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RPT

Rithm Property Trust Inc.

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6782
SEC CIK
0001614806
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185

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 08, 2018 Filed Aug 8, 2018 21:36 UTC GrantCommon Stock, par value $0.01 per share 601 $15.59 $9,369.59
Disclosure

SEC source: 0001144204-18-042899 · tv500517_4.xml · nonDerivative · entry 1

Ogren John Kirk JR · CIK 0001633199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,783.011

F1 · shares: Payment of director fees for second quarter ended June 30, 2018.

F2 · balance_after: Includes 324.302 shares acquired on 5/30/2018 under the Issuer's Dividend Reinvestment Plan and reflects a reduction of 1,334 shares erroneously granted to the reporting person due to a clerical error.

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August 08, 2018 Filed Aug 8, 2018 20:31 UTC GrantCommon Stock, par value $0.01 per share 601 $15.59 $9,369.59
Disclosure

SEC source: 0001144204-18-042850 · tv500361_form4.xml · nonDerivative · entry 1

Handley Jonathan Bradford JR · CIK 0001633188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,016

F1 · shares: Payment of director fees for second quarter ended June 30, 2018.

Read SEC document
August 08, 2018 Filed Aug 8, 2018 20:30 UTC GrantCommon Stock, par value $0.01 per share 601 $15.59 $9,369.59
Disclosure

SEC source: 0001144204-18-042848 · tv500356_form4.xml · nonDerivative · entry 1

Friedman Paul M · CIK 0001648181 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,238

F1 · shares: Payment of director fees for second quarter ended June 30, 2018.

Read SEC document
August 08, 2018 Filed Aug 8, 2018 20:30 UTC GrantCommon Stock, par value $0.01 per share 601 $15.59 $9,369.59
Disclosure

SEC source: 0001144204-18-042844 · tv500354_form4.xml · nonDerivative · entry 1

Condas John C · CIK 0001633183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,012

F1 · shares: Payment of director fees for second quarter ended June 30, 2018.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 16:30 UTC
MENDELSOHN LAWRENCEDirector · CHIEF EXECUTIVE OFFICER
GrantCommon Stock, par value $0.01 per share 49,464 $15.59 $771,143.76
Disclosure

SEC source: 0001144204-18-043623 · tv500701_form4.xml · nonDerivative · entry 1

MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thetis Asset Management LLC

Disclosed balance after: 504,227

F1 · shares: Payment of management fee to Thetis Asset Management LLC for second quarter ended June 30, 2018.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose.

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June 13, 2018 Filed Jun 13, 2018 16:31 UTC
MENDELSOHN LAWRENCEDirector · CHIEF EXECUTIVE OFFICER
GrantCommon Stock, par value $0.01 per share 2,500 $12.88 $32,207.50
Disclosure

SEC source: 0001144204-18-034063 · tv496442_form4.xml · nonDerivative · entry 2

MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aspen Uranus LLC

Disclosed balance after: 49,952

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
June 13, 2018 Filed Jun 13, 2018 16:31 UTC
MENDELSOHN LAWRENCEDirector · CHIEF EXECUTIVE OFFICER
GrantCommon Stock, par value $0.01 per share 1,500 $12.88 $19,324.50
Disclosure

SEC source: 0001144204-18-034063 · tv496442_form4.xml · nonDerivative · entry 1

MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Flanders Street Capital Partners I., L.P.

Disclosed balance after: 8,518

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
May 02, 2018 Filed May 2, 2018 16:36 UTC
MENDELSOHN LAWRENCEDirector · CHIEF EXECUTIVE OFFICER
GrantCommon Stock, par value $0.01 per share 49,156 $15.53 $763,392.68
Disclosure

SEC source: 0001144204-18-024794 · tv492818_4.xml · nonDerivative · entry 1

MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thetis Asset Management LLC

Disclosed balance after: 454,763

F1 · shares: Payment of management fee to Thetis Asset Management LLC for first quarter ended March 31, 2018.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
May 02, 2018 Filed May 2, 2018 20:35 UTC GrantCommon Stock, par value $0.01 per share 604 $15.53 $9,380.12
Disclosure

SEC source: 0001144204-18-024792 · tv492817_4.xml · nonDerivative · entry 2

Ogren John Kirk JR · CIK 0001633199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,191.709

F3 · shares: Payment of director fees for first quarter ended March 31, 2018.

Read SEC document
May 02, 2018 Filed May 2, 2018 20:34 UTC GrantCommon Stock, par value $0.01 per share 604 $15.53 $9,380.12
Disclosure

SEC source: 0001144204-18-024791 · tv492009_4.xml · nonDerivative · entry 2

Condas John C · CIK 0001633183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,411

F2 · shares: Payment of director fees for first quarter ended March 31, 2018.

Read SEC document
May 02, 2018 Filed May 2, 2018 20:33 UTC GrantCommon Stock, par value $0.01 per share 604 $15.53 $9,380.12
Disclosure

SEC source: 0001144204-18-024790 · tv492007_4.xml · nonDerivative · entry 2

Friedman Paul M · CIK 0001648181 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,637

F2 · shares: Payment of director fees for first quarter ended March 31, 2018.

Read SEC document
May 02, 2018 Filed May 2, 2018 20:32 UTC GrantCommon Stock, par value $0.01 per share 604 $15.53 $9,380.12
Disclosure

SEC source: 0001144204-18-024789 · tv492006_4.xml · nonDerivative · entry 2

Handley Jonathan Bradford JR · CIK 0001633188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,415

F2 · shares: Payment of director fees for first quarter ended March 31, 2018.

Read SEC document
May 01, 2018 Filed May 2, 2018 20:35 UTC GrantCommon Stock, par value $0.01 per share 3,000 $15.53 $46,590.00
Disclosure

SEC source: 0001144204-18-024792 · tv492817_4.xml · nonDerivative · entry 1

Ogren John Kirk JR · CIK 0001633199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,587.709

F1 · shares: Granted pursuant to the 2014 Director Equity Plan. 1,500 of these shares will vest on February 19, 2019.

F2 · balance_after: Includes the following shares acquired under the Issuer's Dividend Reinvestment Plan: 375.625 shares on 3/30/2018; 333.88 shares on 12/1/2017; 320.283 shares on 8/30/2017; 286.073 shares on 5/30/2017; 253.582 shares on 3/31/2017; 240.402 shares on 11/30/2016; and 219.864 shares on 8/31/2016.

Read SEC document
May 01, 2018 Filed May 2, 2018 20:34 UTC GrantCommon Stock, par value $0.01 per share 3,000 $15.53 $46,590.00
Disclosure

SEC source: 0001144204-18-024791 · tv492009_4.xml · nonDerivative · entry 1

Condas John C · CIK 0001633183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,807

F1 · shares: Granted pursuant to the 2014 Director Equity Plan. 1,500 of these shares will vest on February 19, 2019.

Read SEC document
May 01, 2018 Filed May 2, 2018 20:33 UTC GrantCommon Stock, par value $0.01 per share 3,000 $15.53 $46,590.00
Disclosure

SEC source: 0001144204-18-024790 · tv492007_4.xml · nonDerivative · entry 1

Friedman Paul M · CIK 0001648181 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,033

F1 · shares: Granted pursuant to the 2014 Director Equity Plan. 1,500 of these shares will vest on February 19, 2019.

Read SEC document
May 01, 2018 Filed May 2, 2018 20:32 UTC GrantCommon Stock, par value $0.01 per share 3,000 $15.53 $46,590.00
Disclosure

SEC source: 0001144204-18-024789 · tv492006_4.xml · nonDerivative · entry 1

Handley Jonathan Bradford JR · CIK 0001633188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,811

F1 · shares: Granted pursuant to the 2014 Director Equity Plan. 1,500 of these shares will vest on February 19, 2019.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 16:21 UTC
MENDELSOHN LAWRENCEDirector · CHIEF EXECUTIVE OFFICER
GrantCommon Stock, par value $0.01 per share 48,654 $13.20 $642,232.80
Disclosure

SEC source: 0001415889-18-000273 · form4-02202018_010213.xml · nonDerivative · entry 1

MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thetis Asset Management LLC

Disclosed balance after: 405,607

F1 · shares: Payment of management fee to Thetis Asset Management LLC for fourth quarter ended December 31, 2017.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose

Read SEC document
February 16, 2018 Filed Feb 20, 2018 21:46 UTC GrantCommon Stock, par value $0.01 per share 607 $13.20 $8,012.40
Disclosure

SEC source: 0001415889-18-000277 · form4-02202018_010202.xml · nonDerivative · entry 1

Friedman Paul M · CIK 0001648181 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,033

F1 · shares: Payment of director fees for fourth quarter ended December 31, 2017

Read SEC document
February 16, 2018 Filed Feb 20, 2018 21:25 UTC GrantCommon Stock, par value $0.01 per share 607 $13.20 $8,012.40
Disclosure

SEC source: 0001415889-18-000275 · form4-02202018_010235.xml · nonDerivative · entry 1

Condas John C · CIK 0001633183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,807

F1 · shares: Payment of director fees for fourth quarter ended December 31, 2017

Read SEC document
February 16, 2018 Filed Feb 20, 2018 21:18 UTC GrantCommon Stock, par value $0.01 per share 607 $13.20 $8,012.40
Disclosure

SEC source: 0001415889-18-000271 · form4-02202018_010253.xml · nonDerivative · entry 1

Ogren John Kirk JR · CIK 0001633199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,878.084

F1 · shares: Payment of director fees for the fourth quarter ended December 31, 2017

Read SEC document
February 16, 2018 Filed Feb 20, 2018 21:16 UTC GrantCommon Stock, par value $0.01 per share 607 $13.20 $8,012.40
Disclosure

SEC source: 0001415889-18-000270 · form4-02202018_010230.xml · nonDerivative · entry 1

Handley Jonathan Bradford JR · CIK 0001633188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,811

F1 · shares: Payment of director fees for fourth quarter ended December 31, 2017

Read SEC document
November 06, 2017 Filed Nov 7, 2017 16:43 UTC
MENDELSOHN LAWRENCEDirector · CHIEF EXECUTIVE OFFICER
GrantCommon Stock, par value $0.01 per share 43,463 $15.59 $677,588.17
Disclosure

SEC source: 0001415889-17-001760 · form4-11072017_011106.xml · nonDerivative · entry 1

MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thetis Asset Management LLC

Disclosed balance after: 356,953

F1 · shares: Payment of management fee to Thetis Asset Management LLC for third quarter ended September 30, 2017.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose

Read SEC document
November 06, 2017 Filed Nov 7, 2017 21:40 UTC GrantCommon Stock, par value $0.01 per share 601 $15.59 $9,369.59
Disclosure

SEC source: 0001415889-17-001759 · form4-11072017_011142.xml · nonDerivative · entry 1

Ogren John Kirk JR · CIK 0001633199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,617

F1 · shares: Payment of director fees for the third quarter ended September 30, 2017

Read SEC document
November 06, 2017 Filed Nov 7, 2017 21:25 UTC GrantCommon Stock, par value $0.01 per share 601 $15.59 $9,369.59
Disclosure

SEC source: 0001415889-17-001758 · form4-11072017_011103.xml · nonDerivative · entry 1

Handley Jonathan Bradford JR · CIK 0001633188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,204

F1 · shares: Payment of director fees for third quarter ended September 30, 2017

Read SEC document
November 06, 2017 Filed Nov 7, 2017 21:24 UTC GrantCommon Stock, par value $0.01 per share 601 $15.59 $9,369.59
Disclosure

SEC source: 0001415889-17-001757 · form4-11072017_011104.xml · nonDerivative · entry 1

Condas John C · CIK 0001633183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,200

F1 · shares: Payment of director fees for third quarter ended September 30, 2017

Read SEC document
November 06, 2017 Filed Nov 7, 2017 21:21 UTC GrantCommon Stock, par value $0.01 per share 601 $15.59 $9,369.59
Disclosure

SEC source: 0001415889-17-001756 · form4-11072017_011127.xml · nonDerivative · entry 1

Friedman Paul M · CIK 0001648181 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,426.134

F1 · shares: Payment of director fees for third quarter ended September 30, 2017

Read SEC document
August 04, 2017 Filed Aug 4, 2017 20:04 UTC Grant7.25% Convertible Senior Notes due 2024 · Derivative 400 $25.74 Strike: $15.37 $10,295.64
Disclosure

SEC source: 0001415889-17-001327 · form4-08042017_010844.xml · derivative · entry 3

Friedman Paul M · CIK 0001648181 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

Underlying: Common Stock, par value $0.01 per share · 26.0272 shares

Expires 2024-04-30

Read SEC document
August 03, 2017 Filed Aug 4, 2017 20:04 UTC Grant7.25% Convertible Senior Notes due 2024 · Derivative 400 $25.68 Strike: $15.37 $10,272.00
Disclosure

SEC source: 0001415889-17-001327 · form4-08042017_010844.xml · derivative · entry 2

Friedman Paul M · CIK 0001648181 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

Underlying: Common Stock, par value $0.01 per share · 26.0272 shares

Expires 2024-04-30

Read SEC document
August 01, 2017 Filed Aug 2, 2017 16:44 UTC
MENDELSOHN LAWRENCEDirector · CHIEF EXECUTIVE OFFICER
GrantCommon Stock, par value $0.01 per share 37,460 $15.49 $580,255.40
Disclosure

SEC source: 0001415889-17-001316 · form4-08022017_010848.xml · nonDerivative · entry 1

MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thetis Asset Management LLC

Disclosed balance after: 313,490

F1 · shares: Payment of management fee to Thetis Asset ManagementLLC for second quarter ended June 30, 2017.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
August 01, 2017 Filed Aug 2, 2017 20:48 UTC GrantCommon Stock, par value $0.01 per share 605 $13.95 $8,439.75
Disclosure

SEC source: 0001415889-17-001318 · form4-08022017_010822.xml · nonDerivative · entry 1

Condas John C · CIK 0001633183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,599

F1 · shares: Payment of director fees for second quarter ended June 30, 2017

Read SEC document
August 01, 2017 Filed Aug 2, 2017 20:46 UTC GrantCommon Stock, par value $0.01 per share 605 $13.95 $8,439.75
Disclosure

SEC source: 0001415889-17-001317 · form4-08022017_010842.xml · nonDerivative · entry 1

Handley Jonathan Bradford JR · CIK 0001633188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,603

F1 · shares: Payment of director fees for second quarter ended June 30, 2017

Read SEC document
August 01, 2017 Filed Aug 2, 2017 20:43 UTC GrantCommon Stock, par value $0.01 per share 605 $13.95 $8,439.75
Disclosure

SEC source: 0001415889-17-001315 · form4-08022017_010808.xml · nonDerivative · entry 1

Friedman Paul M · CIK 0001648181 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,611

F1 · balance_after: Payment of director fees for the second quarter ended June 30, 2017

Read SEC document
August 01, 2017 Filed Aug 2, 2017 20:42 UTC GrantCommon Stock, par value $0.01 per share 605 $13.95 $8,439.75
Disclosure

SEC source: 0001415889-17-001314 · form4-08022017_010850.xml · nonDerivative · entry 1

Ogren John Kirk JR · CIK 0001633199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,016

F1 · shares: Payment of director fees for the second quarter ended June 30, 2017

Read SEC document
August 01, 2017 Filed Aug 14, 2018 16:30 UTC
Doyle Mary BCHIEF FINANCIAL OFFICER
GrantCommon Stock, par value $0.01 per share 4,000 $13.95 $55,800.00
Disclosure

SEC source: 0001144204-18-044700 · tv500910_form4.xml · nonDerivative · entry 2

Doyle Mary B · CIK 0001672435 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,419

F2 · shares: Granted pursuant to the 2016 Equity Incentive Plan, which will vest in three equal installments annually starting August 1, 2018. The reporting person inadvertently failed to report this grant on Form 5 for the registrant's 2017 fiscal year.

Read SEC document
August 01, 2017 Filed Aug 14, 2018 20:31 UTC
Schaub RussellDirector · PRESIDENT
GrantCommon Stock, par value $0.01 per share 4,000 $13.95 $55,800.00
Disclosure

SEC source: 0001144204-18-044704 · tv500911_form4.xml · nonDerivative · entry 1

Schaub Russell · CIK 0001633179 · Director · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,685.838

F1 · shares: Granted pursuant to the 2016 Equity Incentive Plan, one third of which have vested on August 1, 2018 and the rest will vest equally on August 1, 2019 and August 1, 2020. The reporting person inadvertently failed to report this grant on Form 5 for the registrant's 2017 fiscal year.

F2 · balance_after: Includes the following shares acquired under the Issuer's Dividend Reinvestment Plan: 995.948 shares acquired on March 31, 2017 and 1,074.716 shares acquired on May 30, 2017.

Read SEC document
May 02, 2017 Filed May 4, 2017 16:10 UTC
MENDELSOHN LAWRENCEDirector · CHIEF EXECUTIVE OFFICER
GrantCommon Stock, par value $0.01 per share 21,075 $15.28 $322,026.00
Disclosure

SEC source: 0001415889-17-000696 · form4-05042017_010533.xml · nonDerivative · entry 1

MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thetis Asset Management LLC

Disclosed balance after: 276,030

F1 · shares: Payment of management fee to Thetis Asset Managemt LLC for first quarter ended March 31, 2017.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
May 02, 2017 Filed May 4, 2017 20:18 UTC GrantCommon Stock, par value $0.01 per share 614 $15.27 $9,375.78
Disclosure

SEC source: 0001415889-17-000698 · form4-05042017_010538.xml · nonDerivative · entry 1

Condas John C · CIK 0001633183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,994

F1 · shares: Payment of director fees for first quarter ended March 31, 2017.

Read SEC document
May 02, 2017 Filed May 4, 2017 20:15 UTC GrantCommon Stock, par value $0.01 per share 614 $15.27 $9,375.78
Disclosure

SEC source: 0001415889-17-000697 · form4-05042017_010539.xml · nonDerivative · entry 1

Handley Jonathan Bradford JR · CIK 0001633188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,998

F1 · shares: Payment of director fees for first quarter ended March 31, 2017.

Read SEC document
May 02, 2017 Filed May 4, 2017 20:07 UTC GrantCommon Stock, par value $0.01 per share 614 $15.27 $9,375.78
Disclosure

SEC source: 0001415889-17-000695 · form4-05042017_010534.xml · nonDerivative · entry 1

Friedman Paul M · CIK 0001648181 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,006

F1 · shares: Payment of director fees for the first quarter ended March 31, 2017.

Read SEC document
May 02, 2017 Filed May 4, 2017 20:06 UTC GrantCommon Stock, par value $0.01 per share 614 $15.27 $9,375.78
Disclosure

SEC source: 0001415889-17-000694 · form4-05042017_010506.xml · nonDerivative · entry 1

Ogren John Kirk JR · CIK 0001633199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,411

F1 · shares: Payment of director fees for the first quarter ended March 31, 2017.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 13:46 UTC
MENDELSOHN LAWRENCEDirector · CHIEF EXECUTIVE OFFICER
GrantCommon Stock, par value $0.01 per share 20,352 $15.06 $306,501.12
Disclosure

SEC source: 0001415889-17-000323 · form4-02242017_100225.xml · nonDerivative · entry 1

MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thetis Asset Management LLC

Disclosed balance after: 254,955

F1 · shares: Payment of management fee to Thetis Asset Management LLC for the fourth quarter ended December 31, 2016.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
February 22, 2017 Filed Feb 25, 2017 00:18 UTC GrantCommon Stock, par value $0.01 per share 415 $15.06 $6,249.90
Disclosure

SEC source: 0001415889-17-000335 · form4-02242017_040249.xml · nonDerivative · entry 1

Ogren John Kirk JR · CIK 0001633199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,433

F1 · acquired: Payment of director fees for the fourth quarter ended December 31, 2016.

F2 · balance_after: Includes 219 shares received in connection with the Company's dividend reinvestment plan

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:42 UTC GrantCommon Stock, par value $0.01 per share 415 $15.06 $6,249.90
Disclosure

SEC source: 0001415889-17-000331 · form4-02242017_010229.xml · nonDerivative · entry 1

Friedman Paul M · CIK 0001648181 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,392

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:26 UTC GrantCommon Stock, par value $0.01 per share 415 $15.06 $6,249.90
Disclosure

SEC source: 0001415889-17-000329 · form4-02242017_010244.xml · nonDerivative · entry 1

Condas John C · CIK 0001633183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,380

F1 · acquired: Payment of director fees for the fourth quarter ended December 31, 2016.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:08 UTC GrantCommon Stock, par value $0.01 per share 415 $15.06 $6,249.90
Disclosure

SEC source: 0001415889-17-000325 · form4-02242017_010252.xml · nonDerivative · entry 1

Handley Jonathan Bradford JR · CIK 0001633188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,384

F1 · acquired: Payment of director fees for the fourth quarter ended December 31, 2016.

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February 17, 2017 Filed Feb 14, 2019 16:17 UTC
Doyle Mary BChief Financial Officer
GrantCommon Stock, par value $0.01 per share 70 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-008118 · tv513738_5.xml · nonDerivative · entry 1

Doyle Mary B · CIK 0001672435 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,731.341

F1 · shares: Granted pursuant to the Issuer's equity compensation policy for new employees. Inadvertently missed timely filing on Form 4.

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December 05, 2016 Filed Dec 5, 2016 17:16 UTC
MENDELSOHN LAWRENCEDirector · CHIEF EXECUTIVE OFFICER
PurchaseCommon Stock, par value $0.01 per share 8,000 $12.64 $101,141.60
Disclosure

SEC source: 0001415889-16-007519 · form4-12052016_021231.xml · nonDerivative · entry 1

MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aspen Uranus LLC

Disclosed balance after: 47,452

F1 · price: This price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.64 to $12.6454 inclusive. The reporting person undertakes to provide Great Ajax Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose.

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November 30, 2016 Filed Feb 7, 2017 21:26 UTC
Schaub RussellDirector · PRESIDENT
GrantCommon Stock 1.36 $12.87 $17.50
Disclosure

SEC source: 0001415889-17-000208 · form5-02072017_010251.xml · nonDerivative · entry 6

Schaub Russell · CIK 0001633179 · Director · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Indirect · By dependent (Samuel)

Disclosed balance after: 1,110.45

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November 30, 2016 Filed Feb 7, 2017 21:26 UTC
Schaub RussellDirector · PRESIDENT
GrantCommon Stock 1.36 $12.87 $17.50
Disclosure

SEC source: 0001415889-17-000208 · form5-02072017_010251.xml · nonDerivative · entry 5

Schaub Russell · CIK 0001633179 · Director · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Indirect · By dependent (Benjamin)

Disclosed balance after: 1,110.45

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November 30, 2016 Filed Feb 7, 2017 21:26 UTC
Schaub RussellDirector · PRESIDENT
GrantCommon Stock 1.36 $12.87 $17.50
Disclosure

SEC source: 0001415889-17-000208 · form5-02072017_010251.xml · nonDerivative · entry 4

Schaub Russell · CIK 0001633179 · Director · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Indirect · By dependent (Rebecca)

Disclosed balance after: 1,110.45

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.