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NYSE · USD

SBH

Sally Beauty Holdings, Inc.

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4676
SEC CIK
0001368458
Parsed reports
450

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2021 Filed Oct 4, 2021 17:42 UTC
Brickman Christian A.Director · President & CEO
Exercise / conversionCommon Stock 3,802 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-026499 · form4.xml · nonDerivative · entry 8

Brickman Christian A. · CIK 0001444027 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 17:42 UTC
Brickman Christian A.Director · President & CEO
Tax withholdingCommon Stock 1,676 $16.85 $28,240.60
Disclosure

SEC source: 0001127602-21-026499 · form4.xml · nonDerivative · entry 7

Brickman Christian A. · CIK 0001444027 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,265

F1 · shares: Divestiture of securities is solely in connection with payment of taxes incident to vesting of securities.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 17:42 UTC
Brickman Christian A.Director · President & CEO
Tax withholdingCommon Stock 1,126 $16.85 $18,973.10
Disclosure

SEC source: 0001127602-21-026499 · form4.xml · nonDerivative · entry 6

Brickman Christian A. · CIK 0001444027 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,941

F1 · shares: Divestiture of securities is solely in connection with payment of taxes incident to vesting of securities.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 17:42 UTC
Brickman Christian A.Director · President & CEO
Tax withholdingCommon Stock 11,787 $16.85 $198,610.95
Disclosure

SEC source: 0001127602-21-026499 · form4.xml · nonDerivative · entry 5

Brickman Christian A. · CIK 0001444027 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,067

F1 · shares: Divestiture of securities is solely in connection with payment of taxes incident to vesting of securities.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 17:42 UTC
Brickman Christian A.Director · President & CEO
Exercise / conversionCommon Stock 48,405 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-026499 · form4.xml · nonDerivative · entry 4

Brickman Christian A. · CIK 0001444027 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 17:42 UTC
Brickman Christian A.Director · President & CEO
Exercise / conversionCommon Stock 4,257 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-026499 · form4.xml · nonDerivative · entry 3

Brickman Christian A. · CIK 0001444027 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,449

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 17:42 UTC
Brickman Christian A.Director · President & CEO
Tax withholdingCommon Stock 9,545 $16.85 $160,833.25
Disclosure

SEC source: 0001127602-21-026499 · form4.xml · nonDerivative · entry 2

Brickman Christian A. · CIK 0001444027 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,192

F1 · shares: Divestiture of securities is solely in connection with payment of taxes incident to vesting of securities.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 17:42 UTC
Brickman Christian A.Director · President & CEO
Tax withholdingCommon Stock 10,399 $16.85 $175,223.15
Disclosure

SEC source: 0001127602-21-026499 · form4.xml · nonDerivative · entry 1

Brickman Christian A. · CIK 0001444027 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,737

F1 · shares: Divestiture of securities is solely in connection with payment of taxes incident to vesting of securities.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 21:01 UTC
Spinks Mark GregoryPresident-Beauty Systems Group
Tax withholdingCommon Stock 887 $16.85 $14,945.95
Disclosure

SEC source: 0001127602-21-026476 · form4.xml · nonDerivative · entry 1

Spinks Mark Gregory · CIK 0001649404 · President-Beauty Systems Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,914

F1 · shares: Divestiture of securities is solely in connection with payment of taxes incident to vesting of securities.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 20:57 UTC
Henrich John MSVP, Gen Counsel & Secretary
Tax withholdingCommon Stock 296 $16.85 $4,987.60
Disclosure

SEC source: 0001127602-21-026466 · form4.xml · nonDerivative · entry 1

Henrich John M · CIK 0001779562 · SVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,614

F1 · shares: Divestiture of securities is solely in connection with payment of taxes incident to vesting of securities.

Read SEC document
August 02, 2021 Filed Aug 2, 2021 10:40 UTC
Brickman Christian A.Director · President & CEO
PurchaseCommon Stock 10,000 $18.92 $189,200.00
Disclosure

SEC source: 0001127602-21-022685 · form4.xml · nonDerivative · entry 1

Brickman Christian A. · CIK 0001444027 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,136

Read SEC document
May 11, 2021 Filed May 12, 2021 20:13 UTC
Spinks Mark GregoryPresident-Beauty Systems Group
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 15,324 $0.00 Strike: $19.21 $0.00
Disclosure

SEC source: 0001127602-21-016378 · form4.xml · derivative · entry 5

Spinks Mark Gregory · CIK 0001649404 · President-Beauty Systems Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,324 shares

Expires 2021-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is currently exercisable in full.

Read SEC document
May 11, 2021 Filed May 12, 2021 20:13 UTC
Spinks Mark GregoryPresident-Beauty Systems Group
SaleCommon Stock 7,662 $23.75 $181,964.84
Disclosure

SEC source: 0001127602-21-016378 · form4.xml · nonDerivative · entry 3

Spinks Mark Gregory · CIK 0001649404 · President-Beauty Systems Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,801

F2 · price: Reflects the weighted average sale price. The range of prices for these transactions was $23.73 to $23.751. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 11, 2021 Filed May 12, 2021 20:13 UTC
Spinks Mark GregoryPresident-Beauty Systems Group
SaleCommon Stock 7,662 $23.72 $181,770.22
Disclosure

SEC source: 0001127602-21-016378 · form4.xml · nonDerivative · entry 2

Spinks Mark Gregory · CIK 0001649404 · President-Beauty Systems Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,463

F1 · price: Reflects the weighted average sale price. The range of prices for these transactions was $23.711 to $23.724. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 11, 2021 Filed May 12, 2021 20:13 UTC
Spinks Mark GregoryPresident-Beauty Systems Group
Exercise / conversionCommon Stock 15,324 $19.21 $294,374.04
Disclosure

SEC source: 0001127602-21-016378 · form4.xml · nonDerivative · entry 1

Spinks Mark Gregory · CIK 0001649404 · President-Beauty Systems Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 09, 2021 Filed Apr 13, 2021 20:47 UTC
Platz Marlo Michelle CormierSVP, Chief Financial Officer
Tax withholdingCommon Stock 1,816 $20.33 $36,919.28
Disclosure

SEC source: 0001127602-21-013697 · form4.xml · nonDerivative · entry 1

Platz Marlo Michelle Cormier · CIK 0001526548 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,808

Read SEC document
February 08, 2021 Filed Feb 8, 2021 17:06 UTC
Brickman Christian A.Director · President & CEO
PurchaseCommon Stock 10,000 $14.53 $145,250.00
Disclosure

SEC source: 0001127602-21-004418 · form4.xml · nonDerivative · entry 1

Brickman Christian A. · CIK 0001444027 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,136

Read SEC document
January 28, 2021 Filed Jan 29, 2021 21:33 UTC
Head James MDirector
GrantRestricted Stock Units · Derivative 6,298 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-002970 · form4.xml · derivative · entry 1

Head James M · CIK 0001842028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,298

Underlying: Common Stock · 6,298 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.expiration_date: The restricted stock units vest on November 15, 2021.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 17:40 UTC
Goss John Howard JRSVP & President, Sally Beauty
GrantRestricted Stock Units · Derivative 4,762 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030030 · form4.xml · derivative · entry 2

Goss John Howard JR · CIK 0001833119 · SVP & President, Sally Beauty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,762

Underlying: Common Stock · 4,762 shares

Expires not disclosed

F1 · security: Grant of options and restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The options and restricted stock units vest in three equal annual installments beginning on November 23, 2021.

F2 · derivative.expiration_date: The options and restricted stock units vest in three equal annual installments beginning on November 23, 2021.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 17:40 UTC
Goss John Howard JRSVP & President, Sally Beauty
GrantEmployee Stock Option (Right to Buy) · Derivative 11,412 $0.00 Strike: $11.78 $0.00
Disclosure

SEC source: 0001127602-20-030030 · form4.xml · derivative · entry 1

Goss John Howard JR · CIK 0001833119 · SVP & President, Sally Beauty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,412

Underlying: Common Stock · 11,412 shares

Expires 2020-11-23

F1 · security: Grant of options and restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F2 · derivative.exercise_date: The options and restricted stock units vest in three equal annual installments beginning on November 23, 2021.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 22:36 UTC GrantRestricted Stock Units · Derivative 700 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030026 · form4.xml · derivative · entry 2

Edwards Mary Beth Beth · CIK 0001833121 · SVP, CIO & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700

Underlying: Common Stock · 700 shares

Expires not disclosed

F1 · security: Grant of options and restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The options and restricted stock units vest in three equal annual installments beginning on November 23, 2021.

F2 · derivative.expiration_date: The options and restricted stock units vest in three equal annual installments beginning on November 23, 2021.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 22:36 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 1,678 $0.00 Strike: $11.78 $0.00
Disclosure

SEC source: 0001127602-20-030026 · form4.xml · derivative · entry 1

Edwards Mary Beth Beth · CIK 0001833121 · SVP, CIO & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,678

Underlying: Common Stock · 1,678 shares

Expires 2030-11-23

F1 · security: Grant of options and restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F2 · derivative.exercise_date: The options and restricted stock units vest in three equal annual installments beginning on November 23, 2021.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 22:30 UTC
Platz Marlo Michelle CormierSVP, CFO & Chief Acct Officer
GrantRestricted Stock Units · Derivative 4,902 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030024 · form4.xml · derivative · entry 2

Platz Marlo Michelle Cormier · CIK 0001526548 · SVP, CFO & Chief Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,902

Underlying: Common Stock · 4,902 shares

Expires not disclosed

F1 · security: Grant of options and restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The options and restricted stock units vest in three equal annual installments beginning on November 23, 2021.

F2 · derivative.expiration_date: The options and restricted stock units vest in three equal annual installments beginning on November 23, 2021.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 22:30 UTC
Platz Marlo Michelle CormierSVP, CFO & Chief Acct Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 11,747 $0.00 Strike: $11.78 $0.00
Disclosure

SEC source: 0001127602-20-030024 · form4.xml · derivative · entry 1

Platz Marlo Michelle Cormier · CIK 0001526548 · SVP, CFO & Chief Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,747

Underlying: Common Stock · 11,747 shares

Expires 2030-11-23

F1 · security: Grant of options and restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F2 · derivative.exercise_date: The options and restricted stock units vest in three equal annual installments beginning on November 23, 2021.

Read SEC document
November 18, 2020 Filed Nov 19, 2020 17:19 UTC PurchaseCommon Stock 4,000 $10.73 $42,936.00
Disclosure

SEC source: 0001127602-20-029596 · form4.xml · nonDerivative · entry 3

RABIN EDWARD W · CIK 0001276560 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 125,750

F5 · price: Reflects the weighted average purchase price. The range of prices for these transactions was $10.400 to $11.156. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F4 · ownership.nature: Shares held by Edward Rabin Trust, f/b/o Edward Rabin, Jackie Rabin and family.

Read SEC document
November 17, 2020 Filed Nov 17, 2020 13:03 UTC
Brickman Christian A.Director · President & CEO
PurchaseCommon Stock 11,350 $10.94 $124,145.17
Disclosure

SEC source: 0001127602-20-029193 · form4.xml · nonDerivative · entry 1

Brickman Christian A. · CIK 0001444027 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,571

Read SEC document
November 17, 2020 Filed Nov 19, 2020 17:19 UTC PurchaseCommon Stock 3,000 $11.05 $33,138.00
Disclosure

SEC source: 0001127602-20-029596 · form4.xml · nonDerivative · entry 2

RABIN EDWARD W · CIK 0001276560 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 121,750

F3 · price: Reflects the weighted average purchase price. The range of prices for these transactions was $10.9256 to $11.150. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F4 · ownership.nature: Shares held by Edward Rabin Trust, f/b/o Edward Rabin, Jackie Rabin and family.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 17:19 UTC PurchaseCommon Stock 1,000 $11.02 $11,024.60
Disclosure

SEC source: 0001127602-20-029596 · form4.xml · nonDerivative · entry 1

RABIN EDWARD W · CIK 0001276560 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 23,500

F1 · price: Reflects the weighted average purchase price. The range of prices for these transactions was $10.9152 to $11.134. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Shares held by Jackie Rabin SEP IRA, f/b/o Jackie Rabin.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 17:12 UTC Exercise / conversionRestricted Stock Units · Derivative 8,408 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029336 · form4.xml · derivative · entry 2

Mooney P. Kelly · CIK 0001751798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,408 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.expiration_date: On November 5, 2019, the reporting person was granted 8,408 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on November 15, 2020 and the reporting person elected to receive shares of common stock in settlement of the RSUs on such date.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 17:12 UTC Exercise / conversionCommon Stock 8,408 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029336 · form4.xml · nonDerivative · entry 1

Mooney P. Kelly · CIK 0001751798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 16:51 UTC
Sherman Scott CSVP & CHRO
Tax withholdingCommon Stock 724 $10.29 $7,449.96
Disclosure

SEC source: 0001127602-20-029294 · form4.xml · nonDerivative · entry 1

Sherman Scott C · CIK 0001718810 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,944

Read SEC document
November 15, 2020 Filed Nov 17, 2020 17:07 UTC Exercise / conversionRestricted Stock Units · Derivative 8,408 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029327 · form4.xml · derivative · entry 2

Heasley Linda · CIK 0001700780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,408 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.expiration_date: On November 5, 2019, the reporting person was granted 8,408 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on November 15, 2020 and the reporting person elected to receive shares of common stock in settlement of the RSUs on such date.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 17:07 UTC Exercise / conversionCommon Stock 8,408 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029327 · form4.xml · nonDerivative · entry 1

Heasley Linda · CIK 0001700780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 17:18 UTC
Brickman Christian A.Director · President & CEO
Tax withholdingCommon Stock 6,435 $10.29 $66,216.15
Disclosure

SEC source: 0001127602-20-029343 · form4.xml · nonDerivative · entry 1

Brickman Christian A. · CIK 0001444027 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,786

Read SEC document
November 15, 2020 Filed Nov 17, 2020 17:05 UTC Exercise / conversionRestricted Stock Units · Derivative 6,133 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029325 · form4.xml · derivative · entry 2

Flur Dorlisa K · CIK 0001291353 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.expiration_date: On January 30, 2020, the reporting person was granted 6,133 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on November 15, 2020 and the reporting person elected to receive shares of common stock in settlement of the RSUs on such date.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 17:05 UTC Exercise / conversionCommon Stock 6,133 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029325 · form4.xml · nonDerivative · entry 1

Flur Dorlisa K · CIK 0001291353 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 17:03 UTC Exercise / conversionRestricted Stock Units · Derivative 75 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029323 · form4.xml · derivative · entry 2

Baer Timothy R · CIK 0001290220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,058

Underlying: Common Stock · 75 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.expiration_date: On January 30, 2020, the reporting person was granted 6,133 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on November 15, 2020. 75 converted to common stock and the remaining 6,058 will be deferred until the earlier of (1) January 1, 2030, (ii) the date such reporting person's services as a Director of the Issuer has terminated, or (iii) upon change in control of ownership of the Issuer.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 17:03 UTC Exercise / conversionCommon Stock 75 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029323 · form4.xml · nonDerivative · entry 1

Baer Timothy R · CIK 0001290220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 17:09 UTC
MCMASTER ROBERT RDirector · Chairman of the Board
Exercise / conversionRestricted Stock Units · Derivative 11,411 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029329 · form4.xml · derivative · entry 2

MCMASTER ROBERT R · CIK 0001258998 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,411 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.expiration_date: On November 5, 2019, the reporting person was granted 11,411 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on November 15, 2020 and the reporting person elected to receive shares of common stock in settlement of the RSUs on such date.

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November 15, 2020 Filed Nov 17, 2020 17:09 UTC
MCMASTER ROBERT RDirector · Chairman of the Board
Exercise / conversionCommon Stock 11,411 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029329 · form4.xml · nonDerivative · entry 1

MCMASTER ROBERT R · CIK 0001258998 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 15, 2020 Filed Nov 17, 2020 17:11 UTC Exercise / conversionRestricted Stock Units · Derivative 8,408 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029333 · form4.xml · derivative · entry 3

MILLER JOHN A · CIK 0001222215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,408 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.expiration_date: On November 5, 2019, the reporting person was granted 8,408 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on November 15, 2020 and the reporting person elected to receive shares of common stock in settlement of the RSUs on such date.

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November 15, 2020 Filed Nov 17, 2020 17:11 UTC Exercise / conversionCommon Stock 8,408 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029333 · form4.xml · nonDerivative · entry 1

MILLER JOHN A · CIK 0001222215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 15, 2020 Filed Nov 17, 2020 17:16 UTC Exercise / conversionRestricted Stock Units · Derivative 6,306 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029341 · form4.xml · derivative · entry 4

RABIN EDWARD W · CIK 0001276560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,102

Underlying: Common Stock · 6,306 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.expiration_date: On November 5, 2019, the reporting person was granted 8,408 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on November 15, 2020 and the reporting person elected to receive 6,306 shares of common stock in settlement of the RSUs on such date and the remaining 2,102 will be deferred until the date such reporting person's services as a Director of the Issuer has terminated.

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November 15, 2020 Filed Nov 17, 2020 17:16 UTC Exercise / conversionCommon Stock 6,306 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029341 · form4.xml · nonDerivative · entry 1

RABIN EDWARD W · CIK 0001276560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 22:14 UTC Exercise / conversionRestricted Stock Units · Derivative 8,408 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029339 · form4.xml · derivative · entry 2

Paulonis Denise · CIK 0001683382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,408 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.expiration_date: On November 5, 2019, the reporting person was granted 8,408 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on November 15, 2020 and the reporting person elected to receive shares of common stock in settlement of the RSUs on such date.

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November 15, 2020 Filed Nov 17, 2020 22:14 UTC Exercise / conversionCommon Stock 8,408 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029339 · form4.xml · nonDerivative · entry 1

Paulonis Denise · CIK 0001683382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 21:54 UTC
Spinks Mark GregoryPresident-Beauty Systems Group
Tax withholdingCommon Stock 965 $10.29 $9,929.85
Disclosure

SEC source: 0001127602-20-029301 · form4.xml · nonDerivative · entry 1

Spinks Mark Gregory · CIK 0001649404 · President-Beauty Systems Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,801

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November 15, 2020 Filed Nov 17, 2020 21:58 UTC
Kohn Pamela KSVP, Chief Merchandising Offcr
Tax withholdingCommon Stock 1,287 $10.29 $13,243.23
Disclosure

SEC source: 0001127602-20-029314 · form4.xml · nonDerivative · entry 1

Kohn Pamela K · CIK 0001663054 · SVP, Chief Merchandising Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,155

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November 15, 2020 Filed Nov 17, 2020 21:56 UTC
Alt Aaron ESVP, CFO & President-SBS
Tax withholdingCommon Stock 1,609 $10.29 $16,556.61
Disclosure

SEC source: 0001127602-20-029309 · form4.xml · nonDerivative · entry 1

Alt Aaron E · CIK 0001741576 · SVP, CFO & President-SBS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,853

F1 · shares: Divestiture of securities is solely in connection with payment of taxes incident to vesting of securities.

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November 15, 2020 Filed Nov 17, 2020 21:48 UTC
Henrich John MSVP, Gen Counsel & Secretary
Tax withholdingCommon Stock 724 $10.29 $7,449.96
Disclosure

SEC source: 0001127602-20-029279 · form4.xml · nonDerivative · entry 1

Henrich John M · CIK 0001779562 · SVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,910

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.