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Nasdaq · USD

RUN

Sunrun Inc.

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4507
SEC CIK
0001469367
Parsed reports
766

Last 12 months

Inside the activity.

1 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202508
Jan 202607
Feb 202604
Mar 2026111
Apr 202607
May 202601
Jun 202603
Jul 202607
Aug 202601
Sep 202600
Oct 202605

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2021 Filed Feb 13, 2021 00:24 UTC SaleCommon Stock 25,400 $78.64 $1,997,405.20
Disclosure

SEC source: 0001469367-21-000034 · wf-form4_161317584821879.xml · nonDerivative · entry 3

Risk Gerald Alan · CIK 0001649019 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 268,469

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $78.21 to $79.10 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · ownership.nature: The shares are held of record by the Reporting Person and the Reporting Person's spouse as co-trustees of the Risk Family Trust dated June 23, 2006.

Read SEC document
February 10, 2021 Filed Feb 13, 2021 00:24 UTC SaleCommon Stock 13,043 $77.86 $1,015,541.02
Disclosure

SEC source: 0001469367-21-000034 · wf-form4_161317584821879.xml · nonDerivative · entry 2

Risk Gerald Alan · CIK 0001649019 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 293,869

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $77.21 to $78.20 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · ownership.nature: The shares are held of record by the Reporting Person and the Reporting Person's spouse as co-trustees of the Risk Family Trust dated June 23, 2006.

Read SEC document
February 10, 2021 Filed Feb 13, 2021 00:24 UTC SaleCommon Stock 7,991 $76.87 $614,262.58
Disclosure

SEC source: 0001469367-21-000034 · wf-form4_161317584821879.xml · nonDerivative · entry 1

Risk Gerald Alan · CIK 0001649019 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 306,912

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $76.205 to $77.20 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · ownership.nature: The shares are held of record by the Reporting Person and the Reporting Person's spouse as co-trustees of the Risk Family Trust dated June 23, 2006.

Read SEC document
February 04, 2021 Filed Feb 19, 2021 02:15 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
GiftCommon Stock 1,600,000 $0.00 $0.00
Disclosure

SEC source: 0001469367-21-000036 · wf-form4_161370091812915.xml · nonDerivative · entry 2

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,600,000

F1 · ownership.nature: Securities held of record by Jurich Murray Holdings LLC, of which the Reporting Person is a member.

Read SEC document
February 04, 2021 Filed Feb 19, 2021 02:15 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
GiftCommon Stock 1,600,000 $0.00 $0.00
Disclosure

SEC source: 0001469367-21-000036 · wf-form4_161370091812915.xml · nonDerivative · entry 1

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,422,156

Read SEC document
January 15, 2021 Filed Jan 21, 2021 01:30 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $5.88 $0.00
Disclosure

SEC source: 0001469367-21-000032 · wf-form4_161119260339341.xml · derivative · entry 6

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,988

Underlying: Common Stock · 40,000 shares

Expires 2024-04-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F6 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
January 15, 2021 Filed Jan 21, 2021 01:30 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
SaleCommon Stock 3 $87.72 $263.16
Disclosure

SEC source: 0001469367-21-000032 · wf-form4_161119260339341.xml · nonDerivative · entry 5

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,022,156

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F5 · balance_after: Shares held following the reported transactions include 237,564 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
January 15, 2021 Filed Jan 21, 2021 01:30 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
SaleCommon Stock 22,154 $87.24 $1,932,788.07
Disclosure

SEC source: 0001469367-21-000032 · wf-form4_161119260339341.xml · nonDerivative · entry 4

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,022,159

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $86.63 to $87.475 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
January 15, 2021 Filed Jan 21, 2021 01:30 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
SaleCommon Stock 7,377 $85.86 $633,364.14
Disclosure

SEC source: 0001469367-21-000032 · wf-form4_161119260339341.xml · nonDerivative · entry 3

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,044,313

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $85.60 to $86.22 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
January 15, 2021 Filed Jan 21, 2021 01:30 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
SaleCommon Stock 10,466 $85.17 $891,434.22
Disclosure

SEC source: 0001469367-21-000032 · wf-form4_161119260339341.xml · nonDerivative · entry 2

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,051,690

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $84.59 to $85.58 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
January 15, 2021 Filed Jan 21, 2021 01:30 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
Exercise / conversionCommon Stock 40,000 $5.88 $235,200.00
Disclosure

SEC source: 0001469367-21-000032 · wf-form4_161119260339341.xml · nonDerivative · entry 1

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,062,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 01:20 UTC SaleCommon Stock 6,965 $93.16 $648,875.42
Disclosure

SEC source: 0001469367-21-000030 · wf-form4_161067363954277.xml · nonDerivative · entry 4

Risk Gerald Alan · CIK 0001649019 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 314,903

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $92.99 to $93.375 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · ownership.nature: The shares are held of record by the Reporting Person and the Reporting Person's spouse as co-trustees of the Risk Family Trust dated June 23, 2006.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 01:20 UTC SaleCommon Stock 16,818 $92.70 $1,559,087.46
Disclosure

SEC source: 0001469367-21-000030 · wf-form4_161067363954277.xml · nonDerivative · entry 3

Risk Gerald Alan · CIK 0001649019 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 321,868

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $91.97 to $92.96 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · ownership.nature: The shares are held of record by the Reporting Person and the Reporting Person's spouse as co-trustees of the Risk Family Trust dated June 23, 2006.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 01:20 UTC SaleCommon Stock 8,459 $91.42 $773,324.32
Disclosure

SEC source: 0001469367-21-000030 · wf-form4_161067363954277.xml · nonDerivative · entry 2

Risk Gerald Alan · CIK 0001649019 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 338,686

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $90.94 to $91.84 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · ownership.nature: The shares are held of record by the Reporting Person and the Reporting Person's spouse as co-trustees of the Risk Family Trust dated June 23, 2006.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 01:20 UTC SaleCommon Stock 15,091 $90.37 $1,363,710.29
Disclosure

SEC source: 0001469367-21-000030 · wf-form4_161067363954277.xml · nonDerivative · entry 1

Risk Gerald Alan · CIK 0001649019 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 347,145

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $89.91 to $90.86 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · ownership.nature: The shares are held of record by the Reporting Person and the Reporting Person's spouse as co-trustees of the Risk Family Trust dated June 23, 2006.

Read SEC document
January 07, 2021 Filed Jan 9, 2021 01:50 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001469367-21-000028 · wf-form4_161015703081980.xml · derivative · entry 3

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,000

Underlying: Common Stock · 50,000 shares

Expires 2027-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported by the Reporting Person was effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: 25% of the shares subject to the option vested on March 15, 2018, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
January 07, 2021 Filed Jan 9, 2021 01:50 UTC
Fenster Edward HarrisDirector · Chairman
SaleCommon Stock 50,000 $89.10 $4,455,000.00
Disclosure

SEC source: 0001469367-21-000028 · wf-form4_161015703081980.xml · nonDerivative · entry 2

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,599,513

F1 · kind: The sale reported by the Reporting Person was effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Shares held following the reported transactions include 156,542 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
January 07, 2021 Filed Jan 9, 2021 01:50 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionCommon Stock 50,000 $5.00 $250,000.00
Disclosure

SEC source: 0001469367-21-000028 · wf-form4_161015703081980.xml · nonDerivative · entry 1

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,649,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported by the Reporting Person was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 06, 2021 Filed Jan 9, 2021 01:50 UTC
Dawson ChristopherChief Operating Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $14.57 $0.00
Disclosure

SEC source: 0001469367-21-000027 · wf-form4_161015701323222.xml · derivative · entry 6

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,942

Underlying: Common Stock · 10,000 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F6 · derivative.exercise_date: 25% of the shares subject to the option vested on March 15, 2020, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
January 06, 2021 Filed Jan 9, 2021 01:50 UTC
Dawson ChristopherChief Operating Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $6.06 $0.00
Disclosure

SEC source: 0001469367-21-000027 · wf-form4_161015701323222.xml · derivative · entry 5

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 50,000 shares

Expires 2027-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F5 · derivative.exercise_date: 25% of the shares subject to the option vested on December 15, 2018, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
January 06, 2021 Filed Jan 9, 2021 01:50 UTC
Dawson ChristopherChief Operating Officer
SaleCommon Stock 60,000 $85.00 $5,100,162.00
Disclosure

SEC source: 0001469367-21-000027 · wf-form4_161015701323222.xml · nonDerivative · entry 4

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,393

F2 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $85.00 to $85.04 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F4 · balance_after: Shares held following the reported transactions include 129,636 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
January 06, 2021 Filed Jan 9, 2021 01:50 UTC
Dawson ChristopherChief Operating Officer
Exercise / conversionCommon Stock 10,000 $14.57 $145,700.00
Disclosure

SEC source: 0001469367-21-000027 · wf-form4_161015701323222.xml · nonDerivative · entry 3

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 06, 2021 Filed Jan 9, 2021 01:50 UTC
Dawson ChristopherChief Operating Officer
Exercise / conversionCommon Stock 50,000 $6.06 $303,000.00
Disclosure

SEC source: 0001469367-21-000027 · wf-form4_161015701323222.xml · nonDerivative · entry 2

Dawson Christopher · CIK 0001725051 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 02:40 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 54,092 $0.00 Strike: $3.19 $0.00
Disclosure

SEC source: 0001469367-21-000005 · wf-form4_160981443005105.xml · derivative · entry 9

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,280

Underlying: Common Stock · 54,092 shares

Expires 2023-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F6 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 02:40 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 24,012 $0.00 Strike: $5.88 $0.00
Disclosure

SEC source: 0001469367-21-000005 · wf-form4_160981443005105.xml · derivative · entry 8

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,988

Underlying: Common Stock · 24,012 shares

Expires 2024-04-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 02:40 UTC
Fenster Edward HarrisDirector · Chairman
SaleCommon Stock 5,362 $71.66 $384,259.15
Disclosure

SEC source: 0001469367-21-000005 · wf-form4_160981443005105.xml · nonDerivative · entry 6

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,599,513

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $71.45 to $71.95 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F5 · balance_after: Shares held following the reported transactions include 156,542 Restricted Stock Units, which are subject to forfeiture until they vest.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 02:40 UTC
Fenster Edward HarrisDirector · Chairman
SaleCommon Stock 30,206 $70.88 $2,140,886.50
Disclosure

SEC source: 0001469367-21-000005 · wf-form4_160981443005105.xml · nonDerivative · entry 5

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,604,875

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $70.45 to $71.42 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 02:40 UTC
Fenster Edward HarrisDirector · Chairman
SaleCommon Stock 18,524 $69.98 $1,296,331.75
Disclosure

SEC source: 0001469367-21-000005 · wf-form4_160981443005105.xml · nonDerivative · entry 4

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,635,081

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $69.44 to $70.43 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 02:40 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionCommon Stock 54,092 $3.19 $172,553.48
Disclosure

SEC source: 0001469367-21-000005 · wf-form4_160981443005105.xml · nonDerivative · entry 3

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,653,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 02:40 UTC
Fenster Edward HarrisDirector · Chairman
Exercise / conversionCommon Stock 24,012 $5.88 $141,190.56
Disclosure

SEC source: 0001469367-21-000005 · wf-form4_160981443005105.xml · nonDerivative · entry 2

Fenster Edward Harris · CIK 0001648690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,599,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 02:20 UTC
STEELE JEANNAGeneral Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 692 $0.00 Strike: $13.63 $0.00
Disclosure

SEC source: 0001469367-21-000010 · wf-form4_160989962408128.xml · derivative · entry 8

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,626

Underlying: Common Stock · 692 shares

Expires 2028-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F7 · derivative.exercise_date: 25% of the shares subject to the option vested on June 15, 2019, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 02:20 UTC
STEELE JEANNAGeneral Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 22,248 $0.00 Strike: $8.05 $0.00
Disclosure

SEC source: 0001469367-21-000010 · wf-form4_160989962408128.xml · derivative · entry 7

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,063

Underlying: Common Stock · 22,248 shares

Expires 2028-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F6 · derivative.exercise_date: 25% of the shares subject to the option vested on March 15, 2019, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 02:20 UTC
STEELE JEANNAGeneral Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $9.17 $0.00
Disclosure

SEC source: 0001469367-21-000010 · wf-form4_160989962408128.xml · derivative · entry 6

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2025-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F5 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

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January 04, 2021 Filed Jan 6, 2021 02:20 UTC
STEELE JEANNAGeneral Counsel
SaleCommon Stock 5,084 $71.32 $362,588.85
Disclosure

SEC source: 0001469367-21-000010 · wf-form4_160989962408128.xml · nonDerivative · entry 5

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,004

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $71.12 to $71.90 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F4 · balance_after: Shares held following the reported transactions include 55,271 Restricted Stock Units, which are subject to forfeiture until they vest

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January 04, 2021 Filed Jan 6, 2021 02:20 UTC
STEELE JEANNAGeneral Counsel
SaleCommon Stock 2,355 $70.69 $166,482.02
Disclosure

SEC source: 0001469367-21-000010 · wf-form4_160989962408128.xml · nonDerivative · entry 4

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,088

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $70.12 to $71.10 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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January 04, 2021 Filed Jan 6, 2021 02:20 UTC
STEELE JEANNAGeneral Counsel
Exercise / conversionCommon Stock 692 $13.63 $9,431.96
Disclosure

SEC source: 0001469367-21-000010 · wf-form4_160989962408128.xml · nonDerivative · entry 3

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

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January 04, 2021 Filed Jan 6, 2021 02:20 UTC
STEELE JEANNAGeneral Counsel
Exercise / conversionCommon Stock 22,248 $8.05 $179,096.40
Disclosure

SEC source: 0001469367-21-000010 · wf-form4_160989962408128.xml · nonDerivative · entry 2

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 02:20 UTC
STEELE JEANNAGeneral Counsel
Exercise / conversionCommon Stock 20,000 $9.17 $183,400.00
Disclosure

SEC source: 0001469367-21-000010 · wf-form4_160989962408128.xml · nonDerivative · entry 1

STEELE JEANNA · CIK 0001741304 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

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January 04, 2021 Filed Jan 6, 2021 20:28 UTC
SMITH ELLENDirector
GrantCommon Stock 2,215 $0.00 $0.00
Disclosure

SEC source: 0001469367-21-000022 · wf-form4_160998288920111.xml · nonDerivative · entry 1

SMITH ELLEN · CIK 0001805612 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,265

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will fully vest on January 1, 2022, subject to the Reporting Person's continued service as of that date.

F2 · balance_after: Shares held following the reported transaction include 2,215 RSUs, which are subject to forfeiture until they vest.

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January 04, 2021 Filed Jan 7, 2021 02:20 UTC
Powell MaryDirector
GrantCommon Stock 2,215 $0.00 $0.00
Disclosure

SEC source: 0001469367-21-000024 · wf-form4_160998603434222.xml · nonDerivative · entry 1

Powell Mary · CIK 0001730240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,256

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will fully vest on January 1, 2022, subject to the Reporting Person's continued service as of that date.

F2 · balance_after: Shares held following the reported transaction include 2,215 RSUs, which are subject to forfeiture until they vest.

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January 04, 2021 Filed Jan 7, 2021 01:28 UTC GrantCommon Stock 2,215 $0.00 $0.00
Disclosure

SEC source: 0001469367-21-000021 · wf-form4_160998286810516.xml · nonDerivative · entry 1

Risk Gerald Alan · CIK 0001649019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,796

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will fully vest on January 1, 2022, subject to the Reporting Person's continued service as of that date.

F2 · balance_after: Shares held following the reported transaction include 2,215 RSUs, which are subject to forfeiture until they vest.

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January 04, 2021 Filed Jan 7, 2021 01:27 UTC
FERBER ALANDirector
GrantCommon Stock 2,215 $0.00 $0.00
Disclosure

SEC source: 0001469367-21-000020 · wf-form4_160998284962635.xml · nonDerivative · entry 1

FERBER ALAN · CIK 0001233221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,155

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will fully vest on January 1, 2022, subject to the Reporting Person's continued service as of that date.

F2 · balance_after: Shares held following the reported transaction include 2,215 RSUs, which are subject to forfeiture until they vest.

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January 04, 2021 Filed Jan 7, 2021 01:27 UTC GrantCommon Stock 2,215 $0.00 $0.00
Disclosure

SEC source: 0001469367-21-000019 · wf-form4_160998283131597.xml · nonDerivative · entry 1

Dach Leslie A · CIK 0001371248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,163

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will fully vest on January 1, 2022, subject to the Reporting Person's continued service as of that date.

F2 · balance_after: Shares held following the reported transaction include 2,215 RSUs, which are subject to forfeiture until they vest.

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January 04, 2021 Filed Jan 7, 2021 01:27 UTC GrantCommon Stock 2,215 $0.00 $0.00
Disclosure

SEC source: 0001469367-21-000018 · wf-form4_160998281479806.xml · nonDerivative · entry 1

August-deWilde Katherine · CIK 0001596781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,215

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will fully vest on January 1, 2022, subject to the Reporting Person's continued service as of that date.

F2 · balance_after: Shares held following the reported transaction include 2,215 RSUs, which are subject to forfeiture until they vest.

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December 31, 2020 Filed Jan 6, 2021 02:20 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $5.88 $0.00
Disclosure

SEC source: 0001469367-21-000009 · wf-form4_160989960455543.xml · derivative · entry 3

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,988

Underlying: Common Stock · 40,000 shares

Expires 2024-04-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported by the Reporting Person was effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

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December 31, 2020 Filed Jan 6, 2021 02:20 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
SaleCommon Stock 40,000 $68.50 $2,740,000.00
Disclosure

SEC source: 0001469367-21-000009 · wf-form4_160989960455543.xml · nonDerivative · entry 2

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,022,156

F1 · kind: The sale reported by the Reporting Person was effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Shares held following the reported transactions include 237,564 Restricted Stock Units, which are subject to forfeiture until they vest.

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December 31, 2020 Filed Jan 6, 2021 02:20 UTC
Jurich Lynn MichelleDirector · Chief Executive Officer
Exercise / conversionCommon Stock 40,000 $5.88 $235,200.00
Disclosure

SEC source: 0001469367-21-000009 · wf-form4_160989960455543.xml · nonDerivative · entry 1

Jurich Lynn Michelle · CIK 0001648691 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,062,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported by the Reporting Person was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 30, 2020 Filed Jan 5, 2021 02:41 UTC
Philpot MichelleChief Accounting Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 11,802 $0.00 Strike: $14.57 $0.00
Disclosure

SEC source: 0001469367-21-000006 · wf-form4_160981444849307.xml · derivative · entry 10

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,176

Underlying: Common Stock · 11,802 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F8 · derivative.exercise_date: 25% of the shares subject to the option vested on March 15, 2020, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

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December 30, 2020 Filed Jan 5, 2021 02:41 UTC
Philpot MichelleChief Accounting Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,593 $0.00 Strike: $8.05 $0.00
Disclosure

SEC source: 0001469367-21-000006 · wf-form4_160981444849307.xml · derivative · entry 9

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,907

Underlying: Common Stock · 6,593 shares

Expires 2028-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F7 · derivative.exercise_date: 25% of the shares subject to the option vested on March 15, 2019, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

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December 30, 2020 Filed Jan 5, 2021 02:41 UTC
Philpot MichelleChief Accounting Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 29,024 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001469367-21-000006 · wf-form4_160981444849307.xml · derivative · entry 8

Philpot Michelle · CIK 0001290083 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,637

Underlying: Common Stock · 29,024 shares

Expires 2027-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F6 · derivative.exercise_date: 25% of the shares subject to the option vested on March 15, 2018, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.