Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 21, 2017 Filed Dec 1, 2017 12:24 UTC |
AHLBERG SCOTTChief Operating Officer
|
GrantCommon Stock | 8,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-061826 · tv480542_form4.xml · nonDerivative · entry 1 AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,728 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on November 21, 2018 and 1/12th of the RSAs vest on the last day of each quarter beginning December 31, 2018 until fully vested. Read SEC document |
| November 21, 2017 Filed Dec 1, 2017 12:29 UTC |
PETERSON JANICE MDirector · See Remarks
|
GrantCommon Stock | 8,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-061832 · tv480545_form4.xml · nonDerivative · entry 1 PETERSON JANICE M · CIK 0001449751 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,847 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on November 21, 2018 and 1/12th of the RSAs vest on the last day of each quarter beginning December 31, 2018 until fully vested. Read SEC document |
| November 21, 2017 Filed Dec 1, 2017 12:34 UTC |
Regazzi John JDirector
|
GrantOption to purchase common stock · Derivative | 150,000 | $0.00 Strike: $1.20 | $0.00 |
DisclosureSEC source: 0001144204-17-061842 · tv480549_form4.xml · derivative · entry 1 Regazzi John J · CIK 0001416849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2027-11-20 Read SEC document |
| November 21, 2017 Filed Dec 1, 2017 12:31 UTC |
Derycz PeterDirector · CEO & President · 10% owner
|
GrantCommon Stock | 10,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-061837 · tv480547_form4.xml · nonDerivative · entry 1 Derycz Peter · CIK 0001351848 · Director · CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,710,604 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on November 21, 2018 and 1/12th of the RSAs vest on the last day of each quarter beginning December 31, 2018 until fully vested. Read SEC document |
| November 21, 2017 Filed Dec 1, 2017 12:30 UTC |
MCPEAK MERRILL ADirector
|
GrantOption to purchase common stock · Derivative | 75,000 | $0.00 Strike: $1.20 | $0.00 |
DisclosureSEC source: 0001144204-17-061835 · tv480546_form4.xml · derivative · entry 1 MCPEAK MERRILL A · CIK 0001210317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2027-11-20 Read SEC document |
| November 21, 2017 Filed Dec 1, 2017 17:33 UTC |
COOPER CHAD J.Director
|
GrantOption to purchase common stock · Derivative | 75,000 | $0.00 Strike: $1.20 | $0.00 |
DisclosureSEC source: 0001144204-17-061839 · tv480548_form4.xml · derivative · entry 1 COOPER CHAD J. · CIK 0001621850 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2027-11-20 Read SEC document |
| November 21, 2017 Filed Dec 1, 2017 17:26 UTC |
URBAN ALAN LOUISCFO & Secretary
|
GrantCommon Stock | 8,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-061828 · tv480543_form4.xml · nonDerivative · entry 1 URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,005 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on November 21, 2018 and 1/12th of the RSAs vest on the last day of each quarter beginning December 31, 2018 until fully vested. Read SEC document |
| November 07, 2017 Filed Nov 29, 2017 22:10 UTC |
12 West Capital Management LP10% owner
|
SaleCommon Stock, par value $0.001 | 600,000 | $1.19 | $714,000.00 |
DisclosureSEC source: 0000905718-17-001006 · westcap12_fm4jul2913.xml · nonDerivative · entry 1 12 West Capital Management LP · CIK 0001540531 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,221,000 F1 · ownership.nature: The securities of Research Solutions, Inc. reported herein are held by 12 West Capital Fund LP, a Delaware limited partnership, and 12 West Capital Offshore Fund LP, a Cayman Islands exempted limited partnership (each a "Fund" and together, the "Funds"). The Funds are advised by 12 West Capital Management LP (the "Reporting Person"). The Reporting Person, in its capacity as the investment manager of the Funds, has the sole power to vote and the sole power to direct the disposition of all securities held by the Funds. Joel Ramin, as the sole member of 12 West Capital Management, LLC, the general partner of the Reporting Person, possesses the voting and dispositive power with respect to all securities beneficially owned by the Reporting Person. F2 · ownership.nature: Thus, for the purposes of Reg. Section 240.13d-3, the Reporting Person may be deemed to beneficially own the securities reported herein. The Reporting Person's interest in such securities is limited to the extent of its pecuniary interest in the Funds, if any. F3 · ownership.nature: This report shall not be deemed an admission that the Reporting Person, each Fund or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:03 UTC |
AHLBERG SCOTTChief Operating Officer
|
GrantOptions (right to buy) · Derivative | 8,500 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001144204-17-051276 · v476385_4.xml · derivative · entry 4 AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500 Underlying: Common Stock · 8,500 shares Expires 2022-12-21 F1 · price: The option was cancelled by mutual agreement of the reporting person and the issuer. The issuer granted a new option to purchase an equivalent number of shares with a term expiring on December 21, 2022 and an exercise price equal to the higher of the exercise price for the previous option and the closing price of one share of the issuer's common stock on the grant date. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:03 UTC |
AHLBERG SCOTTChief Operating Officer
|
GrantOptions (right to buy) · Derivative | 66,500 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001144204-17-051276 · v476385_4.xml · derivative · entry 3 AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,500 Underlying: Common Stock · 66,500 shares Expires 2022-12-21 F1 · price: The option was cancelled by mutual agreement of the reporting person and the issuer. The issuer granted a new option to purchase an equivalent number of shares with a term expiring on December 21, 2022 and an exercise price equal to the higher of the exercise price for the previous option and the closing price of one share of the issuer's common stock on the grant date. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:03 UTC |
AHLBERG SCOTTChief Operating Officer
|
Disposition to issuerOptions (right to buy) · Derivative | 8,500 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0001144204-17-051276 · v476385_4.xml · derivative · entry 2 AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,500 shares Expires 2017-12-21 F1 · price: The option was cancelled by mutual agreement of the reporting person and the issuer. The issuer granted a new option to purchase an equivalent number of shares with a term expiring on December 21, 2022 and an exercise price equal to the higher of the exercise price for the previous option and the closing price of one share of the issuer's common stock on the grant date. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:03 UTC |
AHLBERG SCOTTChief Operating Officer
|
Disposition to issuerOptions (right to buy) · Derivative | 66,500 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0001144204-17-051276 · v476385_4.xml · derivative · entry 1 AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 66,500 shares Expires 2017-12-21 F1 · price: The option was cancelled by mutual agreement of the reporting person and the issuer. The issuer granted a new option to purchase an equivalent number of shares with a term expiring on December 21, 2022 and an exercise price equal to the higher of the exercise price for the previous option and the closing price of one share of the issuer's common stock on the grant date. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:04 UTC |
PETERSON JANICE MDirector · See Remarks
|
GrantOptions (right to buy) · Derivative | 40,000 | $0.00 Strike: $1.15 | $0.00 |
DisclosureSEC source: 0001144204-17-051277 · v476386_4.xml · derivative · entry 8 PETERSON JANICE M · CIK 0001449751 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2022-12-21 F1 · price: The option was cancelled by mutual agreement of the reporting person and the issuer. The issuer granted a new option to purchase an equivalent number of shares with a term expiring on December 21, 2022 and an exercise price equal to the higher of the exercise price for the previous option and the closing price of one share of the issuer's common stock on the grant date. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:04 UTC |
PETERSON JANICE MDirector · See Remarks
|
GrantOptions (right to buy) · Derivative | 75,000 | $0.00 Strike: $1.15 | $0.00 |
DisclosureSEC source: 0001144204-17-051277 · v476386_4.xml · derivative · entry 7 PETERSON JANICE M · CIK 0001449751 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2022-12-21 F1 · price: The option was cancelled by mutual agreement of the reporting person and the issuer. The issuer granted a new option to purchase an equivalent number of shares with a term expiring on December 21, 2022 and an exercise price equal to the higher of the exercise price for the previous option and the closing price of one share of the issuer's common stock on the grant date. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:04 UTC |
PETERSON JANICE MDirector · See Remarks
|
GrantOptions (right to buy) · Derivative | 18,500 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001144204-17-051277 · v476386_4.xml · derivative · entry 6 PETERSON JANICE M · CIK 0001449751 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,500 Underlying: Common Stock · 18,500 shares Expires 2022-12-21 F1 · price: The option was cancelled by mutual agreement of the reporting person and the issuer. The issuer granted a new option to purchase an equivalent number of shares with a term expiring on December 21, 2022 and an exercise price equal to the higher of the exercise price for the previous option and the closing price of one share of the issuer's common stock on the grant date. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:04 UTC |
PETERSON JANICE MDirector · See Remarks
|
GrantOptions (right to buy) · Derivative | 66,500 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001144204-17-051277 · v476386_4.xml · derivative · entry 5 PETERSON JANICE M · CIK 0001449751 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,500 Underlying: Common Stock · 66,500 shares Expires 2022-12-21 F1 · price: The option was cancelled by mutual agreement of the reporting person and the issuer. The issuer granted a new option to purchase an equivalent number of shares with a term expiring on December 21, 2022 and an exercise price equal to the higher of the exercise price for the previous option and the closing price of one share of the issuer's common stock on the grant date. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:04 UTC |
PETERSON JANICE MDirector · See Remarks
|
Disposition to issuerOptions (right to buy) · Derivative | 40,000 | Not disclosed Strike: $1.02 | Not disclosed |
DisclosureSEC source: 0001144204-17-051277 · v476386_4.xml · derivative · entry 4 PETERSON JANICE M · CIK 0001449751 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2020-07-27 F1 · price: The option was cancelled by mutual agreement of the reporting person and the issuer. The issuer granted a new option to purchase an equivalent number of shares with a term expiring on December 21, 2022 and an exercise price equal to the higher of the exercise price for the previous option and the closing price of one share of the issuer's common stock on the grant date. F2 · derivative.exercise_date: The options vest at 1/12th of the total options on the last day of each calendar quarter starting with the calendar quarter ending September 30, 2010. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:04 UTC |
PETERSON JANICE MDirector · See Remarks
|
Disposition to issuerOptions (right to buy) · Derivative | 75,000 | Not disclosed Strike: $1.00 | Not disclosed |
DisclosureSEC source: 0001144204-17-051277 · v476386_4.xml · derivative · entry 3 PETERSON JANICE M · CIK 0001449751 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2019-05-28 F1 · price: The option was cancelled by mutual agreement of the reporting person and the issuer. The issuer granted a new option to purchase an equivalent number of shares with a term expiring on December 21, 2022 and an exercise price equal to the higher of the exercise price for the previous option and the closing price of one share of the issuer's common stock on the grant date. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:04 UTC |
PETERSON JANICE MDirector · See Remarks
|
Disposition to issuerOptions (right to buy) · Derivative | 18,500 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0001144204-17-051277 · v476386_4.xml · derivative · entry 2 PETERSON JANICE M · CIK 0001449751 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,500 shares Expires 2017-12-21 F1 · price: The option was cancelled by mutual agreement of the reporting person and the issuer. The issuer granted a new option to purchase an equivalent number of shares with a term expiring on December 21, 2022 and an exercise price equal to the higher of the exercise price for the previous option and the closing price of one share of the issuer's common stock on the grant date. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:04 UTC |
PETERSON JANICE MDirector · See Remarks
|
Disposition to issuerOptions (right to buy) · Derivative | 66,500 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0001144204-17-051277 · v476386_4.xml · derivative · entry 1 PETERSON JANICE M · CIK 0001449751 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 66,500 shares Expires 2017-12-21 F1 · price: The option was cancelled by mutual agreement of the reporting person and the issuer. The issuer granted a new option to purchase an equivalent number of shares with a term expiring on December 21, 2022 and an exercise price equal to the higher of the exercise price for the previous option and the closing price of one share of the issuer's common stock on the grant date. Read SEC document |
| September 20, 2017 Filed Sep 21, 2017 18:33 UTC |
Palmer Ian RSee Remarks
|
Disposition to issuerCommon Stock | 6,400 | $1.14 | $7,296.00 |
DisclosureSEC source: 0001144204-17-049117 · v475616_4.xml · nonDerivative · entry 1 Palmer Ian R · CIK 0001685263 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,700 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| September 20, 2017 Filed Sep 21, 2017 18:35 UTC |
AHLBERG SCOTTChief Operating Officer
|
Disposition to issuerCommon Stock | 6,600 | $1.14 | $7,524.00 |
DisclosureSEC source: 0001144204-17-049120 · v475620_4.xml · nonDerivative · entry 1 AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,592 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| September 20, 2017 Filed Sep 21, 2017 18:34 UTC |
PETERSON JANICE MDirector · See Remarks
|
Disposition to issuerCommon Stock | 6,400 | $1.14 | $7,296.00 |
DisclosureSEC source: 0001144204-17-049118 · v475617_4.xml · nonDerivative · entry 1 PETERSON JANICE M · CIK 0001449751 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,711 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| September 20, 2017 Filed Sep 21, 2017 18:35 UTC |
Derycz PeterDirector · CEO & President
|
Disposition to issuerCommon Stock | 8,800 | $1.14 | $10,032.00 |
DisclosureSEC source: 0001144204-17-049119 · v475618_4.xml · nonDerivative · entry 1 Derycz Peter · CIK 0001351848 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,699,629 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| September 20, 2017 Filed Sep 21, 2017 22:33 UTC |
URBAN ALAN LOUISCFO & Secretary
|
Disposition to issuerCommon Stock | 6,600 | $1.14 | $7,524.00 |
DisclosureSEC source: 0001144204-17-049116 · v475615_4.xml · nonDerivative · entry 1 URBAN ALAN LOUIS · CIK 0001534376 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,869 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| August 22, 2017 Filed Aug 23, 2017 17:21 UTC |
Palmer Ian RSee Remarks
|
GrantCommon Stock | 42,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-044801 · v473910_form4.xml · nonDerivative · entry 1 Palmer Ian R · CIK 0001685263 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,100 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on August 22, 2018 and 1/12th of the RSAs vest on the last day of each quarter beginning September 30, 2018 until fully vested. Read SEC document |
| August 22, 2017 Filed Aug 23, 2017 17:28 UTC |
AHLBERG SCOTTChief Operating Officer
|
GrantCommon Stock | 42,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-044811 · v473913_form4.xml · nonDerivative · entry 1 AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,192 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on August 22, 2018 and 1/12th of the RSAs vest on the last day of each quarter beginning September 30, 2018 until fully vested. Read SEC document |
| August 22, 2017 Filed Aug 23, 2017 17:25 UTC |
PETERSON JANICE MDirector · See Remarks
|
GrantCommon Stock | 47,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-044806 · v473912_form4.xml · nonDerivative · entry 1 PETERSON JANICE M · CIK 0001449751 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,111 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on August 22, 2018 and 1/12th of the RSAs vest on the last day of each quarter beginning September 30, 2018 until fully vested. Read SEC document |
| August 22, 2017 Filed Aug 23, 2017 17:29 UTC |
Derycz PeterDirector · CEO & President · 10% owner
|
GrantCommon Stock | 62,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-044813 · v473915_form4.xml · nonDerivative · entry 1 Derycz Peter · CIK 0001351848 · Director · CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,708,429 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on August 22, 2018 and 1/12th of the RSAs vest on the last day of each quarter beginning September 30, 2018 until fully vested. Read SEC document |
| August 22, 2017 Filed Aug 23, 2017 21:23 UTC |
URBAN ALAN LOUISSee Remarks
|
GrantCommon Stock | 47,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-044803 · v473911_form4.xml · nonDerivative · entry 1 URBAN ALAN LOUIS · CIK 0001534376 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,469 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on August 22, 2018 and 1/12th of the RSAs vest on the last day of each quarter beginning September 30, 2018 until fully vested. Read SEC document |
| June 20, 2017 Filed Jun 22, 2017 19:25 UTC |
Palmer Ian RSee Remarks
|
Disposition to issuerCommon Stock | 10,500 | $1.00 | $10,500.00 |
DisclosureSEC source: 0001144204-17-033701 · v469515_4.xml · nonDerivative · entry 1 Palmer Ian R · CIK 0001685263 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,266 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| June 20, 2017 Filed Jun 22, 2017 19:24 UTC |
AHLBERG SCOTTChief Operating Officer
|
Disposition to issuerCommon Stock | 18,500 | $1.00 | $18,500.00 |
DisclosureSEC source: 0001144204-17-033699 · v469513_4.xml · nonDerivative · entry 1 AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,358 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| June 20, 2017 Filed Jun 22, 2017 19:24 UTC |
PETERSON JANICE MDirector · See Remarks
|
Disposition to issuerCommon Stock | 18,000 | $1.00 | $18,000.00 |
DisclosureSEC source: 0001144204-17-033698 · v469512_4.xml · nonDerivative · entry 1 PETERSON JANICE M · CIK 0001449751 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,282 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors Read SEC document |
| June 20, 2017 Filed Jun 22, 2017 19:24 UTC |
Derycz PeterDirector · CEO & President · 10% owner
|
Disposition to issuerCommon Stock | 24,500 | $1.00 | $24,500.00 |
DisclosureSEC source: 0001144204-17-033697 · v469511_4.xml · nonDerivative · entry 1 Derycz Peter · CIK 0001351848 · Director · CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,645,942 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| June 20, 2017 Filed Jun 22, 2017 23:25 UTC |
URBAN ALAN LOUISSee Remarks
|
Disposition to issuerCommon Stock | 18,500 | $1.00 | $18,500.00 |
DisclosureSEC source: 0001144204-17-033700 · v469514_4.xml · nonDerivative · entry 1 URBAN ALAN LOUIS · CIK 0001534376 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,640 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| May 11, 2017 Filed May 15, 2017 18:53 UTC |
Palmer Ian RSee Remarks
|
GrantCommon Stock | 10,456 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-027700 · v467112_form4.xml · nonDerivative · entry 1 Palmer Ian R · CIK 0001685263 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,766 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on May 11, 2018 and 1/12th of the RSAs vest on the last day of each quarter beginning June 30, 2018 until fully vested. Read SEC document |
| May 11, 2017 Filed May 15, 2017 18:55 UTC |
AHLBERG SCOTTChief Operating Officer
|
GrantCommon Stock | 10,456 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-027703 · v467115_form4.xml · nonDerivative · entry 1 AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,858 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on May 11, 2018 and 1/12th of the RSAs vest on the last day of each quarter beginning June 30, 2018 until fully vested. Read SEC document |
| May 11, 2017 Filed May 15, 2017 18:54 UTC |
PETERSON JANICE MDirector · See Remarks
|
GrantCommon Stock | 10,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-027701 · v467113_form4.xml · nonDerivative · entry 1 PETERSON JANICE M · CIK 0001449751 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,282 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on May 11, 2018 and 1/12th of the RSAs vest on the last day of each quarter beginning June 30, 2018 until fully vested. Read SEC document |
| May 11, 2017 Filed May 15, 2017 18:54 UTC |
Derycz PeterDirector · CEO & President · 10% owner
|
GrantCommon Stock | 13,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-027702 · v467114_form4.xml · nonDerivative · entry 1 Derycz Peter · CIK 0001351848 · Director · CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,670,442 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on May 11, 2018 and 1/12th of the RSAs vest on the last day of each quarter beginning June 30, 2018 until fully vested. Read SEC document |
| May 11, 2017 Filed May 15, 2017 22:52 UTC |
URBAN ALAN LOUISSee Remarks
|
GrantCommon Stock | 10,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-027699 · v467111_form4.xml · nonDerivative · entry 1 URBAN ALAN LOUIS · CIK 0001534376 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,140 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on May 11, 2018 and 1/12th of the RSAs vest on the last day of each quarter beginning June 30, 2018 until fully vested. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 18:20 UTC |
Palmer Ian RSee Remarks
|
Disposition to issuerCommon Stock | 7,250 | $1.10 | $7,975.00 |
DisclosureSEC source: 0001144204-17-016103 · v462434_4.xml · nonDerivative · entry 1 Palmer Ian R · CIK 0001685263 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,310 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 13:58 UTC |
Palmer Ian RSee Remarks
|
GrantCommon Stock | 9,903 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-009781 · v459908_4.xml · nonDerivative · entry 1 Palmer Ian R · CIK 0001685263 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,560 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on February 16, 2018 and 1/12th of the RSAs vest on the last day of each quarter beginning March 31, 2018 until fully vested. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 17:37 UTC |
PETERSON JANICE MDirector · See Remarks
|
GrantCommon Stock | 8,479 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-009908 · v459912_4.xml · nonDerivative · entry 1 PETERSON JANICE M · CIK 0001449751 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,822 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on February 16, 2018 and 1/12th of the RSAs vest on the last day of each quarter beginning March 31, 2018 until fully vested. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 13:25 UTC |
AHLBERG SCOTTChief Operating Officer
|
GrantCommon Stock | 9,903 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-009772 · v459909_4.xml · nonDerivative · entry 1 AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,402 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on February 16, 2018 and 1/12th of the RSAs vest on the last day of each quarter beginning March 31, 2018 until fully vested. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 13:21 UTC |
Derycz PeterDirector · CEO & President · 10% owner
|
GrantCommon Stock | 11,305 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-009770 · v459907_4.xml · nonDerivative · entry 1 Derycz Peter · CIK 0001351848 · Director · CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,656,495 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on February 16, 2018 and 1/12th of the RSAs vest on the last day of each quarter beginning March 31, 2018 until fully vested. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 20:07 UTC |
URBAN ALAN LOUISSee Remarks
|
GrantCommon Stock | 8,479 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-009807 · v459911_4.xml · nonDerivative · entry 1 URBAN ALAN LOUIS · CIK 0001534376 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,680 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on February 16, 2018 and 1/12th of the RSAs vest on the last day of each quarter beginning March 31, 2018 until fully vested. Read SEC document |
| December 20, 2016 Filed Dec 22, 2016 16:02 UTC |
Palmer Ian RSee Remarks
|
Disposition to issuerCommon Stock | 6,500 | $1.03 | $6,695.00 |
DisclosureSEC source: 0001144204-16-140960 · v455633_4.xml · nonDerivative · entry 1 Palmer Ian R · CIK 0001685263 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,657 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| December 20, 2016 Filed Dec 22, 2016 16:02 UTC |
AHLBERG SCOTTChief Operating Officer
|
Disposition to issuerCommon Stock | 10,100 | $1.03 | $10,403.00 |
DisclosureSEC source: 0001144204-16-140959 · v455632_4.xml · nonDerivative · entry 1 AHLBERG SCOTT · CIK 0001449752 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,499 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| December 20, 2016 Filed Dec 22, 2016 16:01 UTC |
PETERSON JANICE MDirector · See Remarks
|
Disposition to issuerCommon Stock | 10,200 | $1.03 | $10,506.00 |
DisclosureSEC source: 0001144204-16-140956 · v455627_4.xml · nonDerivative · entry 1 PETERSON JANICE M · CIK 0001449751 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,343 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
| December 20, 2016 Filed Dec 22, 2016 16:02 UTC |
Derycz PeterDirector · CEO & President · 10% owner
|
Disposition to issuerCommon Stock | 14,700 | $1.03 | $15,141.00 |
DisclosureSEC source: 0001144204-16-140958 · v455630_4.xml · nonDerivative · entry 1 Derycz Peter · CIK 0001351848 · Director · CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,645,190 F1 · kind: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.