RSSS

SEC source: 0001104659-21-046561 · tm2112029d1_4seq1.xml · derivative · entry 1

COOPER CHAD J. · CIK 0001621850 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,750 shares

Expires 2026-05-23

SEC source: 0001104659-21-044056 · tm2111423-1_4seq1.xml · derivative · entry 2

OLIVIER ROY W · CIK 0001375012 · Director · Interim CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 65,000 shares

Expires 2028-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-21-044056 · tm2111423-1_4seq1.xml · nonDerivative · entry 1

OLIVIER ROY W · CIK 0001375012 · Director · Interim CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-21-039755 · tm2110519d1_4.xml · nonDerivative · entry 1

AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,419

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

SEC source: 0001104659-21-039758 · tm2110519d3_4.xml · nonDerivative · entry 1

Derycz Peter · CIK 0001351848 · Director · CEO & President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,724,336

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

SEC source: 0001104659-21-039757 · tm2110519d2_4.xml · nonDerivative · entry 1

URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,290

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

SEC source: 0001104659-21-021854 · tm216589d1_4.xml · nonDerivative · entry 1

AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,669

F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on February 9, 2022 and 1/12th of the RSAs vest on the last day of each quarter beginning March 31, 2022 until fully vested.

SEC source: 0001104659-21-021860 · tm216589d3_4.xml · nonDerivative · entry 1

Derycz Peter · CIK 0001351848 · Director · CEO & President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,728,586

F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on February 9, 2022 and 1/12th of the RSAs vest on the last day of each quarter beginning March 31, 2022 until fully vested.

SEC source: 0001104659-21-021875 · tm216589d5_4.xml · nonDerivative · entry 1

Nissan Marc · CIK 0001749233 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,601

F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on February 9, 2022 and 1/12th of the RSAs vest on the last day of each quarter beginning March 31, 2022 until fully vested.

SEC source: 0001104659-21-021864 · tm216589d4_4.xml · nonDerivative · entry 1

URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,540

F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on February 9, 2022 and 1/12th of the RSAs vest on the last day of each quarter beginning March 31, 2022 until fully vested.

SEC source: 0001104659-21-021857 · tm216589d2_4.xml · derivative · entry 1

van der Heijden Michiel · CIK 0001821824 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,435

Underlying: Common Stock · 5,435 shares

Expires 2031-02-08

F1 · derivative.exercise_date: 1/3rd of the shares vest on February 9, 2022 and 1/12th of the shares vest on the last day of each quarter beginning March 31, 2022 until fully vested.

SEC source: 0000905718-21-000136 · ownership.xml · nonDerivative · entry 1

12 West Capital Management LP · CIK 0001540531 · FORMER 10% OWNER

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,621,200

F1 · ownership.nature: The securities of Research Solutions, Inc. reported herein are held by 12 West Capital Fund LP, a Delaware limited partnership, and 12 West Capital Offshore Fund LP, a Cayman Islands exempted limited partnership (each a "Fund" and together, the "Funds"). The Funds are advised by 12 West Capital Management LP (the "Reporting Person"). The Reporting Person, in its capacity as the investment manager of the Funds, has the sole power to vote and the sole power to direct the disposition of all securities held by the Funds. Joel Ramin, as the sole member of 12 West Capital Management, LLC, the general partner of the Reporting Person, possesses the voting and dispositive power with respect to all securities beneficially owned by the Reporting Person.

F2 · ownership.nature: Thus, for the purposes of Reg. Section 240.13d-3, the Reporting Person may be deemed to beneficially own the securities reported herein. The Reporting Person's interest in such securities is limited to the extent of its pecuniary interest in the Funds, if any. This report shall not be deemed an admission that the Reporting Person, each Fund or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000905718-21-000128 · researchsol_fm4feb12021.xml · nonDerivative · entry 4

12 West Capital Management LP · CIK 0001540531 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,688,976

F1 · ownership.nature: The securities of Research Solutions, Inc. reported herein are held by 12 West Capital Fund LP, a Delaware limited partnership, and 12 West Capital Offshore Fund LP, a Cayman Islands exempted limited partnership (each a "Fund" and together, the "Funds"). The Funds are advised by 12 West Capital Management LP (the "Reporting Person"). The Reporting Person, in its capacity as the investment manager of the Funds, has the sole power to vote and the sole power to direct the disposition of all securities held by the Funds. Joel Ramin, as the sole member of 12 West Capital Management, LLC, the general partner of the Reporting Person, possesses the voting and dispositive power with respect to all securities beneficially owned by the Reporting Person.

F2 · ownership.nature: Thus, for the purposes of Reg. Section 240.13d-3, the Reporting Person may be deemed to beneficially own the securities reported herein. The Reporting Person's interest in such securities is limited to the extent of its pecuniary interest in the Funds, if any. This report shall not be deemed an admission that the Reporting Person, each Fund or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000905718-21-000128 · researchsol_fm4feb12021.xml · nonDerivative · entry 3

12 West Capital Management LP · CIK 0001540531 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,788,976

F1 · ownership.nature: The securities of Research Solutions, Inc. reported herein are held by 12 West Capital Fund LP, a Delaware limited partnership, and 12 West Capital Offshore Fund LP, a Cayman Islands exempted limited partnership (each a "Fund" and together, the "Funds"). The Funds are advised by 12 West Capital Management LP (the "Reporting Person"). The Reporting Person, in its capacity as the investment manager of the Funds, has the sole power to vote and the sole power to direct the disposition of all securities held by the Funds. Joel Ramin, as the sole member of 12 West Capital Management, LLC, the general partner of the Reporting Person, possesses the voting and dispositive power with respect to all securities beneficially owned by the Reporting Person.

F2 · ownership.nature: Thus, for the purposes of Reg. Section 240.13d-3, the Reporting Person may be deemed to beneficially own the securities reported herein. The Reporting Person's interest in such securities is limited to the extent of its pecuniary interest in the Funds, if any. This report shall not be deemed an admission that the Reporting Person, each Fund or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000905718-21-000128 · researchsol_fm4feb12021.xml · nonDerivative · entry 2

12 West Capital Management LP · CIK 0001540531 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,870,976

F1 · ownership.nature: The securities of Research Solutions, Inc. reported herein are held by 12 West Capital Fund LP, a Delaware limited partnership, and 12 West Capital Offshore Fund LP, a Cayman Islands exempted limited partnership (each a "Fund" and together, the "Funds"). The Funds are advised by 12 West Capital Management LP (the "Reporting Person"). The Reporting Person, in its capacity as the investment manager of the Funds, has the sole power to vote and the sole power to direct the disposition of all securities held by the Funds. Joel Ramin, as the sole member of 12 West Capital Management, LLC, the general partner of the Reporting Person, possesses the voting and dispositive power with respect to all securities beneficially owned by the Reporting Person.

F2 · ownership.nature: Thus, for the purposes of Reg. Section 240.13d-3, the Reporting Person may be deemed to beneficially own the securities reported herein. The Reporting Person's interest in such securities is limited to the extent of its pecuniary interest in the Funds, if any. This report shall not be deemed an admission that the Reporting Person, each Fund or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000905718-21-000128 · researchsol_fm4feb12021.xml · nonDerivative · entry 1

12 West Capital Management LP · CIK 0001540531 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,990,976

F1 · ownership.nature: The securities of Research Solutions, Inc. reported herein are held by 12 West Capital Fund LP, a Delaware limited partnership, and 12 West Capital Offshore Fund LP, a Cayman Islands exempted limited partnership (each a "Fund" and together, the "Funds"). The Funds are advised by 12 West Capital Management LP (the "Reporting Person"). The Reporting Person, in its capacity as the investment manager of the Funds, has the sole power to vote and the sole power to direct the disposition of all securities held by the Funds. Joel Ramin, as the sole member of 12 West Capital Management, LLC, the general partner of the Reporting Person, possesses the voting and dispositive power with respect to all securities beneficially owned by the Reporting Person.

F2 · ownership.nature: Thus, for the purposes of Reg. Section 240.13d-3, the Reporting Person may be deemed to beneficially own the securities reported herein. The Reporting Person's interest in such securities is limited to the extent of its pecuniary interest in the Funds, if any. This report shall not be deemed an admission that the Reporting Person, each Fund or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001683168-20-004506 · ownership.xml · nonDerivative · entry 2

BRISTOL INVESTMENT FUND LTD · CIK 0001174866 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,582,108

SEC source: 0001683168-20-004506 · ownership.xml · nonDerivative · entry 1

BRISTOL INVESTMENT FUND LTD · CIK 0001174866 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,765,601

SEC source: 0001683168-20-004445 · ownership.xml · nonDerivative · entry 1

BRISTOL INVESTMENT FUND LTD · CIK 0001174866 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,883,931

SEC source: 0001104659-20-138577 · tm2039205d3_4.xml · nonDerivative · entry 1

AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,051

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

SEC source: 0001104659-20-138576 · tm2039205d2_4.xml · nonDerivative · entry 1

Derycz Peter · CIK 0001351848 · Director · CEO & President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,722,361

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

SEC source: 0001104659-20-138575 · tm2039205d1_4.xml · nonDerivative · entry 1

URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,922

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

SEC source: 0001683168-20-004181 · ownership.xml · nonDerivative · entry 1

BRISTOL INVESTMENT FUND LTD · CIK 0001174866 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,273,931

SEC source: 0000905718-20-001151 · researchsol_fm4dec32020.xml · nonDerivative · entry 1

12 West Capital Management LP · CIK 0001540531 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,398,476

F1 · ownership.nature: The securities of Research Solutions, Inc. reported herein are held by 12 West Capital Fund LP, a Delaware limited partnership, and 12 West Capital Offshore Fund LP, a Cayman Islands exempted limited partnership (each a "Fund" and together, the "Funds"). The Funds are advised by 12 West Capital Management LP (the "Reporting Person"). The Reporting Person, in its capacity as the investment manager of the Funds, has the sole power to vote and the sole power to direct the disposition of all securities held by the Funds. Joel Ramin, as the sole member of 12 West Capital Management, LLC, the general partner of the Reporting Person, possesses the voting and dispositive power with respect to all securities beneficially owned by the Reporting Person.

F2 · ownership.nature: Thus, for the purposes of Reg. Section 240.13d-3, the Reporting Person may be deemed to beneficially own the securities reported herein. The Reporting Person's interest in such securities is limited to the extent of its pecuniary interest in the Funds, if any. This report shall not be deemed an admission that the Reporting Person, each Fund or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000905718-20-001143 · researchsol_fm4nov252020.xml · nonDerivative · entry 1

12 West Capital Management LP · CIK 0001540531 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,512,476

F1 · ownership.nature: The securities of Research Solutions, Inc. reported herein are held by 12 West Capital Fund LP, a Delaware limited partnership, and 12 West Capital Offshore Fund LP, a Cayman Islands exempted limited partnership (each a "Fund" and together, the "Funds"). The Funds are advised by 12 West Capital Management LP (the "Reporting Person"). The Reporting Person, in its capacity as the investment manager of the Funds, has the sole power to vote and the sole power to direct the disposition of all securities held by the Funds. Joel Ramin, as the sole member of 12 West Capital Management, LLC, the general partner of the Reporting Person, possesses the voting and dispositive power with respect to all securities beneficially owned by the Reporting Person.

F2 · ownership.nature: Thus, for the purposes of Reg. Section 240.13d-3, the Reporting Person may be deemed to beneficially own the securities reported herein. The Reporting Person's interest in such securities is limited to the extent of its pecuniary interest in the Funds, if any. This report shall not be deemed an admission that the Reporting Person, each Fund or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000905718-20-001139 · researchsol_fm4nov232020.xml · nonDerivative · entry 2

12 West Capital Management LP · CIK 0001540531 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,517,476

F1 · ownership.nature: The securities of Research Solutions, Inc. reported herein are held by 12 West Capital Fund LP, a Delaware limited partnership, and 12 West Capital Offshore Fund LP, a Cayman Islands exempted limited partnership (each a "Fund" and together, the "Funds"). The Funds are advised by 12 West Capital Management LP (the "Reporting Person"). The Reporting Person, in its capacity as the investment manager of the Funds, has the sole power to vote and the sole power to direct the disposition of all securities held by the Funds. Joel Ramin, as the sole member of 12 West Capital Management, LLC, the general partner of the Reporting Person, possesses the voting and dispositive power with respect to all securities beneficially owned by the Reporting Person.

F2 · ownership.nature: Thus, for the purposes of Reg. Section 240.13d-3, the Reporting Person may be deemed to beneficially own the securities reported herein. The Reporting Person's interest in such securities is limited to the extent of its pecuniary interest in the Funds, if any. This report shall not be deemed an admission that the Reporting Person, each Fund or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000905718-20-001139 · researchsol_fm4nov232020.xml · nonDerivative · entry 1

12 West Capital Management LP · CIK 0001540531 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,536,076

F1 · ownership.nature: The securities of Research Solutions, Inc. reported herein are held by 12 West Capital Fund LP, a Delaware limited partnership, and 12 West Capital Offshore Fund LP, a Cayman Islands exempted limited partnership (each a "Fund" and together, the "Funds"). The Funds are advised by 12 West Capital Management LP (the "Reporting Person"). The Reporting Person, in its capacity as the investment manager of the Funds, has the sole power to vote and the sole power to direct the disposition of all securities held by the Funds. Joel Ramin, as the sole member of 12 West Capital Management, LLC, the general partner of the Reporting Person, possesses the voting and dispositive power with respect to all securities beneficially owned by the Reporting Person.

F2 · ownership.nature: Thus, for the purposes of Reg. Section 240.13d-3, the Reporting Person may be deemed to beneficially own the securities reported herein. The Reporting Person's interest in such securities is limited to the extent of its pecuniary interest in the Funds, if any. This report shall not be deemed an admission that the Reporting Person, each Fund or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001104659-20-127009 · tm2036363-8_4.xml · nonDerivative · entry 1

AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,051

F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on November 17, 2021 and 1/12th of the RSAs vest on the last day of each quarter beginning December 31, 2021 until fully vested.

SEC source: 0001104659-20-127005 · tm2036363d4_4.xml · derivative · entry 1

Regazzi John J · CIK 0001416849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2030-11-16

SEC source: 0001104659-20-127007 · tm2036363d6_4.xml · nonDerivative · entry 1

Derycz Peter · CIK 0001351848 · Director · CEO & President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,726,361

F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on November 17, 2021 and 1/12th of the RSAs vest on the last day of each quarter beginning December 31, 2021 until fully vested.

SEC source: 0001104659-20-127002 · tm2036363d1_4.xml · derivative · entry 1

MCPEAK MERRILL A · CIK 0001210317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2030-11-16

SEC source: 0001104659-20-127004 · tm2036363d3_4.xml · derivative · entry 1

OLIVIER ROY W · CIK 0001375012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2030-11-16

SEC source: 0001104659-20-127010 · tm2036363-9_4.xml · derivative · entry 1

van der Heijden Michiel · CIK 0001821824 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,208

Underlying: Common Stock · 5,208 shares

Expires 2030-11-16

F1 · derivative.exercise_date: 1/3rd of the shares vest on November 17, 2021 and 1/12th of the shares vest on the last day of each quarter beginning December 31, 2021 until fully vested.

SEC source: 0001104659-20-127008 · tm2036363d7_4.xml · nonDerivative · entry 1

Nissan Marc · CIK 0001749233 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595,983

F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on November 17, 2021 and 1/12th of the RSAs vest on the last day of each quarter beginning December 31, 2021 until fully vested.

SEC source: 0001104659-20-127006 · tm2036363d5_4.xml · nonDerivative · entry 1

URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,089

F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on November 17, 2021 and 1/12th of the RSAs vest on the last day of each quarter beginning December 31, 2021 until fully vested.

SEC source: 0001104659-20-127003 · tm2036363d2_4.xml · derivative · entry 1

COOPER CHAD J. · CIK 0001621850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2030-11-16

SEC source: 0001683168-20-003641 · ownership.xml · nonDerivative · entry 1

BRISTOL INVESTMENT FUND LTD · CIK 0001174866 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,306,678

SEC source: 0001683168-20-003518 · ownership.xml · nonDerivative · entry 2

BRISTOL INVESTMENT FUND LTD · CIK 0001174866 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,359,487

SEC source: 0001683168-20-003518 · ownership.xml · nonDerivative · entry 1

BRISTOL INVESTMENT FUND LTD · CIK 0001174866 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,374,695

SEC source: 0001104659-20-114501 · tm2033115d1_4.xml · derivative · entry 2

MCPEAK MERRILL A · CIK 0001210317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2020-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 12,500 warrant shares vested and become exercisable on each of 12/31/10, 3/31/11, 6/30/11 and 9/30/11.

SEC source: 0001104659-20-114501 · tm2033115d1_4.xml · nonDerivative · entry 1

MCPEAK MERRILL A · CIK 0001210317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001683168-20-003401 · ownership.xml · nonDerivative · entry 2

BRISTOL INVESTMENT FUND LTD · CIK 0001174866 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,430,861

SEC source: 0001683168-20-003401 · ownership.xml · nonDerivative · entry 1

BRISTOL INVESTMENT FUND LTD · CIK 0001174866 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,452,334

SEC source: 0001104659-20-107468 · tm2031557d3_4.xml · nonDerivative · entry 1

AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,652

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

SEC source: 0001104659-20-107467 · tm2031557d2_4.xml · nonDerivative · entry 1

Derycz Peter · CIK 0001351848 · Director · CEO & President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,719,084

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

SEC source: 0001104659-20-107465 · tm2031557d1_4.xml · nonDerivative · entry 1

URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,690

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

SEC source: 0001683168-20-003213 · ownership.xml · nonDerivative · entry 1

BRISTOL INVESTMENT FUND LTD · CIK 0001174866 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,492,966

SEC source: 0001104659-20-107103 · tm2031333d1_4.xml · derivative · entry 1

van Erkel Rogier · CIK 0001749243 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2030-09-17

F1 · derivative.exercise_date: 1/3rd on September 17, 2021, and 1/12th on the last day of each quarter commencing September 30, 2021.

SEC source: 0000905718-20-000957 · researchsol_fm4sept142020.xml · nonDerivative · entry 1

12 West Capital Management LP · CIK 0001540531 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,547,076

F1 · ownership.nature: The securities of Research Solutions, Inc. reported herein are held by 12 West Capital Fund LP, a Delaware limited partnership, and 12 West Capital Offshore Fund LP, a Cayman Islands exempted limited partnership (each a "Fund" and together, the "Funds"). The Funds are advised by 12 West Capital Management LP (the "Reporting Person"). The Reporting Person, in its capacity as the investment manager of the Funds, has the sole power to vote and the sole power to direct the disposition of all securities held by the Funds. Joel Ramin, as the sole member of 12 West Capital Management, LLC, the general partner of the Reporting Person, possesses the voting and dispositive power with respect to all securities beneficially owned by the Reporting Person.

F2 · ownership.nature: Thus, for the purposes of Reg. Section 240.13d-3, the Reporting Person may be deemed to beneficially own the securities reported herein. The Reporting Person's interest in such securities is limited to the extent of its pecuniary interest in the Funds, if any. This report shall not be deemed an admission that the Reporting Person, each Fund or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001683168-20-003112 · ownership.xml · nonDerivative · entry 2

BRISTOL INVESTMENT FUND LTD · CIK 0001174866 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,592,966