RTX

SEC source: 0001225208-24-001876 · doc4.xml · nonDerivative · entry 1

Eddy Shane G · CIK 0001915960 · President, P&W

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,887

F1 · shares: The acquisition of shares of RTX Common Stock represents the vesting of performance share units (PSUs) awarded to the reporting person on February 8, 2021, under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vested solely upon achievement of pre-established performance goals for RTX's return on invested capital and earnings per share growth over a one-year performance period, which ended on December 31, 2021 (followed by a two-year holding period), and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period, which ended on December 31, 2023. The performance criteria were satisfied at the 143% level.

SEC source: 0001225208-24-001877 · doc4.xml · derivative · entry 10

HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,100

Underlying: Common Stock · 183,100 shares

Expires 2034-02-07

F4 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 65,910 PSUs under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period.

SEC source: 0001225208-24-001877 · doc4.xml · derivative · entry 9

HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 41,298 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F3 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 8, 2021.

F3 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 8, 2021.

SEC source: 0001225208-24-001877 · doc4.xml · nonDerivative · entry 4

HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 566,723

SEC source: 0001225208-24-001877 · doc4.xml · nonDerivative · entry 3

HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 646,256

SEC source: 0001225208-24-001877 · doc4.xml · nonDerivative · entry 2

HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 663,192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

SEC source: 0001225208-24-001877 · doc4.xml · nonDerivative · entry 1

HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 621,894

F1 · shares: The acquisition of shares of RTX Common Stock represents the vesting of performance share units (PSUs) awarded to the reporting person on February 8, 2021, under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vested solely upon achievement of pre-established performance goals for RTX's return on invested capital and earnings per share growth over a one-year performance period, which ended on December 31, 2021 (followed by a two-year holding period), and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period, which ended on December 31, 2023. The performance criteria were satisfied at the 143% level.

SEC source: 0001225208-24-001878 · doc4.xml · derivative · entry 7

JASPER PHILIP J · CIK 0001559248 · President, Raytheon

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,500

Underlying: Common Stock · 59,500 shares

Expires 2034-02-07

F4 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 21,420 PSUs under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period.

SEC source: 0001225208-24-001878 · doc4.xml · derivative · entry 6

JASPER PHILIP J · CIK 0001559248 · President, Raytheon

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,912

Underlying: Common Stock · 7,301 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F3 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 8, 2021.

F3 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 8, 2021.

SEC source: 0001225208-24-001878 · doc4.xml · nonDerivative · entry 4

JASPER PHILIP J · CIK 0001559248 · President, Raytheon

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,483.186

SEC source: 0001225208-24-001878 · doc4.xml · nonDerivative · entry 3

JASPER PHILIP J · CIK 0001559248 · President, Raytheon

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,635.186

SEC source: 0001225208-24-001878 · doc4.xml · nonDerivative · entry 2

JASPER PHILIP J · CIK 0001559248 · President, Raytheon

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,658.186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

SEC source: 0001225208-24-001878 · doc4.xml · nonDerivative · entry 1

JASPER PHILIP J · CIK 0001559248 · President, Raytheon

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,357.186

F1 · shares: The acquisition of shares of RTX Common Stock represents the vesting of performance share units (PSUs) awarded to the reporting person on February 8, 2021, under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vested solely upon achievement of pre-established performance goals for RTX's return on invested capital and earnings per share growth over a one-year performance period, which ended on December 31, 2021 (followed by a two-year holding period), and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period, which ended on December 31, 2023. The performance criteria were satisfied at the 143% level.

SEC source: 0001225208-24-001879 · doc4.xml · derivative · entry 9

Johnson Amy L · CIK 0001881827 · Corporate VP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,400

Underlying: Common Stock · 18,400 shares

Expires 2034-02-07

F6 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 4,395 PSUs under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period.

SEC source: 0001225208-24-001879 · doc4.xml · derivative · entry 8

Johnson Amy L · CIK 0001881827 · Corporate VP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,240

Underlying: Common Stock · 2,452 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F5 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 8, 2021.

F5 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 8, 2021.

SEC source: 0001225208-24-001879 · doc4.xml · derivative · entry 7

Johnson Amy L · CIK 0001881827 · Corporate VP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,692

Underlying: Common Stock · 2,200 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant.

F4 · derivative.exercise_date: Each RSU, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant.

F4 · derivative.expiration_date: Each RSU, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant.

SEC source: 0001225208-24-001879 · doc4.xml · nonDerivative · entry 5

Johnson Amy L · CIK 0001881827 · Corporate VP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,130.01

SEC source: 0001225208-24-001879 · doc4.xml · nonDerivative · entry 4

Johnson Amy L · CIK 0001881827 · Corporate VP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,951.01

SEC source: 0001225208-24-001879 · doc4.xml · nonDerivative · entry 3

Johnson Amy L · CIK 0001881827 · Corporate VP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,443.01

F3 · balance_after: Includes 362.01 deferred stock units (the net amount following tax withholding from 392 deferred PSUs included in the acquisition reported in the footnote above). The reporting person previously elected to defer receipt of actual shares of common stock that otherwise would be received upon the vesting of these PSUs and instead acquired deferred stock units that settle exclusively in shares and are included in Table I as common stock equivalents. Each deferred stock unit has a value equal to one share of RTX Common Stock.

SEC source: 0001225208-24-001879 · doc4.xml · nonDerivative · entry 2

Johnson Amy L · CIK 0001881827 · Corporate VP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,473

F2 · shares: The acquisition of shares of RTX Common Stock represents the vesting of performance share units (PSUs) awarded to the reporting person on February 8, 2021, under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vested solely upon achievement of pre-established performance goals for RTX's return on invested capital and earnings per share growth over a one-year performance period, which ended on December 31, 2021 (followed by a two-year holding period), and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period, which ended on December 31, 2023. The performance criteria were satisfied at the 143% level.

SEC source: 0001225208-24-001879 · doc4.xml · nonDerivative · entry 1

Johnson Amy L · CIK 0001881827 · Corporate VP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

SEC source: 0001225208-24-001880 · doc4.xml · derivative · entry 7

Maharajh Ramsaran · CIK 0001897717 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires 2034-02-07

F4 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 19,775 PSUs under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period.

SEC source: 0001225208-24-001880 · doc4.xml · derivative · entry 6

Maharajh Ramsaran · CIK 0001897717 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,534

Underlying: Common Stock · 4,266 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F3 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 8, 2021.

F3 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 8, 2021.

SEC source: 0001225208-24-001880 · doc4.xml · nonDerivative · entry 4

Maharajh Ramsaran · CIK 0001897717 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,184

SEC source: 0001225208-24-001880 · doc4.xml · nonDerivative · entry 3

Maharajh Ramsaran · CIK 0001897717 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,421

SEC source: 0001225208-24-001880 · doc4.xml · nonDerivative · entry 2

Maharajh Ramsaran · CIK 0001897717 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,552

F2 · shares: The acquisition of shares of RTX Common Stock represents the vesting of performance share units (PSUs) awarded to the reporting person on February 8, 2021, under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vested solely upon achievement of pre-established performance goals for RTX's return on invested capital and earnings per share growth over a one-year performance period, which ended on December 31, 2021 (followed by a two-year holding period), and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period, which ended on December 31, 2023. The performance criteria were satisfied at the 143% level.

SEC source: 0001225208-24-001880 · doc4.xml · nonDerivative · entry 1

Maharajh Ramsaran · CIK 0001897717 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

SEC source: 0001225208-24-001881 · doc4.xml · derivative · entry 7

Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,700

Underlying: Common Stock · 100,700 shares

Expires 2034-02-07

F4 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 36,250 PSUs under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period.

SEC source: 0001225208-24-001881 · doc4.xml · derivative · entry 6

Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,982

Underlying: Common Stock · 8,907 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F3 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 8, 2021.

F3 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 8, 2021.

SEC source: 0001225208-24-001881 · doc4.xml · nonDerivative · entry 4

Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,889

SEC source: 0001225208-24-001881 · doc4.xml · nonDerivative · entry 3

Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,377

SEC source: 0001225208-24-001881 · doc4.xml · nonDerivative · entry 2

Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

SEC source: 0001225208-24-001881 · doc4.xml · nonDerivative · entry 1

Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,384

F1 · shares: The acquisition of shares of RTX Common Stock represents the vesting of performance share units (PSUs) awarded to the reporting person on February 8, 2021, under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vested solely upon achievement of pre-established performance goals for RTX's return on invested capital and earnings per share growth over a one-year performance period, which ended on December 31, 2021 (followed by a two-year holding period), and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period, which ended on December 31, 2023. The performance criteria were satisfied at the 143% level.

SEC source: 0001225208-24-001882 · doc4.xml · derivative · entry 8

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,400

Underlying: Common Stock · 82,400 shares

Expires 2034-02-07

F5 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 29,660 PSUs under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period.

SEC source: 0001225208-24-001882 · doc4.xml · derivative · entry 7

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,106

Underlying: Common Stock · 9,963 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F4 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 8, 2021.

F4 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 8, 2021.

SEC source: 0001225208-24-001882 · doc4.xml · nonDerivative · entry 5

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,811.69

SEC source: 0001225208-24-001882 · doc4.xml · nonDerivative · entry 4

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,180.69

SEC source: 0001225208-24-001882 · doc4.xml · nonDerivative · entry 3

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,940.69

F3 · balance_after: Includes 20,195.69 deferred stock units (the net amount following tax withholding from 20,714 deferred PSUs included in the acquisition reported in the footnote above). The reporting person previously elected to defer receipt of actual shares of common stock that otherwise would be received upon the vesting of these PSUs and instead acquired deferred stock units that settle exclusively in shares and are included in Table I as common stock equivalents. Each deferred stock unit has a value equal to one share of RTX Common Stock.

SEC source: 0001225208-24-001882 · doc4.xml · nonDerivative · entry 2

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

SEC source: 0001225208-24-001882 · doc4.xml · nonDerivative · entry 1

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,496

F1 · shares: The acquisition of shares of RTX Common Stock represents the vesting of performance share units (PSUs) awarded to the reporting person on February 8, 2021, under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vested solely upon achievement of pre-established performance goals for RTX's return on invested capital and earnings per share growth over a one-year performance period, which ended on December 31, 2021 (followed by a two-year holding period), and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period, which ended on December 31, 2023. The performance criteria were satisfied at the 143% level.

SEC source: 0001225208-24-001883 · doc4.xml · derivative · entry 8

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires 2034-02-07

F5 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 19,775 PSUs under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period.

SEC source: 0001225208-24-001883 · doc4.xml · derivative · entry 7

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,970

Underlying: Common Stock · 5,938 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F4 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 8, 2021.

F4 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 8, 2021.

SEC source: 0001225208-24-001883 · doc4.xml · nonDerivative · entry 5

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,899.9519

SEC source: 0001225208-24-001883 · doc4.xml · nonDerivative · entry 4

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,925.9519

SEC source: 0001225208-24-001883 · doc4.xml · nonDerivative · entry 3

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,785.9519

F3 · balance_after: Includes 11,560.17 deferred stock units (the net amount following tax withholding from 11,837 deferred PSUs included in the acquisition reported in the footnote above). The reporting person previously elected to defer receipt of actual shares of common stock that otherwise would be received upon the vesting of these PSUs and instead acquired deferred stock units that settle exclusively in shares and are included in Table I as common stock equivalents. Each deferred stock unit has a value equal to one share of RTX Common Stock.

SEC source: 0001225208-24-001883 · doc4.xml · nonDerivative · entry 2

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,062.7819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

SEC source: 0001225208-24-001883 · doc4.xml · nonDerivative · entry 1

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,124.7819

F1 · shares: The acquisition of shares of RTX Common Stock represents the vesting of performance share units (PSUs) awarded to the reporting person on February 8, 2021, under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vested solely upon achievement of pre-established performance goals for RTX's return on invested capital and earnings per share growth over a one-year performance period, which ended on December 31, 2021 (followed by a two-year holding period), and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period, which ended on December 31, 2023. The performance criteria were satisfied at the 143% level.

SEC source: 0001225208-24-001788 · doc4.xml · derivative · entry 5

Calio Christopher T. · CIK 0001781357 · Director · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,767 shares

Expires 2025-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-24-001788 · doc4.xml · nonDerivative · entry 3

Calio Christopher T. · CIK 0001781357 · Director · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,307

SEC source: 0001225208-24-001788 · doc4.xml · nonDerivative · entry 2

Calio Christopher T. · CIK 0001781357 · Director · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,707