Last 12 months
Inside the activity.
0 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 08, 2026 Filed Oct 13, 2026 21:44 UTC |
Lubin Joseph MichaelDirector
|
SaleCommon Stock | 5,676,952 | $8.39 | $47,629,627.28 |
DisclosureSEC source: 0001493152-26-046898 · ownership.xml · nonDerivative · entry 1 Lubin Joseph Michael · CIK 0002071490 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Consensys Software, Inc. Disclosed balance after: 0 F1 · balance_after: These shares of Common Stock, par value $0.0001 per share ("Common Stock") of the Issuer were held directly by Consensys Software, Inc. ("CSI"). Mr. Lubin is the Chief Executive Officer of CSI and may be deemed to control CSI. Mr. Lubin disclaims beneficial ownership of the securities of the Issuer held by CSI for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16, in each case except to the extent of his pecuniary interest therein. On October 8, 2026, CSI sold all 5,676,952 shares of Common Stock held by it in a block trade at a price of $8.39 per share. F1 · ownership.nature: These shares of Common Stock, par value $0.0001 per share ("Common Stock") of the Issuer were held directly by Consensys Software, Inc. ("CSI"). Mr. Lubin is the Chief Executive Officer of CSI and may be deemed to control CSI. Mr. Lubin disclaims beneficial ownership of the securities of the Issuer held by CSI for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16, in each case except to the extent of his pecuniary interest therein. On October 8, 2026, CSI sold all 5,676,952 shares of Common Stock held by it in a block trade at a price of $8.39 per share. Read SEC document |
| September 09, 2026 Filed Sep 10, 2026 20:30 UTC |
Perez Dana EschenburgChief Accounting Officer
|
Tax withholdingCommon Stock | 2,841 | $8.54 | $24,262.14 |
DisclosureSEC source: 0001493152-26-042188 · ownership.xml · nonDerivative · entry 1 Perez Dana Eschenburg · CIK 0001892454 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,612 F1 · shares: Represents shares of the Registrant's common stock withheld to satisfy tax withholding obligations upon the vesting and settlement of restricted stock units ("RSUs"). F2 · balance_after: Includes: (i) 54,722 unvested RSUs, and (ii) 8,890 shares of the Registrant's common stock. Read SEC document |
| July 24, 2026 Filed Jul 28, 2026 01:49 UTC |
GUTKOWSKI ROBERT MDirector
|
GrantCommon Stock | 24,999 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-26-034902 · ownership.xml · nonDerivative · entry 1 GUTKOWSKI ROBERT M · CIK 0001032469 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,996 F1 · price: Common stock acquired upon the vesting and settlement of restricted stock units ("RSUs") granted on July 24, 2025. F2 · balance_after: The reporting person has reported prior awards of RSUs in Table II of Form 4. The total reported in Column 5 includes: (i) 24,998 unvested RSUs previously reported on Table II, and (ii) 49,998 shares of the Registrant's common stock. Read SEC document |
| July 24, 2026 Filed Jul 28, 2026 01:51 UTC |
Bernhard LeslieDirector
|
GrantCommon Stock | 24,999 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-26-034908 · ownership.xml · nonDerivative · entry 1 Bernhard Leslie · CIK 0001333581 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,996 F1 · price: Common stock acquired upon the vesting and settlement of restricted stock units ("RSUs") granted on July 24, 2025. F2 · balance_after: The reporting person has reported prior awards of RSUs in Table II of Form 4. The total reported in Column 5 includes: (i) 24,998 unvested RSUs previously reported on Table II, and (ii) 49,998 shares of the Registrant's common stock. Read SEC document |
| July 24, 2026 Filed Jul 28, 2026 01:49 UTC |
DeLucia Robert MichaelChief Financial Officer
|
Tax withholdingCommon Stock | 21,124 | $5.81 | $122,730.44 |
DisclosureSEC source: 0001493152-26-034901 · ownership.xml · nonDerivative · entry 1 DeLucia Robert Michael · CIK 0001399454 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 412,336 F1 · shares: Represents shares of the Registrant's common stock withheld to satisfy tax withholding obligations upon the vesting and settlement of restricted stock units ("RSUs"). F2 · balance_after: The total reported in Column 5 includes: (i) 276,863 unvested RSUs, and (ii) 135,473 shares of the Registrant's common stock. Read SEC document |
| July 24, 2026 Filed Jul 28, 2026 01:52 UTC |
MCKENZIE OBIEDirector
|
GrantCommon Stock | 24,999 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-26-034910 · ownership.xml · nonDerivative · entry 1 MCKENZIE OBIE · CIK 0001953904 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,996 F1 · price: Common stock acquired upon the vesting and settlement of restricted stock units ("RSUs") granted on July 24, 2025. F2 · balance_after: The reporting person has reported prior awards of RSUs in Table II of Form 4. The total reported in Column 5 includes: (i) 24,998 unvested RSUs previously reported on Table II, and (ii) 49,998 shares of the Registrant's common stock. Read SEC document |
| July 24, 2026 Filed Jul 28, 2026 01:52 UTC |
Chalom JosephDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 50,147 | $5.81 | $291,354.07 |
DisclosureSEC source: 0001493152-26-034909 · ownership.xml · nonDerivative · entry 1 Chalom Joseph · CIK 0002079719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,064,360 F1 · shares: Represents shares of the Registrant's common stock withheld to satisfy tax withholding obligations upon the vesting and settlement of restricted stock units ("RSUs"). F2 · balance_after: The total reported in Column 5 includes: (i) 824,807 unvested RSUs, and (ii) 239,553 shares of the Registrant's common stock. Read SEC document |
| July 24, 2026 Filed Jul 28, 2026 01:50 UTC |
Camarda Michael DChief Development Officer
|
Tax withholdingCommon Stock | 24,922 | $5.81 | $144,796.82 |
DisclosureSEC source: 0001493152-26-034905 · ownership.xml · nonDerivative · entry 1 Camarda Michael D · CIK 0002133186 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 600,224 F1 · shares: Represents shares of the Registrant's common stock withheld to satisfy tax withholding obligations upon the vesting and settlement of restricted stock units ("RSUs"). F2 · balance_after: Includes: (i) 440,562 unvested RSUs, and (ii) 159,662 shares of the Registrant's common stock. Read SEC document |
| July 03, 2026 Filed Jul 7, 2026 20:30 UTC |
DeLucia Robert MichaelChief Financial Officer
|
Tax withholdingCommon Stock | 6,370 | $5.31 | $33,824.70 |
DisclosureSEC source: 0001493152-26-032336 · ownership.xml · nonDerivative · entry 3 DeLucia Robert Michael · CIK 0001399454 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 433,460 F3 · shares: Represents shares of the Registrant's common stock withheld to satisfy tax withholding obligations upon the vesting and settlement of performance based RSUs. F4 · balance_after: The reporting person has reported prior awards of RSUs in Table II of Form 4. The total reported in Column 5 includes (i) 169,492 newly awarded RSUs, (ii) 161,053 unvested RSUs previously reported in Table II, and (iii) 102,915 shares of the Registrant's common stock. Read SEC document |
| July 03, 2026 Filed Jul 7, 2026 20:30 UTC |
DeLucia Robert MichaelChief Financial Officer
|
GrantCommon Stock | 16,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-032336 · ownership.xml · nonDerivative · entry 2 DeLucia Robert Michael · CIK 0001399454 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 439,830 F2 · shares: Represents shares of the Registrant's common stock acquired upon vesting of performance based RSUs granted on August 27, 2025. Read SEC document |
| July 03, 2026 Filed Jul 7, 2026 20:30 UTC |
DeLucia Robert MichaelChief Financial Officer
|
GrantCommon Stock | 169,492 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-032336 · ownership.xml · nonDerivative · entry 1 DeLucia Robert Michael · CIK 0001399454 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 423,643 F1 · shares: Represents shares of the Registrant's common stock underlying restricted stock units ("RSUs") granted on July 3, 2026 which vest, subject to the reporting person's continuous service, in accordance with the following schedule: (i) one-third (1/3rd) of the RSUs will vest on the first anniversary of June 30, 2026 (the "Vesting Commencement Date"), and (ii) one-twelfth (1/12th) of the RSUs will vest on each of the eight quarterly vesting dates (i.e., September 30, December 30, March 30, and June 30 with respect to any calendar year) that occurs after the first anniversary of the Vesting Commencement Date through and including the third (3rd) anniversary of the Vesting Commencement Date. Read SEC document |
| July 03, 2026 Filed Jul 7, 2026 20:30 UTC |
Perez Dana EschenburgChief Accounting Officer
|
GrantCommon Stock | 31,388 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-032340 · ownership.xml · nonDerivative · entry 1 Perez Dana Eschenburg · CIK 0001892454 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,453 F1 · shares: Represents shares of the Registrant's common stock underlying restricted stock units ("RSUs") granted on July 3, 2026 which vest, subject to the reporting person's continuous service, in accordance with the following schedule: (i) one-third (1/3rd) of the RSUs will vest on the first anniversary of June 30, 2026 (the "Vesting Commencement Date"), and (ii) one-twelfth (1/12th) of the RSUs will vest on each of the eight quarterly vesting dates (i.e., September 30, December 30, March 30, and June 30 with respect to any calendar year) that occurs after the first anniversary of the Vesting Commencement Date through and including the third (3rd) anniversary of the Vesting Commencement Date. F2 · balance_after: Includes: (i) 31,388 newly awarded RSUs, (ii) 35,000 unvested RSUs, and (iii) 65 shares of the Registrant's common stock. Read SEC document |
| July 03, 2026 Filed Jul 7, 2026 20:30 UTC |
Chalom JosephDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 50,124 | $5.31 | $266,158.44 |
DisclosureSEC source: 0001493152-26-032341 · ownership.xml · nonDerivative · entry 3 Chalom Joseph · CIK 0002079719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,114,507 F3 · shares: Represents shares of the Registrant's common stock withheld to satisfy tax withholding obligations upon the vesting and settlement of performance based RSUs. F4 · balance_after: The reporting person has reported prior awards of RSUs in Table II of Form 4. The total reported in Column 5 includes (i) 627,747 newly awarded RSUs, (ii) 295,590 unvested RSUs previously reported in Table II, and (iii) 191,170 shares of the Registrant's common stock. Read SEC document |
| July 03, 2026 Filed Jul 7, 2026 20:30 UTC |
Chalom JosephDirector · Chief Executive Officer
|
GrantCommon Stock | 98,530 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-032341 · ownership.xml · nonDerivative · entry 2 Chalom Joseph · CIK 0002079719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,164,631 F2 · shares: Represents shares of the Registrant's common stock acquired upon vesting of performance based RSUs granted on August 27, 2025. Read SEC document |
| July 03, 2026 Filed Jul 7, 2026 20:30 UTC |
Chalom JosephDirector · Chief Executive Officer
|
GrantCommon Stock | 627,747 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-032341 · ownership.xml · nonDerivative · entry 1 Chalom Joseph · CIK 0002079719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,066,101 F1 · shares: Represents shares of the Registrant's common stock underlying restricted stock units ("RSUs") granted on July 3, 2026 which vest, subject to the reporting person's continuous service, in accordance with the following schedule: (i) one-third (1/3rd) of the RSUs will vest on the first anniversary of June 30, 2026 (the "Vesting Commencement Date"), and (ii) one-twelfth (1/12th) of the RSUs will vest on each of the eight quarterly vesting dates (i.e., September 30, December 30, March 30, and June 30 with respect to any calendar year) that occurs after the first anniversary of the Vesting Commencement Date through and including the third (3rd) anniversary of the Vesting Commencement Date. Read SEC document |
| July 03, 2026 Filed Jul 7, 2026 20:30 UTC |
Camarda Michael DChief Development Officer
|
Tax withholdingCommon Stock | 24,925 | $5.31 | $132,351.75 |
DisclosureSEC source: 0001493152-26-032339 · ownership.xml · nonDerivative · entry 3 Camarda Michael D · CIK 0002133186 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 625,146 F3 · shares: Represents shares of the Registrant's common stock withheld to satisfy tax withholding obligations upon the vesting and settlement of performance based RSUs. F4 · balance_after: Includes: (i) 313,874 newly awarded RSUs, (ii) 190,022 unvested RSUs, and (iii) 121,250 shares of the Registrant's common stock. Read SEC document |
| July 03, 2026 Filed Jul 7, 2026 20:30 UTC |
Camarda Michael DChief Development Officer
|
GrantCommon Stock | 63,341 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-032339 · ownership.xml · nonDerivative · entry 2 Camarda Michael D · CIK 0002133186 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 650,071 F2 · shares: Represents shares of the Registrant's common stock acquired upon vesting of performance based RSUs granted on August 27, 2025. Read SEC document |
| July 03, 2026 Filed Jul 7, 2026 20:30 UTC |
Camarda Michael DChief Development Officer
|
GrantCommon Stock | 313,874 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-032339 · ownership.xml · nonDerivative · entry 1 Camarda Michael D · CIK 0002133186 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 586,730 F1 · shares: Represents shares of the Registrant's common stock underlying restricted stock units ("RSUs") granted on July 3, 2026 which vest, subject to the reporting person's continuous service, in accordance with the following schedule: (i) one-third (1/3rd) of the RSUs will vest on the first anniversary of June 30, 2026 (the "Vesting Commencement Date"), and (ii) one-twelfth (1/12th) of the RSUs will vest on each of the eight quarterly vesting dates (i.e., September 30, December 30, March 30, and June 30 with respect to any calendar year) that occurs after the first anniversary of the Vesting Commencement Date through and including the third (3rd) anniversary of the Vesting Commencement Date. Read SEC document |
| July 03, 2026 Filed Jul 7, 2026 20:30 UTC |
Sheffield Matthew AChief Investment Officer
|
GrantCommon Stock | 313,874 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-032337 · ownership.xml · nonDerivative · entry 1 Sheffield Matthew A · CIK 0002131872 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 602,653 F1 · shares: Represents shares of the Registrant's common stock underlying restricted stock units ("RSUs") granted on July 3, 2026 which vest, subject to the reporting person's continuous service, in accordance with the following schedule: (i) one-third (1/3rd) of the RSUs will vest on the first anniversary of June 30, 2026 (the "Vesting Commencement Date"), and (ii) one-twelfth (1/12th) of the RSUs will vest on each of the eight quarterly vesting dates (i.e., September 30, December 30, March 30, and June 30 with respect to any calendar year) that occurs after the first anniversary of the Vesting Commencement Date through and including the third (3rd) anniversary of the Vesting Commencement Date. F2 · balance_after: Represents 602,653 RSUs. Read SEC document |
| May 12, 2026 Filed May 15, 2026 12:03 UTC |
GUTKOWSKI ROBERT MDirector
|
SaleCommon Stock | 12,892 | $7.41 | $95,475.57 |
DisclosureSEC source: 0001493152-26-023351 · ownership.xml · nonDerivative · entry 3 GUTKOWSKI ROBERT M · CIK 0001032469 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,998 Read SEC document |
| May 12, 2026 Filed May 15, 2026 12:05 UTC |
Bernhard LeslieDirector
|
SaleCommon Stock | 12,892 | $7.41 | $95,505.23 |
DisclosureSEC source: 0001493152-26-023355 · ownership.xml · nonDerivative · entry 3 Bernhard Leslie · CIK 0001333581 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,998 Read SEC document |
| May 12, 2026 Filed May 15, 2026 12:07 UTC |
MCKENZIE OBIEDirector
|
SaleCommon Stock | 12,892 | $7.41 | $95,505.23 |
DisclosureSEC source: 0001493152-26-023357 · ownership.xml · nonDerivative · entry 3 MCKENZIE OBIE · CIK 0001953904 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,998 Read SEC document |
| April 15, 2026 Filed Apr 17, 2026 00:39 UTC |
Lubin Joseph MichaelDirector
|
OtherPre-Funded Warrants (Right to Buy) · Derivative | 1,200,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-017132 · ownership.xml · derivative · entry 12 Lubin Joseph Michael · CIK 0002071490 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Permanent Highest Power Capital LLC Disclosed balance after: 0 Underlying: Common Stock · 1,200,000 shares Expires not disclosed F6 · derivative.expiration_date: The holder of theses pre-funded warrants may, at any time and from time to time, exercise the pre-funded warrants for up to an equivalent number of shares of the Issuer's Common Stock until it has been exercised in full. F11 · ownership.nature: On April 15, 2026, after: (i) the contribution and transfer described in footnote 7 above; and (ii) the exercise of an aggregate of 5,462,952 pre-funded warrants by CSI and the exercise of 5,154,213 pre-funded warrants by Mr. Lubin, PHPC LLC exercised all of the pre-funded warrants contributed to it by Mr. Lubin. Mr. Lubin disclaims beneficial ownership of these securities for purposes of Section 16, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16, in each case except to the extent of his pecuniary interest therein. Read SEC document |
| April 15, 2026 Filed Apr 17, 2026 00:39 UTC |
Lubin Joseph MichaelDirector
|
OtherPre-Funded Warrants (Right to Buy) · Derivative | 5,154,213 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-017132 · ownership.xml · derivative · entry 11 Lubin Joseph Michael · CIK 0002071490 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,154,213 shares Expires not disclosed F6 · derivative.expiration_date: The holder of theses pre-funded warrants may, at any time and from time to time, exercise the pre-funded warrants for up to an equivalent number of shares of the Issuer's Common Stock until it has been exercised in full. F10 · ownership.direct: On April 15, 2026, after: (i) the contribution and transfer described in footnote 7 above; and (ii) the exercise of an aggregate of 5,462,952 pre-funded warrants by CSI, Mr. Lubin exercised the remaining pre-funded warrants held by him directly. Read SEC document |
| April 15, 2026 Filed Apr 17, 2026 00:39 UTC |
Lubin Joseph MichaelDirector
|
OtherPre-Funded Warrants (Right to Buy) · Derivative | 3,966,340 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-017132 · ownership.xml · derivative · entry 10 Lubin Joseph Michael · CIK 0002071490 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Consensys Software, Inc. Disclosed balance after: 0 Underlying: Common Stock · 3,966,340 shares Expires not disclosed F9 · derivative.expiration_date: These pre-funded warrants were exercisable at any time and from time to time until exercised in full for up to an equivalent number of shares of Common Stock of the Issuer. Read SEC document |
| April 15, 2026 Filed Apr 17, 2026 00:39 UTC |
Lubin Joseph MichaelDirector
|
OtherPre-Funded Warrants (Right to Buy) · Derivative | 1,496,612 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-017132 · ownership.xml · derivative · entry 9 Lubin Joseph Michael · CIK 0002071490 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Consensys Software, Inc. Disclosed balance after: 3,966,340 Underlying: Common Stock · 1,496,612 shares Expires not disclosed F8 · derivative.expiration_date: These pre-funded warrants were exercisable at any time and from time to time until exercised in full for up to an equivalent number of shares of Common Stock of the Issuer. Read SEC document |
| April 15, 2026 Filed Apr 17, 2026 00:39 UTC |
Lubin Joseph MichaelDirector
|
GiftPre-Funded Warrants (Right to Buy) · Derivative | 1,200,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-017132 · ownership.xml · derivative · entry 8 Lubin Joseph Michael · CIK 0002071490 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Permanent Highest Power Capital LLC Disclosed balance after: 1,200,000 Underlying: Common Stock · 1,200,000 shares Expires not disclosed F6 · derivative.expiration_date: The holder of theses pre-funded warrants may, at any time and from time to time, exercise the pre-funded warrants for up to an equivalent number of shares of the Issuer's Common Stock until it has been exercised in full. F7 · ownership.nature: On April 15, 2026, Mr. Lubin contributed 1,200,000 (of a total of 6,354,213) directly-held, pre-funded warrants to purchase up to 1,200,000 shares of Common Stock of the Issuer, to PHPC LLC, in exchange for all of the limited liability company interests of PHPC LLC; and immediately thereafter, transferred all of the limited liability interests of PHPC LLC to the Trust for no consideration. Mr. Lubin was initially (and remains) the manager of PHPC LLC. Mr. Lubin's son is a co-trustee of the Trust, and the beneficiaries of the Trust are members of his immediate family. Mr. Lubin disclaims beneficial ownership of these securities for purposes of Section 16, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16, in each case except to the extent of his pecuniary interest therein. Read SEC document |
| April 15, 2026 Filed Apr 17, 2026 00:39 UTC |
Lubin Joseph MichaelDirector
|
GiftPre-Funded Warrants (Right to Buy) · Derivative | 1,200,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-017132 · ownership.xml · derivative · entry 7 Lubin Joseph Michael · CIK 0002071490 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,154,213 Underlying: Common Stock · 1,200,000 shares Expires not disclosed F6 · derivative.expiration_date: The holder of theses pre-funded warrants may, at any time and from time to time, exercise the pre-funded warrants for up to an equivalent number of shares of the Issuer's Common Stock until it has been exercised in full. F7 · ownership.direct: On April 15, 2026, Mr. Lubin contributed 1,200,000 (of a total of 6,354,213) directly-held, pre-funded warrants to purchase up to 1,200,000 shares of Common Stock of the Issuer, to PHPC LLC, in exchange for all of the limited liability company interests of PHPC LLC; and immediately thereafter, transferred all of the limited liability interests of PHPC LLC to the Trust for no consideration. Mr. Lubin was initially (and remains) the manager of PHPC LLC. Mr. Lubin's son is a co-trustee of the Trust, and the beneficiaries of the Trust are members of his immediate family. Mr. Lubin disclaims beneficial ownership of these securities for purposes of Section 16, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16, in each case except to the extent of his pecuniary interest therein. Read SEC document |
| April 15, 2026 Filed Apr 17, 2026 00:39 UTC |
Lubin Joseph MichaelDirector
|
OtherCommon Stock | 1,200,000 | $0.00 | $120.00 |
DisclosureSEC source: 0001493152-26-017132 · ownership.xml · nonDerivative · entry 4 Lubin Joseph Michael · CIK 0002071490 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Permanent Highest Power Capital LLC Disclosed balance after: 1,200,000 F3 · balance_after: These shares of Common Stock of the Issuer are held directly by Permanent Highest Power Capital LLC ("PHPC LLC"), a limited liability company owned by Gradient Ascent Trust (the "Trust"). Mr. Lubin's son is a co-trustee of the Trust, and the beneficiaries of the Trust are members of Mr. Lubin's immediate family. Mr. Lubin is the manager of PHPC LLC. Mr. Lubin disclaims beneficial ownership of these securities for purposes of Section 16, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16, in each case except to the extent of his pecuniary interest therein. The amount in this column consists of 1,200,000 shares of Common Stock issued to PHPC upon the exercise of an equal number of pre-funded warrants by PHPC on April 15, 2026. F3 · ownership.nature: These shares of Common Stock of the Issuer are held directly by Permanent Highest Power Capital LLC ("PHPC LLC"), a limited liability company owned by Gradient Ascent Trust (the "Trust"). Mr. Lubin's son is a co-trustee of the Trust, and the beneficiaries of the Trust are members of Mr. Lubin's immediate family. Mr. Lubin is the manager of PHPC LLC. Mr. Lubin disclaims beneficial ownership of these securities for purposes of Section 16, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16, in each case except to the extent of his pecuniary interest therein. The amount in this column consists of 1,200,000 shares of Common Stock issued to PHPC upon the exercise of an equal number of pre-funded warrants by PHPC on April 15, 2026. Read SEC document |
| April 15, 2026 Filed Apr 17, 2026 00:39 UTC |
Lubin Joseph MichaelDirector
|
OtherCommon Stock | 5,154,213 | $0.00 | $515.42 |
DisclosureSEC source: 0001493152-26-017132 · ownership.xml · nonDerivative · entry 3 Lubin Joseph Michael · CIK 0002071490 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,154,213 Read SEC document |
| April 15, 2026 Filed Apr 17, 2026 00:39 UTC |
Lubin Joseph MichaelDirector
|
OtherCommon Stock | 3,966,340 | $0.00 | $396.63 |
DisclosureSEC source: 0001493152-26-017132 · ownership.xml · nonDerivative · entry 2 Lubin Joseph Michael · CIK 0002071490 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Consensys Software, Inc. Disclosed balance after: 5,676,952 F2 · balance_after: These shares of Common Stock of the Issuer are held directly by CSI. Mr. Lubin disclaims beneficial ownership of the securities of the Issuer held by CSI for purposes of Section 16, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16, in each case except to the extent of his pecuniary interest therein. The amount in this column includes an aggregate of 3,966,340 shares of Common Stock issued to CSI upon the exercise of an equal number of pre-funded warrants by CSI on April 15, 2026. F2 · ownership.nature: These shares of Common Stock of the Issuer are held directly by CSI. Mr. Lubin disclaims beneficial ownership of the securities of the Issuer held by CSI for purposes of Section 16, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16, in each case except to the extent of his pecuniary interest therein. The amount in this column includes an aggregate of 3,966,340 shares of Common Stock issued to CSI upon the exercise of an equal number of pre-funded warrants by CSI on April 15, 2026. Read SEC document |
| April 15, 2026 Filed Apr 17, 2026 00:39 UTC |
Lubin Joseph MichaelDirector
|
OtherCommon Stock | 1,496,612 | $0.00 | $149.66 |
DisclosureSEC source: 0001493152-26-017132 · ownership.xml · nonDerivative · entry 1 Lubin Joseph Michael · CIK 0002071490 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Consensys Software, Inc. Disclosed balance after: 1,710,612 F1 · balance_after: These shares of Common Stock, par value $0.0001 per share ("Common Stock") of the Issuer are held directly by Consensys Software, Inc. ("CSI"). Mr. Lubin is the Chief Executive Officer of CSI and may be deemed to control CSI. Mr. Lubin disclaims beneficial ownership of the securities of the Issuer held by CSI for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16, in each case except to the extent of his pecuniary interest therein. The amount in this column includes an aggregate of 1,496,612 shares of Common Stock issued to CSI upon the exercise of an equal number of pre-funded warrants by CSI on April 15, 2026. F1 · ownership.nature: These shares of Common Stock, par value $0.0001 per share ("Common Stock") of the Issuer are held directly by Consensys Software, Inc. ("CSI"). Mr. Lubin is the Chief Executive Officer of CSI and may be deemed to control CSI. Mr. Lubin disclaims beneficial ownership of the securities of the Issuer held by CSI for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16, in each case except to the extent of his pecuniary interest therein. The amount in this column includes an aggregate of 1,496,612 shares of Common Stock issued to CSI upon the exercise of an equal number of pre-funded warrants by CSI on April 15, 2026. Read SEC document |
| April 10, 2026 Filed May 15, 2026 12:03 UTC |
GUTKOWSKI ROBERT MDirector
|
GrantCommon Stock | 11,503 | $6.52 | $74,999.56 |
DisclosureSEC source: 0001493152-26-023351 · ownership.xml · nonDerivative · entry 2 GUTKOWSKI ROBERT M · CIK 0001032469 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,890 F2 · shares: Represents grant of fully vested shares of the Issuer's Common Stock, pursuant to the Issuer's Non-Employee Director Compensation Program as compensation for the Reporting Person's services as a director of the Issuer. F3 · price: Based on the closing price per share of Common Stock on April 10, 2026. Read SEC document |
| April 10, 2026 Filed May 15, 2026 12:05 UTC |
Bernhard LeslieDirector
|
GrantCommon Stock | 11,503 | $6.52 | $74,999.56 |
DisclosureSEC source: 0001493152-26-023355 · ownership.xml · nonDerivative · entry 2 Bernhard Leslie · CIK 0001333581 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,890 F2 · shares: Represents grant of fully vested shares of the Issuer's Common Stock, pursuant to the Issuer's Non-Employee Director Compensation Program as compensation for the Reporting Person's services as a director of the Issuer. F3 · price: Based on the closing price per share of Common Stock on April 10, 2026. Read SEC document |
| April 10, 2026 Filed May 15, 2026 12:07 UTC |
MCKENZIE OBIEDirector
|
GrantCommon Stock | 11,503 | $6.52 | $74,999.56 |
DisclosureSEC source: 0001493152-26-023357 · ownership.xml · nonDerivative · entry 2 MCKENZIE OBIE · CIK 0001953904 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,890 F2 · shares: Represents grant of fully vested shares of the Issuer's Common Stock, pursuant to the Issuer's Non-Employee Director Compensation Program as compensation for the Reporting Person's services as a director of the Issuer. F3 · price: Based on the closing price per share of Common Stock on April 10, 2026. Read SEC document |
| March 31, 2026 Filed Apr 1, 2026 00:46 UTC |
DeLucia Robert MichaelChief Financial Officer
|
SaleCommon Stock | 2,848 | $6.21 | $17,696.05 |
DisclosureSEC source: 0001493152-26-014414 · ownership.xml · nonDerivative · entry 2 DeLucia Robert Michael · CIK 0001399454 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,098 F2 · shares: The fully vested shares were paid to the Reporting Person on March 31, 2026. This number reflects the number of shares that were sold by the Reporting Person to satisfy tax withholding obligations on the award. Read SEC document |
| March 31, 2026 Filed Apr 1, 2026 00:46 UTC |
DeLucia Robert MichaelChief Financial Officer
|
GrantCommon Stock | 10,904 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-014414 · ownership.xml · nonDerivative · entry 1 DeLucia Robert Michael · CIK 0001399454 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,946 F1 · shares: Common Stock acquired upon vesting of restricted stock units granted on March 19, 2025. Read SEC document |
| February 11, 2026 Filed Feb 13, 2026 01:52 UTC |
DeLucia Robert MichaelChief Financial Officer
|
Tax withholdingCommon Stock | 22,863 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-006509 · ownership.xml · nonDerivative · entry 1 DeLucia Robert Michael · CIK 0001399454 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,042 F1 · shares: On January 8, 2026, the Reporting Person received a bonus award payable in fully vested shares. The gross number of fully vested shares underlying that bonus award was reported on a Form 4 on January 12, 2026. The fully vested shares were paid to the Reporting Person on February 11, 2026, net of applicable income and employment taxes. This number reflects the number of shares that were retained by the Company, out of the fully shares otherwise payable to the Reporting Person, to satisfy its withholding tax obligation on the bonus award. Read SEC document |
| February 11, 2026 Filed Feb 13, 2026 01:50 UTC |
Chalom JosephDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 149,065 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-006507 · ownership.xml · nonDerivative · entry 1 Chalom Joseph · CIK 0002079719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 142,764 F1 · shares: On January 8, 2026, the Reporting Person received a bonus award payable in fully vested shares. The gross number of fully vested shares underlying that bonus award was reported on a Form 4 on January 12, 2026. The fully vested shares were paid to the Reporting Person on February 11, 2026, net of applicable income and employment taxes. This number reflects the number of shares that were retained by the Company, out of the fully shares otherwise payable to the Reporting Person, to satisfy its withholding tax obligation on the bonus award. Read SEC document |
| January 08, 2026 Filed Jan 13, 2026 00:46 UTC |
DeLucia Robert MichaelChief Financial Officer
|
GrantCommon Stock | 87,549 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-001915 · ownership.xml · nonDerivative · entry 1 DeLucia Robert Michael · CIK 0001399454 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,906 Read SEC document |
| January 08, 2026 Filed Jan 13, 2026 00:45 UTC |
Chalom JosephDirector · Chief Executive Officer
|
GrantCommon Stock | 291,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-001913 · ownership.xml · nonDerivative · entry 1 Chalom Joseph · CIK 0002079719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 291,829 Read SEC document |
| September 30, 2025 Filed May 15, 2026 12:03 UTC |
GUTKOWSKI ROBERT MDirector
|
Exercise / conversionCommon Stock | 1,389 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-023351 · ownership.xml · nonDerivative · entry 1 GUTKOWSKI ROBERT M · CIK 0001032469 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,387 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock") acquired upon vesting of restricted stock units. Read SEC document |
| September 30, 2025 Filed May 15, 2026 12:05 UTC |
Bernhard LeslieDirector
|
Exercise / conversionCommon Stock | 1,389 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-023355 · ownership.xml · nonDerivative · entry 1 Bernhard Leslie · CIK 0001333581 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,387 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock") acquired upon vesting of restricted stock units. Read SEC document |
| September 30, 2025 Filed May 15, 2026 12:07 UTC |
MCKENZIE OBIEDirector
|
Exercise / conversionCommon Stock | 1,389 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-023357 · ownership.xml · nonDerivative · entry 1 MCKENZIE OBIE · CIK 0001953904 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,387 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock") acquired upon vesting of restricted stock units. Read SEC document |
| August 18, 2025 Filed Aug 18, 2025 20:49 UTC |
GUTKOWSKI ROBERT MDirector
|
SaleCommon Stock | 18,334 | $19.17 | $351,503.11 |
DisclosureSEC source: 0001641172-25-024638 · ownership.xml · nonDerivative · entry 1 GUTKOWSKI ROBERT M · CIK 0001032469 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,998 Read SEC document |
| August 18, 2025 Filed Aug 18, 2025 20:46 UTC |
Bernhard LeslieDirector
|
SaleCommon Stock | 18,334 | $19.17 | $351,400.44 |
DisclosureSEC source: 0001641172-25-024635 · ownership.xml · nonDerivative · entry 1 Bernhard Leslie · CIK 0001333581 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,998 Read SEC document |
| August 18, 2025 Filed Aug 18, 2025 20:52 UTC |
MCKENZIE OBIEDirector
|
SaleCommon Stock | 18,334 | $19.17 | $351,394.94 |
DisclosureSEC source: 0001641172-25-024641 · ownership.xml · nonDerivative · entry 1 MCKENZIE OBIE · CIK 0001953904 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,998 Read SEC document |
| July 24, 2025 Filed Jul 29, 2025 10:15 UTC |
GUTKOWSKI ROBERT MDirector
|
GrantRestricted Stock Units · Derivative | 74,996 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001641172-25-021241 · ownership.xml · derivative · entry 4 GUTKOWSKI ROBERT M · CIK 0001032469 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,996 Underlying: Common Stock · 74,996 shares Expires not disclosed F1 · security: These grants were approved by the Board of Directors (the "Board") on March 19, 2025 and May 26, 2025, subject to stockholder approval of an amendment to the SharpLink Gaming, Inc. 2023 Equity Incentive Plan (the "Plan Amendment"), which provides that, an additional 8,000,000 shares of the Company's common stock will be made available pursuant to the Plan Amendment. The stockholders approved the Plan Amendment on July 24, 2025. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SharpLink Gaming, Inc common stock. F2 · price: Each restricted stock unit represents a contingent right to receive one share of SharpLink Gaming, Inc common stock. F4 · derivative.exercise_date: The restricted stock units shall vest, one-third, at the close of business on the Issuer's special meeting of stockholders where the Plan Amendment was approved, subject to the Reporting Person's continued service with the Issuer as of the vesting date, and one-third on each of the first two anniversaries following the special meeting. F4 · derivative.expiration_date: The restricted stock units shall vest, one-third, at the close of business on the Issuer's special meeting of stockholders where the Plan Amendment was approved, subject to the Reporting Person's continued service with the Issuer as of the vesting date, and one-third on each of the first two anniversaries following the special meeting. Read SEC document |
| July 24, 2025 Filed Jul 29, 2025 10:15 UTC |
GUTKOWSKI ROBERT MDirector
|
GrantRestricted Stock Units · Derivative | 6,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001641172-25-021241 · ownership.xml · derivative · entry 3 GUTKOWSKI ROBERT M · CIK 0001032469 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,667 Underlying: Common Stock · 6,667 shares Expires not disclosed F1 · security: These grants were approved by the Board of Directors (the "Board") on March 19, 2025 and May 26, 2025, subject to stockholder approval of an amendment to the SharpLink Gaming, Inc. 2023 Equity Incentive Plan (the "Plan Amendment"), which provides that, an additional 8,000,000 shares of the Company's common stock will be made available pursuant to the Plan Amendment. The stockholders approved the Plan Amendment on July 24, 2025. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SharpLink Gaming, Inc common stock. F2 · price: Each restricted stock unit represents a contingent right to receive one share of SharpLink Gaming, Inc common stock. F3 · derivative.exercise_date: The restricted stock units shall be fully vested at the close of business on the Issuer's special meeting of stockholders where the Plan Amendment was approved, subject to the Reporting Person's continued service with the Issuer as of the vesting date. F3 · derivative.expiration_date: The restricted stock units shall be fully vested at the close of business on the Issuer's special meeting of stockholders where the Plan Amendment was approved, subject to the Reporting Person's continued service with the Issuer as of the vesting date. Read SEC document |
| July 24, 2025 Filed Jul 29, 2025 10:15 UTC |
GUTKOWSKI ROBERT MDirector
|
GrantCommon Stock | 24,998 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001641172-25-021241 · ownership.xml · nonDerivative · entry 2 GUTKOWSKI ROBERT M · CIK 0001032469 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,332 F6 · price: Common Stock acquired upon vesting of restricted stock units granted on May 26, 2025. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.