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Sharplink, Inc.

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4588
SEC CIK
0001981535
Parsed reports
95

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 08, 2026 Filed Oct 13, 2026 21:44 UTC SaleCommon Stock 5,676,952 $8.39 $47,629,627.28
Disclosure

SEC source: 0001493152-26-046898 · ownership.xml · nonDerivative · entry 1

Lubin Joseph Michael · CIK 0002071490 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Consensys Software, Inc.

Disclosed balance after: 0

F1 · balance_after: These shares of Common Stock, par value $0.0001 per share ("Common Stock") of the Issuer were held directly by Consensys Software, Inc. ("CSI"). Mr. Lubin is the Chief Executive Officer of CSI and may be deemed to control CSI. Mr. Lubin disclaims beneficial ownership of the securities of the Issuer held by CSI for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16, in each case except to the extent of his pecuniary interest therein. On October 8, 2026, CSI sold all 5,676,952 shares of Common Stock held by it in a block trade at a price of $8.39 per share.

F1 · ownership.nature: These shares of Common Stock, par value $0.0001 per share ("Common Stock") of the Issuer were held directly by Consensys Software, Inc. ("CSI"). Mr. Lubin is the Chief Executive Officer of CSI and may be deemed to control CSI. Mr. Lubin disclaims beneficial ownership of the securities of the Issuer held by CSI for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16, in each case except to the extent of his pecuniary interest therein. On October 8, 2026, CSI sold all 5,676,952 shares of Common Stock held by it in a block trade at a price of $8.39 per share.

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September 09, 2026 Filed Sep 10, 2026 20:30 UTC
Perez Dana EschenburgChief Accounting Officer
Tax withholdingCommon Stock 2,841 $8.54 $24,262.14
Disclosure

SEC source: 0001493152-26-042188 · ownership.xml · nonDerivative · entry 1

Perez Dana Eschenburg · CIK 0001892454 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,612

F1 · shares: Represents shares of the Registrant's common stock withheld to satisfy tax withholding obligations upon the vesting and settlement of restricted stock units ("RSUs").

F2 · balance_after: Includes: (i) 54,722 unvested RSUs, and (ii) 8,890 shares of the Registrant's common stock.

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July 24, 2026 Filed Jul 28, 2026 01:49 UTC GrantCommon Stock 24,999 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-034902 · ownership.xml · nonDerivative · entry 1

GUTKOWSKI ROBERT M · CIK 0001032469 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,996

F1 · price: Common stock acquired upon the vesting and settlement of restricted stock units ("RSUs") granted on July 24, 2025.

F2 · balance_after: The reporting person has reported prior awards of RSUs in Table II of Form 4. The total reported in Column 5 includes: (i) 24,998 unvested RSUs previously reported on Table II, and (ii) 49,998 shares of the Registrant's common stock.

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July 24, 2026 Filed Jul 28, 2026 01:51 UTC GrantCommon Stock 24,999 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-034908 · ownership.xml · nonDerivative · entry 1

Bernhard Leslie · CIK 0001333581 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,996

F1 · price: Common stock acquired upon the vesting and settlement of restricted stock units ("RSUs") granted on July 24, 2025.

F2 · balance_after: The reporting person has reported prior awards of RSUs in Table II of Form 4. The total reported in Column 5 includes: (i) 24,998 unvested RSUs previously reported on Table II, and (ii) 49,998 shares of the Registrant's common stock.

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July 24, 2026 Filed Jul 28, 2026 01:49 UTC
DeLucia Robert MichaelChief Financial Officer
Tax withholdingCommon Stock 21,124 $5.81 $122,730.44
Disclosure

SEC source: 0001493152-26-034901 · ownership.xml · nonDerivative · entry 1

DeLucia Robert Michael · CIK 0001399454 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 412,336

F1 · shares: Represents shares of the Registrant's common stock withheld to satisfy tax withholding obligations upon the vesting and settlement of restricted stock units ("RSUs").

F2 · balance_after: The total reported in Column 5 includes: (i) 276,863 unvested RSUs, and (ii) 135,473 shares of the Registrant's common stock.

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July 24, 2026 Filed Jul 28, 2026 01:52 UTC GrantCommon Stock 24,999 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-034910 · ownership.xml · nonDerivative · entry 1

MCKENZIE OBIE · CIK 0001953904 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,996

F1 · price: Common stock acquired upon the vesting and settlement of restricted stock units ("RSUs") granted on July 24, 2025.

F2 · balance_after: The reporting person has reported prior awards of RSUs in Table II of Form 4. The total reported in Column 5 includes: (i) 24,998 unvested RSUs previously reported on Table II, and (ii) 49,998 shares of the Registrant's common stock.

Read SEC document
July 24, 2026 Filed Jul 28, 2026 01:52 UTC
Chalom JosephDirector · Chief Executive Officer
Tax withholdingCommon Stock 50,147 $5.81 $291,354.07
Disclosure

SEC source: 0001493152-26-034909 · ownership.xml · nonDerivative · entry 1

Chalom Joseph · CIK 0002079719 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,064,360

F1 · shares: Represents shares of the Registrant's common stock withheld to satisfy tax withholding obligations upon the vesting and settlement of restricted stock units ("RSUs").

F2 · balance_after: The total reported in Column 5 includes: (i) 824,807 unvested RSUs, and (ii) 239,553 shares of the Registrant's common stock.

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July 24, 2026 Filed Jul 28, 2026 01:50 UTC
Camarda Michael DChief Development Officer
Tax withholdingCommon Stock 24,922 $5.81 $144,796.82
Disclosure

SEC source: 0001493152-26-034905 · ownership.xml · nonDerivative · entry 1

Camarda Michael D · CIK 0002133186 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,224

F1 · shares: Represents shares of the Registrant's common stock withheld to satisfy tax withholding obligations upon the vesting and settlement of restricted stock units ("RSUs").

F2 · balance_after: Includes: (i) 440,562 unvested RSUs, and (ii) 159,662 shares of the Registrant's common stock.

Read SEC document
July 03, 2026 Filed Jul 7, 2026 20:30 UTC
DeLucia Robert MichaelChief Financial Officer
Tax withholdingCommon Stock 6,370 $5.31 $33,824.70
Disclosure

SEC source: 0001493152-26-032336 · ownership.xml · nonDerivative · entry 3

DeLucia Robert Michael · CIK 0001399454 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 433,460

F3 · shares: Represents shares of the Registrant's common stock withheld to satisfy tax withholding obligations upon the vesting and settlement of performance based RSUs.

F4 · balance_after: The reporting person has reported prior awards of RSUs in Table II of Form 4. The total reported in Column 5 includes (i) 169,492 newly awarded RSUs, (ii) 161,053 unvested RSUs previously reported in Table II, and (iii) 102,915 shares of the Registrant's common stock.

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July 03, 2026 Filed Jul 7, 2026 20:30 UTC
DeLucia Robert MichaelChief Financial Officer
GrantCommon Stock 16,187 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-032336 · ownership.xml · nonDerivative · entry 2

DeLucia Robert Michael · CIK 0001399454 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 439,830

F2 · shares: Represents shares of the Registrant's common stock acquired upon vesting of performance based RSUs granted on August 27, 2025.

Read SEC document
July 03, 2026 Filed Jul 7, 2026 20:30 UTC
DeLucia Robert MichaelChief Financial Officer
GrantCommon Stock 169,492 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-032336 · ownership.xml · nonDerivative · entry 1

DeLucia Robert Michael · CIK 0001399454 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 423,643

F1 · shares: Represents shares of the Registrant's common stock underlying restricted stock units ("RSUs") granted on July 3, 2026 which vest, subject to the reporting person's continuous service, in accordance with the following schedule: (i) one-third (1/3rd) of the RSUs will vest on the first anniversary of June 30, 2026 (the "Vesting Commencement Date"), and (ii) one-twelfth (1/12th) of the RSUs will vest on each of the eight quarterly vesting dates (i.e., September 30, December 30, March 30, and June 30 with respect to any calendar year) that occurs after the first anniversary of the Vesting Commencement Date through and including the third (3rd) anniversary of the Vesting Commencement Date.

Read SEC document
July 03, 2026 Filed Jul 7, 2026 20:30 UTC
Perez Dana EschenburgChief Accounting Officer
GrantCommon Stock 31,388 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-032340 · ownership.xml · nonDerivative · entry 1

Perez Dana Eschenburg · CIK 0001892454 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,453

F1 · shares: Represents shares of the Registrant's common stock underlying restricted stock units ("RSUs") granted on July 3, 2026 which vest, subject to the reporting person's continuous service, in accordance with the following schedule: (i) one-third (1/3rd) of the RSUs will vest on the first anniversary of June 30, 2026 (the "Vesting Commencement Date"), and (ii) one-twelfth (1/12th) of the RSUs will vest on each of the eight quarterly vesting dates (i.e., September 30, December 30, March 30, and June 30 with respect to any calendar year) that occurs after the first anniversary of the Vesting Commencement Date through and including the third (3rd) anniversary of the Vesting Commencement Date.

F2 · balance_after: Includes: (i) 31,388 newly awarded RSUs, (ii) 35,000 unvested RSUs, and (iii) 65 shares of the Registrant's common stock.

Read SEC document
July 03, 2026 Filed Jul 7, 2026 20:30 UTC
Chalom JosephDirector · Chief Executive Officer
Tax withholdingCommon Stock 50,124 $5.31 $266,158.44
Disclosure

SEC source: 0001493152-26-032341 · ownership.xml · nonDerivative · entry 3

Chalom Joseph · CIK 0002079719 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,114,507

F3 · shares: Represents shares of the Registrant's common stock withheld to satisfy tax withholding obligations upon the vesting and settlement of performance based RSUs.

F4 · balance_after: The reporting person has reported prior awards of RSUs in Table II of Form 4. The total reported in Column 5 includes (i) 627,747 newly awarded RSUs, (ii) 295,590 unvested RSUs previously reported in Table II, and (iii) 191,170 shares of the Registrant's common stock.

Read SEC document
July 03, 2026 Filed Jul 7, 2026 20:30 UTC
Chalom JosephDirector · Chief Executive Officer
GrantCommon Stock 98,530 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-032341 · ownership.xml · nonDerivative · entry 2

Chalom Joseph · CIK 0002079719 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,164,631

F2 · shares: Represents shares of the Registrant's common stock acquired upon vesting of performance based RSUs granted on August 27, 2025.

Read SEC document
July 03, 2026 Filed Jul 7, 2026 20:30 UTC
Chalom JosephDirector · Chief Executive Officer
GrantCommon Stock 627,747 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-032341 · ownership.xml · nonDerivative · entry 1

Chalom Joseph · CIK 0002079719 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,066,101

F1 · shares: Represents shares of the Registrant's common stock underlying restricted stock units ("RSUs") granted on July 3, 2026 which vest, subject to the reporting person's continuous service, in accordance with the following schedule: (i) one-third (1/3rd) of the RSUs will vest on the first anniversary of June 30, 2026 (the "Vesting Commencement Date"), and (ii) one-twelfth (1/12th) of the RSUs will vest on each of the eight quarterly vesting dates (i.e., September 30, December 30, March 30, and June 30 with respect to any calendar year) that occurs after the first anniversary of the Vesting Commencement Date through and including the third (3rd) anniversary of the Vesting Commencement Date.

Read SEC document
July 03, 2026 Filed Jul 7, 2026 20:30 UTC
Camarda Michael DChief Development Officer
Tax withholdingCommon Stock 24,925 $5.31 $132,351.75
Disclosure

SEC source: 0001493152-26-032339 · ownership.xml · nonDerivative · entry 3

Camarda Michael D · CIK 0002133186 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 625,146

F3 · shares: Represents shares of the Registrant's common stock withheld to satisfy tax withholding obligations upon the vesting and settlement of performance based RSUs.

F4 · balance_after: Includes: (i) 313,874 newly awarded RSUs, (ii) 190,022 unvested RSUs, and (iii) 121,250 shares of the Registrant's common stock.

Read SEC document
July 03, 2026 Filed Jul 7, 2026 20:30 UTC
Camarda Michael DChief Development Officer
GrantCommon Stock 63,341 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-032339 · ownership.xml · nonDerivative · entry 2

Camarda Michael D · CIK 0002133186 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 650,071

F2 · shares: Represents shares of the Registrant's common stock acquired upon vesting of performance based RSUs granted on August 27, 2025.

Read SEC document
July 03, 2026 Filed Jul 7, 2026 20:30 UTC
Camarda Michael DChief Development Officer
GrantCommon Stock 313,874 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-032339 · ownership.xml · nonDerivative · entry 1

Camarda Michael D · CIK 0002133186 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 586,730

F1 · shares: Represents shares of the Registrant's common stock underlying restricted stock units ("RSUs") granted on July 3, 2026 which vest, subject to the reporting person's continuous service, in accordance with the following schedule: (i) one-third (1/3rd) of the RSUs will vest on the first anniversary of June 30, 2026 (the "Vesting Commencement Date"), and (ii) one-twelfth (1/12th) of the RSUs will vest on each of the eight quarterly vesting dates (i.e., September 30, December 30, March 30, and June 30 with respect to any calendar year) that occurs after the first anniversary of the Vesting Commencement Date through and including the third (3rd) anniversary of the Vesting Commencement Date.

Read SEC document
July 03, 2026 Filed Jul 7, 2026 20:30 UTC
Sheffield Matthew AChief Investment Officer
GrantCommon Stock 313,874 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-032337 · ownership.xml · nonDerivative · entry 1

Sheffield Matthew A · CIK 0002131872 · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 602,653

F1 · shares: Represents shares of the Registrant's common stock underlying restricted stock units ("RSUs") granted on July 3, 2026 which vest, subject to the reporting person's continuous service, in accordance with the following schedule: (i) one-third (1/3rd) of the RSUs will vest on the first anniversary of June 30, 2026 (the "Vesting Commencement Date"), and (ii) one-twelfth (1/12th) of the RSUs will vest on each of the eight quarterly vesting dates (i.e., September 30, December 30, March 30, and June 30 with respect to any calendar year) that occurs after the first anniversary of the Vesting Commencement Date through and including the third (3rd) anniversary of the Vesting Commencement Date.

F2 · balance_after: Represents 602,653 RSUs.

Read SEC document
May 12, 2026 Filed May 15, 2026 12:03 UTC SaleCommon Stock 12,892 $7.41 $95,475.57
Disclosure

SEC source: 0001493152-26-023351 · ownership.xml · nonDerivative · entry 3

GUTKOWSKI ROBERT M · CIK 0001032469 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,998

Read SEC document
May 12, 2026 Filed May 15, 2026 12:05 UTC SaleCommon Stock 12,892 $7.41 $95,505.23
Disclosure

SEC source: 0001493152-26-023355 · ownership.xml · nonDerivative · entry 3

Bernhard Leslie · CIK 0001333581 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,998

Read SEC document
May 12, 2026 Filed May 15, 2026 12:07 UTC SaleCommon Stock 12,892 $7.41 $95,505.23
Disclosure

SEC source: 0001493152-26-023357 · ownership.xml · nonDerivative · entry 3

MCKENZIE OBIE · CIK 0001953904 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,998

Read SEC document
April 15, 2026 Filed Apr 17, 2026 00:39 UTC OtherPre-Funded Warrants (Right to Buy) · Derivative 1,200,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-26-017132 · ownership.xml · derivative · entry 12

Lubin Joseph Michael · CIK 0002071490 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Permanent Highest Power Capital LLC

Disclosed balance after: 0

Underlying: Common Stock · 1,200,000 shares

Expires not disclosed

F6 · derivative.expiration_date: The holder of theses pre-funded warrants may, at any time and from time to time, exercise the pre-funded warrants for up to an equivalent number of shares of the Issuer's Common Stock until it has been exercised in full.

F11 · ownership.nature: On April 15, 2026, after: (i) the contribution and transfer described in footnote 7 above; and (ii) the exercise of an aggregate of 5,462,952 pre-funded warrants by CSI and the exercise of 5,154,213 pre-funded warrants by Mr. Lubin, PHPC LLC exercised all of the pre-funded warrants contributed to it by Mr. Lubin. Mr. Lubin disclaims beneficial ownership of these securities for purposes of Section 16, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16, in each case except to the extent of his pecuniary interest therein.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 00:39 UTC OtherPre-Funded Warrants (Right to Buy) · Derivative 5,154,213 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-26-017132 · ownership.xml · derivative · entry 11

Lubin Joseph Michael · CIK 0002071490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,154,213 shares

Expires not disclosed

F6 · derivative.expiration_date: The holder of theses pre-funded warrants may, at any time and from time to time, exercise the pre-funded warrants for up to an equivalent number of shares of the Issuer's Common Stock until it has been exercised in full.

F10 · ownership.direct: On April 15, 2026, after: (i) the contribution and transfer described in footnote 7 above; and (ii) the exercise of an aggregate of 5,462,952 pre-funded warrants by CSI, Mr. Lubin exercised the remaining pre-funded warrants held by him directly.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 00:39 UTC OtherPre-Funded Warrants (Right to Buy) · Derivative 3,966,340 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-26-017132 · ownership.xml · derivative · entry 10

Lubin Joseph Michael · CIK 0002071490 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Consensys Software, Inc.

Disclosed balance after: 0

Underlying: Common Stock · 3,966,340 shares

Expires not disclosed

F9 · derivative.expiration_date: These pre-funded warrants were exercisable at any time and from time to time until exercised in full for up to an equivalent number of shares of Common Stock of the Issuer.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 00:39 UTC OtherPre-Funded Warrants (Right to Buy) · Derivative 1,496,612 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-26-017132 · ownership.xml · derivative · entry 9

Lubin Joseph Michael · CIK 0002071490 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Consensys Software, Inc.

Disclosed balance after: 3,966,340

Underlying: Common Stock · 1,496,612 shares

Expires not disclosed

F8 · derivative.expiration_date: These pre-funded warrants were exercisable at any time and from time to time until exercised in full for up to an equivalent number of shares of Common Stock of the Issuer.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 00:39 UTC GiftPre-Funded Warrants (Right to Buy) · Derivative 1,200,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-26-017132 · ownership.xml · derivative · entry 8

Lubin Joseph Michael · CIK 0002071490 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Permanent Highest Power Capital LLC

Disclosed balance after: 1,200,000

Underlying: Common Stock · 1,200,000 shares

Expires not disclosed

F6 · derivative.expiration_date: The holder of theses pre-funded warrants may, at any time and from time to time, exercise the pre-funded warrants for up to an equivalent number of shares of the Issuer's Common Stock until it has been exercised in full.

F7 · ownership.nature: On April 15, 2026, Mr. Lubin contributed 1,200,000 (of a total of 6,354,213) directly-held, pre-funded warrants to purchase up to 1,200,000 shares of Common Stock of the Issuer, to PHPC LLC, in exchange for all of the limited liability company interests of PHPC LLC; and immediately thereafter, transferred all of the limited liability interests of PHPC LLC to the Trust for no consideration. Mr. Lubin was initially (and remains) the manager of PHPC LLC. Mr. Lubin's son is a co-trustee of the Trust, and the beneficiaries of the Trust are members of his immediate family. Mr. Lubin disclaims beneficial ownership of these securities for purposes of Section 16, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16, in each case except to the extent of his pecuniary interest therein.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 00:39 UTC GiftPre-Funded Warrants (Right to Buy) · Derivative 1,200,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-26-017132 · ownership.xml · derivative · entry 7

Lubin Joseph Michael · CIK 0002071490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,154,213

Underlying: Common Stock · 1,200,000 shares

Expires not disclosed

F6 · derivative.expiration_date: The holder of theses pre-funded warrants may, at any time and from time to time, exercise the pre-funded warrants for up to an equivalent number of shares of the Issuer's Common Stock until it has been exercised in full.

F7 · ownership.direct: On April 15, 2026, Mr. Lubin contributed 1,200,000 (of a total of 6,354,213) directly-held, pre-funded warrants to purchase up to 1,200,000 shares of Common Stock of the Issuer, to PHPC LLC, in exchange for all of the limited liability company interests of PHPC LLC; and immediately thereafter, transferred all of the limited liability interests of PHPC LLC to the Trust for no consideration. Mr. Lubin was initially (and remains) the manager of PHPC LLC. Mr. Lubin's son is a co-trustee of the Trust, and the beneficiaries of the Trust are members of his immediate family. Mr. Lubin disclaims beneficial ownership of these securities for purposes of Section 16, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16, in each case except to the extent of his pecuniary interest therein.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 00:39 UTC OtherCommon Stock 1,200,000 $0.00 $120.00
Disclosure

SEC source: 0001493152-26-017132 · ownership.xml · nonDerivative · entry 4

Lubin Joseph Michael · CIK 0002071490 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Permanent Highest Power Capital LLC

Disclosed balance after: 1,200,000

F3 · balance_after: These shares of Common Stock of the Issuer are held directly by Permanent Highest Power Capital LLC ("PHPC LLC"), a limited liability company owned by Gradient Ascent Trust (the "Trust"). Mr. Lubin's son is a co-trustee of the Trust, and the beneficiaries of the Trust are members of Mr. Lubin's immediate family. Mr. Lubin is the manager of PHPC LLC. Mr. Lubin disclaims beneficial ownership of these securities for purposes of Section 16, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16, in each case except to the extent of his pecuniary interest therein. The amount in this column consists of 1,200,000 shares of Common Stock issued to PHPC upon the exercise of an equal number of pre-funded warrants by PHPC on April 15, 2026.

F3 · ownership.nature: These shares of Common Stock of the Issuer are held directly by Permanent Highest Power Capital LLC ("PHPC LLC"), a limited liability company owned by Gradient Ascent Trust (the "Trust"). Mr. Lubin's son is a co-trustee of the Trust, and the beneficiaries of the Trust are members of Mr. Lubin's immediate family. Mr. Lubin is the manager of PHPC LLC. Mr. Lubin disclaims beneficial ownership of these securities for purposes of Section 16, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16, in each case except to the extent of his pecuniary interest therein. The amount in this column consists of 1,200,000 shares of Common Stock issued to PHPC upon the exercise of an equal number of pre-funded warrants by PHPC on April 15, 2026.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 00:39 UTC OtherCommon Stock 5,154,213 $0.00 $515.42
Disclosure

SEC source: 0001493152-26-017132 · ownership.xml · nonDerivative · entry 3

Lubin Joseph Michael · CIK 0002071490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,154,213

Read SEC document
April 15, 2026 Filed Apr 17, 2026 00:39 UTC OtherCommon Stock 3,966,340 $0.00 $396.63
Disclosure

SEC source: 0001493152-26-017132 · ownership.xml · nonDerivative · entry 2

Lubin Joseph Michael · CIK 0002071490 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Consensys Software, Inc.

Disclosed balance after: 5,676,952

F2 · balance_after: These shares of Common Stock of the Issuer are held directly by CSI. Mr. Lubin disclaims beneficial ownership of the securities of the Issuer held by CSI for purposes of Section 16, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16, in each case except to the extent of his pecuniary interest therein. The amount in this column includes an aggregate of 3,966,340 shares of Common Stock issued to CSI upon the exercise of an equal number of pre-funded warrants by CSI on April 15, 2026.

F2 · ownership.nature: These shares of Common Stock of the Issuer are held directly by CSI. Mr. Lubin disclaims beneficial ownership of the securities of the Issuer held by CSI for purposes of Section 16, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16, in each case except to the extent of his pecuniary interest therein. The amount in this column includes an aggregate of 3,966,340 shares of Common Stock issued to CSI upon the exercise of an equal number of pre-funded warrants by CSI on April 15, 2026.

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April 15, 2026 Filed Apr 17, 2026 00:39 UTC OtherCommon Stock 1,496,612 $0.00 $149.66
Disclosure

SEC source: 0001493152-26-017132 · ownership.xml · nonDerivative · entry 1

Lubin Joseph Michael · CIK 0002071490 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Consensys Software, Inc.

Disclosed balance after: 1,710,612

F1 · balance_after: These shares of Common Stock, par value $0.0001 per share ("Common Stock") of the Issuer are held directly by Consensys Software, Inc. ("CSI"). Mr. Lubin is the Chief Executive Officer of CSI and may be deemed to control CSI. Mr. Lubin disclaims beneficial ownership of the securities of the Issuer held by CSI for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16, in each case except to the extent of his pecuniary interest therein. The amount in this column includes an aggregate of 1,496,612 shares of Common Stock issued to CSI upon the exercise of an equal number of pre-funded warrants by CSI on April 15, 2026.

F1 · ownership.nature: These shares of Common Stock, par value $0.0001 per share ("Common Stock") of the Issuer are held directly by Consensys Software, Inc. ("CSI"). Mr. Lubin is the Chief Executive Officer of CSI and may be deemed to control CSI. Mr. Lubin disclaims beneficial ownership of the securities of the Issuer held by CSI for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16, in each case except to the extent of his pecuniary interest therein. The amount in this column includes an aggregate of 1,496,612 shares of Common Stock issued to CSI upon the exercise of an equal number of pre-funded warrants by CSI on April 15, 2026.

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April 10, 2026 Filed May 15, 2026 12:03 UTC GrantCommon Stock 11,503 $6.52 $74,999.56
Disclosure

SEC source: 0001493152-26-023351 · ownership.xml · nonDerivative · entry 2

GUTKOWSKI ROBERT M · CIK 0001032469 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,890

F2 · shares: Represents grant of fully vested shares of the Issuer's Common Stock, pursuant to the Issuer's Non-Employee Director Compensation Program as compensation for the Reporting Person's services as a director of the Issuer.

F3 · price: Based on the closing price per share of Common Stock on April 10, 2026.

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April 10, 2026 Filed May 15, 2026 12:05 UTC GrantCommon Stock 11,503 $6.52 $74,999.56
Disclosure

SEC source: 0001493152-26-023355 · ownership.xml · nonDerivative · entry 2

Bernhard Leslie · CIK 0001333581 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,890

F2 · shares: Represents grant of fully vested shares of the Issuer's Common Stock, pursuant to the Issuer's Non-Employee Director Compensation Program as compensation for the Reporting Person's services as a director of the Issuer.

F3 · price: Based on the closing price per share of Common Stock on April 10, 2026.

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April 10, 2026 Filed May 15, 2026 12:07 UTC GrantCommon Stock 11,503 $6.52 $74,999.56
Disclosure

SEC source: 0001493152-26-023357 · ownership.xml · nonDerivative · entry 2

MCKENZIE OBIE · CIK 0001953904 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,890

F2 · shares: Represents grant of fully vested shares of the Issuer's Common Stock, pursuant to the Issuer's Non-Employee Director Compensation Program as compensation for the Reporting Person's services as a director of the Issuer.

F3 · price: Based on the closing price per share of Common Stock on April 10, 2026.

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March 31, 2026 Filed Apr 1, 2026 00:46 UTC
DeLucia Robert MichaelChief Financial Officer
SaleCommon Stock 2,848 $6.21 $17,696.05
Disclosure

SEC source: 0001493152-26-014414 · ownership.xml · nonDerivative · entry 2

DeLucia Robert Michael · CIK 0001399454 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,098

F2 · shares: The fully vested shares were paid to the Reporting Person on March 31, 2026. This number reflects the number of shares that were sold by the Reporting Person to satisfy tax withholding obligations on the award.

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March 31, 2026 Filed Apr 1, 2026 00:46 UTC
DeLucia Robert MichaelChief Financial Officer
GrantCommon Stock 10,904 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-014414 · ownership.xml · nonDerivative · entry 1

DeLucia Robert Michael · CIK 0001399454 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,946

F1 · shares: Common Stock acquired upon vesting of restricted stock units granted on March 19, 2025.

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February 11, 2026 Filed Feb 13, 2026 01:52 UTC
DeLucia Robert MichaelChief Financial Officer
Tax withholdingCommon Stock 22,863 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-006509 · ownership.xml · nonDerivative · entry 1

DeLucia Robert Michael · CIK 0001399454 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,042

F1 · shares: On January 8, 2026, the Reporting Person received a bonus award payable in fully vested shares. The gross number of fully vested shares underlying that bonus award was reported on a Form 4 on January 12, 2026. The fully vested shares were paid to the Reporting Person on February 11, 2026, net of applicable income and employment taxes. This number reflects the number of shares that were retained by the Company, out of the fully shares otherwise payable to the Reporting Person, to satisfy its withholding tax obligation on the bonus award.

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February 11, 2026 Filed Feb 13, 2026 01:50 UTC
Chalom JosephDirector · Chief Executive Officer
Tax withholdingCommon Stock 149,065 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-006507 · ownership.xml · nonDerivative · entry 1

Chalom Joseph · CIK 0002079719 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,764

F1 · shares: On January 8, 2026, the Reporting Person received a bonus award payable in fully vested shares. The gross number of fully vested shares underlying that bonus award was reported on a Form 4 on January 12, 2026. The fully vested shares were paid to the Reporting Person on February 11, 2026, net of applicable income and employment taxes. This number reflects the number of shares that were retained by the Company, out of the fully shares otherwise payable to the Reporting Person, to satisfy its withholding tax obligation on the bonus award.

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January 08, 2026 Filed Jan 13, 2026 00:46 UTC
DeLucia Robert MichaelChief Financial Officer
GrantCommon Stock 87,549 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-001915 · ownership.xml · nonDerivative · entry 1

DeLucia Robert Michael · CIK 0001399454 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,906

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January 08, 2026 Filed Jan 13, 2026 00:45 UTC
Chalom JosephDirector · Chief Executive Officer
GrantCommon Stock 291,829 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-001913 · ownership.xml · nonDerivative · entry 1

Chalom Joseph · CIK 0002079719 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 291,829

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September 30, 2025 Filed May 15, 2026 12:03 UTC Exercise / conversionCommon Stock 1,389 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-023351 · ownership.xml · nonDerivative · entry 1

GUTKOWSKI ROBERT M · CIK 0001032469 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock") acquired upon vesting of restricted stock units.

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September 30, 2025 Filed May 15, 2026 12:05 UTC Exercise / conversionCommon Stock 1,389 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-023355 · ownership.xml · nonDerivative · entry 1

Bernhard Leslie · CIK 0001333581 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock") acquired upon vesting of restricted stock units.

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September 30, 2025 Filed May 15, 2026 12:07 UTC Exercise / conversionCommon Stock 1,389 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-023357 · ownership.xml · nonDerivative · entry 1

MCKENZIE OBIE · CIK 0001953904 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock") acquired upon vesting of restricted stock units.

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August 18, 2025 Filed Aug 18, 2025 20:49 UTC SaleCommon Stock 18,334 $19.17 $351,503.11
Disclosure

SEC source: 0001641172-25-024638 · ownership.xml · nonDerivative · entry 1

GUTKOWSKI ROBERT M · CIK 0001032469 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,998

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August 18, 2025 Filed Aug 18, 2025 20:46 UTC SaleCommon Stock 18,334 $19.17 $351,400.44
Disclosure

SEC source: 0001641172-25-024635 · ownership.xml · nonDerivative · entry 1

Bernhard Leslie · CIK 0001333581 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,998

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August 18, 2025 Filed Aug 18, 2025 20:52 UTC SaleCommon Stock 18,334 $19.17 $351,394.94
Disclosure

SEC source: 0001641172-25-024641 · ownership.xml · nonDerivative · entry 1

MCKENZIE OBIE · CIK 0001953904 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,998

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July 24, 2025 Filed Jul 29, 2025 10:15 UTC GrantRestricted Stock Units · Derivative 74,996 Not disclosed Not disclosed
Disclosure

SEC source: 0001641172-25-021241 · ownership.xml · derivative · entry 4

GUTKOWSKI ROBERT M · CIK 0001032469 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,996

Underlying: Common Stock · 74,996 shares

Expires not disclosed

F1 · security: These grants were approved by the Board of Directors (the "Board") on March 19, 2025 and May 26, 2025, subject to stockholder approval of an amendment to the SharpLink Gaming, Inc. 2023 Equity Incentive Plan (the "Plan Amendment"), which provides that, an additional 8,000,000 shares of the Company's common stock will be made available pursuant to the Plan Amendment. The stockholders approved the Plan Amendment on July 24, 2025.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SharpLink Gaming, Inc common stock.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of SharpLink Gaming, Inc common stock.

F4 · derivative.exercise_date: The restricted stock units shall vest, one-third, at the close of business on the Issuer's special meeting of stockholders where the Plan Amendment was approved, subject to the Reporting Person's continued service with the Issuer as of the vesting date, and one-third on each of the first two anniversaries following the special meeting.

F4 · derivative.expiration_date: The restricted stock units shall vest, one-third, at the close of business on the Issuer's special meeting of stockholders where the Plan Amendment was approved, subject to the Reporting Person's continued service with the Issuer as of the vesting date, and one-third on each of the first two anniversaries following the special meeting.

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July 24, 2025 Filed Jul 29, 2025 10:15 UTC GrantRestricted Stock Units · Derivative 6,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001641172-25-021241 · ownership.xml · derivative · entry 3

GUTKOWSKI ROBERT M · CIK 0001032469 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,667

Underlying: Common Stock · 6,667 shares

Expires not disclosed

F1 · security: These grants were approved by the Board of Directors (the "Board") on March 19, 2025 and May 26, 2025, subject to stockholder approval of an amendment to the SharpLink Gaming, Inc. 2023 Equity Incentive Plan (the "Plan Amendment"), which provides that, an additional 8,000,000 shares of the Company's common stock will be made available pursuant to the Plan Amendment. The stockholders approved the Plan Amendment on July 24, 2025.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SharpLink Gaming, Inc common stock.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of SharpLink Gaming, Inc common stock.

F3 · derivative.exercise_date: The restricted stock units shall be fully vested at the close of business on the Issuer's special meeting of stockholders where the Plan Amendment was approved, subject to the Reporting Person's continued service with the Issuer as of the vesting date.

F3 · derivative.expiration_date: The restricted stock units shall be fully vested at the close of business on the Issuer's special meeting of stockholders where the Plan Amendment was approved, subject to the Reporting Person's continued service with the Issuer as of the vesting date.

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July 24, 2025 Filed Jul 29, 2025 10:15 UTC GrantCommon Stock 24,998 Not disclosed Not disclosed
Disclosure

SEC source: 0001641172-25-021241 · ownership.xml · nonDerivative · entry 2

GUTKOWSKI ROBERT M · CIK 0001032469 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,332

F6 · price: Common Stock acquired upon vesting of restricted stock units granted on May 26, 2025.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.