TapewireFind a company

person · Reporting owner

Wilcox Stuart Anthony

Disclosed activity across 2 companies

Tapewire entity
125336
SEC CIK
0001686578

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Hostess Brands, Inc.TWNK · Entity 108488See RemarksMarch 23, 2017March 27, 2017
RYTHM, Inc.AGFY · Entity 2092Chief Operating OfficerJuly 14, 2022July 18, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Hostess Brands, Inc.

Report date March 23, 2017 · Filed March 27, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table I · non-derivativeDirect40,500 Reported balance After 2017-03-23 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2017-03-23 · Grant · Acquired 40,500 · Balance 40,500

F1: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive a share of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock") of Hostess Brands, Inc. (the "Company"), upon vesting. Such restricted stock units shall vest in equal or nearly equal installments on each of January 1, 2018, November 4, 2018 and November 4, 2019 (a "Vesting Date"), assuming continued employment through the applicable Vesting Date. Notwithstanding the foregoing, no installment will vest on a Vesting Date if the Company's earnings per share as reported to investors for the fiscal year ending immediately prior to such Vesting Date is not positive.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $15.78 · Expires 2027-03-22Direct39,372 Reported balance After 2017-03-23 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2017-03-23 · Grant · Acquired 39,372 · Balance 39,372

F2: Consists of a grant of options to purchase shares of Class A Common Stock. Such options are subject to vesting in equal or nearly equal installments on November 4 of each of 2017, 2018, 2019 and 2020 (an "Option Vesting Date"), assuming continued employment through the applicable Option Vesting Date.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive a share of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock") of Hostess Brands, Inc. (the "Company"), upon vesting. Such restricted stock units shall vest in equal or nearly equal installments on each of January 1, 2018, November 4, 2018 and November 4, 2019 (a "Vesting Date"), assuming continued employment through the applicable Vesting Date. Notwithstanding the foregoing, no installment will vest on a Vesting Date if the Company's earnings per share as reported to investors for the fiscal year ending immediately prior to such Vesting Date is not positive.

F2: Consists of a grant of options to purchase shares of Class A Common Stock. Such options are subject to vesting in equal or nearly equal installments on November 4 of each of 2017, 2018, 2019 and 2020 (an "Option Vesting Date"), assuming continued employment through the applicable Option Vesting Date.

RYTHM, Inc.

Report date July 14, 2022 · Filed July 18, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitSEC Table II · derivative / convertible securityDirect200,000 Reported balance After 2022-07-14 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-07-14 · Grant · Acquired 200,000 · Balance 200,000

F1: Grant of restricted stock units under to the Agrify Corporation 2022 Omnibus Equity Incentive Plan. The grant was made pursuant to the terms of an Employment Agreement between the issuer and the registrant dated July 14, 2022.

F2: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer.

F3: The restricted stock units will vest in three equal installments on July 14, 2023, July 14, 2024 and July 14, 2025, subject to the reporting person's continuous service through each applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of restricted stock units under to the Agrify Corporation 2022 Omnibus Equity Incentive Plan. The grant was made pursuant to the terms of an Employment Agreement between the issuer and the registrant dated July 14, 2022.

F2: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer.

F3: The restricted stock units will vest in three equal installments on July 14, 2023, July 14, 2024 and July 14, 2025, subject to the reporting person's continuous service through each applicable vesting date.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 14, 2022 Filed Jul 18, 2022 16:51 UTC RYTHM, Inc. AGFY · Entity 2092 GrantRestricted Stock Unit · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-040029 · ownership.xml · derivative · entry 1

Wilcox Stuart Anthony · CIK 0001686578 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires not disclosed

F1 · security: Grant of restricted stock units under to the Agrify Corporation 2022 Omnibus Equity Incentive Plan. The grant was made pursuant to the terms of an Employment Agreement between the issuer and the registrant dated July 14, 2022.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer.

F3 · derivative.exercise_date: The restricted stock units will vest in three equal installments on July 14, 2023, July 14, 2024 and July 14, 2025, subject to the reporting person's continuous service through each applicable vesting date.

F3 · derivative.expiration_date: The restricted stock units will vest in three equal installments on July 14, 2023, July 14, 2024 and July 14, 2025, subject to the reporting person's continuous service through each applicable vesting date.

Read SEC document
January 28, 2022 Filed Feb 2, 2022 20:51 UTC RYTHM, Inc. AGFY · Entity 2092 PurchaseWarrants (right to buy) · Derivative 27,174 Not disclosed Strike: $7.48 Not disclosed
Disclosure

SEC source: 0001213900-22-005125 · ownership.xml · derivative · entry 2

Wilcox Stuart Anthony · CIK 0001686578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,174

Underlying: Common Stock · 27,174 shares

Expires 2027-07-28

F1 · price: The reported securities were purchased by the Reporting Person for a combined purchase price of $6.90 per share of common stock and fraction of a warrant in connection with the Issuer's private placement that closed on January 28, 2022. Each warrant will be exercisable during the period commencing on July 28, 2022 and ending on July 28, 2027 at an exercise price of $7.48.

Read SEC document
January 28, 2022 Filed Feb 2, 2022 20:51 UTC RYTHM, Inc. AGFY · Entity 2092 PurchaseCommon Stock 36,232 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-22-005125 · ownership.xml · nonDerivative · entry 1

Wilcox Stuart Anthony · CIK 0001686578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,232

F1 · price: The reported securities were purchased by the Reporting Person for a combined purchase price of $6.90 per share of common stock and fraction of a warrant in connection with the Issuer's private placement that closed on January 28, 2022. Each warrant will be exercisable during the period commencing on July 28, 2022 and ending on July 28, 2027 at an exercise price of $7.48.

Read SEC document
January 28, 2022 Filed Feb 4, 2022 19:00 UTC Amendment RYTHM, Inc. AGFY · Entity 2092 GrantWarrants (right to buy) · Derivative 27,174 Not disclosed Strike: $7.48 Not disclosed
Disclosure

SEC source: 0001213900-22-005566 · ownership.xml · derivative · entry 2

Wilcox Stuart Anthony · CIK 0001686578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,174

Underlying: Common Stock · 27,174 shares

Expires 2027-07-27

F1 · price: The reported securities were purchased by the Reporting Person for a combined purchase price of $6.90 per share of common stock and fraction of a warrant in connection with the Issuer's private placement that closed on January 28, 2022. Each warrant will be exercisable during the period commencing on July 28, 2022 and ending on July 28, 2027 at an exercise price of $7.48.

Read SEC document
January 28, 2022 Filed Feb 4, 2022 19:00 UTC Amendment RYTHM, Inc. AGFY · Entity 2092 GrantCommon Stock 36,232 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-22-005566 · ownership.xml · nonDerivative · entry 1

Wilcox Stuart Anthony · CIK 0001686578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,232

F1 · price: The reported securities were purchased by the Reporting Person for a combined purchase price of $6.90 per share of common stock and fraction of a warrant in connection with the Issuer's private placement that closed on January 28, 2022. Each warrant will be exercisable during the period commencing on July 28, 2022 and ending on July 28, 2027 at an exercise price of $7.48.

Read SEC document
March 23, 2017 Filed Mar 27, 2017 18:32 UTC Hostess Brands, Inc. TWNK · Entity 108488 GrantStock Options · Derivative 39,372 $0.00 Strike: $15.78 $0.00
Disclosure

SEC source: 0000899243-17-008704 · doc4.xml · derivative · entry 2

Wilcox Stuart Anthony · CIK 0001686578 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,372

Underlying: Class A Common Stock · 39,372 shares

Expires 2027-03-22

F2 · derivative.exercise_date: Consists of a grant of options to purchase shares of Class A Common Stock. Such options are subject to vesting in equal or nearly equal installments on November 4 of each of 2017, 2018, 2019 and 2020 (an "Option Vesting Date"), assuming continued employment through the applicable Option Vesting Date.

Read SEC document
March 23, 2017 Filed Mar 27, 2017 18:32 UTC Hostess Brands, Inc. TWNK · Entity 108488 GrantRestricted Stock Units 40,500 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-008704 · doc4.xml · nonDerivative · entry 1

Wilcox Stuart Anthony · CIK 0001686578 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,500

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive a share of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock") of Hostess Brands, Inc. (the "Company"), upon vesting. Such restricted stock units shall vest in equal or nearly equal installments on each of January 1, 2018, November 4, 2018 and November 4, 2019 (a "Vesting Date"), assuming continued employment through the applicable Vesting Date. Notwithstanding the foregoing, no installment will vest on a Vesting Date if the Company's earnings per share as reported to investors for the fiscal year ending immediately prior to such Vesting Date is not positive.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.