Last 12 months
Inside the activity.
0 purchase rows · 11 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 11 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 27, 2023 Filed Oct 31, 2023 21:17 UTC |
Chang Raymond NobuDirector · CEO and Chairman
|
PurchaseConvertible Note · Derivative | 0 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-23-081870 · ownership.xml · derivative · entry 1 Chang Raymond Nobu · CIK 0001831402 · Director · CEO and Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By CP Acquisitions, LLC Disclosed balance after: 0 Underlying: Common Stock · Not disclosed shares Expires 2025-09-19 F1 · derivative.exercise_price: On October 27, 2023, CP Acquisitions, LLC ("CP Acquisitions") and an institutional investor (the "Existing Lender") entered into a Note Purchase and Sale Agreement, in which CP Acquisitions acquired from the Existing Lender a Senior Secured Convertible Note due 2025 (the "Note") issued by Agrify Corporation (the "Issuer") with an outstanding principal amount of $8,840,000.00, which as of the date of this Amendment No. 1 is convertible, subject to stockholder approval and a 4.99% beneficial ownership limitation, into shares of common stock of the Issuer at a current conversion price of $7.64 per share, as may be adjusted per the Note from time to time. F1 · shares: On October 27, 2023, CP Acquisitions, LLC ("CP Acquisitions") and an institutional investor (the "Existing Lender") entered into a Note Purchase and Sale Agreement, in which CP Acquisitions acquired from the Existing Lender a Senior Secured Convertible Note due 2025 (the "Note") issued by Agrify Corporation (the "Issuer") with an outstanding principal amount of $8,840,000.00, which as of the date of this Amendment No. 1 is convertible, subject to stockholder approval and a 4.99% beneficial ownership limitation, into shares of common stock of the Issuer at a current conversion price of $7.64 per share, as may be adjusted per the Note from time to time. F1 · price: On October 27, 2023, CP Acquisitions, LLC ("CP Acquisitions") and an institutional investor (the "Existing Lender") entered into a Note Purchase and Sale Agreement, in which CP Acquisitions acquired from the Existing Lender a Senior Secured Convertible Note due 2025 (the "Note") issued by Agrify Corporation (the "Issuer") with an outstanding principal amount of $8,840,000.00, which as of the date of this Amendment No. 1 is convertible, subject to stockholder approval and a 4.99% beneficial ownership limitation, into shares of common stock of the Issuer at a current conversion price of $7.64 per share, as may be adjusted per the Note from time to time. F1 · derivative.exercise_date: On October 27, 2023, CP Acquisitions, LLC ("CP Acquisitions") and an institutional investor (the "Existing Lender") entered into a Note Purchase and Sale Agreement, in which CP Acquisitions acquired from the Existing Lender a Senior Secured Convertible Note due 2025 (the "Note") issued by Agrify Corporation (the "Issuer") with an outstanding principal amount of $8,840,000.00, which as of the date of this Amendment No. 1 is convertible, subject to stockholder approval and a 4.99% beneficial ownership limitation, into shares of common stock of the Issuer at a current conversion price of $7.64 per share, as may be adjusted per the Note from time to time. F1 · derivative.underlying_shares: On October 27, 2023, CP Acquisitions, LLC ("CP Acquisitions") and an institutional investor (the "Existing Lender") entered into a Note Purchase and Sale Agreement, in which CP Acquisitions acquired from the Existing Lender a Senior Secured Convertible Note due 2025 (the "Note") issued by Agrify Corporation (the "Issuer") with an outstanding principal amount of $8,840,000.00, which as of the date of this Amendment No. 1 is convertible, subject to stockholder approval and a 4.99% beneficial ownership limitation, into shares of common stock of the Issuer at a current conversion price of $7.64 per share, as may be adjusted per the Note from time to time. F1 · balance_after: On October 27, 2023, CP Acquisitions, LLC ("CP Acquisitions") and an institutional investor (the "Existing Lender") entered into a Note Purchase and Sale Agreement, in which CP Acquisitions acquired from the Existing Lender a Senior Secured Convertible Note due 2025 (the "Note") issued by Agrify Corporation (the "Issuer") with an outstanding principal amount of $8,840,000.00, which as of the date of this Amendment No. 1 is convertible, subject to stockholder approval and a 4.99% beneficial ownership limitation, into shares of common stock of the Issuer at a current conversion price of $7.64 per share, as may be adjusted per the Note from time to time. F2 · ownership.nature: CP Acquisitions is an entity controlled by the reporting person, and the reported securities may be deemed to be indirectly beneficially owned by the reporting person. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| December 20, 2022 Filed Dec 21, 2022 21:30 UTC |
Chang Raymond NobuDirector · CEO and Chairman
|
PurchaseWarrants (right to buy) · Derivative | 4,615,384 | Not disclosed Strike: $0.65 | Not disclosed |
DisclosureSEC source: 0001213900-22-081793 · ownership.xml · derivative · entry 4 Chang Raymond Nobu · CIK 0001831402 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By RTC3 2020 Irrevocable Family Trust Disclosed balance after: 4,615,384 Underlying: Common Stock · 4,615,384 shares Expires not disclosed F1 · price: The reported securities were purchased by the reporting person for a combined purchase price of $0.65 per share of common stock and two warrants in connection with the issuer's underwritten public offering that closed on December 20, 2022. F4 · derivative.exercise_date: Each warrant will be exercisable during the period beginning on the date when approval for such exercise is obtained from the issuer's stockholders and ending five years thereafter, at an exercise price of $0.65. F4 · derivative.expiration_date: Each warrant will be exercisable during the period beginning on the date when approval for such exercise is obtained from the issuer's stockholders and ending five years thereafter, at an exercise price of $0.65. F2 · ownership.nature: Held by RTC3 2020 Irrevocable Family Trust, of which the reporting person retains the authority to remove the independent trustee. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| December 20, 2022 Filed Dec 21, 2022 21:30 UTC |
Chang Raymond NobuDirector · CEO and Chairman
|
PurchaseCommon Stock | 2,307,692 | $0.65 | $1,499,999.80 |
DisclosureSEC source: 0001213900-22-081793 · ownership.xml · nonDerivative · entry 1 Chang Raymond Nobu · CIK 0001831402 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By RTC3 2020 Irrevocable Family Trust Disclosed balance after: 2,361,538 F1 · price: The reported securities were purchased by the reporting person for a combined purchase price of $0.65 per share of common stock and two warrants in connection with the issuer's underwritten public offering that closed on December 20, 2022. F2 · ownership.nature: Held by RTC3 2020 Irrevocable Family Trust, of which the reporting person retains the authority to remove the independent trustee. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 21:30 UTC |
Hua GuichaoDirector
|
PurchaseCommon Stock | 54,264 | $85.10 | $4,617,866.40 |
DisclosureSEC source: 0001213900-22-081794 · ownership.xml · nonDerivative · entry 1 Hua Guichao · CIK 0001833474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,956 F1 · security: Represents shares of common stock of the Issuer previously held by Inventronics Inc. ("Inventronics"), of which the Reporting Person shares voting and dispositive control, and which were previously reported as indirectly beneficially owned by the Reporting Person, provided that the Reporting Person disclaimed beneficial ownership of such shares except to the extent of his pecuniary interest therein prior to the reported transaction. The Reporting Person purchased the shares from Inventronics on December 19, 2022 pursuant to an existing agreement between the Reporting Person and Inventronics, and as a result, such shares are now directly beneficially owned by the Reporting Person. F1 · balance_after: Represents shares of common stock of the Issuer previously held by Inventronics Inc. ("Inventronics"), of which the Reporting Person shares voting and dispositive control, and which were previously reported as indirectly beneficially owned by the Reporting Person, provided that the Reporting Person disclaimed beneficial ownership of such shares except to the extent of his pecuniary interest therein prior to the reported transaction. The Reporting Person purchased the shares from Inventronics on December 19, 2022 pursuant to an existing agreement between the Reporting Person and Inventronics, and as a result, such shares are now directly beneficially owned by the Reporting Person. Read SEC document |
| November 10, 2022 Filed Dec 19, 2022 16:30 UTC |
OAKES TIMOTHYChief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-080941 · ownership.xml · derivative · entry 2 OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,333 Underlying: Common Stock · 4,167 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Shares of the issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on November 10, 2022. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer. F3 · derivative.exercise_date: On August 8, 2022, the reporting person was granted 12,500 restricted stock units under the Agrify Corporation 2022 Omnibus Equity Incentive Plan. The restricted stock units will vest in three equal installments on November 10, 2022, November 10, 2023 and November 10, 2024, subject to the reporting person's continuous service through each applicable vesting date. F3 · derivative.expiration_date: On August 8, 2022, the reporting person was granted 12,500 restricted stock units under the Agrify Corporation 2022 Omnibus Equity Incentive Plan. The restricted stock units will vest in three equal installments on November 10, 2022, November 10, 2023 and November 10, 2024, subject to the reporting person's continuous service through each applicable vesting date. Read SEC document |
| November 10, 2022 Filed Dec 19, 2022 16:30 UTC |
OAKES TIMOTHYChief Financial Officer
|
Exercise / conversionCommon Stock | 4,167 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-22-080941 · ownership.xml · nonDerivative · entry 1 OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of the issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on November 10, 2022. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 20:30 UTC |
Kessler David AaronChief Scientific Officer
|
GrantRestricted Stock Unit · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-061909 · ownership.xml · derivative · entry 1 Kessler David Aaron · CIK 0001941459 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · security: Grant of restricted stock units under to the Agrify Corporation 2022 Omnibus Equity Incentive Plan. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer. F3 · derivative.exercise_date: The restricted stock units will vest in three equal installments on September 30, 2023, September 30, 2024 and September 30, 2025, subject to the reporting person's continuous service through each applicable vesting date. F3 · derivative.expiration_date: The restricted stock units will vest in three equal installments on September 30, 2023, September 30, 2024 and September 30, 2025, subject to the reporting person's continuous service through each applicable vesting date. Read SEC document |
| August 10, 2022 Filed Aug 10, 2022 20:31 UTC |
Hua GuichaoDirector
|
GrantRestricted Stock Unit · Derivative | 53,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-046374 · ownership.xml · derivative · entry 1 Hua Guichao · CIK 0001833474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,459 Underlying: Common Stock · 53,459 shares Expires not disclosed F1 · security: Grant of restricted stock units under to the Agrify Corporation 2022 Omnibus Equity Incentive Plan. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer. F3 · derivative.exercise_date: 100% of the restricted stock units will on August 10, 2023, subject to the reporting person's continuous service through such vesting date. F3 · derivative.expiration_date: 100% of the restricted stock units will on August 10, 2023, subject to the reporting person's continuous service through such vesting date. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 16:30 UTC |
BENYO CHRISTOPHER JChief Revenue Officer
|
GrantRestricted Stock Unit · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-046368 · ownership.xml · derivative · entry 2 BENYO CHRISTOPHER J · CIK 0001158996 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires not disclosed F4 · security: Grant of restricted stock units under to the Agrify Corporation 2022 Omnibus Equity Incentive Plan. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer. F5 · derivative.exercise_date: The restricted stock units will vest in three equal installments on August 8, 2023, August 8, 2024 and August 8, 2025, subject to the reporting person's continuous service through each applicable vesting date. F5 · derivative.expiration_date: The restricted stock units will vest in three equal installments on August 8, 2023, August 8, 2024 and August 8, 2025, subject to the reporting person's continuous service through each applicable vesting date. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 16:30 UTC |
BENYO CHRISTOPHER JChief Revenue Officer
|
GrantRestricted Stock Unit · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-046368 · ownership.xml · derivative · entry 1 BENYO CHRISTOPHER J · CIK 0001158996 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires not disclosed F1 · security: Grant of restricted stock units under to the Agrify Corporation 2022 Omnibus Equity Incentive Plan. The grant was made pursuant to the terms of an Employment Agreement between the issuer and the registrant dated January 10, 2022. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer. F3 · derivative.exercise_date: The restricted stock units will vest in three equal installments on January 10, 2023, January 10, 2024 and January 10, 2025, subject to the reporting person's continuous service through each applicable vesting date. F3 · derivative.expiration_date: The restricted stock units will vest in three equal installments on January 10, 2023, January 10, 2024 and January 10, 2025, subject to the reporting person's continuous service through each applicable vesting date. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 16:30 UTC |
Drucker SteveChief Information Officer
|
GrantRestricted Stock Unit · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-046372 · ownership.xml · derivative · entry 1 Drucker Steve · CIK 0001939609 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires not disclosed F1 · security: Grant of restricted stock units under to the Agrify Corporation 2022 Omnibus Equity Incentive Plan. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer. F3 · derivative.exercise_date: The restricted stock units will vest in three equal installments on August 8, 2023, August 8, 2024 and August 8, 2025, subject to the reporting person's continuous service through each applicable vesting date. F3 · derivative.expiration_date: The restricted stock units will vest in three equal installments on August 8, 2023, August 8, 2024 and August 8, 2025, subject to the reporting person's continuous service through each applicable vesting date. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 16:31 UTC |
OAKES TIMOTHYChief Financial Officer
|
GrantRestricted Stock Unit · Derivative | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-046366 · ownership.xml · derivative · entry 2 OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires not disclosed F4 · security: Grant of restricted stock units under to the Agrify Corporation 2022 Omnibus Equity Incentive Plan. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer. F5 · derivative.exercise_date: The restricted stock units will vest in three equal installments on August 8, 2023, August 8, 2024 and August 8, 2025, subject to the reporting person's continuous service through each applicable vesting date. F5 · derivative.expiration_date: The restricted stock units will vest in three equal installments on August 8, 2023, August 8, 2024 and August 8, 2025, subject to the reporting person's continuous service through each applicable vesting date. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 16:31 UTC |
OAKES TIMOTHYChief Financial Officer
|
GrantRestricted Stock Unit · Derivative | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-046366 · ownership.xml · derivative · entry 1 OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires not disclosed F1 · security: Grant of restricted stock units under to the Agrify Corporation 2022 Omnibus Equity Incentive Plan. The grant was made pursuant to the terms of an Employment Agreement between the issuer and the registrant dated November 10, 2021. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer. F3 · derivative.exercise_date: The restricted stock units will vest in three equal installments on November 10, 2022, November 10, 2023 and November 10, 2024, subject to the reporting person's continuous service through each applicable vesting date. F3 · derivative.expiration_date: The restricted stock units will vest in three equal installments on November 10, 2022, November 10, 2023 and November 10, 2024, subject to the reporting person's continuous service through each applicable vesting date. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 20:30 UTC |
Chang Raymond NobuDirector · CEO and Chairman
|
GrantRestricted Stock Unit · Derivative | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-046369 · ownership.xml · derivative · entry 1 Chang Raymond Nobu · CIK 0001831402 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires not disclosed F1 · security: Grant of restricted stock units under to the Agrify Corporation 2022 Omnibus Equity Incentive Plan. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer. F3 · derivative.exercise_date: The restricted stock units will vest in three equal installments on August 8, 2023, August 8, 2024 and August 8, 2025, subject to the reporting person's continuous service through each applicable vesting date. F3 · derivative.expiration_date: The restricted stock units will vest in three equal installments on August 8, 2023, August 8, 2024 and August 8, 2025, subject to the reporting person's continuous service through each applicable vesting date. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 20:30 UTC |
Kessler David AaronChief Scientific Officer
|
GrantRestricted Stock Unit · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-046367 · ownership.xml · derivative · entry 1 Kessler David Aaron · CIK 0001941459 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires not disclosed F1 · security: Grant of restricted stock units under to the Agrify Corporation 2022 Omnibus Equity Incentive Plan. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer. F3 · derivative.exercise_date: The restricted stock units will vest in three equal installments on August 8, 2023, August 8, 2024 and August 8, 2025, subject to the reporting person's continuous service through each applicable vesting date. F3 · derivative.expiration_date: The restricted stock units will vest in three equal installments on August 8, 2023, August 8, 2024 and August 8, 2025, subject to the reporting person's continuous service through each applicable vesting date. Read SEC document |
| July 14, 2022 Filed Jul 18, 2022 20:50 UTC |
SOKOLOW LEONARD JDirector
|
GrantRestricted Stock Unit · Derivative | 53,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-040027 · ownership.xml · derivative · entry 1 SOKOLOW LEONARD J · CIK 0000923890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,459 Underlying: Common Stock · 53,459 shares Expires not disclosed F1 · security: Grant of restricted stock units under to the Agrify Corporation 2022 Omnibus Equity Incentive Plan. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer. F3 · derivative.exercise_date: 100% of the restricted stock units will on July 14, 2023, subject to the reporting person's continuous service through such vesting date. F3 · derivative.expiration_date: 100% of the restricted stock units will on July 14, 2023, subject to the reporting person's continuous service through such vesting date. Read SEC document |
| July 14, 2022 Filed Jul 18, 2022 20:52 UTC |
MAHONEY TIMOTHYDirector
|
GrantRestricted Stock Unit · Derivative | 53,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-040032 · ownership.xml · derivative · entry 1 MAHONEY TIMOTHY · CIK 0000926012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,459 Underlying: Common Stock · 53,459 shares Expires not disclosed F1 · security: Grant of restricted stock units under to the Agrify Corporation 2022 Omnibus Equity Incentive Plan. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer. F3 · derivative.exercise_date: 100% of the restricted stock units will on July 14, 2023, subject to the reporting person's continuous service through such vesting date. F3 · derivative.expiration_date: 100% of the restricted stock units will on July 14, 2023, subject to the reporting person's continuous service through such vesting date. Read SEC document |
| July 14, 2022 Filed Jul 18, 2022 20:49 UTC |
Varier KrishnanDirector
|
GrantRestricted Stock Unit · Derivative | 53,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-040025 · ownership.xml · derivative · entry 1 Varier Krishnan · CIK 0001834250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,459 Underlying: Common Stock · 53,459 shares Expires not disclosed F1 · security: Grant of restricted stock units under to the Agrify Corporation 2022 Omnibus Equity Incentive Plan. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer. F3 · derivative.exercise_date: 100% of the restricted stock units will on July 14, 2023, subject to the reporting person's continuous service through such vesting date. F3 · derivative.expiration_date: 100% of the restricted stock units will on July 14, 2023, subject to the reporting person's continuous service through such vesting date. Read SEC document |
| July 14, 2022 Filed Jul 18, 2022 16:51 UTC |
Wilcox Stuart AnthonyChief Operating Officer
|
GrantRestricted Stock Unit · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-040029 · ownership.xml · derivative · entry 1 Wilcox Stuart Anthony · CIK 0001686578 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires not disclosed F1 · security: Grant of restricted stock units under to the Agrify Corporation 2022 Omnibus Equity Incentive Plan. The grant was made pursuant to the terms of an Employment Agreement between the issuer and the registrant dated July 14, 2022. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer. F3 · derivative.exercise_date: The restricted stock units will vest in three equal installments on July 14, 2023, July 14, 2024 and July 14, 2025, subject to the reporting person's continuous service through each applicable vesting date. F3 · derivative.expiration_date: The restricted stock units will vest in three equal installments on July 14, 2023, July 14, 2024 and July 14, 2025, subject to the reporting person's continuous service through each applicable vesting date. Read SEC document |
| July 14, 2022 Filed Jul 21, 2022 20:31 UTC |
Holtzman MaxDirector
|
GrantRestricted Stock Unit · Derivative | 53,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-040734 · ownership.xml · derivative · entry 1 Holtzman Max · CIK 0001938929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,459 Underlying: Common Stock · 53,459 shares Expires not disclosed F1 · security: Grant of restricted stock units under to the Agrify Corporation 2022 Omnibus Equity Incentive Plan. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer. F3 · derivative.exercise_date: 100% of the restricted stock units will on July 14, 2023, subject to the reporting person's continuous service through such vesting date. F3 · derivative.expiration_date: 100% of the restricted stock units will on July 14, 2023, subject to the reporting person's continuous service through such vesting date. Read SEC document |
| July 07, 2022 Filed Jul 11, 2022 20:00 UTC |
MASSIE THOMAS LDirector · President and COO
|
GrantRestricted Stock Unit · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-038651 · ownership.xml · derivative · entry 1 MASSIE THOMAS L · CIK 0000936612 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires not disclosed F1 · security: Grant of restricted stock units under to the Agrify Corporation 2022 Omnibus Equity Incentive Plan. The grant was made pursuant to the terms of an Employment Agreement between the issuer and the registrant dated November 10, 2021. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer. F3 · derivative.exercise_date: 100% of these restricted stock units vested on July 8, 2022. F3 · derivative.expiration_date: 100% of these restricted stock units vested on July 8, 2022. Read SEC document |
| May 20, 2022 Filed May 23, 2022 22:04 UTC |
Chang Raymond NobuDirector · CEO and Chairman
|
PurchaseCommon Stock | 5,000 | $2.50 | $12,500.00 |
DisclosureSEC source: 0001213900-22-029073 · ownership.xml · nonDerivative · entry 1 Chang Raymond Nobu · CIK 0001831402 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 F1 · price: Price represents the weighted average purchase price of the shares acquired ranging from $2.49 to $2.50 per share. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 16, 2022 Filed May 18, 2022 01:02 UTC |
Chang Raymond NobuDirector · CEO and Chairman
|
PurchaseCommon Stock | 10,000 | $2.61 | $26,100.00 |
DisclosureSEC source: 0001213900-22-027785 · ownership.xml · nonDerivative · entry 1 Chang Raymond Nobu · CIK 0001831402 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · price: Price represents the weighted average purchase price of the shares acquired ranging from $2.60 to $2.62 per share. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 13, 2022 Filed May 18, 2022 01:02 UTC |
Chang Raymond NobuDirector · CEO and Chairman
|
PurchaseCommon Stock | 34,600 | $2.63 | $90,984.16 |
DisclosureSEC source: 0001213900-22-027785 · ownership.xml · nonDerivative · entry 2 Chang Raymond Nobu · CIK 0001831402 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By RTC3 2020 Irrevocable Family Trust Disclosed balance after: 538,454 F2 · price: Price represents the weighted average purchase price of the shares acquired ranging from $2.35 to $2.77 per share. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Held by RTC3 2020 Irrevocable Family Trust, of which Mr. Chang retains the authority to remove the independent trustee. Mr. Chang disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 28, 2022 Filed Feb 2, 2022 20:51 UTC |
Wilcox Stuart AnthonyDirector
|
PurchaseWarrants (right to buy) · Derivative | 27,174 | Not disclosed Strike: $7.48 | Not disclosed |
DisclosureSEC source: 0001213900-22-005125 · ownership.xml · derivative · entry 2 Wilcox Stuart Anthony · CIK 0001686578 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,174 Underlying: Common Stock · 27,174 shares Expires 2027-07-28 F1 · price: The reported securities were purchased by the Reporting Person for a combined purchase price of $6.90 per share of common stock and fraction of a warrant in connection with the Issuer's private placement that closed on January 28, 2022. Each warrant will be exercisable during the period commencing on July 28, 2022 and ending on July 28, 2027 at an exercise price of $7.48. Read SEC document |
| January 28, 2022 Filed Feb 2, 2022 20:51 UTC |
Wilcox Stuart AnthonyDirector
|
PurchaseCommon Stock | 36,232 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-22-005125 · ownership.xml · nonDerivative · entry 1 Wilcox Stuart Anthony · CIK 0001686578 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,232 F1 · price: The reported securities were purchased by the Reporting Person for a combined purchase price of $6.90 per share of common stock and fraction of a warrant in connection with the Issuer's private placement that closed on January 28, 2022. Each warrant will be exercisable during the period commencing on July 28, 2022 and ending on July 28, 2027 at an exercise price of $7.48. Read SEC document |
| January 28, 2022 Filed Feb 3, 2022 01:48 UTC |
Chang Raymond NobuDirector · CEO and Chairman
|
PurchaseWarrants (right to buy) · Derivative | 27,174 | Not disclosed Strike: $7.48 | Not disclosed |
DisclosureSEC source: 0001213900-22-005123 · ownership.xml · derivative · entry 2 Chang Raymond Nobu · CIK 0001831402 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By RTC3 2020 Irrevocable Family Trust Disclosed balance after: 27,174 Underlying: Common Stock · 27,174 shares Expires 2027-07-28 F1 · price: The reported securities were purchased by the Reporting Person for a combined purchase price of $6.90 per share of common stock and fraction of a warrant in connection with the Issuer's private placement that closed on January 28, 2022. Each warrant will be exercisable during the period commencing on July 28, 2022 and ending on July 28, 2027 at an exercise price of $7.48. F2 · ownership.nature: Held by RTC3 2020 Irrevocable Family Trust, of which Mr. Chang retains the authority to remove the independent trustee. Mr. Chang disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 28, 2022 Filed Feb 3, 2022 01:48 UTC |
Chang Raymond NobuDirector · CEO and Chairman
|
PurchaseCommon Stock | 36,232 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-22-005123 · ownership.xml · nonDerivative · entry 1 Chang Raymond Nobu · CIK 0001831402 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By RTC3 2020 Irrevocable Family Trust Disclosed balance after: 503,854 F1 · price: The reported securities were purchased by the Reporting Person for a combined purchase price of $6.90 per share of common stock and fraction of a warrant in connection with the Issuer's private placement that closed on January 28, 2022. Each warrant will be exercisable during the period commencing on July 28, 2022 and ending on July 28, 2027 at an exercise price of $7.48. F2 · ownership.nature: Held by RTC3 2020 Irrevocable Family Trust, of which Mr. Chang retains the authority to remove the independent trustee. Mr. Chang disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 28, 2022 Filed Feb 4, 2022 19:00 UTC Amendment |
Wilcox Stuart AnthonyDirector
|
GrantWarrants (right to buy) · Derivative | 27,174 | Not disclosed Strike: $7.48 | Not disclosed |
DisclosureSEC source: 0001213900-22-005566 · ownership.xml · derivative · entry 2 Wilcox Stuart Anthony · CIK 0001686578 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,174 Underlying: Common Stock · 27,174 shares Expires 2027-07-27 F1 · price: The reported securities were purchased by the Reporting Person for a combined purchase price of $6.90 per share of common stock and fraction of a warrant in connection with the Issuer's private placement that closed on January 28, 2022. Each warrant will be exercisable during the period commencing on July 28, 2022 and ending on July 28, 2027 at an exercise price of $7.48. Read SEC document |
| January 28, 2022 Filed Feb 4, 2022 19:00 UTC Amendment |
Wilcox Stuart AnthonyDirector
|
GrantCommon Stock | 36,232 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-22-005566 · ownership.xml · nonDerivative · entry 1 Wilcox Stuart Anthony · CIK 0001686578 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,232 F1 · price: The reported securities were purchased by the Reporting Person for a combined purchase price of $6.90 per share of common stock and fraction of a warrant in connection with the Issuer's private placement that closed on January 28, 2022. Each warrant will be exercisable during the period commencing on July 28, 2022 and ending on July 28, 2027 at an exercise price of $7.48. Read SEC document |
| January 28, 2022 Filed Feb 5, 2022 00:00 UTC Amendment |
Chang Raymond NobuDirector · CEO and Chairman
|
GrantWarrants (right to buy) · Derivative | 27,174 | Not disclosed Strike: $7.48 | Not disclosed |
DisclosureSEC source: 0001213900-22-005565 · ownership.xml · derivative · entry 2 Chang Raymond Nobu · CIK 0001831402 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By RTC3 2020 Irrevocable Family Trust Disclosed balance after: 27,174 Underlying: Common Stock · 27,174 shares Expires 2027-07-27 F1 · price: The reported securities were purchased by the Reporting Person for a combined purchase price of $6.90 per share of common stock and fraction of a warrant in connection with the Issuer's private placement that closed on January 28, 2022. Each warrant will be exercisable during the period commencing on July 28, 2022 and ending on July 28, 2027 at an exercise price of $7.48. F2 · ownership.nature: Held by RTC3 2020 Irrevocable Family Trust, of which Mr. Chang retains the authority to remove the independent trustee. Mr. Chang disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 28, 2022 Filed Feb 5, 2022 00:00 UTC Amendment |
Chang Raymond NobuDirector · CEO and Chairman
|
GrantCommon Stock | 36,232 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-22-005565 · ownership.xml · nonDerivative · entry 1 Chang Raymond Nobu · CIK 0001831402 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By RTC3 2020 Irrevocable Family Trust Disclosed balance after: 503,854 F1 · price: The reported securities were purchased by the Reporting Person for a combined purchase price of $6.90 per share of common stock and fraction of a warrant in connection with the Issuer's private placement that closed on January 28, 2022. Each warrant will be exercisable during the period commencing on July 28, 2022 and ending on July 28, 2027 at an exercise price of $7.48. F2 · ownership.nature: Held by RTC3 2020 Irrevocable Family Trust, of which Mr. Chang retains the authority to remove the independent trustee. Mr. Chang disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 11:52 UTC |
SOKOLOW LEONARD JDirector
|
GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $9.20 | $0.00 |
DisclosureSEC source: 0001213900-22-000035 · ownership.xml · derivative · entry 1 SOKOLOW LEONARD J · CIK 0000923890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2031-12-31 F1 · derivative.exercise_date: The Reporting Person received an option to purchase Common Stock from the Issuer pursuant to the Issuer's 2020 Omnibus Equity Incentive Plan. The option will vest in 36 equal monthly installments beginning on January 1, 2022. Read SEC document |
| October 06, 2021 Filed Oct 29, 2021 16:30 UTC |
MASSIE THOMAS LDirector
|
GrantStock Options · Derivative | 50,000 | $0.00 Strike: $18.61 | $0.00 |
DisclosureSEC source: 0001213900-21-055460 · ownership.xml · derivative · entry 1 MASSIE THOMAS L · CIK 0000936612 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2031-10-06 F1 · derivative.exercise_date: 33% of the options will vest after 12 months from the grant date, and the remaining options will vest in equal amounts on each month thereafter for the next 24 months. Read SEC document |
| August 26, 2021 Filed Aug 30, 2021 21:10 UTC |
Chang Raymond NobuDirector · CEO & Chairman of the Board
|
SaleCommon Stock | 42,899 | $30.52 | $1,309,328.96 |
DisclosureSEC source: 0001213900-21-045661 · ownership.xml · nonDerivative · entry 1 Chang Raymond Nobu · CIK 0001831402 · Director · CEO & Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · By RTC3 2020 Irrevocable Family Trust Disclosed balance after: 467,622 F1 · price: Price represents the weighted average sale price of the shares sold ranging from $30.50 to $30.60 per share. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Held by RTC3 2020 Irrevocable Family Trust, of which Mr. Chang retains the authority to remove the independent trustee. Mr. Chang disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 25, 2021 Filed Aug 26, 2021 21:12 UTC |
Chang Raymond NobuDirector · CEO & Chairman of the Board
|
SaleCommon Stock | 22,725 | $30.68 | $697,300.72 |
DisclosureSEC source: 0001213900-21-045097 · ownership.xml · nonDerivative · entry 2 Chang Raymond Nobu · CIK 0001831402 · Director · CEO & Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · By RTC3 2020 Irrevocable Family Trust Disclosed balance after: 510,521 F3 · price: Price represents the weighted average sale price of the shares sold ranging from $30.50 to $31.43 per share. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Held by RTC3 2020 Irrevocable Family Trust, of which Mr. Chang retains the authority to remove the independent trustee. Mr. Chang disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 21:12 UTC |
Chang Raymond NobuDirector · CEO & Chairman of the Board
|
SaleCommon Stock | 1,700 | $31.04 | $52,759.84 |
DisclosureSEC source: 0001213900-21-045097 · ownership.xml · nonDerivative · entry 1 Chang Raymond Nobu · CIK 0001831402 · Director · CEO & Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · By RTC3 2020 Irrevocable Family Trust Disclosed balance after: 533,246 F1 · price: Price represents the weighted average sale price of the shares sold ranging from $31.00 to $31.07 per share. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Held by RTC3 2020 Irrevocable Family Trust, of which Mr. Chang retains the authority to remove the independent trustee. Mr. Chang disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 18, 2021 Filed Mar 23, 2021 22:20 UTC |
Chang Raymond NobuDirector · CEO & Chairman of the Board
|
OtherWarrants (Right to Buy) · Derivative | 63,219 | $0.02 Strike: $0.02 | $1,264.38 |
DisclosureSEC source: 0001213900-21-017337 · ownership.xml · derivative · entry 2 Chang Raymond Nobu · CIK 0001831402 · Director · CEO & Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · By RTC3 2020 Irrevocable Family Trust Disclosed balance after: 63,219 Underlying: Common Stock · 63,219 shares Expires 2025-09-18 F1 · ownership.nature: Consists of 63,219 shares of common stock acquired upon the exercise of 63,219 common stock purchase warrants by RTC3 2020 Irrevocable Family Trust, of which Mr. Chang retains the authority to remove the independent trustee, and may be deemed to be indirectly beneficially owned by Mr. Chang. Mr. Chang disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 18, 2021 Filed Mar 23, 2021 22:20 UTC |
Chang Raymond NobuDirector · CEO & Chairman of the Board
|
OtherCommon Stock | 63,219 | $0.02 | $1,264.38 |
DisclosureSEC source: 0001213900-21-017337 · ownership.xml · nonDerivative · entry 1 Chang Raymond Nobu · CIK 0001831402 · Director · CEO & Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · By RTC3 2020 Irrevocable Family Trust Disclosed balance after: 534,946 F1 · ownership.nature: Consists of 63,219 shares of common stock acquired upon the exercise of 63,219 common stock purchase warrants by RTC3 2020 Irrevocable Family Trust, of which Mr. Chang retains the authority to remove the independent trustee, and may be deemed to be indirectly beneficially owned by Mr. Chang. Mr. Chang disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 17, 2021 Filed Feb 20, 2021 00:53 UTC |
MAHONEY TIMOTHYDirector
|
GrantStock Options · Derivative | 50,000 | $0.00 Strike: $13.84 | $0.00 |
DisclosureSEC source: 0001213900-21-010690 · ownership.xml · derivative · entry 1 MAHONEY TIMOTHY · CIK 0000926012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2031-02-17 F1 · derivative.exercise_date: The options will vest in 36 equal monthly installments beginning on the one month anniversary of the grant date. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 19:52 UTC |
MASSIE THOMAS LDirector
|
GrantStock Options · Derivative | 50,000 | $0.00 Strike: $13.84 | $0.00 |
DisclosureSEC source: 0001213900-21-010688 · ownership.xml · derivative · entry 1 MASSIE THOMAS L · CIK 0000936612 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2031-02-17 F1 · derivative.exercise_date: The options will vest in 36 equal monthly installments beginning on the one month anniversary of the grant date. Read SEC document |
| February 17, 2021 Filed Feb 20, 2021 00:50 UTC |
Varier KrishnanDirector
|
GrantStock Options · Derivative | 50,000 | $0.00 Strike: $13.84 | $0.00 |
DisclosureSEC source: 0001213900-21-010681 · ownership.xml · derivative · entry 1 Varier Krishnan · CIK 0001834250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2031-02-17 F1 · derivative.exercise_date: The options will vest in 36 equal monthly installments beginning on the one month anniversary of the grant date. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 19:57 UTC |
OAKES TIMOTHYDirector
|
GrantStock Options · Derivative | 50,000 | $0.00 Strike: $13.84 | $0.00 |
DisclosureSEC source: 0001213900-21-010693 · ownership.xml · derivative · entry 1 OAKES TIMOTHY · CIK 0001440688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2031-02-17 F1 · derivative.exercise_date: The options will vest in 36 equal monthly installments beginning on the one month anniversary of the grant date. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 19:51 UTC |
KRIKOV NIVChief Financial Officer
|
GrantStock Options · Derivative | 50,000 | $0.00 Strike: $13.84 | $0.00 |
DisclosureSEC source: 0001213900-21-010683 · ownership.xml · derivative · entry 1 KRIKOV NIV · CIK 0001399252 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2031-02-17 F1 · derivative.exercise_date: The options will vest in 36 equal monthly installments beginning on the one month anniversary of the grant date. Read SEC document |
| February 17, 2021 Filed Feb 20, 2021 00:49 UTC |
Hua GuichaoDirector
|
GrantStock Options · Derivative | 50,000 | $0.00 Strike: $13.84 | $0.00 |
DisclosureSEC source: 0001213900-21-010679 · ownership.xml · derivative · entry 1 Hua Guichao · CIK 0001833474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2031-02-17 F1 · derivative.exercise_date: The options will vest in 36 equal monthly installments beginning on the one month anniversary of the grant date. Read SEC document |
| February 17, 2021 Filed Feb 20, 2021 00:52 UTC |
Chang Raymond NobuDirector · CEO & Chairman of the Board
|
GrantStock Options · Derivative | 650,000 | $0.00 Strike: $13.84 | $0.00 |
DisclosureSEC source: 0001213900-21-010685 · ownership.xml · derivative · entry 1 Chang Raymond Nobu · CIK 0001831402 · Director · CEO & Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650,000 Underlying: Common Stock · 650,000 shares Expires 2031-02-17 F1 · derivative.exercise_date: The options will vest in 36 equal monthly installments beginning on the one month anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.