Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 19, 2021 Filed Jul 21, 2021 17:53 UTC |
Derycz PeterDirector · Executive Chairman · 10% owner
|
SaleCommon Stock | 41,798 | $2.92 | $122,050.16 |
DisclosureSEC source: 0001104659-21-094513 · tm2122967-1_4seq1.xml · nonDerivative · entry 1 Derycz Peter · CIK 0001351848 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,343,936 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2021. The reporting person undertakes to provide to Research Solutions, Inc., any security holder of Research Solutions, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.90 to $2.975, inclusive. Read SEC document |
| July 16, 2021 Filed Jul 16, 2021 19:53 UTC |
Derycz PeterDirector · Executive Chairman · 10% owner
|
SaleCommon Stock | 14,612 | $2.97 | $43,397.64 |
DisclosureSEC source: 0001104659-21-093181 · tm2122492-1_4seq1.xml · nonDerivative · entry 3 Derycz Peter · CIK 0001351848 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,385,734 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2021. The reporting person undertakes to provide to Research Solutions, Inc., any security holder of Research Solutions, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.94 to $3.00, inclusive. Read SEC document |
| July 15, 2021 Filed Jul 16, 2021 19:53 UTC |
Derycz PeterDirector · Executive Chairman · 10% owner
|
SaleCommon Stock | 23,933 | $2.96 | $70,841.68 |
DisclosureSEC source: 0001104659-21-093181 · tm2122492-1_4seq1.xml · nonDerivative · entry 2 Derycz Peter · CIK 0001351848 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,400,346 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2021. The reporting person undertakes to provide to Research Solutions, Inc., any security holder of Research Solutions, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.94 to $3.04, inclusive. Read SEC document |
| July 14, 2021 Filed Jul 16, 2021 19:53 UTC |
Derycz PeterDirector · Executive Chairman · 10% owner
|
SaleCommon Stock | 28,520 | $2.98 | $84,989.60 |
DisclosureSEC source: 0001104659-21-093181 · tm2122492-1_4seq1.xml · nonDerivative · entry 1 Derycz Peter · CIK 0001351848 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,424,279 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2021. The reporting person undertakes to provide to Research Solutions, Inc., any security holder of Research Solutions, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.95 to $3.02, inclusive. Read SEC document |
| July 13, 2021 Filed Jul 13, 2021 18:51 UTC |
Derycz PeterDirector · Executive Chairman · 10% owner
|
SaleCommon Stock | 25,312 | $3.01 | $76,189.12 |
DisclosureSEC source: 0001104659-21-091803 · tm2122154-1_4seq1.xml · nonDerivative · entry 3 Derycz Peter · CIK 0001351848 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,452,799 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2021. The reporting person undertakes to provide to Research Solutions, Inc., any security holder of Research Solutions, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.00 to $3.05, inclusive. Read SEC document |
| July 12, 2021 Filed Jul 13, 2021 18:51 UTC |
Derycz PeterDirector · Executive Chairman · 10% owner
|
SaleCommon Stock | 9,005 | $3.03 | $27,285.15 |
DisclosureSEC source: 0001104659-21-091803 · tm2122154-1_4seq1.xml · nonDerivative · entry 2 Derycz Peter · CIK 0001351848 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,478,111 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2021. The reporting person undertakes to provide to Research Solutions, Inc., any security holder of Research Solutions, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.01 to $3.05, inclusive. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 18:51 UTC |
Derycz PeterDirector · Executive Chairman · 10% owner
|
SaleCommon Stock | 5,531 | $3.06 | $16,924.86 |
DisclosureSEC source: 0001104659-21-091803 · tm2122154-1_4seq1.xml · nonDerivative · entry 1 Derycz Peter · CIK 0001351848 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,487,116 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2021. The reporting person undertakes to provide to Research Solutions, Inc., any security holder of Research Solutions, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.01 to $3.09, inclusive. Read SEC document |
| July 08, 2021 Filed Jul 8, 2021 19:25 UTC |
Derycz PeterDirector · Executive Chairman · 10% owner
|
SaleCommon Stock | 13,273 | $3.02 | $40,084.46 |
DisclosureSEC source: 0001104659-21-090369 · tm2121801-1_4seq1.xml · nonDerivative · entry 3 Derycz Peter · CIK 0001351848 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,492,647 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2021. The reporting person undertakes to provide to Research Solutions, Inc., any security holder of Research Solutions, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.93 to $3.12, inclusive. Read SEC document |
| July 07, 2021 Filed Jul 8, 2021 19:25 UTC |
Derycz PeterDirector · Executive Chairman · 10% owner
|
SaleCommon Stock | 56,035 | $3.01 | $168,665.35 |
DisclosureSEC source: 0001104659-21-090369 · tm2121801-1_4seq1.xml · nonDerivative · entry 2 Derycz Peter · CIK 0001351848 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,505,920 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2021. The reporting person undertakes to provide to Research Solutions, Inc., any security holder of Research Solutions, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.84 to $3.21, inclusive. Read SEC document |
| July 06, 2021 Filed Jul 8, 2021 19:25 UTC |
Derycz PeterDirector · Executive Chairman · 10% owner
|
SaleCommon Stock | 156,981 | $3.00 | $470,943.00 |
DisclosureSEC source: 0001104659-21-090369 · tm2121801-1_4seq1.xml · nonDerivative · entry 1 Derycz Peter · CIK 0001351848 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,561,955 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2021. The reporting person undertakes to provide to Research Solutions, Inc., any security holder of Research Solutions, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.65 to $3.25, inclusive. Read SEC document |
| June 20, 2021 Filed Jun 21, 2021 21:43 UTC |
AHLBERG SCOTTChief Operating Officer
|
Tax withholdingCommon Stock | 3,300 | $2.50 | $8,250.00 |
DisclosureSEC source: 0001104659-21-083691 · tm2120318d3_4.xml · nonDerivative · entry 1 AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,538 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| June 20, 2021 Filed Jun 21, 2021 21:45 UTC |
Derycz PeterDirector · Executive Chairman · 10% owner
|
Tax withholdingCommon Stock | 3,400 | $2.50 | $8,500.00 |
DisclosureSEC source: 0001104659-21-083696 · tm2120318d4_4.xml · nonDerivative · entry 2 Derycz Peter · CIK 0001351848 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,718,936 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| June 20, 2021 Filed Jun 22, 2021 01:42 UTC |
URBAN ALAN LOUISCFO & Secretary
|
Tax withholdingCommon Stock | 2,500 | $2.50 | $6,250.00 |
DisclosureSEC source: 0001104659-21-083690 · tm2120318d2_4.xml · nonDerivative · entry 2 URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,009 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| June 20, 2021 Filed Jun 22, 2021 01:41 UTC |
Nissan MarcChief Technology Officer
|
Tax withholdingCommon stock | 1,850 | $2.50 | $4,625.00 |
DisclosureSEC source: 0001104659-21-083688 · tm2120318d1_4.xml · nonDerivative · entry 1 Nissan Marc · CIK 0001749233 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,142 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| June 18, 2021 Filed Jun 21, 2021 21:45 UTC |
Derycz PeterDirector · Executive Chairman · 10% owner
|
Exercise / conversionCommon Stock Warrants (right to buy) · Derivative | 6,000 | $1.00 Strike: $1.25 | $6,000.00 |
DisclosureSEC source: 0001104659-21-083696 · tm2120318d4_4.xml · derivative · entry 3 Derycz Peter · CIK 0001351848 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2021-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The reported securities were included within units purchased by the reporting person for $1.00 per unit. Each unit consisted of one share of common stock and one warrant to purchase three-tenths of one share of common stock. Read SEC document |
| June 18, 2021 Filed Jun 21, 2021 21:45 UTC |
Derycz PeterDirector · Executive Chairman · 10% owner
|
Exercise / conversionCommon Stock | 6,000 | $1.25 | $7,500.00 |
DisclosureSEC source: 0001104659-21-083696 · tm2120318d4_4.xml · nonDerivative · entry 1 Derycz Peter · CIK 0001351848 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,722,336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 18, 2021 Filed Jun 22, 2021 01:42 UTC |
URBAN ALAN LOUISCFO & Secretary
|
SaleCommon Stock | 5,000 | $2.43 | $12,150.00 |
DisclosureSEC source: 0001104659-21-083690 · tm2120318d2_4.xml · nonDerivative · entry 1 URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,509 Read SEC document |
| June 14, 2021 Filed Jun 17, 2021 00:13 UTC |
Nissan MarcChief Technology Officer
|
SaleCommon Stock | 8,528 | $2.45 | $20,893.60 |
DisclosureSEC source: 0001104659-21-082160 · tm2120008-2_4seq1.xml · nonDerivative · entry 3 Nissan Marc · CIK 0001749233 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,992 Read SEC document |
| June 14, 2021 Filed Jun 17, 2021 00:13 UTC |
Nissan MarcChief Technology Officer
|
SaleCommon Stock | 1 | $2.44 | $2.44 |
DisclosureSEC source: 0001104659-21-082160 · tm2120008-2_4seq1.xml · nonDerivative · entry 2 Nissan Marc · CIK 0001749233 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 519,520 Read SEC document |
| June 14, 2021 Filed Jun 17, 2021 00:13 UTC |
Nissan MarcChief Technology Officer
|
SaleCommon stock | 24,999 | $2.43 | $60,747.57 |
DisclosureSEC source: 0001104659-21-082160 · tm2120008-2_4seq1.xml · nonDerivative · entry 1 Nissan Marc · CIK 0001749233 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 519,521 Read SEC document |
| June 14, 2021 Filed Jun 17, 2021 00:13 UTC |
URBAN ALAN LOUISCFO & Secretary
|
SaleCommon Stock | 5,000 | $2.45 | $12,250.00 |
DisclosureSEC source: 0001104659-21-082158 · tm2120008-1_4seq1.xml · nonDerivative · entry 1 URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,509 Read SEC document |
| June 11, 2021 Filed Jun 14, 2021 21:21 UTC |
Nissan MarcChief Technology Officer
|
SaleCommon Stock | 400 | $2.45 | $980.00 |
DisclosureSEC source: 0001104659-21-080861 · tm2119707d1_4.xml · nonDerivative · entry 3 Nissan Marc · CIK 0001749233 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,520 Read SEC document |
| June 11, 2021 Filed Jun 14, 2021 21:21 UTC |
Nissan MarcChief Technology Officer
|
SaleCommon Stock | 3,432 | $2.44 | $8,374.08 |
DisclosureSEC source: 0001104659-21-080861 · tm2119707d1_4.xml · nonDerivative · entry 2 Nissan Marc · CIK 0001749233 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,920 Read SEC document |
| June 11, 2021 Filed Jun 14, 2021 21:21 UTC |
Nissan MarcChief Technology Officer
|
SaleCommon stock | 2,668 | $2.43 | $6,483.24 |
DisclosureSEC source: 0001104659-21-080861 · tm2119707d1_4.xml · nonDerivative · entry 1 Nissan Marc · CIK 0001749233 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 548,352 Read SEC document |
| June 11, 2021 Filed Aug 11, 2021 18:03 UTC |
AHLBERG SCOTTChief Operating Officer
|
Exercise / conversionCommon Stock Warrants (right to buy) · Derivative | 1,500 | $1.00 Strike: $1.25 | $1,500.00 |
DisclosureSEC source: 0001104659-21-103609 · tm2124873-6_4seq1.xml · derivative · entry 3 AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires 2021-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The reported securities were included within units purchased by the reporting person for $1.00 per unit. Each unit consisted of one share of common stock and one warrant to purchase three-tenths of one share of common stock. Read SEC document |
| June 11, 2021 Filed Aug 11, 2021 18:03 UTC |
AHLBERG SCOTTChief Operating Officer
|
Exercise / conversionCommon Stock | 1,500 | $1.25 | $1,875.00 |
DisclosureSEC source: 0001104659-21-103609 · tm2124873-6_4seq1.xml · nonDerivative · entry 1 AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,038 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 10, 2021 Filed Jun 10, 2021 23:39 UTC |
Nissan MarcChief Technology Officer
|
SaleCommon Stock | 10,000 | $2.40 | $24,000.00 |
DisclosureSEC source: 0001104659-21-079630 · tm2119436-2_4seq1.xml · nonDerivative · entry 4 Nissan Marc · CIK 0001749233 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 551,020 Read SEC document |
| June 09, 2021 Filed Jun 10, 2021 23:39 UTC |
Nissan MarcChief Technology Officer
|
SaleCommon Stock | 3,700 | $2.42 | $8,954.00 |
DisclosureSEC source: 0001104659-21-079630 · tm2119436-2_4seq1.xml · nonDerivative · entry 3 Nissan Marc · CIK 0001749233 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561,020 Read SEC document |
| June 09, 2021 Filed Jun 10, 2021 23:39 UTC |
Nissan MarcChief Technology Officer
|
SaleCommon Stock | 26,300 | $2.40 | $63,120.00 |
DisclosureSEC source: 0001104659-21-079630 · tm2119436-2_4seq1.xml · nonDerivative · entry 2 Nissan Marc · CIK 0001749233 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 564,720 Read SEC document |
| June 09, 2021 Filed Jun 10, 2021 23:38 UTC |
URBAN ALAN LOUISCFO & Secretary
|
SaleCommon Stock | 10,000 | $2.40 | $24,000.00 |
DisclosureSEC source: 0001104659-21-079629 · tm2119436-1_4seq1.xml · nonDerivative · entry 2 URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,509 Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 01:55 UTC |
Nissan MarcChief Technology Officer
|
SaleCommon Stock | 20,000 | $2.41 | $48,200.00 |
DisclosureSEC source: 0001104659-21-078432 · tm2119228d1_4.xml · nonDerivative · entry 1 Nissan Marc · CIK 0001749233 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588,020 Read SEC document |
| June 07, 2021 Filed Jun 10, 2021 19:39 UTC |
MCPEAK MERRILL ADirector
|
Exercise / conversionCommon Stock Warrants (right to buy) · Derivative | 7,500 | $1.00 Strike: $1.25 | $7,500.00 |
DisclosureSEC source: 0001104659-21-079631 · tm2119436-3_4seq1.xml · derivative · entry 2 MCPEAK MERRILL A · CIK 0001210317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2021-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reported securities were included within units purchased by the reporting person for $1.00 per unit. Each unit consisted of one share of common stock and one warrant to purchase three-tenths of one share of common stock Read SEC document |
| June 07, 2021 Filed Jun 10, 2021 19:39 UTC |
MCPEAK MERRILL ADirector
|
Exercise / conversionCommon Stock | 7,500 | $1.25 | $9,375.00 |
DisclosureSEC source: 0001104659-21-079631 · tm2119436-3_4seq1.xml · nonDerivative · entry 1 MCPEAK MERRILL A · CIK 0001210317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2021 Filed Jun 10, 2021 23:39 UTC |
Nissan MarcChief Technology Officer
|
Exercise / conversionCommon Stock Warrants (right to buy) · Derivative | 3,000 | $1.00 Strike: $1.25 | $3,000.00 |
DisclosureSEC source: 0001104659-21-079630 · tm2119436-2_4seq1.xml · derivative · entry 5 Nissan Marc · CIK 0001749233 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires 2021-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reported securities were included within units purchased by the reporting person for $1.00 per unit. Each unit consisted of one share of common stock and one warrant to purchase three-tenths of one share of common stock. Read SEC document |
| June 07, 2021 Filed Jun 10, 2021 23:39 UTC |
Nissan MarcChief Technology Officer
|
Exercise / conversionCommon stock | 3,000 | $1.25 | $3,750.00 |
DisclosureSEC source: 0001104659-21-079630 · tm2119436-2_4seq1.xml · nonDerivative · entry 1 Nissan Marc · CIK 0001749233 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 591,020 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2021 Filed Jun 10, 2021 23:38 UTC |
URBAN ALAN LOUISCFO & Secretary
|
Exercise / conversionCommon Stock Warrants (right to buy) · Derivative | 1,800 | $1.00 Strike: $1.25 | $1,800.00 |
DisclosureSEC source: 0001104659-21-079629 · tm2119436-1_4seq1.xml · derivative · entry 7 URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,800 shares Expires 2021-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reported securities were included within units purchased by the reporting person for $1.00 per unit. Each unit consisted of one share of common stock and one warrant to purchase three-tenths of one share of common stock. Read SEC document |
| June 07, 2021 Filed Jun 10, 2021 23:38 UTC |
URBAN ALAN LOUISCFO & Secretary
|
Exercise / conversionCommon Stock | 1,800 | $1.25 | $2,250.00 |
DisclosureSEC source: 0001104659-21-079629 · tm2119436-1_4seq1.xml · nonDerivative · entry 1 URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,509 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 17:33 UTC |
Robin Eugene VladDirector
|
GrantOption to purchase common stock · Derivative | 31,250 | $0.00 Strike: $2.43 | $0.00 |
DisclosureSEC source: 0001104659-21-078334 · tm2119145-1_4seq1.xml · derivative · entry 1 Robin Eugene Vlad · CIK 0001714028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,250 Underlying: Common Stock · 31,250 shares Expires 2031-06-03 Read SEC document |
| May 17, 2021 Filed May 20, 2021 18:24 UTC |
Regazzi John JDirector
|
OtherCommon Stock Warrants (right to buy) · Derivative | 22,500 | $1.00 Strike: $1.25 | $22,500.00 |
DisclosureSEC source: 0001104659-21-070048 · tm2117179d1_4.xml · derivative · entry 3 Regazzi John J · CIK 0001416849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,500 shares Expires 2021-06-23 F1 · price: $1.00 per unit. Each unit consists of one share of common stock and one warrant to purchase three-tenths of one share of common stock. Read SEC document |
| May 17, 2021 Filed May 20, 2021 18:24 UTC |
Regazzi John JDirector
|
OtherCommon Stock | 22,500 | $1.25 | $28,125.00 |
DisclosureSEC source: 0001104659-21-070048 · tm2117179d1_4.xml · nonDerivative · entry 1 Regazzi John J · CIK 0001416849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,500 Read SEC document |
| May 11, 2021 Filed May 12, 2021 21:43 UTC |
AHLBERG SCOTTChief Operating Officer
|
GrantCommon Stock | 7,419 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-065372 · tm216093d4_4.xml · nonDerivative · entry 1 AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,838 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on May 11, 2022 and 1/12th of the RSAs vest on the last day of each quarter beginning June 30, 2022 until fully vested. Read SEC document |
| May 11, 2021 Filed May 13, 2021 01:43 UTC |
URBAN ALAN LOUISCFO & Secretary
|
GrantCommon Stock | 7,419 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-065371 · tm216093d3_4.xml · nonDerivative · entry 1 URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,709 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on May 11, 2022 and 1/12th of the RSAs vest on the last day of each quarter beginning June 30, 2022 until fully vested. Read SEC document |
| May 11, 2021 Filed May 13, 2021 01:42 UTC |
Nissan MarcChief Technology Officer
|
GrantCommon Stock | 7,419 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-065370 · tm216093d2_4.xml · nonDerivative · entry 1 Nissan Marc · CIK 0001749233 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 608,020 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on May 11, 2022 and 1/12th of the RSAs vest on the last day of each quarter beginning June 30, 2022 until fully vested. Read SEC document |
| May 11, 2021 Filed May 13, 2021 01:41 UTC |
van der Heijden MichielChief Product Officer
|
GrantOption to purchase common stock · Derivative | 7,955 | $0.00 Strike: $2.17 | $0.00 |
DisclosureSEC source: 0001104659-21-065369 · tm216093d1_4.xml · derivative · entry 1 van der Heijden Michiel · CIK 0001821824 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,955 Underlying: Common Stock · 7,955 shares Expires 2031-05-10 F1 · derivative.exercise_date: 1/3rd of the shares vest on May 11, 2022 and 1/12th of the shares vest on the last day of each quarter beginning June 30, 2022 until fully vested. Read SEC document |
| May 11, 2021 Filed May 13, 2021 06:14 UTC |
Derycz PeterDirector · Executive Chairman · 10% owner
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-065436 · tm216093d5_4.xml · nonDerivative · entry 2 Derycz Peter · CIK 0001351848 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,716,336 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on May 11, 2022 and 1/12th of the RSAs vest on the last day of each quarter beginning June 30, 2022 until fully vested. Read SEC document |
| May 10, 2021 Filed May 13, 2021 06:14 UTC |
Derycz PeterDirector · Executive Chairman · 10% owner
|
GiftCommon Stock | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-065436 · tm216093d5_4.xml · nonDerivative · entry 1 Derycz Peter · CIK 0001351848 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,706,336 Read SEC document |
| March 31, 2021 Filed Apr 5, 2021 20:09 UTC |
COOPER CHAD J.Former Director
|
Disposition to issuerWarrant to purchase common stock · Derivative | 100,000 | $1.25 Strike: $1.25 | $125,000.00 |
DisclosureSEC source: 0001104659-21-046561 · tm2112029d1_4seq1.xml · derivative · entry 5 COOPER CHAD J. · CIK 0001621850 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2021-06-23 Read SEC document |
| March 31, 2021 Filed Apr 5, 2021 20:09 UTC |
COOPER CHAD J.Former Director
|
Disposition to issuerOption to purchase common stock · Derivative | 50,000 | $2.13 Strike: $2.13 | $106,500.00 |
DisclosureSEC source: 0001104659-21-046561 · tm2112029d1_4seq1.xml · derivative · entry 4 COOPER CHAD J. · CIK 0001621850 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2030-11-16 Read SEC document |
| March 31, 2021 Filed Apr 5, 2021 20:09 UTC |
COOPER CHAD J.Former Director
|
Disposition to issuerOption to purchase common stock · Derivative | 75,000 | $1.20 Strike: $1.20 | $90,000.00 |
DisclosureSEC source: 0001104659-21-046561 · tm2112029d1_4seq1.xml · derivative · entry 3 COOPER CHAD J. · CIK 0001621850 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2027-11-20 Read SEC document |
| March 31, 2021 Filed Apr 5, 2021 20:09 UTC |
COOPER CHAD J.Former Director
|
Disposition to issuerOption to purchase common stock · Derivative | 75,000 | $1.05 Strike: $1.05 | $78,750.00 |
DisclosureSEC source: 0001104659-21-046561 · tm2112029d1_4seq1.xml · derivative · entry 2 COOPER CHAD J. · CIK 0001621850 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2026-11-20 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.