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Nasdaq · USD

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Research Solutions, Inc.

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6984
SEC CIK
0001386301
Parsed reports
425

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 20, 2024 Filed Mar 21, 2024 21:52 UTC
AHLBERG SCOTTChief Operating Officer
Tax withholdingCommon Stock 17,029 $2.85 $48,532.65
Disclosure

SEC source: 0001104659-24-037471 · tm249521-2_4seq1.xml · nonDerivative · entry 1

AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 571,981

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

Read SEC document
March 20, 2024 Filed Mar 21, 2024 21:53 UTC
OLIVIER ROY WDirector · CEO & President
Tax withholdingCommon Stock 32,265 $2.85 $91,955.25
Disclosure

SEC source: 0001104659-24-037472 · tm249521-3_4seq1.xml · nonDerivative · entry 1

OLIVIER ROY W · CIK 0001375012 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 663,761

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

Read SEC document
March 20, 2024 Filed Mar 22, 2024 01:54 UTC
NURTHEN WILLIAMCFO & Secretary
Tax withholdingCommon Stock 29,472 $2.85 $83,995.20
Disclosure

SEC source: 0001104659-24-037473 · tm249521-4_4seq1.xml · nonDerivative · entry 1

NURTHEN WILLIAM · CIK 0001388824 · CFO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 434,097

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

Read SEC document
March 20, 2024 Filed Mar 22, 2024 01:52 UTC
Hunt Shane AlanChief Revenue Officer
Tax withholdingCommon Stock 22,955 $2.85 $65,421.75
Disclosure

SEC source: 0001104659-24-037470 · tm249521-1_4seq1.xml · nonDerivative · entry 1

Hunt Shane Alan · CIK 0001888035 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 386,995

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

Read SEC document
March 20, 2024 Filed Mar 25, 2024 11:08 UTC
Derycz Peter10% owner
SaleCommon Stock 40,402 $2.87 $115,953.74
Disclosure

SEC source: 0001683168-24-001659 · ownership.xml · nonDerivative · entry 1

Derycz Peter · CIK 0001351848 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,984,680

Read SEC document
January 24, 2024 Filed Jan 24, 2024 14:21 UTC
Derycz Peter10% owner
SaleCommon Stock 61 $2.70 $164.70
Disclosure

SEC source: 0001683168-24-000416 · ownership.xml · nonDerivative · entry 3

Derycz Peter · CIK 0001351848 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,025,082

Read SEC document
January 23, 2024 Filed Jan 24, 2024 14:21 UTC
Derycz Peter10% owner
SaleCommon Stock 11,503 $2.71 $31,173.13
Disclosure

SEC source: 0001683168-24-000416 · ownership.xml · nonDerivative · entry 2

Derycz Peter · CIK 0001351848 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,025,143

Read SEC document
January 22, 2024 Filed Jan 24, 2024 14:21 UTC
Derycz Peter10% owner
SaleCommon Stock 30,262 $2.63 $79,589.06
Disclosure

SEC source: 0001683168-24-000416 · ownership.xml · nonDerivative · entry 1

Derycz Peter · CIK 0001351848 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,036,646

Read SEC document
January 19, 2024 Filed Jan 22, 2024 08:33 UTC
Derycz Peter10% owner
SaleCommon Stock 1,266 $2.60 $3,291.60
Disclosure

SEC source: 0001683168-24-000359 · ownership.xml · nonDerivative · entry 3

Derycz Peter · CIK 0001351848 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,066,908

Read SEC document
January 18, 2024 Filed Jan 22, 2024 08:33 UTC
Derycz Peter10% owner
SaleCommon Stock 20,113 $2.60 $52,293.80
Disclosure

SEC source: 0001683168-24-000359 · ownership.xml · nonDerivative · entry 2

Derycz Peter · CIK 0001351848 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,068,174

Read SEC document
January 17, 2024 Filed Jan 22, 2024 08:33 UTC
Derycz Peter10% owner
SaleCommon Stock 10 $2.60 $26.00
Disclosure

SEC source: 0001683168-24-000359 · ownership.xml · nonDerivative · entry 1

Derycz Peter · CIK 0001351848 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,088,287

Read SEC document
January 16, 2024 Filed Jan 16, 2024 19:41 UTC
Derycz Peter10% owner
SaleCommon Stock 22 $2.60 $57.20
Disclosure

SEC source: 0001683168-24-000318 · ownership.xml · nonDerivative · entry 4

Derycz Peter · CIK 0001351848 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,088,297

Read SEC document
January 12, 2024 Filed Jan 12, 2024 21:39 UTC OtherOption to purchase common stock · Derivative 38,767 $0.00 Strike: $2.10 $0.00
Disclosure

SEC source: 0001104659-24-003718 · tm243291-1_4seq1.xml · derivative · entry 6

Cooperman Barbara J. · CIK 0001912456 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Barbara J. Cooperman Revocable Trust dated September 8, 2023

Disclosed balance after: 38,767

Underlying: Common Stock · 38,767 shares

Expires 2032-02-07

F1 · kind: The reporting person transferred the shares without consideration to the Barbara J. Cooperman Revocable Trust dated September 8, 2023.

Read SEC document
January 12, 2024 Filed Jan 12, 2024 21:39 UTC OtherOption to purchase common stock · Derivative 50,000 $0.00 Strike: $2.15 $0.00
Disclosure

SEC source: 0001104659-24-003718 · tm243291-1_4seq1.xml · derivative · entry 5

Cooperman Barbara J. · CIK 0001912456 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Barbara J. Cooperman Revocable Trust dated September 8, 2023

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2032-12-07

F1 · kind: The reporting person transferred the shares without consideration to the Barbara J. Cooperman Revocable Trust dated September 8, 2023.

Read SEC document
January 12, 2024 Filed Jan 12, 2024 21:39 UTC OtherOption to purchase common stock · Derivative 50,000 $0.00 Strike: $2.73 $0.00
Disclosure

SEC source: 0001104659-24-003718 · tm243291-1_4seq1.xml · derivative · entry 4

Cooperman Barbara J. · CIK 0001912456 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Barbara J. Cooperman Revocable Trust dated September 8, 2023

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2033-12-05

F1 · kind: The reporting person transferred the shares without consideration to the Barbara J. Cooperman Revocable Trust dated September 8, 2023.

F2 · derivative.exercise_date: 1/3rd of the options vest on December 6, 2024 and 1/12th of the options vest on the last day of each quarter beginning December 31, 2024 until fully vested.

Read SEC document
January 12, 2024 Filed Jan 12, 2024 21:39 UTC OtherOption to purchase common stock · Derivative 38,767 $0.00 Strike: $2.10 $0.00
Disclosure

SEC source: 0001104659-24-003718 · tm243291-1_4seq1.xml · derivative · entry 3

Cooperman Barbara J. · CIK 0001912456 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,767 shares

Expires 2032-02-07

F1 · kind: The reporting person transferred the shares without consideration to the Barbara J. Cooperman Revocable Trust dated September 8, 2023.

Read SEC document
January 12, 2024 Filed Jan 12, 2024 21:39 UTC OtherOption to purchase common stock · Derivative 50,000 $0.00 Strike: $2.15 $0.00
Disclosure

SEC source: 0001104659-24-003718 · tm243291-1_4seq1.xml · derivative · entry 2

Cooperman Barbara J. · CIK 0001912456 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2032-12-07

F1 · kind: The reporting person transferred the shares without consideration to the Barbara J. Cooperman Revocable Trust dated September 8, 2023.

Read SEC document
January 12, 2024 Filed Jan 12, 2024 21:39 UTC OtherOption to purchase common stock · Derivative 50,000 $0.00 Strike: $2.73 $0.00
Disclosure

SEC source: 0001104659-24-003718 · tm243291-1_4seq1.xml · derivative · entry 1

Cooperman Barbara J. · CIK 0001912456 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2033-12-05

F1 · kind: The reporting person transferred the shares without consideration to the Barbara J. Cooperman Revocable Trust dated September 8, 2023.

F2 · derivative.exercise_date: 1/3rd of the options vest on December 6, 2024 and 1/12th of the options vest on the last day of each quarter beginning December 31, 2024 until fully vested.

Read SEC document
January 12, 2024 Filed Jan 16, 2024 19:41 UTC
Derycz Peter10% owner
SaleCommon Stock 636 $2.60 $1,653.60
Disclosure

SEC source: 0001683168-24-000318 · ownership.xml · nonDerivative · entry 3

Derycz Peter · CIK 0001351848 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,088,319

Read SEC document
January 11, 2024 Filed Jan 16, 2024 19:41 UTC
Derycz Peter10% owner
SaleCommon Stock 3,497 $2.60 $9,092.20
Disclosure

SEC source: 0001683168-24-000318 · ownership.xml · nonDerivative · entry 2

Derycz Peter · CIK 0001351848 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,088,955

Read SEC document
January 10, 2024 Filed Jan 16, 2024 19:41 UTC
Derycz Peter10% owner
SaleCommon Stock 8,756 $2.60 $22,765.60
Disclosure

SEC source: 0001683168-24-000318 · ownership.xml · nonDerivative · entry 1

Derycz Peter · CIK 0001351848 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,092,452

Read SEC document
January 09, 2024 Filed Jan 9, 2024 19:12 UTC
Derycz Peter10% owner
SaleCommon Stock 69,676 $2.70 $188,125.20
Disclosure

SEC source: 0001683168-24-000164 · ownership.xml · nonDerivative · entry 3

Derycz Peter · CIK 0001351848 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,101,208

Read SEC document
January 08, 2024 Filed Jan 9, 2024 19:12 UTC
Derycz Peter10% owner
SaleCommon Stock 15,000 $2.71 $40,650.00
Disclosure

SEC source: 0001683168-24-000164 · ownership.xml · nonDerivative · entry 2

Derycz Peter · CIK 0001351848 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,170,884

Read SEC document
January 05, 2024 Filed Jan 9, 2024 19:12 UTC
Derycz Peter10% owner
SaleCommon Stock 9,524 $2.63 $25,048.12
Disclosure

SEC source: 0001683168-24-000164 · ownership.xml · nonDerivative · entry 1

Derycz Peter · CIK 0001351848 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,185,884

Read SEC document
January 04, 2024 Filed Jan 4, 2024 19:03 UTC
Derycz Peter10% owner
SaleCommon Stock 476 $2.60 $1,237.60
Disclosure

SEC source: 0001683168-24-000089 · ownership.xml · nonDerivative · entry 4

Derycz Peter · CIK 0001351848 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,195,408

Read SEC document
January 03, 2024 Filed Jan 4, 2024 19:03 UTC
Derycz Peter10% owner
SaleCommon Stock 7,367 $2.62 $19,301.54
Disclosure

SEC source: 0001683168-24-000089 · ownership.xml · nonDerivative · entry 3

Derycz Peter · CIK 0001351848 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,195,884

Read SEC document
January 02, 2024 Filed Jan 4, 2024 19:03 UTC
Derycz Peter10% owner
SaleCommon Stock 1,353 $2.60 $3,517.80
Disclosure

SEC source: 0001683168-24-000089 · ownership.xml · nonDerivative · entry 2

Derycz Peter · CIK 0001351848 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,203,251

Read SEC document
December 29, 2023 Filed Jan 4, 2024 19:03 UTC
Derycz Peter10% owner
SaleCommon Stock 2,153 $2.61 $5,619.33
Disclosure

SEC source: 0001683168-24-000089 · ownership.xml · nonDerivative · entry 1

Derycz Peter · CIK 0001351848 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,204,604

Read SEC document
December 28, 2023 Filed Dec 28, 2023 19:24 UTC
Derycz Peter10% owner
SaleCommon Stock 383 $2.60 $995.80
Disclosure

SEC source: 0001683168-23-009133 · ownership.xml · nonDerivative · entry 3

Derycz Peter · CIK 0001351848 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,206,757

Read SEC document
December 27, 2023 Filed Dec 28, 2023 19:24 UTC
Derycz Peter10% owner
SaleCommon Stock 17,111 $2.64 $45,173.04
Disclosure

SEC source: 0001683168-23-009133 · ownership.xml · nonDerivative · entry 2

Derycz Peter · CIK 0001351848 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,207,140

Read SEC document
December 26, 2023 Filed Dec 28, 2023 19:24 UTC
Derycz Peter10% owner
SaleCommon Stock 9,711 $2.61 $25,345.71
Disclosure

SEC source: 0001683168-23-009133 · ownership.xml · nonDerivative · entry 1

Derycz Peter · CIK 0001351848 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,224,251

Read SEC document
December 22, 2023 Filed Dec 22, 2023 18:28 UTC
Derycz Peter10% owner
SaleCommon Stock 7,590 $2.63 $19,961.70
Disclosure

SEC source: 0001683168-23-009074 · ownership.xml · nonDerivative · entry 4

Derycz Peter · CIK 0001351848 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,233,962

Read SEC document
December 22, 2023 Filed Dec 22, 2023 18:28 UTC
Derycz Peter10% owner
SaleCommon Stock 20,224 $2.65 $53,593.60
Disclosure

SEC source: 0001683168-23-009074 · ownership.xml · nonDerivative · entry 3

Derycz Peter · CIK 0001351848 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,241,552

Read SEC document
December 21, 2023 Filed Dec 22, 2023 18:28 UTC
Derycz Peter10% owner
SaleCommon Stock 27,653 $2.65 $73,280.45
Disclosure

SEC source: 0001683168-23-009074 · ownership.xml · nonDerivative · entry 2

Derycz Peter · CIK 0001351848 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,261,776

Read SEC document
December 20, 2023 Filed Dec 22, 2023 18:02 UTC
AHLBERG SCOTTChief Operating Officer
Tax withholdingCommon Stock 2,366 $2.66 $6,293.56
Disclosure

SEC source: 0001104659-23-128913 · tm2333656-2_4seq1.xml · nonDerivative · entry 1

AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 589,010

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

Read SEC document
December 20, 2023 Filed Dec 22, 2023 18:28 UTC
Derycz Peter10% owner
SaleCommon Stock 13,893 $2.68 $37,233.24
Disclosure

SEC source: 0001683168-23-009074 · ownership.xml · nonDerivative · entry 1

Derycz Peter · CIK 0001351848 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,289,429

Read SEC document
December 20, 2023 Filed Dec 22, 2023 18:01 UTC
OLIVIER ROY WDirector · CEO & President
Tax withholdingCommon Stock 3,092 $2.66 $8,224.72
Disclosure

SEC source: 0001104659-23-128912 · tm2333656-1_4seq1.xml · nonDerivative · entry 1

OLIVIER ROY W · CIK 0001375012 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 696,026

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

Read SEC document
December 20, 2023 Filed Dec 22, 2023 23:06 UTC
NURTHEN WILLIAMCFO & Secretary
Tax withholdingCommon Stock 2,490 $2.66 $6,623.40
Disclosure

SEC source: 0001104659-23-128918 · tm2333656-4_4seq1.xml · nonDerivative · entry 1

NURTHEN WILLIAM · CIK 0001388824 · CFO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 463,569

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

Read SEC document
December 20, 2023 Filed Dec 22, 2023 23:05 UTC
Hunt Shane AlanChief Revenue Officer
Tax withholdingCommon Stock 553 $2.66 $1,470.98
Disclosure

SEC source: 0001104659-23-128915 · tm2333656-3_4seq1.xml · nonDerivative · entry 1

Hunt Shane Alan · CIK 0001888035 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 409,950

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

Read SEC document
December 06, 2023 Filed Dec 8, 2023 21:13 UTC GrantOption to purchase common stock · Derivative 47,797 $0.00 Strike: $2.73 $0.00
Disclosure

SEC source: 0001104659-23-124808 · tm2332543-5_4seq1.xml · derivative · entry 1

Gayron Kenneth L · CIK 0001669103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 47,797 shares

Expires 2033-12-05

F1 · derivative.exercise_date: 1/3rd of the options vest on December 6, 2024 and 1/12th of the options vest on the last day of each quarter beginning December 31, 2024 until fully vested.

Read SEC document
December 06, 2023 Filed Dec 8, 2023 20:03 UTC GrantOption to purchase common stock · Derivative 50,000 $0.00 Strike: $2.73 $0.00
Disclosure

SEC source: 0001104659-23-124796 · tm2332543-4_4seq1.xml · derivative · entry 1

Regazzi John J · CIK 0001416849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2033-12-05

F1 · derivative.exercise_date: 1/3rd of the options vest on December 6, 2024 and 1/12th of the options vest on the last day of each quarter beginning December 31, 2024 until fully vested.

Read SEC document
December 06, 2023 Filed Dec 8, 2023 20:02 UTC GrantOption to purchase common stock · Derivative 50,000 $0.00 Strike: $2.73 $0.00
Disclosure

SEC source: 0001104659-23-124795 · tm2332543-2_4seq1.xml · derivative · entry 1

MCPEAK MERRILL A · CIK 0001210317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2033-12-05

F1 · derivative.exercise_date: 1/3rd of the options vest on December 6, 2024 and 1/12th of the options vest on the last day of each quarter beginning December 31, 2024 until fully vested

Read SEC document
December 06, 2023 Filed Dec 9, 2023 02:12 UTC GrantOption to purchase common stock · Derivative 60,137 $0.00 Strike: $2.73 $0.00
Disclosure

SEC source: 0001104659-23-124807 · tm2332543-3_4seq1.xml · derivative · entry 1

Murphy Jeremy · CIK 0002001296 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 60,137 shares

Expires 2033-12-05

F1 · derivative.exercise_date: 1/3rd of the options vest on December 6, 2024 and 1/12th of the options vest on the last day of each quarter beginning December 31, 2024 until fully vested.

Read SEC document
December 06, 2023 Filed Dec 9, 2023 01:01 UTC GrantOption to purchase common stock · Derivative 50,000 $0.00 Strike: $2.73 $0.00
Disclosure

SEC source: 0001104659-23-124794 · tm2332543-1_4seq1.xml · derivative · entry 1

Cooperman Barbara J. · CIK 0001912456 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2033-12-05

F1 · derivative.exercise_date: 1/3rd of the options vest on December 6, 2024 and 1/12th of the options vest on the last day of each quarter beginning December 31, 2024 until fully vested.

Read SEC document
December 06, 2023 Filed Dec 12, 2023 21:05 UTC
NURTHEN WILLIAMCFO & Secretary
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-125360 · tm2332673-1_4seq1.xml · nonDerivative · entry 1

NURTHEN WILLIAM · CIK 0001388824 · CFO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 466,059

F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 20% of the RSAs vest on the trading day on which the 30-day volume-weighted average price of the Registrant's common stock, as quoted on the Nasdaq Capital Market, equals or exceeds $3.00, $3.75, $4.50, $5.25 and $6.00, subject to acceleration upon the consummation of a change of control transaction based on the per share price attributable to the Registrant's common stock for purposes of such transaction.

Read SEC document
December 06, 2023 Filed Sep 24, 2024 13:52 UTC Amendment GrantOption to purchase common stock · Derivative 47,797 $0.00 Strike: $2.73 $0.00
Disclosure

SEC source: 0001104659-24-102365 · tm2424616-5_4aseq1.xml · derivative · entry 1

Gayron Kenneth L · CIK 0001669103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,797

Underlying: Common Stock · 47,797 shares

Expires 2033-12-05

F1 · derivative.exercise_date: 1/3rd of the options vest on December 6, 2024 and 1/12th of the options vest on the last day of each quarter beginning December 31, 2024 until fully vested.

F2 · balance_after: This amendment amends the Form 4 to correctly state the number of derivative securities beneficially owned following the reported transaction.

Read SEC document
December 06, 2023 Filed Sep 24, 2024 17:50 UTC Amendment GrantOption to purchase common stock · Derivative 60,137 $0.00 Strike: $2.73 $0.00
Disclosure

SEC source: 0001104659-24-102363 · tm2424616-6_4aseq1.xml · derivative · entry 1

Murphy Jeremy · CIK 0002001296 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,137

Underlying: Common Stock · 60,137 shares

Expires 2033-12-05

F1 · derivative.exercise_date: 1/3rd of the options vest on December 6, 2024 and 1/12th of the options vest on the last day of each quarter beginning December 31, 2024 until fully vested.

F2 · balance_after: This amendment amends the Form 4 to correctly state the number of derivative securities beneficially owned following the reported transaction.

Read SEC document
November 10, 2023 Filed Nov 14, 2023 15:48 UTC
Derycz Peter10% owner
SaleCommon Stock 18,000 $2.34 $42,120.00
Disclosure

SEC source: 0000939798-23-000002 · primary_doc.xml · nonDerivative · entry 1

Derycz Peter · CIK 0001351848 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,303,322

Read SEC document
September 20, 2023 Filed Sep 22, 2023 16:34 UTC
AHLBERG SCOTTChief Operating Officer
Tax withholdingCommon Stock 5,140 $2.48 $12,747.20
Disclosure

SEC source: 0001104659-23-103215 · tm2326768-2_4seq1.xml · nonDerivative · entry 1

AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 591,376

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

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September 20, 2023 Filed Sep 22, 2023 16:34 UTC
OLIVIER ROY WDirector · CEO & President
Tax withholdingCommon Stock 7,523 $2.48 $18,657.04
Disclosure

SEC source: 0001104659-23-103214 · tm2326768-1_4seq1.xml · nonDerivative · entry 1

OLIVIER ROY W · CIK 0001375012 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 699,118

F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.