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RVMD

Revolution Medicines, Inc.

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606
SEC CIK
0001628171
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408

Last 12 months

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0 purchase rows · 158 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202509
Dec 202505
Jan 202605
Feb 202600
Mar 2026026
Apr 202604
May 202603
Jun 2026027
Jul 202600
Aug 2026031
Sep 2026048
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 08, 2023 Filed Jun 12, 2023 20:14 UTC
Patel SushilDirector
GrantStock Option (Right to Buy) · Derivative 18,400 $0.00 Strike: $24.84 $0.00
Disclosure

SEC source: 0001610717-23-000131 · form4.xml · derivative · entry 2

Patel Sushil · CIK 0001860609 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,400

Underlying: Common Stock · 18,400 shares

Expires 2033-06-07

F2 · derivative.exercise_date: Shares subject to the Option shall vest in full on the earlier of (i) the first anniversary of June 8, 2023 or (ii) immediately prior to the Annual Meeting following the date of grant subject to the Reporting Person remaining a Service Provider (as defined in the 2020 Plan) through the vesting date.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 20:14 UTC
Patel SushilDirector
GrantCommon Stock 5,200 $0.00 $0.00
Disclosure

SEC source: 0001610717-23-000131 · form4.xml · nonDerivative · entry 1

Patel Sushil · CIK 0001860609 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,700

F1 · balance_after: Includes 13,950 Restricted Stock Units.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 20:16 UTC GrantStock Option (Right to Buy) · Derivative 18,400 $0.00 Strike: $24.84 $0.00
Disclosure

SEC source: 0001610717-23-000134 · form4.xml · derivative · entry 2

Weber Barbara · CIK 0001800670 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,400

Underlying: Common Stock · 18,400 shares

Expires 2033-06-07

F2 · derivative.exercise_date: Shares subject to the Option shall vest in full on the earlier of (i) the first anniversary of June 8, 2023 or (ii) immediately prior to the Annual Meeting following the date of grant subject to the Reporting Person remaining a Service Provider (as defined in the 2020 Plan) through the vesting date.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 20:16 UTC GrantCommon Stock 5,200 $0.00 $0.00
Disclosure

SEC source: 0001610717-23-000134 · form4.xml · nonDerivative · entry 1

Weber Barbara · CIK 0001800670 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,825

F1 · balance_after: Includes 5,200 Restricted Stock Units.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 20:16 UTC GrantStock Option (Right to Buy) · Derivative 18,400 $0.00 Strike: $24.84 $0.00
Disclosure

SEC source: 0001610717-23-000135 · form4.xml · derivative · entry 2

Borisy Alexis · CIK 0001319446 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,400

Underlying: Common Stock · 18,400 shares

Expires 2033-06-07

F3 · derivative.exercise_date: New Shares subject to the Option shall vest in full on the earlier of (i) the first anniversary of June 8, 2023 or (ii) immediately prior to the Annual Meeting following the date of grant subject to the Reporting Person remaining a Service Provider (as defined in the 2020 Plan) through the vesting date.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 20:16 UTC GrantCommon Stock 5,200 $0.00 $0.00
Disclosure

SEC source: 0001610717-23-000135 · form4.xml · nonDerivative · entry 1

Borisy Alexis · CIK 0001319446 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,822

F1 · balance_after: On August 17, 2022, December 7, 2022, and January 27, 2023, Third Rock Ventures GP III, L.P. distributed 17,220, 103,090 and 59,394 shares, respectively, to the Reporting Person through in-kind, pro rata distributions without value. The distributions were exempt Section 16 of the Exchange Act pursuant to Rule 16a-9.

F2 · balance_after: Includes 5,200 restricted stock units.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 20:17 UTC GrantStock Option (Right to Buy) · Derivative 18,400 $0.00 Strike: $24.84 $0.00
Disclosure

SEC source: 0001610717-23-000136 · form4.xml · derivative · entry 2

Borellini Flavia · CIK 0001867426 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,400

Underlying: Common Stock · 18,400 shares

Expires 2033-06-07

F2 · derivative.exercise_date: Shares subject to the Option shall vest in full on the earlier of (i) the first anniversary of June 8, 2023 or (ii) immediately prior to the Annual Meeting following the date of grant subject to the Reporting Person remaining a Service Provider (as defined in the 2020 Plan) through the vesting date.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 20:17 UTC GrantCommon Stock 5,200 $0.00 $0.00
Disclosure

SEC source: 0001610717-23-000136 · form4.xml · nonDerivative · entry 1

Borellini Flavia · CIK 0001867426 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,634

F1 · balance_after: Includes 8,817 Restricted Stock Units.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 20:15 UTC GrantStock Option (Right to Buy) · Derivative 18,400 $0.00 Strike: $24.84 $0.00
Disclosure

SEC source: 0001610717-23-000133 · form4.xml · derivative · entry 3

ANDERSON ELIZABETH M · CIK 0001758247 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,400

Underlying: Common Stock · 18,400 shares

Expires 2033-06-07

F3 · derivative.exercise_date: Shares subject to the Option shall vest in full on the earlier of (i) the first anniversary of June 8, 2023 or (ii) immediately prior to the Annual Meeting following the date of grant subject to the Reporting Person remaining a Service Provider (as defined in the 2020 Plan) through the vesting date.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 20:15 UTC GrantCommon Stock 5,200 $0.00 $0.00
Disclosure

SEC source: 0001610717-23-000133 · form4.xml · nonDerivative · entry 2

ANDERSON ELIZABETH M · CIK 0001758247 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,825

F2 · balance_after: Includes 5,200 Restricted Stock Units.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 20:14 UTC GrantStock Option (Right to Buy) · Derivative 18,400 $0.00 Strike: $24.84 $0.00
Disclosure

SEC source: 0001610717-23-000132 · form4.xml · derivative · entry 2

SCHMIDT ERIC THOMAS · CIK 0001754403 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,400

Underlying: Common Stock · 18,400 shares

Expires 2033-06-07

F2 · derivative.exercise_date: Shares subject to the Option shall vest in full on the earlier of (i) the first anniversary of June 8, 2023 or (ii) immediately prior to the Annual Meeting following the date of grant subject to the Reporting Person remaining a Service Provider (as defined in the 2020 Plan) through the vesting date.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 20:14 UTC GrantCommon Stock 5,200 $0.00 $0.00
Disclosure

SEC source: 0001610717-23-000132 · form4.xml · nonDerivative · entry 1

SCHMIDT ERIC THOMAS · CIK 0001754403 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,251

F1 · balance_after: Includes 6,406 Restricted Stock Units.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 20:13 UTC GrantStock Option (Right to Buy) · Derivative 18,400 $0.00 Strike: $24.84 $0.00
Disclosure

SEC source: 0001610717-23-000130 · form4.xml · derivative · entry 2

Kim Lorence H. · CIK 0001643746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,400

Underlying: Common Stock · 18,400 shares

Expires 2033-06-07

F2 · derivative.exercise_date: Shares subject to the Option shall vest in full on the earlier of (i) the first anniversary of June 8, 2023 or (ii) immediately prior to the Annual Meeting following the date of grant subject to the Reporting Person remaining a Service Provider (as defined in the 2020 Plan) through the vesting date.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 20:13 UTC GrantCommon Stock 5,200 $0.00 $0.00
Disclosure

SEC source: 0001610717-23-000130 · form4.xml · nonDerivative · entry 1

Kim Lorence H. · CIK 0001643746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,700

F1 · balance_after: Includes 13,950 Restricted Stock Units.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 20:32 UTC
Wang XiaolinSee Remarks
SaleCommon Stock 714 $21.78 $15,550.92
Disclosure

SEC source: 0000899243-23-009372 · doc4.xml · nonDerivative · entry 1

Wang Xiaolin · CIK 0001849181 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,813

F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the restricted stock units ("RSUs") award, the shares were sold following the vesting of the RSUs solely to cover applicable withholding taxes.

F2 · price: This transaction was executed in multiple trades in prices ranging from $21.4075 to $21.784581, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 49,600 RSUs.

Read SEC document
March 17, 2023 Filed Mar 22, 2023 00:33 UTC
Anders JackChief Financial Officer
SaleCommon Stock 665 $21.78 $14,483.70
Disclosure

SEC source: 0000899243-23-009376 · doc4.xml · nonDerivative · entry 1

Anders Jack · CIK 0001800668 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,233

F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the restricted stock units ("RSUs") award, the shares were sold following the vesting of the RSUs solely to cover applicable withholding taxes.

F2 · price: This transaction was executed in multiple trades in prices ranging from $21.4075 to $21.784581, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 47,750 RSUs.

Read SEC document
March 17, 2023 Filed Mar 22, 2023 00:33 UTC SaleCommon Stock 1,230 $21.78 $26,789.40
Disclosure

SEC source: 0000899243-23-009375 · doc4.xml · nonDerivative · entry 1

Kelsey Stephen Michael · CIK 0001462808 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 326,369

F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the restricted stock units ("RSUs") award, the shares were sold following the vesting of the RSUs solely to cover applicable withholding taxes.

F2 · price: This transaction was executed in multiple trades in prices ranging from $21.4115 to $21.784581, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 76,600 RSUs.

Read SEC document
March 17, 2023 Filed Mar 22, 2023 00:33 UTC
Horn Margaret ASee Remarks
SaleCommon Stock 1,230 $21.78 $26,789.40
Disclosure

SEC source: 0000899243-23-009377 · doc4.xml · nonDerivative · entry 1

Horn Margaret A · CIK 0001294192 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,062

F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the restricted stock units ("RSUs") award, the shares were sold following the vesting of the RSUs solely to cover applicable withholding taxes.

F2 · price: This transaction was executed in multiple trades in prices ranging from $21.4115 to $21.784581, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 76,600 RSUs.

Read SEC document
March 10, 2023 Filed Mar 11, 2023 00:00 UTC PurchaseCommon Stock 6,200 $20.85 $129,270.00
Disclosure

SEC source: 0001209191-23-017977 · doc4.xml · nonDerivative · entry 4

Schroeder Thilo · CIK 0001776412 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Nextech Crossover I SCSP

Disclosed balance after: 1,553,134

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.82 to $20.88 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote,

F1 · ownership.nature: Nextech Invest AG is the investment advisor of Nextech Crossover I SCSP ("Nextech Crossover"). The reporting person is a managing member at Nextech Invest AG and may therefore be deemed to be the beneficial owner of shares held by Nextech Crossover. The reporting person disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
March 10, 2023 Filed Mar 11, 2023 00:00 UTC PurchaseCommon Stock 93,800 $20.43 $1,916,334.00
Disclosure

SEC source: 0001209191-23-017977 · doc4.xml · nonDerivative · entry 3

Schroeder Thilo · CIK 0001776412 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Nextech Crossover I SCSP

Disclosed balance after: 1,546,934

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.81 to $20.81 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F1 · ownership.nature: Nextech Invest AG is the investment advisor of Nextech Crossover I SCSP ("Nextech Crossover"). The reporting person is a managing member at Nextech Invest AG and may therefore be deemed to be the beneficial owner of shares held by Nextech Crossover. The reporting person disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
March 07, 2023 Filed Mar 11, 2023 00:00 UTC PurchaseCommon Stock 318,181 $22.00 $6,999,982.00
Disclosure

SEC source: 0001209191-23-017977 · doc4.xml · nonDerivative · entry 2

Schroeder Thilo · CIK 0001776412 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Nextech VI Oncology SCSp

Disclosed balance after: 618,181

F2 · ownership.nature: Nextech Invest AG is the investment advisor of Nextech VI Oncology SCSp ("Nextech VI"). The reporting person is a managing member at Nextech Invest AG and may therefore be deemed to be the beneficial owner of shares held by Nextech VI. The reporting person disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
March 07, 2023 Filed Mar 11, 2023 00:00 UTC PurchaseCommon Stock 231,819 $22.00 $5,100,018.00
Disclosure

SEC source: 0001209191-23-017977 · doc4.xml · nonDerivative · entry 1

Schroeder Thilo · CIK 0001776412 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Nextech Crossover I SCSP

Disclosed balance after: 1,453,134

F1 · ownership.nature: Nextech Invest AG is the investment advisor of Nextech Crossover I SCSP ("Nextech Crossover"). The reporting person is a managing member at Nextech Invest AG and may therefore be deemed to be the beneficial owner of shares held by Nextech Crossover. The reporting person disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 16:17 UTC
Wang XiaolinSee Remarks
GrantStock Option (Right to Buy) · Derivative 101,500 $0.00 Strike: $26.50 $0.00
Disclosure

SEC source: 0001567619-23-004354 · doc1.xml · derivative · entry 2

Wang Xiaolin · CIK 0001849181 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,500

Underlying: Common Stock · 101,500 shares

Expires 2033-02-28

F2 · derivative.exercise_date: One forty-eighth (1/48th) of the shares initially subject to the option will vest on each monthly anniversary measured from March 1, 2023 (the "Vesting Commencement Date"), so that 100% of the shares subject to the option will be fully vested and exercisable as of the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 16:17 UTC
Wang XiaolinSee Remarks
GrantCommon Stock 29,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-004354 · doc1.xml · nonDerivative · entry 1

Wang Xiaolin · CIK 0001849181 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,527

F1 · balance_after: Includes 51,550 restricted stock units.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:17 UTC
Anders JackChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 93,100 $0.00 Strike: $26.50 $0.00
Disclosure

SEC source: 0001567619-23-004356 · doc1.xml · derivative · entry 2

Anders Jack · CIK 0001800668 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,100

Underlying: Common Stock · 93,100 shares

Expires 2033-02-28

F2 · derivative.exercise_date: One forty-eighth (1/48th) of the shares initially subject to the option will vest on each monthly anniversary measured from March 1, 2023 (the "Vesting Commencement Date"), so that 100% of the shares subject to the option will be fully vested and exercisable as of the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:17 UTC
Anders JackChief Financial Officer
GrantCommon Stock 26,600 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-004356 · doc1.xml · nonDerivative · entry 1

Anders Jack · CIK 0001800668 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,898

F1 · balance_after: Includes 49,563 restricted stock units.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:16 UTC GrantStock Option (Right to Buy) · Derivative 140,000 $0.00 Strike: $26.50 $0.00
Disclosure

SEC source: 0001567619-23-004353 · doc1.xml · derivative · entry 2

Kelsey Stephen Michael · CIK 0001462808 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Common Stock · 140,000 shares

Expires 2033-02-28

F2 · derivative.exercise_date: One forty-eighth (1/48th) of the shares initially subject to the option will vest on each monthly anniversary measured from March 1, 2023 (the "Vesting Commencement Date"), so that 100% of the shares subject to the option will be fully vested and exercisable as of the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:16 UTC GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-004353 · doc1.xml · nonDerivative · entry 1

Kelsey Stephen Michael · CIK 0001462808 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,599

F1 · balance_after: Includes 79,963 restricted stock units.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:16 UTC
Horn Margaret ASee Remarks
GrantStock Option (Right to Buy) · Derivative 140,000 $0.00 Strike: $26.50 $0.00
Disclosure

SEC source: 0001567619-23-004352 · doc1.xml · derivative · entry 2

Horn Margaret A · CIK 0001294192 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Common Stock · 140,000 shares

Expires 2033-02-28

F2 · derivative.exercise_date: One forty-eighth (1/48th) of the shares initially subject to the option will vest on each monthly anniversary measured from March 1, 2023 (the "Vesting Commencement Date"), so that 100% of the shares subject to the option will be fully vested and exercisable as of the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:16 UTC
Horn Margaret ASee Remarks
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-004352 · doc1.xml · nonDerivative · entry 1

Horn Margaret A · CIK 0001294192 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,292

F1 · balance_after: Includes 79,963 restricted stock units.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:15 UTC
GOLDSMITH MARK ADirector · See Remarks
GrantStock Option (Right to Buy) · Derivative 363,000 $0.00 Strike: $26.50 $0.00
Disclosure

SEC source: 0001567619-23-004351 · doc1.xml · derivative · entry 5

GOLDSMITH MARK A · CIK 0001246842 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,000

Underlying: Common Stock · 363,000 shares

Expires 2033-02-28

F5 · derivative.exercise_date: One forty-eighth (1/48th) of the shares initially subject to the option will vest on each monthly anniversary measured from March 1, 2023 (the "Vesting Commencement Date"), so that 100% of the shares subject to the option will be fully vested and exercisable as of the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:15 UTC
GOLDSMITH MARK ADirector · See Remarks
GrantCommon Stock 104,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-004351 · doc1.xml · nonDerivative · entry 1

GOLDSMITH MARK A · CIK 0001246842 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,872

F1 · balance_after: Includes 215,500 restricted stock units.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 00:33 UTC
GOLDSMITH MARK ADirector · See Remarks
Exercise / conversionStock Option (Right to Buy) · Derivative 45,000 $0.00 Strike: $0.49 $0.00
Disclosure

SEC source: 0001567619-23-003701 · doc1.xml · derivative · entry 5

GOLDSMITH MARK A · CIK 0001246842 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,446

Underlying: Common Stock · 45,000 shares

Expires 2027-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 00:33 UTC
GOLDSMITH MARK ADirector · See Remarks
Exercise / conversionCommon Stock 45,000 $0.49 $22,050.00
Disclosure

SEC source: 0001567619-23-003701 · doc1.xml · nonDerivative · entry 1

GOLDSMITH MARK A · CIK 0001246842 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 111,500 restricted stock units.

Read SEC document
December 19, 2022 Filed Dec 21, 2022 16:07 UTC
Wang XiaolinSee Remarks
SaleCommon Stock 708 $22.94 $16,241.38
Disclosure

SEC source: 0001567619-22-021928 · doc1.xml · nonDerivative · entry 1

Wang Xiaolin · CIK 0001849181 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,527

F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the restricted stock units ("RSUs") award, the shares were sold following the vesting of the RSUs solely to cover applicable withholding taxes.

F2 · price: This transaction was executed in multiple trades in prices ranging from $22.4706 to $22.96, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 22,550 RSUs.

Read SEC document
December 19, 2022 Filed Dec 21, 2022 21:08 UTC
Anders JackChief Financial Officer
SaleCommon Stock 658 $22.94 $15,094.85
Disclosure

SEC source: 0001567619-22-021930 · doc1.xml · nonDerivative · entry 1

Anders Jack · CIK 0001800668 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,298

F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the restricted stock units ("RSUs") award, the shares were sold following the vesting of the RSUs solely to cover applicable withholding taxes.

F2 · price: This transaction was executed in multiple trades in prices ranging from $22.4716 to $22.96, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 22,964 RSUs.

Read SEC document
December 19, 2022 Filed Dec 21, 2022 21:06 UTC SaleCommon Stock 1,220 $22.94 $27,985.70
Disclosure

SEC source: 0001567619-22-021927 · doc1.xml · nonDerivative · entry 1

Kelsey Stephen Michael · CIK 0001462808 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,599

F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the restricted stock units ("RSUs") award, the shares were sold following the vesting of the RSUs solely to cover applicable withholding taxes.

F2 · price: This transaction was executed in multiple trades in prices ranging from $22.47 to $22.96, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 39,963 RSUs.

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December 19, 2022 Filed Dec 21, 2022 21:05 UTC
Horn Margaret ASee Remarks
SaleCommon Stock 1,220 $22.94 $27,985.46
Disclosure

SEC source: 0001567619-22-021926 · doc1.xml · nonDerivative · entry 1

Horn Margaret A · CIK 0001294192 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,292

F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the restricted stock units ("RSUs") award, the shares were sold following the vesting of the RSUs solely to cover applicable withholding taxes.

F2 · price: This transaction was executed in multiple trades in prices ranging from $22.4701 to $22.96, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 39,963 RSUs.

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November 07, 2022 Filed Nov 9, 2022 21:13 UTC
Horn Margaret AChief Operating Officer
SaleCommon Stock 17,767 $20.15 $358,069.01
Disclosure

SEC source: 0001567619-22-019381 · doc1.xml · nonDerivative · entry 1

Horn Margaret A · CIK 0001294192 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 0

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This transaction was executed in multiple trades in prices ranging from $20.00 to $20.62, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · ownership.nature: Held by Margaret A. Horn Revocable Living Trust.

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October 31, 2022 Filed Nov 2, 2022 20:06 UTC
Horn Margaret AChief Operating Officer
SaleCommon Stock 17,767 $20.41 $362,540.97
Disclosure

SEC source: 0001567619-22-019061 · doc1.xml · nonDerivative · entry 1

Horn Margaret A · CIK 0001294192 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 17,767

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This transaction was executed in multiple trades in prices ranging from $20.22 to $20.81, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · ownership.nature: Held by Margaret A. Horn Revocable Living Trust.

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October 26, 2022 Filed Oct 28, 2022 21:08 UTC
Horn Margaret ASee Remarks
SaleCommon Stock 17,768 $20.15 $357,968.34
Disclosure

SEC source: 0001567619-22-018896 · doc1.xml · nonDerivative · entry 1

Horn Margaret A · CIK 0001294192 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 35,534

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This transaction was executed in multiple trades in prices ranging from $20.00 to $20.36, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · ownership.nature: Held by Margaret A. Horn Revocable Living Trust.

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September 19, 2022 Filed Sep 21, 2022 16:18 UTC
Wang XiaolinSee Remarks
SaleCommon Stock 735 $19.04 $13,996.31
Disclosure

SEC source: 0001567619-22-017692 · doc1.xml · nonDerivative · entry 1

Wang Xiaolin · CIK 0001849181 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,235

F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the restricted stock units ("RSUs") award, the shares were sold following the vesting of the RSUs solely to cover applicable withholding taxes.

F2 · price: This transaction was executed in multiple trades in prices ranging from $18.98 to $19.0337, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 24,500 RSUs.

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September 19, 2022 Filed Sep 21, 2022 20:17 UTC
Anders JackChief Financial Officer
SaleCommon Stock 449 $19.04 $8,550.13
Disclosure

SEC source: 0001567619-22-017689 · doc1.xml · nonDerivative · entry 1

Anders Jack · CIK 0001800668 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,956

F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the restricted stock units ("RSUs") award, the shares were sold following the vesting of the RSUs solely to cover applicable withholding taxes.

F2 · price: This transaction was executed in multiple trades in prices ranging from $18.98 to $19.0337, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 24,776 RSUs.

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September 19, 2022 Filed Sep 21, 2022 20:18 UTC SaleCommon Stock 1,267 $19.04 $24,126.97
Disclosure

SEC source: 0001567619-22-017691 · doc1.xml · nonDerivative · entry 1

Kelsey Stephen Michael · CIK 0001462808 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,819

F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the restricted stock units ("RSUs") award, the shares were sold following the vesting of the RSUs solely to cover applicable withholding taxes.

F2 · price: This transaction was executed in multiple trades in prices ranging from $18.9729 to $19.0337, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 43,325 RSUs.

Read SEC document
September 19, 2022 Filed Sep 21, 2022 20:17 UTC
Horn Margaret ASee Remarks
SaleCommon Stock 1,267 $19.04 $24,126.97
Disclosure

SEC source: 0001567619-22-017690 · doc1.xml · nonDerivative · entry 1

Horn Margaret A · CIK 0001294192 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,512

F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the restricted stock units ("RSUs") award, the shares were sold following the vesting of the RSUs solely to cover applicable withholding taxes.

F2 · price: This transaction was executed in multiple trades in prices ranging from $18.9737 to $19.0337, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 43,325 RSUs.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 20:18 UTC
Anders JackChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 35,000 $0.00 Strike: $21.61 $0.00
Disclosure

SEC source: 0001567619-22-016989 · doc1.xml · derivative · entry 2

Anders Jack · CIK 0001800668 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2032-08-31

F2 · derivative.exercise_date: One forty-eighth (1/48th) of the shares initially subject to the option will vest on each monthly anniversary measured from September 1, 2022 (the "Vesting Commencement Date"), so that 100% of the shares subject to the option will be fully vested and exercisable as of the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service through each vesting date.

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September 01, 2022 Filed Sep 2, 2022 20:18 UTC
Anders JackChief Financial Officer
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-016989 · doc1.xml · nonDerivative · entry 1

Anders Jack · CIK 0001800668 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,405

F1 · balance_after: Includes 25,964 restricted stock units.

Read SEC document
August 11, 2022 Filed Aug 15, 2022 20:56 UTC
GOLDSMITH MARK ADirector · See Remarks
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $0.49 $0.00
Disclosure

SEC source: 0001567619-22-016223 · doc1.xml · derivative · entry 5

GOLDSMITH MARK A · CIK 0001246842 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,446

Underlying: Common Stock · 10,000 shares

Expires 2027-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2022 Filed Aug 15, 2022 20:56 UTC
GOLDSMITH MARK ADirector · See Remarks
Exercise / conversionCommon Stock 10,000 $0.49 $4,900.00
Disclosure

SEC source: 0001567619-22-016223 · doc1.xml · nonDerivative · entry 4

GOLDSMITH MARK A · CIK 0001246842 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · balance_after: Includes 130,500 RSUs.

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August 09, 2022 Filed Aug 10, 2022 21:01 UTC
GOLDSMITH MARK ADirector · See Remarks
Exercise / conversionStock Option (Right to Buy) · Derivative 10,336 $0.00 Strike: $0.49 $0.00
Disclosure

SEC source: 0001567619-22-015481 · doc1.xml · derivative · entry 5

GOLDSMITH MARK A · CIK 0001246842 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,446

Underlying: Common Stock · 10,336 shares

Expires 2027-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.