Last 12 months
Inside the activity.
0 purchase rows · 50 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 23 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 15 |
| Sep 2026 | 0 | 5 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 11, 2021 Filed Feb 16, 2021 22:27 UTC |
Smith Hunter CChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 56,250 | $0.00 Strike: $30.66 | $0.00 |
DisclosureSEC source: 0001104659-21-024408 · tm216849-2_4seq1.xml · derivative · entry 2 Smith Hunter C · CIK 0001636385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,250 Underlying: Common Stock · 56,250 shares Expires 2031-02-10 F3 · derivative.exercise_date: The stock options were granted on February 11, 2021. The options vest and become exercisable in 16 substantially equal installments upon the Reporting Person's completion of each three full months of successive service to the Issuer following the grant date. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 22:27 UTC |
Smith Hunter CChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 9,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-024408 · tm216849-2_4seq1.xml · derivative · entry 1 Smith Hunter C · CIK 0001636385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,375 Underlying: Common Stock · 9,375 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F2 · derivative.exercise_date: The restricted stock units vest as to 25% of the total shares on each of February 11, 2022, February 11, 2023, February 11, 2024 and February 11, 2025. The restricted stock units have no expiration date F2 · derivative.expiration_date: The restricted stock units vest as to 25% of the total shares on each of February 11, 2022, February 11, 2023, February 11, 2024 and February 11, 2025. The restricted stock units have no expiration date Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 22:28 UTC |
Kelner SimonChief Human Resources Officer
|
GrantStock Option (Right to Buy) · Derivative | 37,500 | $0.00 Strike: $30.66 | $0.00 |
DisclosureSEC source: 0001104659-21-024417 · tm216849-5_4seq1.xml · derivative · entry 2 Kelner Simon · CIK 0001742917 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2031-02-10 F3 · derivative.exercise_date: The stock options were granted on February 11, 2021. The options vest and become exercisable in 16 substantially equal installments upon the Reporting Person's completion of each three full months of successive service to the Issuer following the grant date. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 22:28 UTC |
Kelner SimonChief Human Resources Officer
|
GrantRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-024417 · tm216849-5_4seq1.xml · derivative · entry 1 Kelner Simon · CIK 0001742917 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,250 Underlying: Common Stock · 6,250 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F2 · derivative.exercise_date: The restricted stock units vest as to 25% of the total shares on each of February 11, 2022, February 11, 2023, February 11, 2024 and February 11, 2025. The restricted stock units have no expiration date F2 · derivative.expiration_date: The restricted stock units vest as to 25% of the total shares on each of February 11, 2022, February 11, 2023, February 11, 2024 and February 11, 2025. The restricted stock units have no expiration date Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 22:28 UTC |
Mazabraud YannEVP, Head of International
|
GrantStock Option (Right to Buy) · Derivative | 48,750 | $0.00 Strike: $30.66 | $0.00 |
DisclosureSEC source: 0001104659-21-024415 · tm216849-4_4seq1.xml · derivative · entry 2 Mazabraud Yann · CIK 0001774702 · EVP, Head of International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,750 Underlying: Common Stock · 48,750 shares Expires 2031-02-10 F3 · derivative.exercise_date: The stock options were granted on February 11, 2021. The options vest and become exercisable in 16 substantially equal installments upon the Reporting Person's completion of each three full months of successive service to the Issuer following the grant date. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 22:28 UTC |
Mazabraud YannEVP, Head of International
|
GrantRestricted Stock Units · Derivative | 8,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-024415 · tm216849-4_4seq1.xml · derivative · entry 1 Mazabraud Yann · CIK 0001774702 · EVP, Head of International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,125 Underlying: Common Stock · 8,125 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F2 · derivative.exercise_date: The restricted stock units vest as to 25% of the total shares on each of February 11, 2022, February 11, 2023, February 11, 2024 and February 11, 2025. The restricted stock units have no expiration date F2 · derivative.expiration_date: The restricted stock units vest as to 25% of the total shares on each of February 11, 2022, February 11, 2023, February 11, 2024 and February 11, 2025. The restricted stock units have no expiration date Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 22:27 UTC |
Stewart MurrayChief Medical Officer
|
GrantStock Option (Right to Buy) · Derivative | 56,250 | $0.00 Strike: $30.66 | $0.00 |
DisclosureSEC source: 0001104659-21-024413 · tm216849-3_4seq1.xml · derivative · entry 2 Stewart Murray · CIK 0001723450 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,250 Underlying: Common Stock · 56,250 shares Expires 2031-02-10 F3 · derivative.exercise_date: The stock options were granted on February 11, 2021. The options vest and become exercisable in 16 substantially equal installments upon the Reporting Person's completion of each three full months of successive service to the Issuer following the grant date. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 22:27 UTC |
Stewart MurrayChief Medical Officer
|
GrantRestricted Stock Units · Derivative | 9,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-024413 · tm216849-3_4seq1.xml · derivative · entry 1 Stewart Murray · CIK 0001723450 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,375 Underlying: Common Stock · 9,375 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F2 · derivative.exercise_date: The restricted stock units vest as to 25% of the total shares on each of February 11, 2022, February 11, 2023, February 11, 2024 and February 11, 2025. The restricted stock units have no expiration date F2 · derivative.expiration_date: The restricted stock units vest as to 25% of the total shares on each of February 11, 2022, February 11, 2023, February 11, 2024 and February 11, 2025. The restricted stock units have no expiration date Read SEC document |
| January 19, 2021 Filed Jan 20, 2021 21:05 UTC |
Smith Hunter CChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $6.88 | $0.00 |
DisclosureSEC source: 0001104659-21-005822 · tm213664-1_4seq1.xml · derivative · entry 2 Smith Hunter C · CIK 0001636385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,094 Underlying: Common Stock · 4,000 shares Expires 2027-08-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock options were granted on August 9, 2017. 25% of the stock options vested and became exercisable on July 31, 2018. 75% of the stock options shall vest in 36 successive, equal monthly installments with the first such installment vesting and becoming exercisable on August 31, 2018. Read SEC document |
| January 19, 2021 Filed Jan 20, 2021 21:05 UTC |
Smith Hunter CChief Financial Officer
|
Exercise / conversionCommon Stock | 4,000 | $6.88 | $27,520.00 |
DisclosureSEC source: 0001104659-21-005822 · tm213664-1_4seq1.xml · nonDerivative · entry 1 Smith Hunter C · CIK 0001636385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 21:11 UTC |
Bedrosian Camille LDirector
|
GrantStock Option (Right to Buy) · Derivative | 37,000 | $0.00 Strike: $28.27 | $0.00 |
DisclosureSEC source: 0001104659-20-134778 · tm2038260-3_4seq1.xml · derivative · entry 1 Bedrosian Camille L · CIK 0001326969 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,000 Underlying: Common Stock · 37,000 shares Expires 2030-12-08 F1 · derivative.exercise_date: One-third of the options will vest on each one-year anniversary of the grant date, with the first one-third vesting on December 9, 2021. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 21:11 UTC |
TETRAULT LYNN A.Director
|
GrantStock Option (Right to Buy) · Derivative | 37,000 | $0.00 Strike: $28.27 | $0.00 |
DisclosureSEC source: 0001104659-20-134779 · tm2038260-4_4seq1.xml · derivative · entry 1 TETRAULT LYNN A. · CIK 0001645512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,000 Underlying: Common Stock · 37,000 shares Expires 2030-12-08 F1 · derivative.exercise_date: One-third of the options will vest on each one-year anniversary of the grant date, with the first one-third vesting on December 9, 2021. Read SEC document |
| December 03, 2020 Filed Dec 4, 2020 21:30 UTC |
RA CAPITAL MANAGEMENT, L.P.Former 10% Owner
RA Capital Healthcare Fund LPFormer 10% Owner
Kolchinsky PeterFormer 10% Owner
Shah Rajeev M.Former 10% Owner
|
SaleCommon Stock | 44,738 | $28.75 | $1,286,217.50 |
DisclosureSEC source: 0001104659-20-132451 · tm2037781-1_form4.xml · nonDerivative · entry 6 RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Former 10% Owner RA Capital Healthcare Fund LP · CIK 0001315082 · Former 10% Owner Kolchinsky Peter · CIK 0001384859 · Former 10% Owner Shah Rajeev M. · CIK 0001619841 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,360,860 F7 · price: This transaction was executed in multiple trades at prices ranging from $28.74 to $28.75; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which these transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F1 · balance_after: The securities reported on this Form 4 exclude the 541,005 shares held by an account (the "Account") separately managed by RA Capital Management, L.P. (the "Adviser") that were reported on the previous Form 4 filed by the Reporting Persons on July 2, 2020. The shares held by the Account have been excluded from the securities reported on this Form 4 pursuant to Rule 16a-1(a)(2)(ii)(C). F2 · ownership.nature: The Adviser is the investment manager for the RA Capital Healthcare Fund, L.P. (the "Fund"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky, and Mr. Shah may be deemed indirect beneficial owners of the reported securities for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Act"). The filing of this Form 4 shall not be construed as an admission that either the Adviser, the Adviser GP, Dr. Kolchinsky, or Mr. Shah is or was for the purposes of Section 16(a), or otherwise, the beneficial owner of any of the reported securities, and they disclaim beneficial ownership of any of the reported securities, except to the extent of any pecuniary interest therein. Read SEC document |
| December 03, 2020 Filed Dec 4, 2020 21:30 UTC |
RA CAPITAL MANAGEMENT, L.P.Former 10% Owner
RA Capital Healthcare Fund LPFormer 10% Owner
Kolchinsky PeterFormer 10% Owner
Shah Rajeev M.Former 10% Owner
|
SaleCommon Stock | 139,308 | $28.95 | $4,032,966.60 |
DisclosureSEC source: 0001104659-20-132451 · tm2037781-1_form4.xml · nonDerivative · entry 5 RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Former 10% Owner RA Capital Healthcare Fund LP · CIK 0001315082 · Former 10% Owner Kolchinsky Peter · CIK 0001384859 · Former 10% Owner Shah Rajeev M. · CIK 0001619841 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,405,598 F6 · price: This transaction was executed in multiple trades at prices ranging from $28.75 to $29.00; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which these transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F1 · balance_after: The securities reported on this Form 4 exclude the 541,005 shares held by an account (the "Account") separately managed by RA Capital Management, L.P. (the "Adviser") that were reported on the previous Form 4 filed by the Reporting Persons on July 2, 2020. The shares held by the Account have been excluded from the securities reported on this Form 4 pursuant to Rule 16a-1(a)(2)(ii)(C). F2 · ownership.nature: The Adviser is the investment manager for the RA Capital Healthcare Fund, L.P. (the "Fund"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky, and Mr. Shah may be deemed indirect beneficial owners of the reported securities for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Act"). The filing of this Form 4 shall not be construed as an admission that either the Adviser, the Adviser GP, Dr. Kolchinsky, or Mr. Shah is or was for the purposes of Section 16(a), or otherwise, the beneficial owner of any of the reported securities, and they disclaim beneficial ownership of any of the reported securities, except to the extent of any pecuniary interest therein. Read SEC document |
| December 03, 2020 Filed Dec 4, 2020 21:30 UTC |
RA CAPITAL MANAGEMENT, L.P.Former 10% Owner
RA Capital Healthcare Fund LPFormer 10% Owner
Kolchinsky PeterFormer 10% Owner
Shah Rajeev M.Former 10% Owner
|
SaleCommon Stock | 12,976 | $29.11 | $377,731.36 |
DisclosureSEC source: 0001104659-20-132451 · tm2037781-1_form4.xml · nonDerivative · entry 4 RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Former 10% Owner RA Capital Healthcare Fund LP · CIK 0001315082 · Former 10% Owner Kolchinsky Peter · CIK 0001384859 · Former 10% Owner Shah Rajeev M. · CIK 0001619841 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,544,906 F5 · price: This transaction was executed in multiple trades at prices ranging from $29.00 to $29.51; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which these transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F1 · balance_after: The securities reported on this Form 4 exclude the 541,005 shares held by an account (the "Account") separately managed by RA Capital Management, L.P. (the "Adviser") that were reported on the previous Form 4 filed by the Reporting Persons on July 2, 2020. The shares held by the Account have been excluded from the securities reported on this Form 4 pursuant to Rule 16a-1(a)(2)(ii)(C). F2 · ownership.nature: The Adviser is the investment manager for the RA Capital Healthcare Fund, L.P. (the "Fund"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky, and Mr. Shah may be deemed indirect beneficial owners of the reported securities for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Act"). The filing of this Form 4 shall not be construed as an admission that either the Adviser, the Adviser GP, Dr. Kolchinsky, or Mr. Shah is or was for the purposes of Section 16(a), or otherwise, the beneficial owner of any of the reported securities, and they disclaim beneficial ownership of any of the reported securities, except to the extent of any pecuniary interest therein. Read SEC document |
| December 03, 2020 Filed Dec 4, 2020 21:30 UTC |
RA CAPITAL MANAGEMENT, L.P.Former 10% Owner
RA Capital Healthcare Fund LPFormer 10% Owner
Kolchinsky PeterFormer 10% Owner
Shah Rajeev M.Former 10% Owner
|
SaleCommon Stock | 10,582 | $31.23 | $330,475.86 |
DisclosureSEC source: 0001104659-20-132451 · tm2037781-1_form4.xml · nonDerivative · entry 3 RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Former 10% Owner RA Capital Healthcare Fund LP · CIK 0001315082 · Former 10% Owner Kolchinsky Peter · CIK 0001384859 · Former 10% Owner Shah Rajeev M. · CIK 0001619841 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,557,882 F4 · price: This transaction was executed in multiple trades at prices ranging from $29.23 to $32.23; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which these transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F1 · balance_after: The securities reported on this Form 4 exclude the 541,005 shares held by an account (the "Account") separately managed by RA Capital Management, L.P. (the "Adviser") that were reported on the previous Form 4 filed by the Reporting Persons on July 2, 2020. The shares held by the Account have been excluded from the securities reported on this Form 4 pursuant to Rule 16a-1(a)(2)(ii)(C). F2 · ownership.nature: The Adviser is the investment manager for the RA Capital Healthcare Fund, L.P. (the "Fund"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky, and Mr. Shah may be deemed indirect beneficial owners of the reported securities for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Act"). The filing of this Form 4 shall not be construed as an admission that either the Adviser, the Adviser GP, Dr. Kolchinsky, or Mr. Shah is or was for the purposes of Section 16(a), or otherwise, the beneficial owner of any of the reported securities, and they disclaim beneficial ownership of any of the reported securities, except to the extent of any pecuniary interest therein. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 21:30 UTC |
RA CAPITAL MANAGEMENT, L.P.Former 10% Owner
RA Capital Healthcare Fund LPFormer 10% Owner
Kolchinsky PeterFormer 10% Owner
Shah Rajeev M.Former 10% Owner
|
SaleCommon Stock | 12,060 | $32.23 | $388,693.80 |
DisclosureSEC source: 0001104659-20-132451 · tm2037781-1_form4.xml · nonDerivative · entry 2 RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Former 10% Owner RA Capital Healthcare Fund LP · CIK 0001315082 · Former 10% Owner Kolchinsky Peter · CIK 0001384859 · Former 10% Owner Shah Rajeev M. · CIK 0001619841 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,568,464 F3 · price: This transaction was executed in multiple trades at prices ranging from $31.90 to $32.67; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which these transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F1 · balance_after: The securities reported on this Form 4 exclude the 541,005 shares held by an account (the "Account") separately managed by RA Capital Management, L.P. (the "Adviser") that were reported on the previous Form 4 filed by the Reporting Persons on July 2, 2020. The shares held by the Account have been excluded from the securities reported on this Form 4 pursuant to Rule 16a-1(a)(2)(ii)(C). F2 · ownership.nature: The Adviser is the investment manager for the RA Capital Healthcare Fund, L.P. (the "Fund"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky, and Mr. Shah may be deemed indirect beneficial owners of the reported securities for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Act"). The filing of this Form 4 shall not be construed as an admission that either the Adviser, the Adviser GP, Dr. Kolchinsky, or Mr. Shah is or was for the purposes of Section 16(a), or otherwise, the beneficial owner of any of the reported securities, and they disclaim beneficial ownership of any of the reported securities, except to the extent of any pecuniary interest therein. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 21:30 UTC |
RA CAPITAL MANAGEMENT, L.P.Former 10% Owner
RA Capital Healthcare Fund LPFormer 10% Owner
Kolchinsky PeterFormer 10% Owner
Shah Rajeev M.Former 10% Owner
|
SaleCommon Stock | 18,879 | $32.50 | $613,567.50 |
DisclosureSEC source: 0001104659-20-132451 · tm2037781-1_form4.xml · nonDerivative · entry 1 RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Former 10% Owner RA Capital Healthcare Fund LP · CIK 0001315082 · Former 10% Owner Kolchinsky Peter · CIK 0001384859 · Former 10% Owner Shah Rajeev M. · CIK 0001619841 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,580,524 F1 · balance_after: The securities reported on this Form 4 exclude the 541,005 shares held by an account (the "Account") separately managed by RA Capital Management, L.P. (the "Adviser") that were reported on the previous Form 4 filed by the Reporting Persons on July 2, 2020. The shares held by the Account have been excluded from the securities reported on this Form 4 pursuant to Rule 16a-1(a)(2)(ii)(C). F2 · ownership.nature: The Adviser is the investment manager for the RA Capital Healthcare Fund, L.P. (the "Fund"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky, and Mr. Shah may be deemed indirect beneficial owners of the reported securities for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Act"). The filing of this Form 4 shall not be construed as an admission that either the Adviser, the Adviser GP, Dr. Kolchinsky, or Mr. Shah is or was for the purposes of Section 16(a), or otherwise, the beneficial owner of any of the reported securities, and they disclaim beneficial ownership of any of the reported securities, except to the extent of any pecuniary interest therein. Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 21:07 UTC |
Lee Jennifer KaydenEVP, Head of North America
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $24.29 | $0.00 |
DisclosureSEC source: 0001104659-20-123580 · a4.xml · derivative · entry 1 Chien Jennifer · CIK 0001801372 · EVP, Head of North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2030-11-08 F1 · derivative.exercise_date: The stock options were granted on November 9, 2020. 25% of the shares subject to the option will vest and become exercisable on November 9, 2021 and the remaining 75% of the shares subject to the option shall vest and become exercisable in 12 substantially equal installments upon the Reporting Person's completion of each three full months of successive service to the Issuer thereafter. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 20:10 UTC |
Mazabraud YannEVP, Head of International
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $22.28 | $0.00 |
DisclosureSEC source: 0001104659-20-112638 · a4.xml · derivative · entry 1 Mazabraud Yann · CIK 0001774702 · EVP, Head of International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2030-10-04 F1 · derivative.exercise_date: The stock options were granted on October 5, 2020. 25% of the shares subject to the option will vest and become exercisable on October 5, 2021 and the remaining 75% of the shares subject to the option shall vest and become exercisable in 12 substantially equal installments upon the Reporting Person's completion of each three full months of successive service to the Issuer thereafter. Read SEC document |
| August 31, 2020 Filed Sep 1, 2020 20:05 UTC |
Desikan NithyaChief Commercial Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $6.88 | $0.00 |
DisclosureSEC source: 0001104659-20-101370 · a4.xml · derivative · entry 3 Desikan Nithya · CIK 0001714105 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,961 Underlying: Common Stock · 25,000 shares Expires 2027-08-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options were granted on August 9, 2017. 32,715 of the total shares vested and became exercisable immediately upon grant. 25% of the remaining stock options vested and became exercisable on July 23, 2018. 75% of the remaining stock options shall vest in 36 successive, equal monthly installments with the first such installment vesting and becoming exercisable on August 23, 2018. Read SEC document |
| August 31, 2020 Filed Sep 1, 2020 20:05 UTC |
Desikan NithyaChief Commercial Officer
|
SaleCommon Stock | 25,000 | $30.00 | $750,000.00 |
DisclosureSEC source: 0001104659-20-101370 · a4.xml · nonDerivative · entry 2 Desikan Nithya · CIK 0001714105 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,602 F1 · kind: On August 31, 2020, Ms. Desikan exercised and sold 25,000 shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 31, 2020 Filed Sep 1, 2020 20:05 UTC |
Desikan NithyaChief Commercial Officer
|
Exercise / conversionCommon Stock | 25,000 | $6.88 | $172,000.00 |
DisclosureSEC source: 0001104659-20-101370 · a4.xml · nonDerivative · entry 1 Desikan Nithya · CIK 0001714105 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,602 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 20:05 UTC |
Desikan NithyaChief Commercial Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 14,534 | $0.00 Strike: $6.88 | $0.00 |
DisclosureSEC source: 0001104659-20-094656 · a4.xml · derivative · entry 2 Desikan Nithya · CIK 0001714105 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,961 Underlying: Common Stock · 14,534 shares Expires 2027-08-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock options were granted on August 9, 2017. 32,715 of the total shares vested and became exercisable immediately upon grant. 25% of the remaining stock options vested and became exercisable on July 23, 2018. 75% of the remaining stock options shall vest in 36 successive, equal monthly installments with the first such installment vesting and becoming exercisable on August 23, 2018. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 20:05 UTC |
Desikan NithyaChief Commercial Officer
|
Exercise / conversionCommon Stock | 14,534 | $6.88 | $99,993.92 |
DisclosureSEC source: 0001104659-20-094656 · a4.xml · nonDerivative · entry 1 Desikan Nithya · CIK 0001714105 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,602 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 20, 2020 Filed Jul 21, 2020 21:16 UTC |
Meeker David PDirector · President and CEO
|
GrantStock Option (right to buy) · Derivative | 900,000 | $0.00 Strike: $22.53 | $0.00 |
DisclosureSEC source: 0001104659-20-085305 · a4.xml · derivative · entry 1 Meeker David P · CIK 0001385155 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900,000 Underlying: Common Stock · 900,000 shares Expires 2030-07-19 F1 · derivative.exercise_date: The stock options were granted on July 20, 2020. 25% of the shares subject to the option will vest and become exercisable on July 20, 2021 and the remaining 75% of the shares subject to the option shall vest and become exercisable in 12 substantially equal installments upon the Reporting Person's completion of each three full months of successive service to the Issuer thereafter. Read SEC document |
| July 20, 2020 Filed Jul 21, 2020 21:16 UTC |
Smith Hunter CChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $22.53 | $0.00 |
DisclosureSEC source: 0001104659-20-085306 · a4.xml · derivative · entry 1 Smith Hunter C · CIK 0001636385 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2030-07-19 F1 · derivative.exercise_date: The stock options were granted on July 20, 2020. The option vests and becomes exercisable in 16 substantially equal installments upon the Reporting Person's completion of each three full months of successive service to the Issuer following the grant date. Read SEC document |
| July 02, 2020 Filed Jul 2, 2020 20:46 UTC |
RA CAPITAL MANAGEMENT, L.P.10% owner
RA Capital Healthcare Fund LP10% owner
Kolchinsky Peter10% owner
Shah Rajeev M.10% owner
|
SaleCommon Stock | 44,153 | $22.04 | $972,968.75 |
DisclosureSEC source: 0001104659-20-080639 · tm2024054-2_4.xml · nonDerivative · entry 3 RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · 10% owner RA Capital Healthcare Fund LP · CIK 0001315082 · 10% owner Kolchinsky Peter · CIK 0001384859 · 10% owner Shah Rajeev M. · CIK 0001619841 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,140,408 F6 · price: This transaction was executed in multiple trades at prices ranging from $22.00 to $22.165; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which these transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F7 · balance_after: Includes 4,599,403 shares held by the Fund and 541,005 shares held by the Account. F2 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for the RA Capital Healthcare Fund, L.P. (the "Fund") and a separately managed account (the "Account"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky, and Mr. Shah may be deemed indirect beneficial owners of the reported securities for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Act"). F3 · ownership.nature: They disclaim beneficial ownership of any of the reported securities for the purpose of determining whether they are subject to Section 16 of the Act, however, in reliance on Rule 16a-1(a)(1)(v) and (vii). To the extent that they might be deemed subject to Section 16, they disclaim beneficial ownership of securities held by the Fund for purposes of Rule 16a-1(a)(2), except to the extent of their pecuniary interest therein, and disclaim any pecuniary interest in securities held in the Account for purposes of Rule 16a-1(a)(2). F4 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that either the Adviser, the Adviser GP, Dr. Kolchinsky, or Mr. Shah is or was for the purposes of Section 16(a), or otherwise, the beneficial owner of any of the securities held in the Account. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:46 UTC |
RA CAPITAL MANAGEMENT, L.P.10% owner
RA Capital Healthcare Fund LP10% owner
Kolchinsky Peter10% owner
Shah Rajeev M.10% owner
|
SaleCommon Stock | 25,527 | $21.87 | $558,311.23 |
DisclosureSEC source: 0001104659-20-080639 · tm2024054-2_4.xml · nonDerivative · entry 2 RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · 10% owner RA Capital Healthcare Fund LP · CIK 0001315082 · 10% owner Kolchinsky Peter · CIK 0001384859 · 10% owner Shah Rajeev M. · CIK 0001619841 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,184,561 F5 · price: This transaction was executed in multiple trades at prices ranging from $21.75 to $22.09; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which these transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for the RA Capital Healthcare Fund, L.P. (the "Fund") and a separately managed account (the "Account"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky, and Mr. Shah may be deemed indirect beneficial owners of the reported securities for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Act"). F3 · ownership.nature: They disclaim beneficial ownership of any of the reported securities for the purpose of determining whether they are subject to Section 16 of the Act, however, in reliance on Rule 16a-1(a)(1)(v) and (vii). To the extent that they might be deemed subject to Section 16, they disclaim beneficial ownership of securities held by the Fund for purposes of Rule 16a-1(a)(2), except to the extent of their pecuniary interest therein, and disclaim any pecuniary interest in securities held in the Account for purposes of Rule 16a-1(a)(2). F4 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that either the Adviser, the Adviser GP, Dr. Kolchinsky, or Mr. Shah is or was for the purposes of Section 16(a), or otherwise, the beneficial owner of any of the securities held in the Account. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:46 UTC |
RA CAPITAL MANAGEMENT, L.P.10% owner
RA Capital Healthcare Fund LP10% owner
Kolchinsky Peter10% owner
Shah Rajeev M.10% owner
|
SaleCommon Stock | 61,901 | $22.15 | $1,371,237.14 |
DisclosureSEC source: 0001104659-20-080639 · tm2024054-2_4.xml · nonDerivative · entry 1 RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · 10% owner RA Capital Healthcare Fund LP · CIK 0001315082 · 10% owner Kolchinsky Peter · CIK 0001384859 · 10% owner Shah Rajeev M. · CIK 0001619841 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,210,088 F1 · price: This transaction was executed in multiple trades at prices ranging from $21.90 to $22.41; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which these transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for the RA Capital Healthcare Fund, L.P. (the "Fund") and a separately managed account (the "Account"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky, and Mr. Shah may be deemed indirect beneficial owners of the reported securities for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Act"). F3 · ownership.nature: They disclaim beneficial ownership of any of the reported securities for the purpose of determining whether they are subject to Section 16 of the Act, however, in reliance on Rule 16a-1(a)(1)(v) and (vii). To the extent that they might be deemed subject to Section 16, they disclaim beneficial ownership of securities held by the Fund for purposes of Rule 16a-1(a)(2), except to the extent of their pecuniary interest therein, and disclaim any pecuniary interest in securities held in the Account for purposes of Rule 16a-1(a)(2). F4 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that either the Adviser, the Adviser GP, Dr. Kolchinsky, or Mr. Shah is or was for the purposes of Section 16(a), or otherwise, the beneficial owner of any of the securities held in the Account. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:05 UTC |
Smith Hunter CCFO and Interim CEO
|
GrantRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-080534 · a4.xml · derivative · entry 1 Smith Hunter C · CIK 0001636385 · CFO and Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F2 · derivative.exercise_date: The restricted stock units vest in full on June 30, 2022, provided that if the Reporting Person incurs a qualifying termination on or prior to June 30, 2022, the restricted stock units will vest in full immediately prior to such qualifying termination. The restricted stock units have no expiration date. F2 · derivative.expiration_date: The restricted stock units vest in full on June 30, 2022, provided that if the Reporting Person incurs a qualifying termination on or prior to June 30, 2022, the restricted stock units will vest in full immediately prior to such qualifying termination. The restricted stock units have no expiration date. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:06 UTC |
Stewart MurrayChief Medical Officer
|
GrantRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-080538 · a4.xml · derivative · entry 1 Stewart Murray · CIK 0001723450 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F2 · derivative.exercise_date: The restricted stock units vest in full on June 30, 2022, provided that if the Reporting Person incurs a qualifying termination on or prior to June 30, 2022, the restricted stock units will vest in full immediately prior to such qualifying termination. The restricted stock units have no expiration date. F2 · derivative.expiration_date: The restricted stock units vest in full on June 30, 2022, provided that if the Reporting Person incurs a qualifying termination on or prior to June 30, 2022, the restricted stock units will vest in full immediately prior to such qualifying termination. The restricted stock units have no expiration date. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:05 UTC |
Kelner SimonChief Human Resources Officer
|
GrantRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-080536 · a4.xml · derivative · entry 1 Kelner Simon · CIK 0001742917 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F2 · derivative.exercise_date: The restricted stock units vest in full on June 30, 2022, provided that if the Reporting Person incurs a qualifying termination on or prior to June 30, 2022, the restricted stock units will vest in full immediately prior to such qualifying termination. The restricted stock units have no expiration date. F2 · derivative.expiration_date: The restricted stock units vest in full on June 30, 2022, provided that if the Reporting Person incurs a qualifying termination on or prior to June 30, 2022, the restricted stock units will vest in full immediately prior to such qualifying termination. The restricted stock units have no expiration date. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:05 UTC |
Desikan NithyaChief Commercial Officer
|
GrantRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-080535 · a4.xml · derivative · entry 1 Desikan Nithya · CIK 0001714105 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F2 · derivative.exercise_date: The restricted stock units vest in full on June 30, 2022, provided that if the Reporting Person incurs a qualifying termination on or prior to June 30, 2022, the restricted stock units will vest in full immediately prior to such qualifying termination. The restricted stock units have no expiration date. F2 · derivative.expiration_date: The restricted stock units vest in full on June 30, 2022, provided that if the Reporting Person incurs a qualifying termination on or prior to June 30, 2022, the restricted stock units will vest in full immediately prior to such qualifying termination. The restricted stock units have no expiration date. Read SEC document |
| June 29, 2020 Filed Jun 29, 2020 22:31 UTC |
RA CAPITAL MANAGEMENT, L.P.10% owner
RA Capital Healthcare Fund LP10% owner
Kolchinsky Peter10% owner
Shah Rajeev M.10% owner
|
SaleCommon Stock | 52,049 | $22.19 | $1,154,998.54 |
DisclosureSEC source: 0001104659-20-078081 · tm2023698-2_4.xml · nonDerivative · entry 3 RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · 10% owner RA Capital Healthcare Fund LP · CIK 0001315082 · 10% owner Kolchinsky Peter · CIK 0001384859 · 10% owner Shah Rajeev M. · CIK 0001619841 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,271,989 F6 · price: This transaction was executed in multiple trades at prices ranging from $21.655 to $23.12; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which these transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F7 · balance_after: Includes 4,599,403 shares held by the Fund and 672,586 shares held by the Account. F2 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for the RA Capital Healthcare Fund, L.P. (the "Fund") and a separately managed account (the "Account"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky, and Mr. Shah may be deemed indirect beneficial owners of the reported securities for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Act"). F3 · ownership.nature: They disclaim beneficial ownership of any of the reported securities for the purpose of determining whether they are subject to Section 16 of the Act, however, in reliance on Rule 16a-1(a)(1)(v) and (vii). To the extent that they might be deemed subject to Section 16, they disclaim beneficial ownership of securities held by the Fund for purposes of Rule 16a-1(a)(2), except to the extent of their pecuniary interest therein, and disclaim any pecuniary interest in securities held in the Account for purposes of Rule 16a-1(a)(2). F4 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that either the Adviser, the Adviser GP, Dr. Kolchinsky, or Mr. Shah is or was for the purposes of Section 16(a), or otherwise, the beneficial owner of any of the securities held in the Account. Read SEC document |
| June 26, 2020 Filed Jun 29, 2020 22:31 UTC |
RA CAPITAL MANAGEMENT, L.P.10% owner
RA Capital Healthcare Fund LP10% owner
Kolchinsky Peter10% owner
Shah Rajeev M.10% owner
|
SaleCommon Stock | 86,706 | $23.31 | $2,020,848.07 |
DisclosureSEC source: 0001104659-20-078081 · tm2023698-2_4.xml · nonDerivative · entry 2 RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · 10% owner RA Capital Healthcare Fund LP · CIK 0001315082 · 10% owner Kolchinsky Peter · CIK 0001384859 · 10% owner Shah Rajeev M. · CIK 0001619841 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,324,038 F5 · price: This transaction was executed in multiple trades at prices ranging from $23.00 to $25.03; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which these transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for the RA Capital Healthcare Fund, L.P. (the "Fund") and a separately managed account (the "Account"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky, and Mr. Shah may be deemed indirect beneficial owners of the reported securities for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Act"). F3 · ownership.nature: They disclaim beneficial ownership of any of the reported securities for the purpose of determining whether they are subject to Section 16 of the Act, however, in reliance on Rule 16a-1(a)(1)(v) and (vii). To the extent that they might be deemed subject to Section 16, they disclaim beneficial ownership of securities held by the Fund for purposes of Rule 16a-1(a)(2), except to the extent of their pecuniary interest therein, and disclaim any pecuniary interest in securities held in the Account for purposes of Rule 16a-1(a)(2). F4 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that either the Adviser, the Adviser GP, Dr. Kolchinsky, or Mr. Shah is or was for the purposes of Section 16(a), or otherwise, the beneficial owner of any of the securities held in the Account. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 20:35 UTC |
Foley ToddDirector
|
SaleCommon Stock | 300 | $25.04 | $7,512.00 |
DisclosureSEC source: 0001209191-20-039471 · doc4.xml · nonDerivative · entry 1 Foley Todd · CIK 0001473930 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,909,258 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · shares: The shares were sold as follows: 289 by MPM BioVentures V, L.P. ("BV V") and 11 by MPM Asset Management Investors BV5 LLC ("AM BV5"). MPM BioVentures V GP LLC and MPM BioVentures V LLC ("BV LLC") are the direct and indirect general partners of BV V and BV LLC is the manager of AM BV5. Ansbert Gadicke, Luke Evnin and Todd Foley are the members of BV LLC. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $25.00 to $25.07. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F4 · ownership.nature: Shares are held as follows: 1,837,860 by BV V and 71,398 by AM BV5. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 25, 2020 Filed Jun 25, 2020 21:38 UTC |
Foley ToddDirector
|
SaleCommon Stock | 17,947 | $25.41 | $456,033.27 |
DisclosureSEC source: 0001209191-20-038956 · doc4.xml · nonDerivative · entry 2 Foley Todd · CIK 0001473930 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,909,558 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5 · shares: Shares were sold as follows: 17,276 by BV V and 671 by AM BV5. F6 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $25.00 to $25.71. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F7 · ownership.nature: Shares are held as follows: 1,838,149 by BV V and 71,409 by AM BV5. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 25, 2020 Filed Jun 29, 2020 22:31 UTC |
RA CAPITAL MANAGEMENT, L.P.10% owner
RA Capital Healthcare Fund LP10% owner
Kolchinsky Peter10% owner
Shah Rajeev M.10% owner
|
SaleCommon Stock | 11,568 | $25.05 | $289,767.99 |
DisclosureSEC source: 0001104659-20-078081 · tm2023698-2_4.xml · nonDerivative · entry 1 RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · 10% owner RA Capital Healthcare Fund LP · CIK 0001315082 · 10% owner Kolchinsky Peter · CIK 0001384859 · 10% owner Shah Rajeev M. · CIK 0001619841 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,410,744 F1 · price: This transaction was executed in multiple trades at prices ranging from $24.70 to $25.76; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which these transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for the RA Capital Healthcare Fund, L.P. (the "Fund") and a separately managed account (the "Account"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky, and Mr. Shah may be deemed indirect beneficial owners of the reported securities for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Act"). F3 · ownership.nature: They disclaim beneficial ownership of any of the reported securities for the purpose of determining whether they are subject to Section 16 of the Act, however, in reliance on Rule 16a-1(a)(1)(v) and (vii). To the extent that they might be deemed subject to Section 16, they disclaim beneficial ownership of securities held by the Fund for purposes of Rule 16a-1(a)(2), except to the extent of their pecuniary interest therein, and disclaim any pecuniary interest in securities held in the Account for purposes of Rule 16a-1(a)(2). F4 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that either the Adviser, the Adviser GP, Dr. Kolchinsky, or Mr. Shah is or was for the purposes of Section 16(a), or otherwise, the beneficial owner of any of the securities held in the Account. Read SEC document |
| June 24, 2020 Filed Jun 25, 2020 21:38 UTC |
Foley ToddDirector
|
SaleCommon Stock | 97,388 | $25.34 | $2,467,811.92 |
DisclosureSEC source: 0001209191-20-038956 · doc4.xml · nonDerivative · entry 1 Foley Todd · CIK 0001473930 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,927,505 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · shares: The shares were sold as follows: 93,746 by MPM BioVentures V, L.P. ("BV V") and 3,642 by MPM Asset Management Investors BV5 LLC ("AM BV5"). MPM BioVentures V GP LLC and MPM BioVentures V LLC ("BV LLC") are the direct and indirect general partners of BV V and BV LLC is the manager of AM BV5. Ansbert Gadicke, Luke Evnin and Todd Foley are the members of BV LLC. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $25.00 to $25.545. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F4 · ownership.nature: Shares are held as follows: 1,855,425 by BV V and 72,080 by AM BV5. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 17, 2020 Filed Jun 18, 2020 21:26 UTC |
Foley ToddDirector
|
GrantStock Option (right to buy) · Derivative | 18,500 | $0.00 Strike: $21.37 | $0.00 |
DisclosureSEC source: 0001104659-20-074731 · a4.xml · derivative · entry 1 Foley Todd · CIK 0001473930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,500 Underlying: Common Stock · 18,500 shares Expires 2030-06-16 F1 · derivative.exercise_date: The options fully vest upon the earlier of (i) 1 year from the date of grant or (ii) the date of the Issuer's next annual meeting of the stockholders. Read SEC document |
| June 17, 2020 Filed Jun 18, 2020 21:26 UTC |
GOOD JENNIFER LDirector
|
GrantStock Option (right to buy) · Derivative | 18,500 | $0.00 Strike: $21.37 | $0.00 |
DisclosureSEC source: 0001104659-20-074729 · a4.xml · derivative · entry 1 GOOD JENNIFER L · CIK 0001229245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,500 Underlying: Common Stock · 18,500 shares Expires 2030-06-16 F1 · derivative.exercise_date: The options fully vest upon the earlier of (i) 1 year from the date of grant or (ii) the date of the Issuer's next annual meeting of the stockholders. Read SEC document |
| June 17, 2020 Filed Jun 18, 2020 21:26 UTC |
MCGIRR DAVID W JDirector
|
GrantStock Option (right to buy) · Derivative | 18,500 | $0.00 Strike: $21.37 | $0.00 |
DisclosureSEC source: 0001104659-20-074730 · a4.xml · derivative · entry 1 MCGIRR DAVID W J · CIK 0001219023 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,500 Underlying: Common Stock · 18,500 shares Expires 2030-06-16 F1 · derivative.exercise_date: The options fully vest upon the earlier of (i) 1 year from the date of grant or (ii) the date of the Issuer's next annual meeting of the stockholders. Read SEC document |
| June 17, 2020 Filed Jun 18, 2020 22:28 UTC |
Mathers Edward TDirector
|
GrantStock Option (right to buy) · Derivative | 18,500 | $0.00 Strike: $21.37 | $0.00 |
DisclosureSEC source: 0001209191-20-037709 · doc4.xml · derivative · entry 1 Mathers Edward T · CIK 0001328625 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,500 Underlying: Common Stock · 18,500 shares Expires 2030-06-16 F1 · derivative.exercise_date: The options fully vest upon the earlier of (i) 1 year from the date of grant or (ii) the date of the Issuer's next annual meeting of the stockholders. Read SEC document |
| June 17, 2020 Filed Jun 18, 2020 21:26 UTC |
JEAN CHRISTOPHEDirector
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GrantStock Option (right to buy) · Derivative | 18,500 | $0.00 Strike: $21.37 | $0.00 |
DisclosureSEC source: 0001104659-20-074734 · a4.xml · derivative · entry 1 JEAN CHRISTOPHE · CIK 0001378435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,500 Underlying: Common Stock · 18,500 shares Expires 2030-06-16 F1 · derivative.exercise_date: The options fully vest upon the earlier of (i) 1 year from the date of grant or (ii) the date of the Issuer's next annual meeting of the stockholders. Read SEC document |
| June 17, 2020 Filed Jun 18, 2020 21:26 UTC |
Meeker David PDirector
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GrantStock Option (right to buy) · Derivative | 18,500 | $0.00 Strike: $21.37 | $0.00 |
DisclosureSEC source: 0001104659-20-074733 · a4.xml · derivative · entry 1 Meeker David P · CIK 0001385155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,500 Underlying: Common Stock · 18,500 shares Expires 2030-06-16 F1 · derivative.exercise_date: The options fully vest upon the earlier of (i) 1 year from the date of grant or (ii) the date of the Issuer's next annual meeting of the stockholders. Read SEC document |
| June 17, 2020 Filed Jun 18, 2020 21:26 UTC |
Arbuckle Stuart ADirector
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GrantStock Option (right to buy) · Derivative | 18,500 | $0.00 Strike: $21.37 | $0.00 |
DisclosureSEC source: 0001104659-20-074732 · a4.xml · derivative · entry 1 Arbuckle Stuart A · CIK 0001557290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,500 Underlying: Common Stock · 18,500 shares Expires 2030-06-16 F1 · derivative.exercise_date: The options fully vest upon the earlier of (i) 1 year from the date of grant or (ii) the date of the Issuer's next annual meeting of the stockholders. Read SEC document |
| June 05, 2020 Filed Jun 5, 2020 20:16 UTC |
Foley ToddDirector
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SaleCommon Stock | 1,896 | $20.00 | $37,920.00 |
DisclosureSEC source: 0001209191-20-034680 · doc4.xml · nonDerivative · entry 1 Foley Todd · CIK 0001473930 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,024,893 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · shares: The shares were sold as follows: 1,825 by MPM BioVentures V, L.P. ("BV V") and 71 by MPM Asset Management Investors BV5 LLC ("AM BV5"). MPM BioVentures V GP LLC and MPM BioVentures V LLC ("BV LLC") are the direct and indirect general partners of BV V and BV LLC is the manager of AM BV5. Ansbert Gadicke, Luke Evnin and Todd Foley are the members of BV LLC. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. F3 · ownership.nature: Shares are held as follows: 1,949,171 by BV V and 75,722 by AM BV5. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 03, 2020 Filed Jun 3, 2020 21:08 UTC |
Foley ToddDirector
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SaleCommon Stock | 18,245 | $20.27 | $369,826.15 |
DisclosureSEC source: 0001209191-20-034119 · doc4.xml · nonDerivative · entry 3 Foley Todd · CIK 0001473930 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,026,789 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F8 · shares: Shares were sold as follows: 17,563 by BV V and 682 by AM BV5. F9 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $20.00 to $20.88. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F10 · ownership.nature: Shares are held as follows: 1,950,996 by BV V and 75,793 by AM BV5. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 02, 2020 Filed Jun 3, 2020 21:08 UTC |
Foley ToddDirector
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SaleCommon Stock | 15,578 | $20.23 | $315,142.94 |
DisclosureSEC source: 0001209191-20-034119 · doc4.xml · nonDerivative · entry 2 Foley Todd · CIK 0001473930 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,045,034 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5 · shares: Shares were sold as follows: 14,995 by BV V and 583 by AM BV5. F6 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $20.00 to $20.53. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F7 · ownership.nature: Shares are held as follows:1,968,559 by BV V and 76,475 by AM BV5. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.