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NYSE · USD

SBH

Sally Beauty Holdings, Inc.

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Tapewire entity
4676
SEC CIK
0001368458
Parsed reports
450

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 02, 2022 Filed Nov 4, 2022 20:06 UTC
Paulonis DeniseDirector · President & CEO
GrantRestricted stock units · Derivative 197,259 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-035189 · doc4.xml · derivative · entry 1

Paulonis Denise · CIK 0001683382 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,259

Underlying: Common Stock · 197,259 shares

Expires not disclosed

F1 · security: Grant of restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in three approximately equal annual installments beginning on November 15, 2023.

F3 · derivative.expiration_date: The restricted stock units vest in three approximately equal annual installments beginning on November 15, 2023.

Read SEC document
November 02, 2022 Filed Nov 4, 2022 20:05 UTC GrantRestricted stock units · Derivative 12,458 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-035185 · doc4.xml · derivative · entry 1

Cox Erin Nealy · CIK 0001681367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,458

Underlying: Common Stock · 12,458 shares

Expires not disclosed

F1 · security: Grant of restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest on November 15, 2023. Vested shares will be delivered to the reporting person on the date such reporting person's service as a director of the issuer has terminated.

F3 · derivative.expiration_date: The restricted stock units vest on November 15, 2023. Vested shares will be delivered to the reporting person on the date such reporting person's service as a director of the issuer has terminated.

Read SEC document
November 02, 2022 Filed Nov 4, 2022 20:05 UTC GrantRestricted stock units · Derivative 12,458 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-035184 · doc4.xml · derivative · entry 1

Bishop Rachel Rothe · CIK 0001609146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,458

Underlying: Common Stock · 12,458 shares

Expires not disclosed

F1 · security: Grant of restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest on November 15, 2023. 50% of vested shares will be delivered to the reporting person on the vesting date and 50% of vested shares will be delivered to the reporting person on the date such reporting person's service as a director of the issuer has terminated.

F3 · derivative.expiration_date: The restricted stock units vest on November 15, 2023. 50% of vested shares will be delivered to the reporting person on the vesting date and 50% of vested shares will be delivered to the reporting person on the date such reporting person's service as a director of the issuer has terminated.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:05 UTC
Paulonis DeniseDirector · President & CEO
Exercise / conversionRestricted stock units · Derivative 28,281 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-032644 · doc4.xml · derivative · entry 3

Paulonis Denise · CIK 0001683382 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,563

Underlying: Common Stock · 28,281 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in three equal installments beginning on October 1, 2022.

F2 · derivative.expiration_date: The restricted stock units vest in three equal installments beginning on October 1, 2022.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:05 UTC
Paulonis DeniseDirector · President & CEO
Tax withholdingCommon Stock 6,887 $12.60 $86,776.20
Disclosure

SEC source: 0000899243-22-032644 · doc4.xml · nonDerivative · entry 2

Paulonis Denise · CIK 0001683382 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,070

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:05 UTC
Paulonis DeniseDirector · President & CEO
Exercise / conversionCommon Stock 28,281 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-032644 · doc4.xml · nonDerivative · entry 1

Paulonis Denise · CIK 0001683382 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 09, 2022 Filed Apr 12, 2022 20:05 UTC Tax withholdingCommon Stock 1,816 $15.61 $28,347.76
Disclosure

SEC source: 0000899243-22-014547 · doc4.xml · nonDerivative · entry 1

Platz Marlo Michelle Cormier · CIK 0001526548 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,431

Read SEC document
March 02, 2022 Filed Mar 3, 2022 16:05 UTC
Goss John Howard JRSVP & President, Sally Beauty
Exercise / conversionStock option · Derivative 3,804 $0.00 Strike: $11.78 $0.00
Disclosure

SEC source: 0000899243-22-009051 · doc4.xml · derivative · entry 7

Goss John Howard JR · CIK 0001833119 · SVP & President, Sally Beauty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,608

Underlying: Common Stock · 3,804 shares

Expires 2030-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on November 23, 2021.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 16:05 UTC
Goss John Howard JRSVP & President, Sally Beauty
Exercise / conversionStock option · Derivative 7,682 $0.00 Strike: $9.09 $0.00
Disclosure

SEC source: 0000899243-22-009051 · doc4.xml · derivative · entry 6

Goss John Howard JR · CIK 0001833119 · SVP & President, Sally Beauty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,364

Underlying: Common Stock · 7,682 shares

Expires 2030-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on November 15, 2021.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 16:05 UTC
Goss John Howard JRSVP & President, Sally Beauty
Exercise / conversionStock option · Derivative 10,003 $0.00 Strike: $16.65 $0.00
Disclosure

SEC source: 0000899243-22-009051 · doc4.xml · derivative · entry 5

Goss John Howard JR · CIK 0001833119 · SVP & President, Sally Beauty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,002

Underlying: Common Stock · 10,003 shares

Expires 2029-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest in three equal annual installments beginning on November 15, 2020.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 16:05 UTC
Goss John Howard JRSVP & President, Sally Beauty
SaleCommon Stock 21,489 $17.76 $381,644.64
Disclosure

SEC source: 0000899243-22-009051 · doc4.xml · nonDerivative · entry 4

Goss John Howard JR · CIK 0001833119 · SVP & President, Sally Beauty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,179

F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F1 · price: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · price: Reflects the weighted average sale price. The range of prices for such transaction is $17.60 and $17.83.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 16:05 UTC
Goss John Howard JRSVP & President, Sally Beauty
Exercise / conversionCommon Stock 3,804 $11.78 $44,811.12
Disclosure

SEC source: 0000899243-22-009051 · doc4.xml · nonDerivative · entry 3

Goss John Howard JR · CIK 0001833119 · SVP & President, Sally Beauty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 16:05 UTC
Goss John Howard JRSVP & President, Sally Beauty
Exercise / conversionCommon Stock 7,682 $9.09 $69,829.38
Disclosure

SEC source: 0000899243-22-009051 · doc4.xml · nonDerivative · entry 2

Goss John Howard JR · CIK 0001833119 · SVP & President, Sally Beauty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 16:05 UTC
Goss John Howard JRSVP & President, Sally Beauty
Exercise / conversionCommon Stock 10,003 $16.65 $166,549.95
Disclosure

SEC source: 0000899243-22-009051 · doc4.xml · nonDerivative · entry 1

Goss John Howard JR · CIK 0001833119 · SVP & President, Sally Beauty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2022 Filed Jan 28, 2022 16:05 UTC Exercise / conversionRestricted stock units · Derivative 21,459 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-003552 · doc4.xml · derivative · entry 2

Baer Timothy R · CIK 0001290220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,459 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Reflects the settlement of previously-vested restricted stock units which the reporting person elected to have settled and delivered on the date such reporting person's service as a director of the issuer terminated.

F2 · derivative.expiration_date: Reflects the settlement of previously-vested restricted stock units which the reporting person elected to have settled and delivered on the date such reporting person's service as a director of the issuer terminated.

Read SEC document
January 28, 2022 Filed Jan 28, 2022 16:05 UTC Exercise / conversionCommon Stock 21,459 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-003552 · doc4.xml · nonDerivative · entry 1

Baer Timothy R · CIK 0001290220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Reflects the settlement of previously-vested restricted stock units which the reporting person elected to have settled and delivered on the date such reporting person's service as a director of the issuer terminated.

Read SEC document
January 28, 2022 Filed Jan 28, 2022 21:05 UTC Exercise / conversionRestricted stock units · Derivative 30,993 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-003551 · doc4.xml · derivative · entry 2

Mulder Susan R · CIK 0001624390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,993 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Reflects the settlement of previously-vested restricted stock units which the reporting person elected to have settled and delivered on the date such reporting person's service as a director of the issuer terminated.

F2 · derivative.expiration_date: Reflects the settlement of previously-vested restricted stock units which the reporting person elected to have settled and delivered on the date such reporting person's service as a director of the issuer terminated.

Read SEC document
January 28, 2022 Filed Jan 28, 2022 21:05 UTC Exercise / conversionCommon Stock 30,993 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-003551 · doc4.xml · nonDerivative · entry 1

Mulder Susan R · CIK 0001624390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Reflects the settlement of previously-vested restricted stock units which the reporting person elected to have settled and delivered on the date such reporting person's service as a director of the issuer terminated.

Read SEC document
January 04, 2022 Filed Jan 5, 2022 16:05 UTC
MCMASTER ROBERT RDirector · Chairman of the Board
Exercise / conversionRestricted stock units · Derivative 20,092 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-000878 · doc4.xml · derivative · entry 2

MCMASTER ROBERT R · CIK 0001258998 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,092 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On November 4, 2020, the reporting person was granted 20,092 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on November 15, 2021, and the reporting person elected to receive shares of common stock in settlement of the RSUs on the earlier of i) January 4, 2022, ii) the date such reporting person's service as a Director of the Issuer has terminated or iii) upon change in control of ownership of the Issuer.

F2 · derivative.expiration_date: On November 4, 2020, the reporting person was granted 20,092 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on November 15, 2021, and the reporting person elected to receive shares of common stock in settlement of the RSUs on the earlier of i) January 4, 2022, ii) the date such reporting person's service as a Director of the Issuer has terminated or iii) upon change in control of ownership of the Issuer.

Read SEC document
January 04, 2022 Filed Jan 5, 2022 16:05 UTC
MCMASTER ROBERT RDirector · Chairman of the Board
Exercise / conversionCommon Stock 20,092 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-000878 · doc4.xml · nonDerivative · entry 1

MCMASTER ROBERT R · CIK 0001258998 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2022 Filed Nov 4, 2022 16:06 UTC
MCMASTER ROBERT RDirector · Chairman of the Board
Exercise / conversionCommon Stock 20,902 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-035201 · doc4.xml · nonDerivative · entry 1

MCMASTER ROBERT R · CIK 0001258998 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Due to a scrivener's error, the reporting person's Form 4 timely filed on January 5, 2022 underreported the number of shares released by 810 shares.

F1 · balance_after: Due to a scrivener's error, the reporting person's Form 4 timely filed on January 5, 2022 underreported the number of shares released by 810 shares.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 16:35 UTC SaleCommon Stock 2,901 $21.00 $60,921.00
Disclosure

SEC source: 0000899243-21-047706 · doc4.xml · nonDerivative · entry 1

Mulder Susan R · CIK 0001624390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 07, 2021 Filed Dec 7, 2021 22:31 UTC SaleCommon Stock 2,500 $21.00 $52,500.00
Disclosure

SEC source: 0000899243-21-047134 · doc4.xml · nonDerivative · entry 1

Mulder Susan R · CIK 0001624390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,901

Read SEC document
November 26, 2021 Filed Nov 30, 2021 18:45 UTC SaleCommon Stock 5,000 $20.14 $100,700.00
Disclosure

SEC source: 0000899243-21-046295 · doc4.xml · nonDerivative · entry 1

Mulder Susan R · CIK 0001624390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,401

F1 · price: Reflects the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.02 to $20.26, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
November 23, 2021 Filed Nov 24, 2021 13:59 UTC
Goss John Howard JRSVP & President, Sally Beauty
Exercise / conversionRestricted stock units · Derivative 1,587 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-045996 · doc4.xml · derivative · entry 3

Goss John Howard JR · CIK 0001833119 · SVP & President, Sally Beauty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,175

Underlying: Common Stock · 1,587 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on November 23, 2021.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on November 23, 2021.

Read SEC document
November 23, 2021 Filed Nov 24, 2021 13:59 UTC
Goss John Howard JRSVP & President, Sally Beauty
Tax withholdingCommon Stock 387 $21.45 $8,301.15
Disclosure

SEC source: 0000899243-21-045996 · doc4.xml · nonDerivative · entry 2

Goss John Howard JR · CIK 0001833119 · SVP & President, Sally Beauty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,179

Read SEC document
November 23, 2021 Filed Nov 24, 2021 13:59 UTC
Goss John Howard JRSVP & President, Sally Beauty
Exercise / conversionCommon Stock 1,587 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-045996 · doc4.xml · nonDerivative · entry 1

Goss John Howard JR · CIK 0001833119 · SVP & President, Sally Beauty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2021 Filed Nov 24, 2021 19:04 UTC Exercise / conversionRestricted stock units · Derivative 1,634 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-045999 · doc4.xml · derivative · entry 3

Platz Marlo Michelle Cormier · CIK 0001526548 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,268

Underlying: Common Stock · 1,634 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on November 23, 2021.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on November 23, 2021.

Read SEC document
November 23, 2021 Filed Nov 24, 2021 19:04 UTC Tax withholdingCommon Stock 398 $21.45 $8,537.10
Disclosure

SEC source: 0000899243-21-045999 · doc4.xml · nonDerivative · entry 2

Platz Marlo Michelle Cormier · CIK 0001526548 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,247

Read SEC document
November 23, 2021 Filed Nov 24, 2021 19:04 UTC Exercise / conversionCommon Stock 1,634 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-045999 · doc4.xml · nonDerivative · entry 1

Platz Marlo Michelle Cormier · CIK 0001526548 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2021 Filed Nov 24, 2021 19:01 UTC Exercise / conversionRestricted stock units · Derivative 233 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-045997 · doc4.xml · derivative · entry 4

Edwards Mary Beth Beth · CIK 0001833121 · SVP, CIO & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467

Underlying: Common Stock · 233 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on November 23, 2021.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on November 23, 2021.

Read SEC document
November 23, 2021 Filed Nov 24, 2021 19:01 UTC Tax withholdingCommon Stock 57 $21.45 $1,222.65
Disclosure

SEC source: 0000899243-21-045997 · doc4.xml · nonDerivative · entry 2

Edwards Mary Beth Beth · CIK 0001833121 · SVP, CIO & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,657

Read SEC document
November 23, 2021 Filed Nov 24, 2021 19:01 UTC Exercise / conversionCommon Stock 233 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-045997 · doc4.xml · nonDerivative · entry 1

Edwards Mary Beth Beth · CIK 0001833121 · SVP, CIO & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 21:49 UTC SaleCommon Stock 5,000 $21.01 $105,039.00
Disclosure

SEC source: 0000899243-21-045579 · doc4.xml · nonDerivative · entry 1

Mulder Susan R · CIK 0001624390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,401

F1 · kind: Reflects the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F1 · price: Reflects the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F2 · balance_after: Reflects a correction to the amount of shares beneficially held, which amount as provided in the Form 4 filed on November 17, 2021 reflected an inadvertent scrivner's error.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 19:14 UTC
Goss John Howard JRSVP & President, Sally Beauty
Exercise / conversionRestricted stock units · Derivative 3,146 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-045134 · doc4.xml · derivative · entry 3

Goss John Howard JR · CIK 0001833119 · SVP & President, Sally Beauty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,292

Underlying: Common Stock · 3,146 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on November 15, 2021.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on November 15, 2021.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 19:14 UTC
Goss John Howard JRSVP & President, Sally Beauty
Tax withholdingCommon Stock 1,170 $20.34 $23,797.80
Disclosure

SEC source: 0000899243-21-045134 · doc4.xml · nonDerivative · entry 2

Goss John Howard JR · CIK 0001833119 · SVP & President, Sally Beauty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,979

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November 15, 2021 Filed Nov 17, 2021 19:14 UTC
Goss John Howard JRSVP & President, Sally Beauty
Exercise / conversionCommon Stock 3,146 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-045134 · doc4.xml · nonDerivative · entry 1

Goss John Howard JR · CIK 0001833119 · SVP & President, Sally Beauty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 15, 2021 Filed Nov 17, 2021 19:20 UTC
Sherman Scott CSVP & CHRO
Exercise / conversionRestricted stock units · Derivative 5,445 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-045137 · doc4.xml · derivative · entry 3

Sherman Scott C · CIK 0001718810 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,891

Underlying: Common Stock · 5,445 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on November 15, 2021.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on November 15, 2021.

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November 15, 2021 Filed Nov 17, 2021 19:20 UTC
Sherman Scott CSVP & CHRO
Tax withholdingCommon Stock 2,050 $20.34 $41,697.00
Disclosure

SEC source: 0000899243-21-045137 · doc4.xml · nonDerivative · entry 2

Sherman Scott C · CIK 0001718810 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,674

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November 15, 2021 Filed Nov 17, 2021 19:20 UTC
Sherman Scott CSVP & CHRO
Exercise / conversionCommon Stock 5,445 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-045137 · doc4.xml · nonDerivative · entry 1

Sherman Scott C · CIK 0001718810 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 19:02 UTC Exercise / conversionRestricted stock units · Derivative 15,401 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-045120 · doc4.xml · derivative · entry 2

Heasley Linda · CIK 0001700780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,401 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On November 4, 2020, the reporting person was granted 15,401 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on November 15, 2021 and the reporting person elected to receive shares of common stock in settlement of the RSUs on such date.

F2 · derivative.expiration_date: On November 4, 2020, the reporting person was granted 15,401 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on November 15, 2021 and the reporting person elected to receive shares of common stock in settlement of the RSUs on such date.

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November 15, 2021 Filed Nov 17, 2021 19:02 UTC Exercise / conversionCommon Stock 15,401 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-045120 · doc4.xml · nonDerivative · entry 1

Heasley Linda · CIK 0001700780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 18:59 UTC Exercise / conversionRestricted stock units · Derivative 15,401 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-045118 · doc4.xml · derivative · entry 2

MILLER JOHN A · CIK 0001222215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,401 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On November 4, 2020, the reporting person was granted 15,401 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on November 15, 2021 and the reporting person elected to receive shares of common stock in settlement of the RSUs on such date.

F2 · derivative.expiration_date: On November 4, 2020, the reporting person was granted 15,401 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on November 15, 2021 and the reporting person elected to receive shares of common stock in settlement of the RSUs on such date.

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November 15, 2021 Filed Nov 17, 2021 18:59 UTC Exercise / conversionCommon Stock 15,401 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-045118 · doc4.xml · nonDerivative · entry 1

MILLER JOHN A · CIK 0001222215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:56 UTC Exercise / conversionRestricted stock units · Derivative 15,401 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-045113 · doc4.xml · derivative · entry 2

Mulder Susan R · CIK 0001624390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,401 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On November 4, 2020, the reporting person was granted 15,401 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on November 15, 2021 and the reporting person elected to receive shares of common stock in settlement of the RSUs on such date.

F2 · derivative.expiration_date: On November 4, 2020, the reporting person was granted 15,401 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on November 15, 2021 and the reporting person elected to receive shares of common stock in settlement of the RSUs on such date.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:56 UTC Exercise / conversionCommon Stock 15,401 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-045113 · doc4.xml · nonDerivative · entry 1

Mulder Susan R · CIK 0001624390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:11 UTC Exercise / conversionRestricted stock units · Derivative 7,260 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-045131 · doc4.xml · derivative · entry 4

Spinks Mark Gregory · CIK 0001649404 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,522

Underlying: Common Stock · 7,260 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on November 15, 2021.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on November 15, 2021.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:11 UTC Tax withholdingCommon Stock 2,734 $20.34 $55,609.56
Disclosure

SEC source: 0000899243-21-045131 · doc4.xml · nonDerivative · entry 2

Spinks Mark Gregory · CIK 0001649404 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,440

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November 15, 2021 Filed Nov 18, 2021 00:11 UTC Exercise / conversionCommon Stock 7,260 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-045131 · doc4.xml · nonDerivative · entry 1

Spinks Mark Gregory · CIK 0001649404 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:23 UTC
Henrich John MSVP, Gen Counsel & Secretary
Exercise / conversionRestricted stock units · Derivative 5,445 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-045140 · doc4.xml · derivative · entry 3

Henrich John M · CIK 0001779562 · SVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,891

Underlying: Common Stock · 5,445 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on November 15, 2021.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on November 15, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.