares will be delivered to the reporting person on the date such reporting person's service as a Director of the Issuer has terminated.

F2 · derivative.expiration_date: The restricted stock units vest on November 15, 2021. Vested shares will be delivered to the reporting person on the date such reporting person's service as a Director of the Issuer has terminated.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 16:00 UTC GrantRestricted Stock Units · Derivative 15,401 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028348 · form4.xml · derivative · entry 1

Baer Timothy R · CIK 0001290220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,401

Underlying: Common Stock · 15,401 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest on November 15, 2021. Vested shares will be delivered to the reporting person on the earlier of i) January 1, 2030, ii) the date such reporting person's service as a Director of the Issuer has terminated or iii) upon change in control of ownership of the Issuer.

F2 · derivative.expiration_date: The restricted stock units vest on November 15, 2021. Vested shares will be delivered to the reporting person on the earlier of i) January 1, 2030, ii) the date such reporting person's service as a Director of the Issuer has terminated or iii) upon change in control of ownership of the Issuer.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 16:47 UTC
MCMASTER ROBERT RDirector · Chairman of the Board
GrantRestricted Stock Units · Derivative 20,902 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028387 · form4.xml · derivative · entry 1

MCMASTER ROBERT R · CIK 0001258998 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,902

Underlying: Common Stock · 20,902 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest on November 15, 2021. Vested shares will be delivered to the reporting person on the earlier of i) January 4, 2021, ii) the date such reporting person's service as a Director of the Issuer has terminated or iii) upon change in control of ownership of the Issuer.

F2 · derivative.expiration_date: The restricted stock units vest on November 15, 2021. Vested shares will be delivered to the reporting person on the earlier of i) January 4, 2021, ii) the date such reporting person's service as a Director of the Issuer has terminated or iii) upon change in control of ownership of the Issuer.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 16:56 UTC GrantRestricted Stock Units · Derivative 15,401 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028395 · form4.xml · derivative · entry 1

MILLER JOHN A · CIK 0001222215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,401

Underlying: Common Stock · 15,401 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest and shares will be delivered to the reporting person on November 15, 2021.

F2 · derivative.expiration_date: The restricted stock units vest and shares will be delivered to the reporting person on November 15, 2021.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 20:59 UTC GrantRestricted Stock Units · Derivative 15,401 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028347 · form4.xml · derivative · entry 1

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,401

Underlying: Common Stock · 15,401 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest on November 15, 2021. Vested shares will be delivered to the reporting person on the earlier of i) December 31, 2036, ii) the date such reporting person's service as a Director of the Issuer has terminated or iii) upon change in control of ownership of the Issuer.

F2 · derivative.expiration_date: The restricted stock units vest on November 15, 2021. Vested shares will be delivered to the reporting person on the earlier of i) December 31, 2036, ii) the date such reporting person's service as a Director of the Issuer has terminated or iii) upon change in control of ownership of the Issuer.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 16:34 UTC GrantRestricted Stock Units · Derivative 15,401 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028377 · form4.xml · derivative · entry 1

RABIN EDWARD W · CIK 0001276560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,401

Underlying: Common Stock · 15,401 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest on November 15, 2021. Vested shares will be delivered to the reporting person on the date such reporting person's service as a Director of the Issuer has terminated.

F2 · derivative.expiration_date: The restricted stock units vest on November 15, 2021. Vested shares will be delivered to the reporting person on the date such reporting person's service as a Director of the Issuer has terminated.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:52 UTC GrantRestricted Stock Units · Derivative 15,401 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028392 · form4.xml · derivative · entry 1

Mulder Susan R · CIK 0001624390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,401

Underlying: Common Stock · 15,401 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest and shares will be delivered to the reporting person on November 15, 2021.

F2 · derivative.expiration_date: The restricted stock units vest and shares will be delivered to the reporting person on November 15, 2021.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:36 UTC GrantRestricted Stock Units · Derivative 15,401 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028381 · form4.xml · derivative · entry 1

Paulonis Denise · CIK 0001683382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,401

Underlying: Common Stock · 15,401 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest and shares will be delivered to the reporting person on November 15, 2021.

F2 · derivative.expiration_date: The restricted stock units vest and shares will be delivered to the reporting person on November 15, 2021.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:20 UTC
Spinks Mark GregoryPresident-Beauty Systems Group
GrantRestricted Stock Units · Derivative 21,782 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028366 · form4.xml · derivative · entry 2

Spinks Mark Gregory · CIK 0001649404 · President-Beauty Systems Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,782

Underlying: Common Stock · 21,782 shares

Expires not disclosed

F1 · security: Grant of options and restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The options and restricted stock units vest in three equal annual installments beginning on November 15, 2021.

F2 · derivative.expiration_date: The options and restricted stock units vest in three equal annual installments beginning on November 15, 2021.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:20 UTC
Spinks Mark GregoryPresident-Beauty Systems Group
GrantEmployee Stock Option (Right to Buy) · Derivative 53,184 $0.00 Strike: $9.09 $0.00
Disclosure

SEC source: 0001127602-20-028366 · form4.xml · derivative · entry 1

Spinks Mark Gregory · CIK 0001649404 · President-Beauty Systems Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,184

Underlying: Common Stock · 53,184 shares

Expires 2030-11-04

F1 · security: Grant of options and restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F2 · derivative.exercise_date: The options and restricted stock units vest in three equal annual installments beginning on November 15, 2021.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:31 UTC
Platz Marlo Michelle CormierSVP, Finance & Chief Acct Offi
GrantRestricted Stock Units · Derivative 12,706 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028374 · form4.xml · derivative · entry 2

Platz Marlo Michelle Cormier · CIK 0001526548 · SVP, Finance & Chief Acct Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,706

Underlying: Common Stock · 12,706 shares

Expires not disclosed

F1 · security: Grant of options and restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The options and restricted stock units vest in three equal annual installments beginning on November 15, 2021.

F2 · derivative.expiration_date: The options and restricted stock units vest in three equal annual installments beginning on November 15, 2021.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:31 UTC
Platz Marlo Michelle CormierSVP, Finance & Chief Acct Offi
GrantEmployee Stock Option (Right to Buy) · Derivative 31,024 $0.00 Strike: $9.09 $0.00
Disclosure

SEC source: 0001127602-20-028374 · form4.xml · derivative · entry 1

Platz Marlo Michelle Cormier · CIK 0001526548 · SVP, Finance & Chief Acct Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,024

Underlying: Common Stock · 31,024 shares

Expires 2030-11-04

F1 · security: Grant of options and restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F2 · derivative.exercise_date: The options and restricted stock units vest in three equal annual installments beginning on November 15, 2021.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:17 UTC
Kohn Pamela KSVP, Chief Merchandising Offcr
GrantRestricted Stock Units · Derivative 29,042 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028363 · form4.xml · derivative · entry 2

Kohn Pamela K · CIK 0001663054 · SVP, Chief Merchandising Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,042

Underlying: Common Stock · 29,042 shares

Expires not disclosed

F1 · security: Grant of options and restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The options and restricted stock units vest in three equal annual installments beginning on November 15, 2021.

F2 · derivative.expiration_date: The options and restricted stock units vest in three equal annual installments beginning on November 15, 2021.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:17 UTC
Kohn Pamela KSVP, Chief Merchandising Offcr
GrantEmployee Stock Option (Right to Buy) · Derivative 70,912 $0.00 Strike: $9.09 $0.00
Disclosure

SEC source: 0001127602-20-028363 · form4.xml · derivative · entry 1

Kohn Pamela K · CIK 0001663054 · SVP, Chief Merchandising Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,912

Underlying: Common Stock · 70,912 shares

Expires 2030-11-04

F1 · security: Grant of options and restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F2 · derivative.exercise_date: The options and restricted stock units vest in three equal annual installments beginning on November 15, 2021.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:02 UTC
Alt Aaron ESVP, CFO & President-SBS
GrantRestricted Stock Units · Derivative 36,303 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028350 · form4.xml · derivative · entry 2

Alt Aaron E · CIK 0001741576 · SVP, CFO & President-SBS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,303

Underlying: Common Stock · 36,303 shares

Expires not disclosed

F1 · security: Grant of options and restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The options and restricted stock units vest in three equal annual installments beginning on November 15, 2021.

F2 · derivative.expiration_date: The options and restricted stock units vest in three equal annual installments beginning on November 15, 2021.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:02 UTC
Alt Aaron ESVP, CFO & President-SBS
GrantEmployee Stock Option (Right to Buy) · Derivative 88,640 $0.00 Strike: $9.09 $0.00
Disclosure

SEC source: 0001127602-20-028350 · form4.xml · derivative · entry 1

Alt Aaron E · CIK 0001741576 · SVP, CFO & President-SBS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,640

Underlying: Common Stock · 88,640 shares

Expires 2030-11-04

F1 · security: Grant of options and restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F2 · derivative.exercise_date: The options and restricted stock units vest in three equal annual installments beginning on November 15, 2021.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:15 UTC
Henrich John MSVP, Gen Counsel & Secretary
GrantRestricted Stock Units · Derivative 16,336 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028362 · form4.xml · derivative · entry 2

Henrich John M · CIK 0001779562 · SVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,336

Underlying: Common Stock · 16,336 shares

Expires not disclosed

F1 · security: Grant of options and restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The options and restricted stock units vest in three equal annual installments beginning on November 15, 2021.

F2 · derivative.expiration_date: The options and restricted stock units vest in three equal annual installments beginning on November 15, 2021.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:15 UTC
Henrich John MSVP, Gen Counsel & Secretary
GrantEmployee Stock Option (Right to Buy) · Derivative 39,888 $0.00 Strike: $9.09 $0.00
Disclosure

SEC source: 0001127602-20-028362 · form4.xml · derivative · entry 1

Henrich John M · CIK 0001779562 · SVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,888

Underlying: Common Stock · 39,888 shares

Expires 2030-11-04

F1 · security: Grant of options and restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F2 · derivative.exercise_date: The options and restricted stock units vest in three equal annual installments beginning on November 15, 2021.

Read SEC document
October 03, 2020 Filed Oct 6, 2020 20:23 UTC
Kohn Pamela KSVP, Chief Merchandising Offcr
Tax withholdingCommon Stock 1,642 $9.05 $14,860.10
Disclosure

SEC source: 0001127602-20-026606 · form4.xml · nonDerivative · entry 1

Kohn Pamela K · CIK 0001663054 · SVP, Chief Merchandising Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,442

F1 · shares: Divestiture of securities is solely in connection with payment of taxes incident to vesting of securities.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 17:23 UTC
Sherman Scott CSVP & CHRO
Tax withholdingCommon Stock 665 $8.69 $5,778.85
Disclosure

SEC source: 0001127602-20-026347 · form4.xml · nonDerivative · entry 2

Sherman Scott C · CIK 0001718810 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,668

F1 · shares: Divestiture of securities is solely in connection with payment of taxes incident to vesting of securities.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 17:23 UTC
Sherman Scott CSVP & CHRO
Tax withholdingCommon Stock 616 $8.69 $5,353.04
Disclosure

SEC source: 0001127602-20-026347 · form4.xml · nonDerivative · entry 1

Sherman Scott C · CIK 0001718810 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,333

F1 · shares: Divestiture of securities is solely in connection with payment of taxes incident to vesting of securities.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 17:04 UTC Exercise / conversionRestricted Stock Units · Derivative 1,929 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-026313 · form4.xml · derivative · entry 2

Heasley Linda · CIK 0001700780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,859

Underlying: Common Stock · 1,929 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.expiration_date: On November 1, 2018, the reporting person was granted 7,717 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on September 30, 2020 and the reporting person elected to receive 1,929 shares of common stock in settlement of the RSUs on such date.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 17:04 UTC Exercise / conversionCommon Stock 1,929 $8.69 $16,763.01
Disclosure

SEC source: 0001127602-20-026313 · form4.xml · nonDerivative · entry 1

Heasley Linda · CIK 0001700780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 17:07 UTC
Brickman Christian A.Director · President & CEO
Tax withholdingCommon Stock 5,907 $8.69 $51,331.83
Disclosure

SEC source: 0001127602-20-026320 · form4.xml · nonDerivative · entry 2

Brickman Christian A. · CIK 0001444027 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,221

F1 · shares: Divestiture of securities is solely in connection with payment of taxes incident to vesting of securities.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 17:07 UTC
Brickman Christian A.Director · President & CEO
Tax withholdingCommon Stock 4,613 $8.69 $40,086.97
Disclosure

SEC source: 0001127602-20-026320 · form4.xml · nonDerivative · entry 1

Brickman Christian A. · CIK 0001444027 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,128

F1 · shares: Divestiture of securities is solely in connection with payment of taxes incident to vesting of securities.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:17 UTC
Spinks Mark GregoryPresident-Beauty Systems Group
Tax withholdingCommon Stock 886 $8.69 $7,699.34
Disclosure

SEC source: 0001127602-20-026331 · form4.xml · nonDerivative · entry 2

Spinks Mark Gregory · CIK 0001649404 · President-Beauty Systems Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,766

F1 · shares: Divestiture of securities is solely in connection with payment of taxes incident to vesting of securities.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:17 UTC
Spinks Mark GregoryPresident-Beauty Systems Group
Tax withholdingCommon Stock 923 $8.69 $8,020.87
Disclosure

SEC source: 0001127602-20-026331 · form4.xml · nonDerivative · entry 1

Spinks Mark Gregory · CIK 0001649404 · President-Beauty Systems Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,652

F1 · shares: Divestiture of securities is solely in connection with payment of taxes incident to vesting of securities.

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September 30, 2020 Filed Oct 2, 2020 21:13 UTC
Henrich John MSVP, Gen Counsel & Secretary
Tax withholdingCommon Stock 296 $8.69 $2,572.24
Disclosure

SEC source: 0001127602-20-026327 · form4.xml · nonDerivative · entry 2

Henrich John M · CIK 0001779562 · SVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,634

F1 · shares: Divestiture of securities is solely in connection with payment of taxes incident to vesting of securities.

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September 30, 2020 Filed Oct 2, 2020 21:13 UTC
Henrich John MSVP, Gen Counsel & Secretary
Tax withholdingCommon Stock 270 $8.69 $2,346.30
Disclosure

SEC source: 0001127602-20-026327 · form4.xml · nonDerivative · entry 1

Henrich John M · CIK 0001779562 · SVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,930

F1 · shares: Divestiture of securities is solely in connection with payment of taxes incident to vesting of securities.

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September 30, 2020 Filed Oct 2, 2020 21:10 UTC
Alt Aaron ESVP, CFO & President-SBS
Tax withholdingCommon Stock 1,329 $8.69 $11,549.01
Disclosure

SEC source: 0001127602-20-026325 · form4.xml · nonDerivative · entry 1

Alt Aaron E · CIK 0001741576 · SVP, CFO & President-SBS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,462

F1 · shares: Divestiture of securities is solely in connection with payment of taxes incident to vesting of securities.

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August 18, 2020 Filed Aug 18, 2020 16:10 UTC
Brickman Christian A.Director · President & CEO
PurchaseCommon Stock 10,000 $12.19 $121,860.00
Disclosure

SEC source: 0001127602-20-023796 · form4.xml · nonDerivative · entry 1

Brickman Christian A. · CIK 0001444027 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,741

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August 04, 2020 Filed Aug 5, 2020 16:20 UTC PurchaseCommon Stock 1,000 $12.15 $12,145.00
Disclosure

SEC source: 0001127602-20-022877 · form4.xml · nonDerivative · entry 4

RABIN EDWARD W · CIK 0001276560 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 22,500

F6 · price: Reflects the weighted average purchase price. The range of prices for these transactions was $12.13 to $12.16. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F4 · ownership.nature: Shares held by Jackie Rabin SEP IRA, f/b/o Jackie Rabin.

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August 04, 2020 Filed Aug 5, 2020 16:20 UTC PurchaseCommon Stock 3,000 $12.09 $36,255.00
Disclosure

SEC source: 0001127602-20-022877 · form4.xml · nonDerivative · entry 3

RABIN EDWARD W · CIK 0001276560 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 118,750

F5 · price: Reflects the weighted average purchase price. The range of prices for these transactions was $11.94 to $12.19. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Shares held by Edward Rabin Trust, f/b/o Edward Rabin, Jackie Rabin and family.

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August 03, 2020 Filed Aug 3, 2020 16:05 UTC
Brickman Christian A.Director · President & CEO
PurchaseCommon Stock 10,000 $11.67 $116,659.00
Disclosure

SEC source: 0001127602-20-022540 · form4.xml · nonDerivative · entry 1

Brickman Christian A. · CIK 0001444027 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,741

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August 03, 2020 Filed Aug 4, 2020 16:04 UTC PurchaseCommon Stock 1,500 $11.57 $17,350.80
Disclosure

SEC source: 0001127602-20-022677 · form4.xml · nonDerivative · entry 1

Baer Timothy R · CIK 0001290220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

F1 · price: Reflects the weighted average purchase price. The range of prices for these transactions was $11.45 to $11.70. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

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August 03, 2020 Filed Aug 5, 2020 16:20 UTC PurchaseCommon Stock 500 $11.58 $5,790.50
Disclosure

SEC source: 0001127602-20-022877 · form4.xml · nonDerivative · entry 2

RABIN EDWARD W · CIK 0001276560 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 21,500

F3 · price: Reflects the weighted average purchase price. The range of prices for these transactions was $11.57 to $11.59. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F4 · ownership.nature: Shares held by Jackie Rabin SEP IRA, f/b/o Jackie Rabin.

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August 03, 2020 Filed Aug 5, 2020 16:20 UTC PurchaseCommon Stock 2,000 $11.58 $23,152.00
Disclosure

SEC source: 0001127602-20-022877 · form4.xml · nonDerivative · entry 1

RABIN EDWARD W · CIK 0001276560 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 115,750

F1 · price: Reflects the weighted average purchase price. The range of prices for these transactions was $11.565 to $11.59. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Shares held by Edward Rabin Trust, f/b/o Edward Rabin, Jackie Rabin and family.

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June 05, 2020 Filed Jun 8, 2020 18:07 UTC PurchaseCommon Stock 500 $15.82 $7,907.50
Disclosure

SEC source: 0001127602-20-019155 · form4.xml · nonDerivative · entry 1

Heasley Linda · CIK 0001700780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,811

Read SEC document
May 22, 2020 Filed May 27, 2020 00:12 UTC
Alt Aaron ESVP, CFO & President-SBS
Tax withholdingCommon Stock 5,042 $11.49 $57,932.58
Disclosure

SEC source: 0001127602-20-017933 · form4.xml · nonDerivative · entry 1

Alt Aaron E · CIK 0001741576 · SVP, CFO & President-SBS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,791

F1 · shares: Divestiture of securities is solely in connection with payment of taxes incident to vesting of securities.

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May 15, 2020 Filed May 18, 2020 16:27 UTC PurchaseCommon Stock 1,000 $9.69 $9,692.00
Disclosure

SEC source: 0001127602-20-016924 · form4.xml · nonDerivative · entry 2

RABIN EDWARD W · CIK 0001276560 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 21,000

F3 · price: Reflects the weighted average purchase price. The range of prices for these transactions was $9.34 to $9.86. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F4 · ownership.nature: Shares held by Jackie Rabin SEP IRA, f/b/o Jackie Rabin.

Read SEC document
May 15, 2020 Filed May 18, 2020 16:27 UTC PurchaseCommon Stock 3,500 $9.66 $33,792.50
Disclosure

SEC source: 0001127602-20-016924 · form4.xml · nonDerivative · entry 1

RABIN EDWARD W · CIK 0001276560 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 113,750

F1 · price: Reflects the weighted average purchase price. The range of prices for these transactions was $9.35 to $9.86. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Shares held by Edward Rabin Trust, f/b/o Edward Rabin, Jackie Rabin and family.

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May 12, 2020 Filed May 14, 2020 16:53 UTC PurchaseCommon Stock 500 $10.18 $5,090.00
Disclosure

SEC source: 0001127602-20-016608 · form4.xml · nonDerivative · entry 1

Flur Dorlisa K · CIK 0001291353 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

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May 11, 2020 Filed May 12, 2020 17:06 UTC PurchaseCommon Stock 3,500 $10.21 $35,728.00
Disclosure

SEC source: 0001127602-20-016299 · form4.xml · nonDerivative · entry 2

RABIN EDWARD W · CIK 0001276560 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 110,250

F3 · price: Reflects the weighted average purchase price. The range of prices for these transactions was $10.13 to $10.27. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Shares held by Edward Rabin Trust, f/b/o Edward Rabin, Jackie Rabin and family.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.