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RPT

Rithm Property Trust Inc.

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6782
SEC CIK
0001614806
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185

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 07, 2022 Filed Mar 8, 2022 00:24 UTC GrantCommon Stock, par value $0.01 per share 694 $14.40 $9,993.60
Disclosure

SEC source: 0001628280-22-005304 · wf-form4_164669904448426.xml · nonDerivative · entry 2

Handley Jonathan Bradford JR · CIK 0001633188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,551

F1 · shares: Payment of director fees for fourth quarter ended December 31, 2021. Price per share is the average closing price per share for the first five days preceding the dividend record date of November 15, 2021.

Read SEC document
March 07, 2022 Filed Mar 8, 2022 00:24 UTC GrantCommon Stock, par value $0.01 per share 10,000 $11.10 $110,984.00
Disclosure

SEC source: 0001628280-22-005304 · wf-form4_164669904448426.xml · nonDerivative · entry 1

Handley Jonathan Bradford JR · CIK 0001633188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,857

Read SEC document
November 08, 2021 Filed Nov 8, 2021 21:40 UTC GrantCommon Stock, par value $0.01 per share 716 $13.96 $9,995.36
Disclosure

SEC source: 0001628280-21-022260 · wf-form4_163640760139742.xml · nonDerivative · entry 1

Ogren John Kirk JR · CIK 0001633199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,161.5632

F1 · shares: Payment of director fees for third quarter ended September 30, 2021. Price per share is the average closing price per share for the first five days preceding the dividend record date of August 16, 2021.

F2 · balance_after: Includes 648.906 shares acquired on August 31, 2021 under the Issuer's Dividend Reinvestment Plan.

F3 · balance_after: Includes 109.239 and 218.478 shares acquired on September 29, 2021 and October 20, 2021, respectively, by transfers from indirect beneficial ownership accounts.

Read SEC document
November 08, 2021 Filed Nov 8, 2021 21:41 UTC GrantCommon Stock, par value $0.01 per share 716 $13.96 $9,995.36
Disclosure

SEC source: 0001628280-21-022264 · wf-form4_163640767755130.xml · nonDerivative · entry 1

Condas John C · CIK 0001633183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,086

F1 · shares: Payment of director fees for third quarter ended September 30, 2021. Price per share is the average closing price per share for the first five days preceding the dividend record date of August 16, 2021.

Read SEC document
November 08, 2021 Filed Nov 8, 2021 21:39 UTC GrantCommon Stock, par value $0.01 per share 716 $13.96 $9,995.36
Disclosure

SEC source: 0001628280-21-022259 · wf-form4_163640752912539.xml · nonDerivative · entry 1

Haggerty Mary · CIK 0001849353 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,310

F1 · shares: Payment of director fees for third quarter ended September 30, 2021. Price per share is the average closing price per share for the first five days preceding the dividend record date of August 16, 2021.

Read SEC document
November 08, 2021 Filed Nov 8, 2021 21:37 UTC GrantCommon Stock, par value $0.01 per share 716 $13.96 $9,995.36
Disclosure

SEC source: 0001628280-21-022255 · wf-form4_163640745385736.xml · nonDerivative · entry 1

Friedman Paul M · CIK 0001648181 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Paul M. Friedman Living Trust

Disclosed balance after: 27,554

F1 · shares: Payment of director fees for third quarter ended September 30, 2021. Price per share is the average closing price per share for the first five days preceding the dividend record date of August 16, 2021.

Read SEC document
November 08, 2021 Filed Nov 8, 2021 21:35 UTC GrantCommon Stock, par value $0.01 per share 716 $13.96 $9,995.36
Disclosure

SEC source: 0001628280-21-022251 · wf-form4_163640730753939.xml · nonDerivative · entry 1

Handley Jonathan Bradford JR · CIK 0001633188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,857

F1 · shares: Payment of director fees for third quarter ended September 30, 2021. Price per share is the average closing price per share for the first five days preceding the dividend record date of August 16, 2021.

Read SEC document
August 09, 2021 Filed Aug 9, 2021 21:16 UTC GrantCommon Stock, par value $0.01 per share 805 $12.43 $10,006.15
Disclosure

SEC source: 0001628280-21-016294 · wf-form4_162854377179126.xml · nonDerivative · entry 1

Ogren John Kirk JR · CIK 0001633199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,468.9402

F1 · shares: Payment of director fees for second quarter ended June 30, 2021. Price per share is the average closing price per share for the first five days preceding the dividend record date of May 20, 2021.

F2 · balance_after: Includes 629.459 shares acquired on May 31, 2021 under the Issuer's Dividend Reinvestment Plan.

Read SEC document
August 09, 2021 Filed Aug 9, 2021 21:13 UTC GrantCommon Stock, par value $0.01 per share 805 $12.43 $10,006.15
Disclosure

SEC source: 0001628280-21-016292 · wf-form4_162854361087029.xml · nonDerivative · entry 1

Handley Jonathan Bradford JR · CIK 0001633188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,141

F1 · shares: Payment of director fees for second quarter ended June 30, 2021. Price per share is the average closing price per share for the first five days preceding the dividend record date of May 20, 2021.

Read SEC document
August 09, 2021 Filed Aug 9, 2021 21:11 UTC GrantCommon Stock, par value $0.01 per share 805 $12.43 $10,006.15
Disclosure

SEC source: 0001628280-21-016290 · wf-form4_162854348161982.xml · nonDerivative · entry 1

Haggerty Mary · CIK 0001849353 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,594

F1 · shares: Payment of director fees for second quarter ended June 30, 2021. Price per share is the average closing price per share for the first five days preceding the dividend record date of May 20, 2021.

Read SEC document
August 09, 2021 Filed Aug 9, 2021 21:09 UTC GrantCommon Stock, par value $0.01 per share 805 $12.43 $10,006.15
Disclosure

SEC source: 0001628280-21-016288 · wf-form4_162854335307647.xml · nonDerivative · entry 1

Friedman Paul M · CIK 0001648181 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Paul M. Friedman Living Trust

Disclosed balance after: 26,838

F1 · shares: Payment of director fees for second quarter ended June 30, 2021. Price per share is the average closing price per share for the first five days preceding the dividend record date of May 20, 2021.

Read SEC document
August 09, 2021 Filed Aug 9, 2021 21:07 UTC GrantCommon Stock, par value $0.01 per share 805 $12.43 $10,006.15
Disclosure

SEC source: 0001628280-21-016286 · wf-form4_162854320568787.xml · nonDerivative · entry 1

Condas John C · CIK 0001633183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,370

F1 · shares: Payment of director fees for second quarter ended June 30, 2021. Price per share is the average closing price per share for the first five days preceding the dividend record date of May 20, 2021.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 18:27 UTC
MENDELSOHN LAWRENCEDirector · CHIEF EXECUTIVE OFFICER
GrantCommon Stock, par value $0.01 per share 14,000 $12.79 $179,060.00
Disclosure

SEC source: 0001628280-21-015627 · wf-form4_162811602376741.xml · nonDerivative · entry 1

MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,434

F1 · shares: Granted pursuant to the shareholder approved 2016 Equity Incentive Plan, which will vest in four equal installments annually, starting August 1, 2022.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 18:30 UTC
Doyle Mary BChief Financial Officer
GrantCommon Stock, par value $0.01 per share 8,000 $12.79 $102,320.00
Disclosure

SEC source: 0001628280-21-015628 · wf-form4_162811618093570.xml · nonDerivative · entry 1

Doyle Mary B · CIK 0001672435 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,794.613

F1 · shares: Granted pursuant to the shareholder approved 2016 Equity Incentive Plan, which will vest in four equal installments annually, starting August 1, 2022.

F2 · balance_after: Adjusted down by 2,478.803 shares inadvertently included in reported balance.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 22:31 UTC
Schaub RussellDirector · PRESIDENT
GrantCommon Stock, par value $0.01 per share 8,000 $12.79 $102,320.00
Disclosure

SEC source: 0001628280-21-015630 · wf-form4_162811627744912.xml · nonDerivative · entry 1

Schaub Russell · CIK 0001633179 · Director · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,660.423

F1 · shares: Granted pursuant to the shareholder approved 2016 Equity Incentive Plan, which will vest in four equal installments annually starting August 1, 2022.

F2 · balance_after: Includes the following shares acquired under the Issuer's Dividend Reinvestment Plan: 1,801.346 shares acquired on August 31, 2020; 1,677.162 shares acquired on November 30, 2020; 1,531.028 shares acquired on March 31, 2021; and 1,539.696 shares acquired on May 31, 2021.

Read SEC document
June 09, 2021 Filed Aug 4, 2021 22:31 UTC
Schaub RussellDirector · PRESIDENT
GrantCommon Stock, par value $0.01 per share 70 $13.07 $914.90
Disclosure

SEC source: 0001628280-21-015630 · wf-form4_162811627744912.xml · nonDerivative · entry 4

Schaub Russell · CIK 0001633179 · Director · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Indirect · By son

Disclosed balance after: 1,252.475

F5 · shares: Granted pursuant to the Issuer's equity compensation policy for new employees. Inadvertently missed timely filing on Form 4.

F4 · balance_after: Includes the following shares acquired under the Issuer's Dividend Reinvestment Plan: 1.867 shares acquired on August 31, 2020; 1.738 shares acquired on November 30, 2020; 1.587 shares acquired on March 31, 2021; and 1.596 shares acquired on May 31, 2021.

Read SEC document
May 10, 2021 Filed May 11, 2021 20:55 UTC GrantCommon Stock, par value $0.01 per share 789 $12.67 $9,996.63
Disclosure

SEC source: 0001628280-21-009837 · wf-form4_162076653944201.xml · nonDerivative · entry 2

Handley Jonathan Bradford JR · CIK 0001633188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,336

F2 · shares: Payment of director fees for first quarter ended March 31, 2021. Price per share is the average closing price per share for the first five days preceding the dividend record date of March 18, 2021.

Read SEC document
May 10, 2021 Filed May 11, 2021 20:55 UTC GrantCommon Stock, par value $0.01 per share 4,000 $12.60 $50,400.00
Disclosure

SEC source: 0001628280-21-009837 · wf-form4_162076653944201.xml · nonDerivative · entry 1

Handley Jonathan Bradford JR · CIK 0001633188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,547

F1 · shares: Granted pursuant to the 2014 Director Equity Plan; 2,000 shares vest immediately and the remaining 2,000 shares are subject to a one-year vesting period.

Read SEC document
May 10, 2021 Filed May 11, 2021 20:53 UTC GrantCommon Stock, par value $0.01 per share 789 $12.67 $9,996.63
Disclosure

SEC source: 0001628280-21-009834 · wf-form4_162076636067881.xml · nonDerivative · entry 2

Condas John C · CIK 0001633183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,565

F2 · shares: Payment of director fees for first quarter ended March 31, 2021. Price per share is the average closing price per share for the first five days preceding the dividend record date of March 18, 2021.

Read SEC document
May 10, 2021 Filed May 11, 2021 20:53 UTC GrantCommon Stock, par value $0.01 per share 4,000 $12.60 $50,400.00
Disclosure

SEC source: 0001628280-21-009834 · wf-form4_162076636067881.xml · nonDerivative · entry 1

Condas John C · CIK 0001633183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,776

F1 · shares: Granted pursuant to the 2014 Director Equity Plan; 2,000 shares vest immediately and the remaining 2,000 shares are subject to a one-year vesting period.

Read SEC document
May 10, 2021 Filed May 11, 2021 20:48 UTC GrantCommon Stock, par value $0.01 per share 789 $12.67 $9,996.63
Disclosure

SEC source: 0001628280-21-009828 · wf-form4_162076606691590.xml · nonDerivative · entry 1

Haggerty Mary · CIK 0001849353 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,789

F1 · shares: Payment of director fees for first quarter ended March 31, 2021. Price per share is the average closing price per share for the first five days preceding the dividend record date of March 18, 2021.

Read SEC document
May 10, 2021 Filed May 11, 2021 20:44 UTC GrantCommon Stock, par value $0.01 per share 789 $12.67 $9,996.63
Disclosure

SEC source: 0001628280-21-009823 · wf-form4_162076583248576.xml · nonDerivative · entry 2

Friedman Paul M · CIK 0001648181 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Paul M. Friedman Living Trust

Disclosed balance after: 26,033

F2 · shares: Payment of director fees for first quarter ended March 31, 2021. Price per share is the average closing price per share for the first five days preceding the dividend record date of March 18, 2021.

Read SEC document
May 10, 2021 Filed May 11, 2021 20:44 UTC GrantCommon Stock, par value $0.01 per share 4,000 $12.60 $50,400.00
Disclosure

SEC source: 0001628280-21-009823 · wf-form4_162076583248576.xml · nonDerivative · entry 1

Friedman Paul M · CIK 0001648181 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Paul M. Friedman Living Trust

Disclosed balance after: 25,244

F1 · shares: Granted pursuant to the 2014 Director Equity Plan; 2,000 shares vest immediately and the remaining 2,000 shares are subject to a one-year vesting period.

Read SEC document
May 10, 2021 Filed May 11, 2021 20:37 UTC GrantCommon Stock, par value $0.01 per share 789 $12.67 $9,996.63
Disclosure

SEC source: 0001628280-21-009819 · wf-form4_162076541573081.xml · nonDerivative · entry 2

Ogren John Kirk JR · CIK 0001633199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,034.4812

F3 · shares: Payment of director fees for first quarter ended March 31, 2021. Price per share is the average closing price per share for the first five days preceding the dividend record date of March 18, 2021.

Read SEC document
May 10, 2021 Filed May 11, 2021 20:37 UTC GrantCommon Stock, par value $0.01 per share 4,000 $12.60 $50,400.00
Disclosure

SEC source: 0001628280-21-009819 · wf-form4_162076541573081.xml · nonDerivative · entry 1

Ogren John Kirk JR · CIK 0001633199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,245.4812

F1 · shares: Granted pursuant to the 2014 Director Equity Plan; 2,000 shares vest immediately and the remaining 2,000 shares are subject to a one-year vesting period.

F2 · balance_after: Includes 554.250 shares acquired on March 31, 2021 under the Issuer's Dividend Reinvestment Plan.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:33 UTC GrantCommon Stock, par value $0.01 per share 1,070 $9.34 $9,993.80
Disclosure

SEC source: 0001628280-21-004463 · wf-form4_161541198968659.xml · nonDerivative · entry 1

Handley Jonathan Bradford JR · CIK 0001633188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,547

F1 · shares: Payment of director fees for fourth quarter ended December 31, 2020. Price per share is the average closing price per share for the first five days preceding the record dividend date of November 16, 2020.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:32 UTC GrantCommon Stock, par value $0.01 per share 1,070 $9.34 $9,993.80
Disclosure

SEC source: 0001628280-21-004462 · wf-form4_161541190538288.xml · nonDerivative · entry 1

Ogren John Kirk JR · CIK 0001633199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,691.2312

F1 · shares: Payment of director fees for fourth quarter ended December 31, 2020. Price per share is the average closing price per share for the first five days preceding the record dividend date of November 16, 2020.

F2 · balance_after: Includes 589.345 shares acquired on November 30, 2020 under the Issuer's Dividend Reinvestment Plan.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:30 UTC GrantCommon Stock, par value $0.01 per share 1,070 $9.34 $9,993.80
Disclosure

SEC source: 0001628280-21-004461 · wf-form4_161541180532215.xml · nonDerivative · entry 1

Friedman Paul M · CIK 0001648181 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Paul M. Friedman Living Trust

Disclosed balance after: 21,244

F1 · shares: Payment of director fees for fourth quarter ended December 31, 2020. Price per share is the average closing price per share for the first five days preceding the record dividend date of November 16, 2020.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:28 UTC GrantCommon Stock, par value $0.01 per share 1,070 $9.34 $9,993.80
Disclosure

SEC source: 0001628280-21-004459 · wf-form4_161541167842720.xml · nonDerivative · entry 1

Condas John C · CIK 0001633183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,776

F1 · shares: Payment of director fees for fourth quarter ended December 31, 2020. Price per share is the average closing price per share for the first five days preceding the record dividend date of November 16, 2020.

Read SEC document
November 09, 2020 Filed Nov 9, 2020 22:15 UTC GrantCommon Stock, par value $0.01 per share 1,029 $9.72 $10,001.88
Disclosure

SEC source: 0001628280-20-016123 · wf-form4_160496013464152.xml · nonDerivative · entry 3

Ogren John Kirk JR · CIK 0001633199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,031.8862

F2 · shares: Payment of director fees for third quarter ended September 30, 2020. Price per share is the average closing price per share for the first five days preceding the record dividend date of August 14, 2020.

Read SEC document
November 09, 2020 Filed Nov 9, 2020 21:36 UTC GrantCommon Stock, par value $0.01 per share 1,029 $9.72 $10,001.88
Disclosure

SEC source: 0001628280-20-016114 · wf-form4_160495774685678.xml · nonDerivative · entry 1

Handley Jonathan Bradford JR · CIK 0001633188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,477

F1 · shares: Payment of director fees for third quarter ended September 30, 2020. Price per share is the average closing price per share for the first five days preceding the record dividend date of August 14, 2020.

Read SEC document
November 09, 2020 Filed Nov 9, 2020 21:25 UTC GrantCommon Stock, par value $0.01 per share 1,029 $9.72 $10,001.88
Disclosure

SEC source: 0001628280-20-016098 · wf-form4_160495710915797.xml · nonDerivative · entry 1

Friedman Paul M · CIK 0001648181 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Paul M. Friedman Living Trust

Disclosed balance after: 20,174

F1 · shares: Payment of director fees for third quarter ended September 30, 2020. Price per share is the average closing price per share for the first five days preceding the record dividend date of August 14, 2020.

Read SEC document
November 09, 2020 Filed Nov 9, 2020 21:31 UTC GrantCommon Stock, par value $0.01 per share 1,029 $9.72 $10,001.88
Disclosure

SEC source: 0001628280-20-016107 · wf-form4_160495748362783.xml · nonDerivative · entry 1

Condas John C · CIK 0001633183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,706

F1 · shares: Payment of director fees for third quarter ended September 30, 2020. Price per share is the average closing price per share for the first five days preceding the record dividend date of August 14, 2020.

Read SEC document
November 06, 2020 Filed Nov 9, 2020 22:15 UTC GrantCommon Stock, par value $0.01 per share 2,000 $8.10 $16,190.20
Disclosure

SEC source: 0001628280-20-016123 · wf-form4_160496013464152.xml · nonDerivative · entry 2

Ogren John Kirk JR · CIK 0001633199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,002.8862

Read SEC document
November 06, 2020 Filed Nov 9, 2020 22:15 UTC GrantCommon Stock, par value $0.01 per share 1,000 $7.99 $7,989.90
Disclosure

SEC source: 0001628280-20-016123 · wf-form4_160496013464152.xml · nonDerivative · entry 1

Ogren John Kirk JR · CIK 0001633199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,002.8862

F1 · balance_after: Includes 102.704 shares acquired on September 21, 2020 by transfer from an indirect beneficial ownership account.

Read SEC document
September 04, 2020 Filed Sep 9, 2020 01:08 UTC Purchase7.25% Convertible Notes due 2024 · Derivative 500 $23.60 Strike: $14.47 $11,800.00
Disclosure

SEC source: 0001628279-20-000223 · wf-form4_159961369687192.xml · derivative · entry 6

Ogren John Kirk JR · CIK 0001633199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock, par value $0.01 per share · 2,591.85 shares

Expires 2024-04-30

F3 · derivative.exercise_price: The conversion rate of the 7.25% convertible notes due 2024 (the "Notes") equals 1.7279 shares of the Issuer's common stock per $25.00 principal amount of notes (equivalent to a conversion price of approximately $14.47 per share of the Issuer's common stock). The conversion rate, and thus the conversion price, will be subject to adjustment in accordance with the terms of the Notes.

F4 · derivative.underlying_shares: Calculated based on the conversion rate of 1.7279 shares of the Issuer's common stock per $25.00 principal amount of Notes.

Read SEC document
September 03, 2020 Filed Sep 4, 2020 17:55 UTC
MENDELSOHN LAWRENCEDirector · CHIEF EXECUTIVE OFFICER
GrantCommon Stock, par value $0.01 per share 3,000 $8.95 $26,860.50
Disclosure

SEC source: 0001628280-20-013348 · wf-form4_159925652192140.xml · nonDerivative · entry 4

MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Aspen Uranus LLC

Disclosed balance after: 67,349

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose.

F3 · balance_after: Includes 226 shares distributed to Aspen Uranus LLC, 118 shares distributed to AIM Capital, 511 shares distributed to RPM Capital LLC, 59 shares distributed to wife through RAD Children's Trust and 961 shares distributed to Mendelsohn Family Limited Partnership by Thetis Asset Management LLC.

Read SEC document
August 13, 2020 Filed Aug 19, 2020 17:23 UTC
MENDELSOHN LAWRENCEDirector · CHIEF EXECUTIVE OFFICER
GrantCommon Stock, par value $0.01 per share 4,000 $9.55 $38,200.00
Disclosure

SEC source: 0001104659-20-096957 · tm2028997-3_4.xml · nonDerivative · entry 1

MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,435

F1 · shares: Granted pursuant to the shareholder approved 2016 Equity Incentive Plan, which will vest in three equal installments annually, starting August 13, 2021.

F2 · balance_after: Includes shares from a stock dividend paid on March 27, 2020; 3,365 shares paid to Mr. Mendelsohn's direct holdings, 21,091 shares paid to Thetis Asset Management LLC, 544 shares paid to Flanders Street Credit Partners I., L.P., 2,246 shares paid to Aspen Uranus LLC, 3 shares paid to Mr. Mendelsohn's wife, 3 shares paid to Mr. Mendelsohn's son, 9,618 shares paid to Gregory Funding LLC, 9 shares paid to AIM Capital, 39 shares paid to RPM Capital LLC, 5 shares paid to RAD Children's Trust, 34,261 shares paid to Aspen Yo LLC and subsidiaries, 208 shares paid to Mendelsohn Family Limited Partnership, and 2,626 shares paid to Great Ajax FS LLC.

Read SEC document
August 13, 2020 Filed Aug 19, 2020 17:22 UTC
Doyle Mary BChief Financial Officer
GrantCommon Stock, par value $0.01 per share 8,000 $9.55 $76,400.00
Disclosure

SEC source: 0001104659-20-096955 · tm2028997d1_frorm4.xml · nonDerivative · entry 1

Doyle Mary B · CIK 0001672435 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,273.416

F1 · shares: Granted pursuant to the shareholder approved 2016 Equity Incentive Plan, which will vest in three equal installments annually, starting August 13, 2021.

F2 · balance_after: Includes 2,042.075 shares from a stock dividend paid on March 27, 2020.

Read SEC document
August 13, 2020 Filed Aug 19, 2020 21:22 UTC
Schaub RussellDirector · PRESIDENT
GrantCommon Stock, par value $0.01 per share 8,000 $9.55 $76,400.00
Disclosure

SEC source: 0001104659-20-096956 · tm2028997d2_4.xml · nonDerivative · entry 1

Schaub Russell · CIK 0001633179 · Director · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,111.191

F1 · shares: Granted pursuant to the shareholder approved 2016 Equity Incentive Plan, which will vest in three equal installments annually starting August 13, 2021.

F2 · balance_after: Includes the following shares acquired under the Issuer's Dividend Reinvestment Plan: 1,779.3 shares acquired on August 30, 2019; 1,749.332 shares acquired on November 26, 2019; 1,824.623 shares on May 29, 2020; and 3,225 shares from a stock dividend on March 27, 2020.

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August 06, 2020 Filed Aug 6, 2020 20:44 UTC GrantCommon Stock, par value $0.01 per share 1,300 $7.69 $9,997.00
Disclosure

SEC source: 0001628280-20-012022 · wf-form4_159674662985999.xml · nonDerivative · entry 1

Condas John C · CIK 0001633183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,677

F1 · shares: Payment of director fees for second quarter ended June 30, 2020. Price per share is the average closing price per share for the first five days preceding the record dividend date of May 15, 2020.

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August 06, 2020 Filed Aug 6, 2020 20:41 UTC GrantCommon Stock, par value $0.01 per share 1,300 $7.69 $9,997.00
Disclosure

SEC source: 0001628280-20-012019 · wf-form4_159674649609719.xml · nonDerivative · entry 1

Ogren John Kirk JR · CIK 0001633199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,272.562

F1 · shares: Payment of director fees for second quarter ended June 30, 2020. Price per share is the average closing price per share for the first five days preceding the record dividend date of May 15, 2020.

F2 · balance_after: Includes 714.583 shares acquired on May 29, 2020 under the Issuer's Dividend Reinvestment Plan.

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August 06, 2020 Filed Aug 6, 2020 20:39 UTC GrantCommon Stock, par value $0.01 per share 1,300 $7.69 $9,997.00
Disclosure

SEC source: 0001628280-20-012017 · wf-form4_159674637518181.xml · nonDerivative · entry 1

Friedman Paul M · CIK 0001648181 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Paul M. Friedman Living Trust

Disclosed balance after: 19,145

F1 · shares: Payment of director fees for second quarter ended June 30, 2020. Price per share is the average closing price per share for the first five days preceding the record dividend date of May 15, 2020.

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August 06, 2020 Filed Aug 6, 2020 20:37 UTC GrantCommon Stock, par value $0.01 per share 1,300 $7.69 $9,997.00
Disclosure

SEC source: 0001628280-20-012015 · wf-form4_159674624950842.xml · nonDerivative · entry 1

Handley Jonathan Bradford JR · CIK 0001633188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,448

F1 · shares: Payment of director fees for second quarter ended June 30, 2020. Price per share is the average closing price per share for the first five days preceding the record dividend date of May 15, 2020.

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May 13, 2020 Filed May 13, 2020 20:52 UTC Purchase7.25% Convertible Notes due 2024 · Derivative 500 $21.50 Strike: $14.47 $10,750.00
Disclosure

SEC source: 0001628280-20-007711 · wf-form4_158940315474852.xml · derivative · entry 6

Ogren John Kirk JR · CIK 0001633199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock, par value $0.01 per share · 1,727.9 shares

Expires 2024-04-30

F1 · derivative.exercise_price: The conversion rate of the 7.25% convertible notes due 2024 (the "Notes") equals 1.7279 shares of the Issuer's common stock per $25.00 principal amount of notes (equivalent to a conversion price of approximately $14.47 per share of the Issuer's common stock). The conversion rate, and thus the conversion price, will be subject to adjustment in accordance with the terms of the Notes.

F2 · derivative.underlying_shares: Calculated based on the conversion rate of 1.7279 shares of the Issuer's common stock per $25.00 principal amount of Notes.

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May 08, 2020 Filed May 11, 2020 23:39 UTC Purchase7.25% Convertible Notes due 2024 · Derivative 500 $22.03 Strike: $14.47 $11,015.00
Disclosure

SEC source: 0001628280-20-007514 · wf-form4_158924035602770.xml · derivative · entry 6

Ogren John Kirk JR · CIK 0001633199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Common Stock, par value $0.01 per share · 863.95 shares

Expires 2024-04-30

F1 · derivative.exercise_price: The conversion rate of the 7.25% convertible notes due 2024 (the "Notes") equals 1.7279 shares of the Issuer's common stock per $25.00 principal amount of notes (equivalent to a conversion price of approximately $14.47 per share of the Issuer's common stock). The conversion rate, and thus the conversion price, will be subject to adjustment in accordance with the terms of the Notes.

F2 · derivative.underlying_shares: Calculated based on the conversion rate of 1.7279 shares of the Issuer's common stock per $25.00 principal amount of Notes.

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May 07, 2020 Filed May 7, 2020 23:16 UTC GrantCommon Stock, par value $0.01 per share 867 $11.54 $10,005.18
Disclosure

SEC source: 0001628280-20-007070 · wf-form4_158889337591220.xml · nonDerivative · entry 1

Friedman Paul M · CIK 0001648181 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Paul M. Friedman Living Trust

Disclosed balance after: 17,845

F1 · shares: Payment of director fees for first quarter ended March 31, 2020. Price per share is the average closing price per share for the first five days preceding the record dividend date of March 17, 2020.

F2 · balance_after: Includes 575 shares from a stock dividend paid on March 27, 2020.

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May 07, 2020 Filed May 7, 2020 23:12 UTC GrantCommon Stock, par value $0.01 per share 867 $11.54 $10,005.18
Disclosure

SEC source: 0001628280-20-007068 · wf-form4_158889315281422.xml · nonDerivative · entry 1

Ogren John Kirk JR · CIK 0001633199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,257.979

F1 · shares: Payment of director fees for first quarter ended March 31, 2020. Price per share is the average closing price per share for the first five days preceding the record dividend date of March 17, 2020.

F2 · balance_after: Includes 1,132 shares from a stock dividend paid on March 27, 2020.

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May 07, 2020 Filed May 7, 2020 23:05 UTC GrantCommon Stock, par value $0.01 per share 867 $11.54 $10,005.18
Disclosure

SEC source: 0001628280-20-007064 · wf-form4_158889270763774.xml · nonDerivative · entry 1

Condas John C · CIK 0001633183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,377

F1 · shares: Payment of director fees for first quarter ended March 31, 2020. Price per share is the average closing price per share for the first five days preceding the record dividend date of March 17, 2020.

F2 · balance_after: Includes 559 shares from a stock dividend paid on March 27, 2020.

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May 07, 2020 Filed May 8, 2020 20:13 UTC GrantCommon Stock, par value $0.01 per share 867 $11.54 $10,005.18
Disclosure

SEC source: 0001628280-20-007214 · wf-form4_158896881566784.xml · nonDerivative · entry 1

Handley Jonathan Bradford JR · CIK 0001633188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,148

F1 · shares: Payment of director fees for first quarter ended March 31, 2020. Price per share is the average closing price per share for the first five days preceding the record dividend date of March 17, 2020.

F2 · balance_after: Includes 3,326 shares from a stock dividend paid on March 27, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.