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RXO

RXO, Inc.

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4166
SEC CIK
0001929561
Parsed reports
167

Last 12 months

Inside the activity.

7 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202561
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 03, 2023 Filed Jan 5, 2023 22:00 UTC Exercise / conversionRestricted Stock Unit · Derivative 6,890 $0.00 $0.00
Disclosure

SEC source: 0001929561-23-000013 · wf-form4_167295601434670.xml · derivative · entry 2

Kissel Mary E. · CIK 0001876041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,890 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F3 · derivative.exercise_date: The RSUs vested in full on January 3, 2023.

F3 · derivative.expiration_date: The RSUs vested in full on January 3, 2023.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 22:00 UTC Exercise / conversionCommon Stock 6,890 $0.00 $0.00
Disclosure

SEC source: 0001929561-23-000013 · wf-form4_167295601434670.xml · nonDerivative · entry 1

Kissel Mary E. · CIK 0001876041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: On November 1, 2022, XPO Logistics, Inc. ("XPO") completed a pro rata distribution of all of its shares of the Issuer's Common Stock, to the holders of record of XPO common stock on October 20, 2022. The Reporting Person received a distribution from XPO of 920 shares of the Issuer's Common Stock.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 17:01 UTC GrantRestricted Stock Unit · Derivative 11,537 $0.00 $0.00
Disclosure

SEC source: 0001929561-23-000014 · wf-form4_167295604753720.xml · derivative · entry 3

Nettles Michelle · CIK 0001685150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,537

Underlying: Common Stock · 11,537 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F3 · derivative.exercise_date: The RSUs shall vest in full on January 3, 2024, subject to the Reporting Person's continued service as a director of the Issuer.

F3 · derivative.expiration_date: The RSUs shall vest in full on January 3, 2024, subject to the Reporting Person's continued service as a director of the Issuer.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 17:01 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,848 $0.00 $0.00
Disclosure

SEC source: 0001929561-23-000014 · wf-form4_167295604753720.xml · derivative · entry 2

Nettles Michelle · CIK 0001685150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,848 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F2 · derivative.exercise_date: The RSUs vested in full on January 3, 2023.

F2 · derivative.expiration_date: The RSUs vested in full on January 3, 2023.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 17:01 UTC Exercise / conversionCommon Stock 1,848 $0.00 $0.00
Disclosure

SEC source: 0001929561-23-000014 · wf-form4_167295604753720.xml · nonDerivative · entry 1

Nettles Michelle · CIK 0001685150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 22:02 UTC GrantRestricted Stock Unit · Derivative 11,537 $0.00 $0.00
Disclosure

SEC source: 0001929561-23-000016 · wf-form4_167295610037557.xml · derivative · entry 3

Szlosek Thomas A · CIK 0001293167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,537

Underlying: Common Stock · 11,537 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F3 · derivative.exercise_date: The RSUs shall vest in full on January 3, 2024, subject to the Reporting Person's continued service as a director of the Issuer.

F3 · derivative.expiration_date: The RSUs shall vest in full on January 3, 2024, subject to the Reporting Person's continued service as a director of the Issuer.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 22:02 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,848 $0.00 $0.00
Disclosure

SEC source: 0001929561-23-000016 · wf-form4_167295610037557.xml · derivative · entry 2

Szlosek Thomas A · CIK 0001293167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,848 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F2 · derivative.exercise_date: The RSUs vested in full on January 3, 2023.

F2 · derivative.expiration_date: The RSUs vested in full on January 3, 2023.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 22:02 UTC Exercise / conversionCommon Stock 1,848 $0.00 $0.00
Disclosure

SEC source: 0001929561-23-000016 · wf-form4_167295610037557.xml · nonDerivative · entry 1

Szlosek Thomas A · CIK 0001293167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 17:00 UTC GrantRestricted Stock Unit · Derivative 11,537 $0.00 $0.00
Disclosure

SEC source: 0001929561-23-000012 · wf-form4_167295597618938.xml · derivative · entry 1

Kingshott Adrian · CIK 0001328736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,260

Underlying: Common Stock · 11,537 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F2 · derivative.exercise_date: The RSUs shall vest in full on January 3, 2024, subject to the Reporting Person's continued service as a director of the Issuer.

F2 · derivative.expiration_date: The RSUs shall vest in full on January 3, 2024, subject to the Reporting Person's continued service as a director of the Issuer.

F3 · balance_after: On November 1, 2022, XPO Logistics, Inc. ("XPO") completed a pro rata distribution of all of its shares of the Issuer's Common Stock, to the holders of record of XPO common stock on October 20, 2022. This column includes all outstanding RSUs (including vested deferred and unvested RSUs) issued by the Issuer to the Reporting Person pursuant to the equitable adjustment of outstanding equity awards relating to XPO common stock in accordance with the terms of the Employee Matters Agreement, dated as of October 31, 2022, by and between XPO and the Issuer.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 21:58 UTC GrantRestricted Stock Unit · Derivative 11,537 $0.00 $0.00
Disclosure

SEC source: 0001929561-23-000009 · wf-form4_167295590790320.xml · derivative · entry 3

Breves Christine S · CIK 0001704754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,537

Underlying: Common Stock · 11,537 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F3 · derivative.exercise_date: The RSUs shall vest in full on January 3, 2024, subject to the Reporting Person's continued service as a director of the Issuer.

F3 · derivative.expiration_date: The RSUs shall vest in full on January 3, 2024, subject to the Reporting Person's continued service as a director of the Issuer.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 21:58 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,848 $0.00 $0.00
Disclosure

SEC source: 0001929561-23-000009 · wf-form4_167295590790320.xml · derivative · entry 2

Breves Christine S · CIK 0001704754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,848 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F2 · derivative.exercise_date: The RSUs vested in full on January 3, 2023.

F2 · derivative.expiration_date: The RSUs vested in full on January 3, 2023.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 21:58 UTC Exercise / conversionCommon Stock 1,848 $0.00 $0.00
Disclosure

SEC source: 0001929561-23-000009 · wf-form4_167295590790320.xml · nonDerivative · entry 1

Breves Christine S · CIK 0001704754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 16:59 UTC GrantRestricted Stock Unit · Derivative 11,537 $0.00 $0.00
Disclosure

SEC source: 0001929561-23-000010 · wf-form4_167295592955214.xml · derivative · entry 3

DeSalva AnnaMaria · CIK 0001717049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,031

Underlying: Common Stock · 11,537 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F5 · derivative.exercise_date: The RSUs shall vest in full on January 3, 2024, subject to the Reporting Person's continued service as a director of the Issuer.

F5 · derivative.expiration_date: The RSUs shall vest in full on January 3, 2024, subject to the Reporting Person's continued service as a director of the Issuer.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 16:59 UTC Exercise / conversionRestricted Stock Unit · Derivative 6,890 $0.00 $0.00
Disclosure

SEC source: 0001929561-23-000010 · wf-form4_167295592955214.xml · derivative · entry 2

DeSalva AnnaMaria · CIK 0001717049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,494

Underlying: Common Stock · 6,890 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F3 · derivative.exercise_date: The RSUs vested in full on January 3, 2023.

F3 · derivative.expiration_date: The RSUs vested in full on January 3, 2023.

F4 · balance_after: On November 1, 2022, XPO completed the Distribution. This column includes all outstanding RSUs (including vested deferred and unvested RSUs) issued by the Issuer to the Reporting Person pursuant to the equitable adjustment of outstanding equity awards relating to XPO common stock in accordance with the terms of the Employee Matters Agreement, dated as of October 31, 2022, by and between XPO and the Issuer.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 16:59 UTC Exercise / conversionCommon Stock 6,890 $0.00 $0.00
Disclosure

SEC source: 0001929561-23-000010 · wf-form4_167295592955214.xml · nonDerivative · entry 1

DeSalva AnnaMaria · CIK 0001717049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: On November 1, 2022, XPO Logistics, Inc. ("XPO") completed a pro rata distribution of all of its shares of the Issuer's Common Stock, to the holders of record of XPO common stock on October 20, 2022 (the "Distribution"). The Reporting Person received a distribution from XPO of 2,881 shares of the Issuer's Common Stock.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 23:00 UTC
Wilkerson Andrew M.Director · Chief Executive Officer
Exercise / conversionCommon Stock · Derivative 7,780 $0.00 $0.00
Disclosure

SEC source: 0001929561-22-000026 · wf-form4_167088598286074.xml · derivative · entry 3

Wilkerson Andrew M. · CIK 0001949694 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,769

Underlying: Common Stock · 7,780 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F4 · derivative.exercise_date: 7,780 RSUs vested on December 8, 2022 and 7,779 RSUs shall vest on December 8, 2023, generally subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

F4 · derivative.expiration_date: 7,780 RSUs vested on December 8, 2022 and 7,779 RSUs shall vest on December 8, 2023, generally subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 23:00 UTC
Wilkerson Andrew M.Director · Chief Executive Officer
Tax withholdingCommon Stock 3,458 $17.89 $61,863.62
Disclosure

SEC source: 0001929561-22-000026 · wf-form4_167088598286074.xml · nonDerivative · entry 2

Wilkerson Andrew M. · CIK 0001949694 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,995

F2 · kind: No shares were sold by the Reporting Person. These shares were withheld by the Issuer to fund tax liability attributable to the vesting and settlement of the Restricted Stock Units ("RSUs") reported on this Form 4. These RSUs vested and were settled as originally scheduled, and there were no related discretionary transactions or open market sales.

F2 · acquired: No shares were sold by the Reporting Person. These shares were withheld by the Issuer to fund tax liability attributable to the vesting and settlement of the Restricted Stock Units ("RSUs") reported on this Form 4. These RSUs vested and were settled as originally scheduled, and there were no related discretionary transactions or open market sales.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 23:00 UTC
Wilkerson Andrew M.Director · Chief Executive Officer
Exercise / conversionCommon Stock 7,780 $0.00 $0.00
Disclosure

SEC source: 0001929561-22-000026 · wf-form4_167088598286074.xml · nonDerivative · entry 1

Wilkerson Andrew M. · CIK 0001949694 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: On November 1, 2022, XPO Logistics, Inc. ("XPO") completed a pro rata distribution of all of its shares of the Issuer's Common Stock, to the holders of record of XPO common stock on October 20, 2022. The reporting person received a distribution from XPO of 12,673 shares of the Issuer's Common Stock.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 19:33 UTC GrantRestricted Stock Unit · Derivative 1,848 $0.00 $0.00
Disclosure

SEC source: 0001929561-22-000011 · wf-form4_166873158072347.xml · derivative · entry 1

BRADLEY S JACOBS · CIK 0001054518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,176,343

Underlying: Common Stock · 1,848 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F2 · derivative.exercise_date: The RSUs shall vest in full on January 3, 2023, subject to the Reporting Person's continued service as a director of the Issuer.

F2 · derivative.expiration_date: The RSUs shall vest in full on January 3, 2023, subject to the Reporting Person's continued service as a director of the Issuer.

F3 · balance_after: On November 1, 2022, XPO Logistics, Inc. ("XPO") completed a pro rata distribution (the "Distribution") of all of its shares of the Issuer's Common Stock, to the holders of record of XPO common stock, par value $0.001 per share ("XPO Common Stock"), on October 20, 2022. This column includes all RSUs issued by the Issuer to the Reporting Person pursuant to the equitable adjustment of outstanding equity awards relating to XPO Common Stock in accordance with the terms of the Employee Matters Agreement, dated as of October 31, 2022, by and between XPO and the Issuer.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 19:34 UTC GrantRestricted Stock Unit · Derivative 1,848 $0.00 $0.00
Disclosure

SEC source: 0001929561-22-000013 · wf-form4_166873167006525.xml · derivative · entry 1

Renna Stephen M. · CIK 0001949709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,848

Underlying: Common Stock · 1,848 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F2 · derivative.exercise_date: The RSUs shall vest in full on January 3, 2023, subject to the Reporting Person's continued service as a director of the Issuer.

F2 · derivative.expiration_date: The RSUs shall vest in full on January 3, 2023, subject to the Reporting Person's continued service as a director of the Issuer.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 19:34 UTC GrantRestricted Stock Unit · Derivative 1,848 $0.00 $0.00
Disclosure

SEC source: 0001929561-22-000012 · wf-form4_166873162452751.xml · derivative · entry 1

Nettles Michelle · CIK 0001685150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,848

Underlying: Common Stock · 1,848 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F2 · derivative.exercise_date: The RSUs shall vest in full on January 3, 2023, subject to the Reporting Person's continued service as a director of the Issuer.

F2 · derivative.expiration_date: The RSUs shall vest in full on January 3, 2023, subject to the Reporting Person's continued service as a director of the Issuer.

Read SEC document
November 15, 2022 Filed Nov 18, 2022 00:35 UTC GrantRestricted Stock Unit · Derivative 1,848 $0.00 $0.00
Disclosure

SEC source: 0001929561-22-000014 · wf-form4_166873171180805.xml · derivative · entry 1

Szlosek Thomas A · CIK 0001293167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,848

Underlying: Common Stock · 1,848 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F2 · derivative.exercise_date: The RSUs shall vest in full on January 3, 2023, subject to the Reporting Person's continued service as a director of the Issuer.

F2 · derivative.expiration_date: The RSUs shall vest in full on January 3, 2023, subject to the Reporting Person's continued service as a director of the Issuer.

Read SEC document
November 15, 2022 Filed Nov 18, 2022 00:32 UTC GrantRestricted Stock Unit · Derivative 1,848 $0.00 $0.00
Disclosure

SEC source: 0001929561-22-000010 · wf-form4_166873151967174.xml · derivative · entry 1

Breves Christine S · CIK 0001704754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,848

Underlying: Common Stock · 1,848 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F2 · derivative.exercise_date: The RSUs shall vest in full on January 3, 2023, subject to the Reporting Person's continued service as a director of the Issuer.

F2 · derivative.expiration_date: The RSUs shall vest in full on January 3, 2023, subject to the Reporting Person's continued service as a director of the Issuer.

Read SEC document
November 01, 2022 Filed Nov 1, 2022 21:01 UTC
XPO, Inc.Director · 10% owner
OtherCommon Stock 115,162,555 $0.00 $0.00
Disclosure

SEC source: 0000950142-22-003029 · es220297215_4-xpo.xml · nonDerivative · entry 1

XPO Logistics, Inc. · CIK 0001166003 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The record date for the pro rata distribution by XPO Logistics, Inc. ("XPO") of all of the shares of RXO, Inc. ("RXO") common stock to the holders of XPO common stock was at the close of business on October 20, 2022. The distribution of shares of RXO common stock occurred on November 1, 2022.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 23:22 UTC
Wilkerson Andrew M.Director · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 371,727 $0.00 $0.00
Disclosure

SEC source: 0000950142-22-003068 · es220301857_4-wilkerson.xml · derivative · entry 1

Wilkerson Andrew M. · CIK 0001949694 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,549

Underlying: Common Stock · 371,727 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F2 · derivative.exercise_date: On May 2, 2022, the Reporting Person was granted unvested RSUs by XPO Logistics, Inc. ("XPO"), subject to the satisfaction of certain predetermined performance criteria. On November 1, 2022, as a result of the Distribution (as defined below), the performance criteria applicable to such RSUs was satisfied and the RSUs were converted into RSUs of the Issuer in connection with the Distribution. 12.5% of the RSUs shall vest on May 2, 2023 and May 2, 2024 each, and 25% of the RSUs shall vest on May 2, 2025, May 2, 2026 and May 2, 2027 each, generally subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: On May 2, 2022, the Reporting Person was granted unvested RSUs by XPO Logistics, Inc. ("XPO"), subject to the satisfaction of certain predetermined performance criteria. On November 1, 2022, as a result of the Distribution (as defined below), the performance criteria applicable to such RSUs was satisfied and the RSUs were converted into RSUs of the Issuer in connection with the Distribution. 12.5% of the RSUs shall vest on May 2, 2023 and May 2, 2024 each, and 25% of the RSUs shall vest on May 2, 2025, May 2, 2026 and May 2, 2027 each, generally subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

F3 · balance_after: On November 1, 2022, XPO completed a pro rata distribution (the "Distribution") of all of its shares of the Issuer's Common Stock, to the holders of record of XPO common stock, par value $0.001 per share ("XPO Common Stock"), on October 20, 2022. This column includes all RSUs issued by the Issuer to the Reporting Person pursuant to the equitable adjustment of outstanding equity awards relating to XPO Common Stock in accordance with the terms of the Employee Matters Agreement, dated as of October 31, 2022, by and between XPO and the Issuer.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 19:21 UTC
HARRIS JAMES EChief Financial Officer
GrantRestricted Stock Unit · Derivative 256,517 $0.00 $0.00
Disclosure

SEC source: 0000950142-22-003066 · es220301855_4-harris.xml · derivative · entry 1

HARRIS JAMES E · CIK 0001192813 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,517

Underlying: Common Stock · 256,517 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F2 · derivative.exercise_date: On September 26, 2022, the Reporting Person was granted unvested RSUs by XPO Logistics, Inc. ("XPO"), subject to the satisfaction of certain predetermined performance criteria. On November 1, 2022, as a result of the completion of a pro rata distribution (the "Distribution") of all of the shares of the Issuer's Common Stock by XPO, the performance criteria applicable to such RSUs was satisfied and the RSUs were converted into RSUs of the Issuer in connection with the Distribution. 12.5% of the RSUs shall vest on September 26, 2023 and September 26, 2024 each, and 25% of the RSUs shall vest on September 26, 2025, September 26, 2026 and September 26, 2027 each, generally subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: On September 26, 2022, the Reporting Person was granted unvested RSUs by XPO Logistics, Inc. ("XPO"), subject to the satisfaction of certain predetermined performance criteria. On November 1, 2022, as a result of the completion of a pro rata distribution (the "Distribution") of all of the shares of the Issuer's Common Stock by XPO, the performance criteria applicable to such RSUs was satisfied and the RSUs were converted into RSUs of the Issuer in connection with the Distribution. 12.5% of the RSUs shall vest on September 26, 2023 and September 26, 2024 each, and 25% of the RSUs shall vest on September 26, 2025, September 26, 2026 and September 26, 2027 each, generally subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

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November 01, 2022 Filed Nov 3, 2022 19:21 UTC
Kerr Jason S.Chief Accounting Officer
GrantCommon Stock 87,116 $0.00 $0.00
Disclosure

SEC source: 0000950142-22-003067 · es220301856_4-kerr.xml · nonDerivative · entry 1

Kerr Jason S. · CIK 0001645863 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,116

F1 · shares: On October 3, 2022, the Reporting Person was granted unvested Restricted Stock Units ("RSUs") by XPO Logistics, Inc. ("XPO"), subject to the satisfaction of certain predetermined performance criteria. On November 1, 2022, as a result of the completion of a pro rata distribution (the "Distribution") of all of the shares of the Issuer's Common Stock by XPO, the performance criteria applicable to such RSUs was satisfied and the RSUs were settled in the form of restricted shares of XPO that were converted into shares of Issuer Common Stock in connection with the Distribution. A percentage of the shares of Common Stock are subject to lock-up restrictions and clawback conditions through the following applicable dates: (CONT'D in FN 2)

F2 · shares: (CONT'D from FN 1) 100% from November 1, 2022 up to and including October 3, 2023; 87.5% from October 3, 2023 up to and including October 3, 2024; 75% from October 3, 2024 up to and including October 3, 2025; 50% from October 3, 2025 up to and including October 3, 2026; and 25% from October 3, 2026 up to and including October 3, 2027.

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November 01, 2022 Filed Nov 3, 2022 23:20 UTC
Firestone Jeffrey D.Chief Legal Officer & Sec.
GrantRestricted Stock Unit · Derivative 102,864 $0.00 $0.00
Disclosure

SEC source: 0000950142-22-003065 · es220301854_4-firestone.xml · derivative · entry 1

Firestone Jeffrey D. · CIK 0001948777 · Chief Legal Officer & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,650

Underlying: Common Stock · 102,864 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F2 · derivative.exercise_date: On August 22, 2022, the Reporting Person was granted unvested RSUs by XPO Logistics, Inc. ("XPO"), subject to the satisfaction of certain predetermined performance criteria. On November 1, 2022, as a result of the Distribution (as defined below), the performance criteria applicable to such RSUs was satisfied and the RSUs were converted into RSUs of the Issuer in connection with the Distribution. 12.5% of the RSUs shall vest on August 22, 2023 and August 22, 2024 each, and 25% of the RSUs shall vest on August 22, 2025, August 22, 2026 and August 22, 2027 each, generally subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: On August 22, 2022, the Reporting Person was granted unvested RSUs by XPO Logistics, Inc. ("XPO"), subject to the satisfaction of certain predetermined performance criteria. On November 1, 2022, as a result of the Distribution (as defined below), the performance criteria applicable to such RSUs was satisfied and the RSUs were converted into RSUs of the Issuer in connection with the Distribution. 12.5% of the RSUs shall vest on August 22, 2023 and August 22, 2024 each, and 25% of the RSUs shall vest on August 22, 2025, August 22, 2026 and August 22, 2027 each, generally subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

F3 · balance_after: On November 1, 2022, XPO completed a pro rata distribution (the "Distribution") of all of its shares of the Issuer's Common Stock, to the holders of record of XPO common stock, par value $0.001 per share ("XPO Common Stock"), on October 20, 2022. This column includes all RSUs issued by the Issuer to the Reporting Person pursuant to the equitable adjustment of outstanding equity awards relating to XPO Common Stock in accordance with the terms of the Employee Matters Agreement, dated as of October 31, 2022, by and between XPO and the Issuer.

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October 25, 2022 Filed Oct 27, 2022 20:35 UTC
XPO, Inc.Director · 10% owner
GrantCommon Stock 1 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-22-002973 · es220297214_4-xpo.xml · nonDerivative · entry 1

XPO Logistics, Inc. · CIK 0001166003 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,162,555

F1 · kind: On October 25, 2022, the reporting person contributed 100% of the equity interests of a wholly-owned subsidiary of the reporting person to the Issuer in exchange for one share of the Issuer's common stock.

F1 · price: On October 25, 2022, the reporting person contributed 100% of the equity interests of a wholly-owned subsidiary of the reporting person to the Issuer in exchange for one share of the Issuer's common stock.

F2 · balance_after: The total reflects the reclassification by subdivision and conversion of 100 shares of common stock of the Issuer into 115,162,554 shares of the Issuer's common stock on October 20, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.