Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2020 Filed Feb 21, 2020 21:35 UTC |
12 West Capital Management LP10% owner
|
OtherCommon Stock Warrants · Derivative | 1,500,000 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0000905718-20-000273 · researchsol_fm4feb202020.xml · derivative · entry 2 12 West Capital Management LP · CIK 0001540531 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 1,500,000 shares Expires 2021-06-23 F1 · ownership.nature: The securities of Research Solutions, Inc. reported herein are held by 12 West Capital Fund LP, a Delaware limited partnership, and 12 West Capital Offshore Fund LP, a Cayman Islands exempted limited partnership (each a "Fund" and together, the "Funds"). The Funds are advised by 12 West Capital Management LP (the "Reporting Person"). The Reporting Person, in its capacity as the investment manager of the Funds, has the sole power to vote and the sole power to direct the disposition of all securities held by the Funds. Joel Ramin, as the sole member of 12 West Capital Management, LLC, the general partner of the Reporting Person, possesses the voting and dispositive power with respect to all securities beneficially owned by the Reporting Person. F2 · ownership.nature: Thus, for the purposes of Reg. Section 240.13d-3, the Reporting Person may be deemed to beneficially own the securities reported herein. The Reporting Person's interest in such securities is limited to the extent of its pecuniary interest in the Funds, if any. F3 · ownership.nature: This report shall not be deemed an admission that the Reporting Person, each Fund or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 21:35 UTC |
12 West Capital Management LP10% owner
|
OtherCommon Stock, par value $0.001 | 1,500,000 | $1.25 | $1,875,000.00 |
DisclosureSEC source: 0000905718-20-000273 · researchsol_fm4feb202020.xml · nonDerivative · entry 1 12 West Capital Management LP · CIK 0001540531 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 7,591,000 F1 · ownership.nature: The securities of Research Solutions, Inc. reported herein are held by 12 West Capital Fund LP, a Delaware limited partnership, and 12 West Capital Offshore Fund LP, a Cayman Islands exempted limited partnership (each a "Fund" and together, the "Funds"). The Funds are advised by 12 West Capital Management LP (the "Reporting Person"). The Reporting Person, in its capacity as the investment manager of the Funds, has the sole power to vote and the sole power to direct the disposition of all securities held by the Funds. Joel Ramin, as the sole member of 12 West Capital Management, LLC, the general partner of the Reporting Person, possesses the voting and dispositive power with respect to all securities beneficially owned by the Reporting Person. F2 · ownership.nature: Thus, for the purposes of Reg. Section 240.13d-3, the Reporting Person may be deemed to beneficially own the securities reported herein. The Reporting Person's interest in such securities is limited to the extent of its pecuniary interest in the Funds, if any. F3 · ownership.nature: This report shall not be deemed an admission that the Reporting Person, each Fund or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 11, 2020 Filed Feb 14, 2020 15:47 UTC |
AHLBERG SCOTTChief Operations Officer
|
GrantCommon Stock | 2,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-021602 · tm208202-2_4.xml · nonDerivative · entry 1 AHLBERG SCOTT · CIK 0001449752 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,399 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on February 11, 2021 and 1/12th of the RSAs vest on the last day of each quarter beginning March 31, 2021 until fully vested. Read SEC document |
| February 11, 2020 Filed Feb 14, 2020 15:47 UTC |
Derycz PeterDirector · CEO & President · 10% owner
|
GrantCommon Stock | 3,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-021601 · tm208202-1_4.xml · nonDerivative · entry 1 Derycz Peter · CIK 0001351848 · Director · CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,699,389 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on February 11, 2021 and 1/12th of the RSAs vest on the last day of each quarter beginning March 31, 2021 until fully vested. Read SEC document |
| February 11, 2020 Filed Feb 14, 2020 20:48 UTC |
Nissan MarcChief Technology Officer
|
GrantCommon Stock | 2,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-021604 · tm208202-4_4.xml · nonDerivative · entry 1 Nissan Marc · CIK 0001749233 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524,686 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on February 11, 2021 and 1/12th of the RSAs vest on the last day of each quarter beginning March 31, 2021 until fully vested. Read SEC document |
| February 11, 2020 Filed Feb 14, 2020 20:47 UTC |
URBAN ALAN LOUISCFO & Secretary
|
GrantCommon Stock | 2,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-021603 · tm208202-3_4.xml · nonDerivative · entry 1 URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,292 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on February 11, 2021 and 1/12th of the RSAs vest on the last day of each quarter beginning March 31, 2021 until fully vested. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 18:55 UTC |
URBAN ALAN LOUISCFO & Secretary
|
Exercise / conversionOptions to purchase Common Stock · Derivative | 100,000 | $0.00 Strike: $1.02 | $0.00 |
DisclosureSEC source: 0001104659-20-000725 · tm201205d1_4.xml · derivative · entry 7 URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2020-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The underlying shares vested and became exercisable ratably over three years on each quarterly anniversary of July 27, 2010, the date of grant. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 18:55 UTC |
URBAN ALAN LOUISCFO & Secretary
|
Exercise / conversionCommon Stock | 100,000 | $1.02 | $102,000.00 |
DisclosureSEC source: 0001104659-20-000725 · tm201205d1_4.xml · nonDerivative · entry 2 URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 18:55 UTC |
URBAN ALAN LOUISCFO & Secretary
|
Tax withholdingCommon Stock | 28,334 | $3.60 | $102,002.40 |
DisclosureSEC source: 0001104659-20-000725 · tm201205d1_4.xml · nonDerivative · entry 1 URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,417 Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 14:59 UTC |
AHLBERG SCOTTChief Operating Officer
|
Disposition to issuerCommon Stock | 17,500 | $3.00 | $52,500.00 |
DisclosureSEC source: 0001104659-19-076083 · tm1927395d2_4.xml · nonDerivative · entry 1 AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,524 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 14:59 UTC |
Derycz PeterDirector · CEO & President · 10% owner
|
Disposition to issuerCommon Stock | 10,000 | $3.00 | $30,000.00 |
DisclosureSEC source: 0001104659-19-076084 · tm1927395d3_4.xml · nonDerivative · entry 1 Derycz Peter · CIK 0001351848 · Director · CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,695,514 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 19:59 UTC |
URBAN ALAN LOUISCFO & Secretary
|
Disposition to issuerCommon Stock | 15,000 | $3.00 | $45,000.00 |
DisclosureSEC source: 0001104659-19-076082 · tm1927395-1_4.xml · nonDerivative · entry 1 URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,751 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 21:19 UTC |
Derycz PeterDirector · CEO & President · 10% owner
|
GrantCommon Stock | 4,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-064457 · tm1923024-6_4.xml · nonDerivative · entry 1 Derycz Peter · CIK 0001351848 · Director · CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,705,514 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on November 12, 2020 and 1/12th of the RSAs vest on the last day of each quarter beginning December 31, 2020 until fully vested. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 21:20 UTC |
AHLBERG SCOTTChief Operations Officer
|
GrantCommon Stock | 3,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-064459 · tm1923024-8_4.xml · nonDerivative · entry 1 AHLBERG SCOTT · CIK 0001449752 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,024 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on November 12, 2020 and 1/12th of the RSAs vest on the last day of each quarter beginning December 31, 2020 until fully vested. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 21:17 UTC |
Regazzi John JDirector
|
GrantOption to purchase common stock · Derivative | 100,000 | $0.00 Strike: $3.13 | $0.00 |
DisclosureSEC source: 0001104659-19-064454 · tm1923024-3_4.xml · derivative · entry 1 Regazzi John J · CIK 0001416849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2029-11-11 Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 21:18 UTC |
MCPEAK MERRILL ADirector
|
GrantOption to purchase common stock · Derivative | 50,000 | $0.00 Strike: $3.13 | $0.00 |
DisclosureSEC source: 0001104659-19-064456 · tm1923024-5_4.xml · derivative · entry 1 MCPEAK MERRILL A · CIK 0001210317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2029-11-11 Read SEC document |
| November 12, 2019 Filed Nov 15, 2019 02:16 UTC |
COOPER CHAD J.Director
|
GrantOption to purchase common stock · Derivative | 50,000 | $0.00 Strike: $3.13 | $0.00 |
DisclosureSEC source: 0001104659-19-064453 · tm1923024-2_4.xml · derivative · entry 1 COOPER CHAD J. · CIK 0001621850 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2029-11-11 Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 21:20 UTC |
OLIVIER ROY WDirector
|
GrantOption to purchase common stock · Derivative | 50,000 | $0.00 Strike: $3.13 | $0.00 |
DisclosureSEC source: 0001104659-19-064458 · tm1923024-7_4.xml · derivative · entry 1 OLIVIER ROY W · CIK 0001375012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2029-11-11 Read SEC document |
| November 12, 2019 Filed Nov 15, 2019 02:17 UTC |
Nissan MarcChief Technology Officer
|
GrantCommon Stock | 3,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-064455 · tm1923024-4_4.xml · nonDerivative · entry 1 Nissan Marc · CIK 0001749233 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521,811 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on November 12, 2020 and 1/12th of the RSAs vest on the last day of each quarter beginning December 31, 2020 until fully vested. Read SEC document |
| November 12, 2019 Filed Nov 15, 2019 02:15 UTC |
URBAN ALAN LOUISCFO & Secretary
|
GrantCommon Stock | 3,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-064452 · tm1923024-1_4.xml · nonDerivative · entry 1 URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,751 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on November 12, 2020 and 1/12th of the RSAs vest on the last day of each quarter beginning December 31, 2020 until fully vested. Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 16:43 UTC |
AHLBERG SCOTTChief Operating Officer
|
Disposition to issuerCommon Stock | 7,750 | $2.50 | $19,375.00 |
DisclosureSEC source: 0001144204-19-045797 · tv530019_4.xml · nonDerivative · entry 1 AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,809 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 16:43 UTC |
Derycz PeterDirector · CEO & President · 10% owner
|
Disposition to issuerCommon Stock | 10,400 | $2.50 | $26,000.00 |
DisclosureSEC source: 0001144204-19-045796 · tv530018_4.xml · nonDerivative · entry 1 Derycz Peter · CIK 0001351848 · Director · CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,701,181 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 20:43 UTC |
URBAN ALAN LOUISCFO & Secretary
|
Disposition to issuerCommon Stock | 7,750 | $2.50 | $19,375.00 |
DisclosureSEC source: 0001144204-19-045795 · tv530017_4.xml · nonDerivative · entry 1 URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,536 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 20:43 UTC |
Nissan MarcChief Technology Officer
|
Disposition to issuerCommon Stock | 2,850 | $2.50 | $7,125.00 |
DisclosureSEC source: 0001144204-19-045794 · tv530016_4.xml · nonDerivative · entry 1 Nissan Marc · CIK 0001749233 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 518,596 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 06:15 UTC |
AHLBERG SCOTTChief Operations Officer
|
GrantCommon Stock | 16,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-037529 · tv526715_4.xml · nonDerivative · entry 1 AHLBERG SCOTT · CIK 0001449752 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,559 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on August 1, 2020 and 1/12th of the RSAs vest on the last day of each quarter beginning September 30, 2020 until fully vested. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 06:19 UTC |
Derycz PeterDirector · CEO & President · 10% owner
|
GrantCommon Stock | 21,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-037535 · tv526718_4.xml · nonDerivative · entry 1 Derycz Peter · CIK 0001351848 · Director · CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,711,581 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on August 1, 2020 and 1/12th of the RSAs vest on the last day of each quarter beginning September 30, 2020 until fully vested. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 10:18 UTC |
Nissan MarcChief Technology Officer
|
GrantCommon Stock | 16,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-037533 · tv526717_4.xml · nonDerivative · entry 1 Nissan Marc · CIK 0001749233 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521,446 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on August 1, 2020 and 1/12th of the RSAs vest on the last day of each quarter beginning September 30, 2020 until fully vested. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 10:17 UTC |
URBAN ALAN LOUISCFO & Secretary
|
GrantCommon Stock | 16,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-037531 · tv526716_4.xml · nonDerivative · entry 1 URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,286 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on August 1, 2020 and 1/12th of the RSAs vest on the last day of each quarter beginning September 30, 2020 until fully vested. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 19:54 UTC |
AHLBERG SCOTTChief Operating Officer
|
Disposition to issuerCommon Stock | 4,100 | $2.30 | $9,430.00 |
DisclosureSEC source: 0001144204-19-032112 · tv524192_4.xml · nonDerivative · entry 1 AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,459 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 19:55 UTC |
Derycz PeterDirector · CEO & President · 10% owner
|
Disposition to issuerCommon Stock | 5,450 | $2.30 | $12,535.00 |
DisclosureSEC source: 0001144204-19-032115 · tv524195_4.xml · nonDerivative · entry 1 Derycz Peter · CIK 0001351848 · Director · CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,689,881 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 23:55 UTC |
Nissan MarcChief Technology Officer
|
Disposition to issuerCommon Stock | 4,100 | $2.30 | $9,430.00 |
DisclosureSEC source: 0001144204-19-032114 · tv524194_4.xml · nonDerivative · entry 1 Nissan Marc · CIK 0001749233 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 505,346 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 23:54 UTC |
URBAN ALAN LOUISCFO & Secretary
|
Disposition to issuerCommon Stock | 4,100 | $2.30 | $9,430.00 |
DisclosureSEC source: 0001144204-19-032113 · tv524193_4.xml · nonDerivative · entry 1 URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,186 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| May 23, 2019 Filed May 29, 2019 20:20 UTC |
AHLBERG SCOTTChief Operations Officer
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001144204-19-028709 · tv522687_4.xml · derivative · entry 3 AHLBERG SCOTT · CIK 0001449752 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2019-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2019 Filed May 29, 2019 20:20 UTC |
AHLBERG SCOTTChief Operations Officer
|
Tax withholdingCommon Stock | 30,000 | $2.50 | $75,000.00 |
DisclosureSEC source: 0001144204-19-028709 · tv522687_4.xml · nonDerivative · entry 2 AHLBERG SCOTT · CIK 0001449752 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,559 Read SEC document |
| May 23, 2019 Filed May 29, 2019 20:20 UTC |
AHLBERG SCOTTChief Operations Officer
|
Exercise / conversionCommon Stock | 75,000 | $1.00 | $75,000.00 |
DisclosureSEC source: 0001144204-19-028709 · tv522687_4.xml · nonDerivative · entry 1 AHLBERG SCOTT · CIK 0001449752 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,559 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2019 Filed May 20, 2019 16:47 UTC |
AHLBERG SCOTTChief Operations Officer
|
GrantCommon Stock | 1,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-027324 · tv522100_4.xml · nonDerivative · entry 1 AHLBERG SCOTT · CIK 0001449752 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,559 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on May 17, 2020 and 1/12th of the RSAs vest on the last day of each quarter beginning June 30, 2020 until fully vested. Read SEC document |
| May 17, 2019 Filed May 20, 2019 16:43 UTC |
Derycz PeterDirector · CEO & President · 10% owner
|
GrantCommon Stock | 2,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-027320 · tv522097_4.xml · nonDerivative · entry 1 Derycz Peter · CIK 0001351848 · Director · CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,695,331 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on May 17, 2020 and 1/12th of the RSAs vest on the last day of each quarter beginning June 30, 2020 until fully vested. Read SEC document |
| May 17, 2019 Filed May 20, 2019 20:46 UTC |
URBAN ALAN LOUISCFO & Secretary
|
GrantCommon Stock | 1,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-027323 · tv522098_4.xml · nonDerivative · entry 1 URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,286 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on May 17, 2020 and 1/12th of the RSAs vest on the last day of each quarter beginning June 30, 2020 until fully vested. Read SEC document |
| May 17, 2019 Filed May 20, 2019 20:42 UTC |
Nissan MarcChief Technology Officer
|
GrantCommon Stock | 1,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-027318 · tv522095_4.xml · nonDerivative · entry 2 Nissan Marc · CIK 0001749233 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,446 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on May 17, 2020 and 1/12th of the RSAs vest on the last day of each quarter beginning June 30, 2020 until fully vested. Read SEC document |
| April 15, 2019 Filed May 20, 2019 20:42 UTC |
Nissan MarcChief Technology Officer
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001144204-19-027318 · tv522095_4.xml · derivative · entry 3 Nissan Marc · CIK 0001749233 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2019-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 15, 2019 Filed May 20, 2019 20:42 UTC |
Nissan MarcChief Technology Officer
|
Exercise / conversionCommon Stock | 100,000 | $1.00 | $100,000.00 |
DisclosureSEC source: 0001144204-19-027318 · tv522095_4.xml · nonDerivative · entry 1 Nissan Marc · CIK 0001749233 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 507,633 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 16:17 UTC |
AHLBERG SCOTTChief Operating Officer
|
Disposition to issuerCommon Stock | 5,600 | $2.24 | $12,544.00 |
DisclosureSEC source: 0001144204-19-015585 · tv516961_4.xml · nonDerivative · entry 1 AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,746 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 16:17 UTC |
Derycz PeterDirector · CEO & President · 10% owner
|
Disposition to issuerCommon Stock | 7,500 | $2.24 | $16,800.00 |
DisclosureSEC source: 0001144204-19-015583 · tv516959_4.xml · nonDerivative · entry 1 Derycz Peter · CIK 0001351848 · Director · CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,692,887 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 20:17 UTC |
URBAN ALAN LOUISCFO & Secretary
|
Disposition to issuerCommon Stock | 5,600 | $2.24 | $12,544.00 |
DisclosureSEC source: 0001144204-19-015584 · tv516960_4.xml · nonDerivative · entry 1 URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,473 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 20:17 UTC |
Nissan MarcChief Technology Officer
|
Disposition to issuerCommon Stock | 1,800 | $2.24 | $4,032.00 |
DisclosureSEC source: 0001144204-19-015586 · tv516963_4.xml · nonDerivative · entry 1 Nissan Marc · CIK 0001749233 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,633 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| February 07, 2019 Filed Feb 8, 2019 12:03 UTC |
AHLBERG SCOTTChief Operations Officer
|
GrantCommon Stock | 2,794 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-005753 · tv512813_4.xml · nonDerivative · entry 1 AHLBERG SCOTT · CIK 0001449752 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,346 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on February 7, 2020 and 1/12th of the RSAs vest on the last day of each quarter beginning March 31, 2020 until fully vested. Read SEC document |
| February 07, 2019 Filed Feb 8, 2019 12:03 UTC |
Derycz PeterDirector · CEO & President · 10% owner
|
GrantCommon Stock | 3,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-005751 · tv512811_4.xml · nonDerivative · entry 1 Derycz Peter · CIK 0001351848 · Director · CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,700,387 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on February 7, 2020 and 1/12th of the RSAs vest on the last day of each quarter beginning March 31, 2020 until fully vested. Read SEC document |
| February 07, 2019 Filed Feb 8, 2019 17:03 UTC |
URBAN ALAN LOUISCFO & Secretary
|
GrantCommon Stock | 2,794 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-005750 · tv512810_4.xml · nonDerivative · entry 1 URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,073 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on February 7, 2020 and 1/12th of the RSAs vest on the last day of each quarter beginning March 31, 2020 until fully vested. Read SEC document |
| February 07, 2019 Filed Feb 8, 2019 17:03 UTC |
Nissan MarcChief Technology Officer
|
GrantCommon Stock | 2,794 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-005752 · tv512812_4.xml · nonDerivative · entry 1 Nissan Marc · CIK 0001749233 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,433 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on February 7, 2020 and 1/12th of the RSAs vest on the last day of each quarter beginning March 31, 2020 until fully vested. Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 18:41 UTC |
AHLBERG SCOTTChief Operating Officer
|
Disposition to issuerCommon Stock | 4,100 | $2.41 | $9,881.00 |
DisclosureSEC source: 0001144204-18-066109 · tv509773_4.xml · nonDerivative · entry 1 AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,552 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.