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RPM

RPM INTERNATIONAL INC/DE/

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3418
SEC CIK
0000110621
Parsed reports
446

Last 12 months

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0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202601
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 27, 2018 Filed Jul 15, 2019 20:29 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
GiftCommon Stock, $0.01 par value 3,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-042080 · doc5.xml · nonDerivative · entry 1

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 902,071

F1 · balance_after: Includes an aggregate of 19,195 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan and 90,473 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 50,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
August 17, 2018 Filed Aug 21, 2018 20:16 UTC PurchaseCommon Stock, $0.01 par value 5,000 $64.06 $320,300.00
Disclosure

SEC source: 0001209191-18-047746 · doc4.xml · nonDerivative · entry 1

Livingston Robert · CIK 0001302675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,150

Read SEC document
July 23, 2018 Filed Jul 24, 2018 21:10 UTC
Moore Edward W.SVP, GC & CCO
Exercise / conversionStock Appreciation Rights · Derivative 22,500 $0.00 Strike: $47.14 $0.00
Disclosure

SEC source: 0001209191-18-043776 · doc4.xml · derivative · entry 8

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,500

Underlying: Common Stock · 22,500 shares

Expires 2025-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Appreciation Rights vested on July 20, 2016, 2017 and 2018.

F5 · balance_after: Stock Appreciation Rights granted pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2015 and 2018 and expire 10 years from the date of grant.

Read SEC document
July 23, 2018 Filed Jul 24, 2018 21:10 UTC
Moore Edward W.SVP, GC & CCO
Exercise / conversionStock Appreciation Rights · Derivative 7,500 $0.00 Strike: $44.60 $0.00
Disclosure

SEC source: 0001209191-18-043776 · doc4.xml · derivative · entry 7

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 7,500 shares

Expires 2024-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 23, 2018 Filed Jul 24, 2018 21:10 UTC
Moore Edward W.SVP, GC & CCO
SaleCommon Stock, $0.01 par value 4,168 $61.91 $258,036.30
Disclosure

SEC source: 0001209191-18-043776 · doc4.xml · nonDerivative · entry 6

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,931

F2 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $61.8901 - $69.99. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes an aggregate of 10,130 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 7,492 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 12,500 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
July 23, 2018 Filed Jul 24, 2018 21:10 UTC
Moore Edward W.SVP, GC & CCO
Tax withholdingCommon Stock, $0.01 par value 3,123 $61.44 $191,877.12
Disclosure

SEC source: 0001209191-18-043776 · doc4.xml · nonDerivative · entry 5

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,099

Read SEC document
July 23, 2018 Filed Jul 24, 2018 21:10 UTC
Moore Edward W.SVP, GC & CCO
Disposition to issuerCommon Stock, $0.01 par value 22,709 $61.44 $1,395,240.96
Disclosure

SEC source: 0001209191-18-043776 · doc4.xml · nonDerivative · entry 4

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,222

Read SEC document
July 23, 2018 Filed Jul 24, 2018 21:10 UTC
Moore Edward W.SVP, GC & CCO
Exercise / conversionCommon Stock, $0.01 par value 22,500 $47.14 $1,060,650.00
Disclosure

SEC source: 0001209191-18-043776 · doc4.xml · nonDerivative · entry 3

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 23, 2018 Filed Jul 24, 2018 21:10 UTC
Moore Edward W.SVP, GC & CCO
Exercise / conversionCommon Stock, $0.01 par value 7,500 $44.60 $334,500.00
Disclosure

SEC source: 0001209191-18-043776 · doc4.xml · nonDerivative · entry 2

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 23, 2018 Filed Jul 24, 2018 21:00 UTC SaleCommon Stock, $0.01 par value 1,762 $61.45 $108,277.37
Disclosure

SEC source: 0001209191-18-043756 · doc4.xml · nonDerivative · entry 1

Nance Frederick R. · CIK 0001388816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,571

Read SEC document
July 23, 2018 Filed Jul 24, 2018 20:59 UTC PurchaseCommon Stock, $0.01 par value 8,100 $62.12 $503,163.09
Disclosure

SEC source: 0001209191-18-043754 · doc4.xml · nonDerivative · entry 1

BALLBACH JOHN M · CIK 0001242950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,100

Read SEC document
July 20, 2018 Filed Jul 24, 2018 21:10 UTC
Moore Edward W.SVP, GC & CCO
Tax withholdingCommon Stock, $0.01 par value 12,191 $61.65 $751,575.15
Disclosure

SEC source: 0001209191-18-043776 · doc4.xml · nonDerivative · entry 1

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,931

F1 · kind: On July 20, 2018, 31,000 shares of Common Stock issued to the reporting person as Performance Earned Restricted Stock pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 12,191 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

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July 20, 2018 Filed Jul 24, 2018 21:08 UTC Tax withholdingCommon Stock, $0.01 par value 3,064 $61.65 $188,895.60
Disclosure

SEC source: 0001209191-18-043770 · doc4.xml · nonDerivative · entry 1

Gordon Russell L · CIK 0001546777 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,893

F1 · kind: On July 20, 2018, 11,000 shares of Common Stock issued to the reporting person as Performance Earned Restricted Stock pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 3,064 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

F2 · balance_after: Includes an aggregate of 37,204 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, and 12,500 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
July 20, 2018 Filed Jul 24, 2018 21:07 UTC
Kastner Janeen B.VP Corp. Benefits/Risk Mgmt.
Tax withholdingCommon Stock, $0.01 par value 1,671 $61.65 $103,017.15
Disclosure

SEC source: 0001209191-18-043767 · doc4.xml · nonDerivative · entry 1

Kastner Janeen B. · CIK 0001622407 · VP Corp. Benefits/Risk Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,608

F1 · kind: On July 20, 2018, 6,000 shares of Common Stock issued to the reporting person as Performance Earned Restricted Stock pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 1,671 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

F2 · balance_after: Includes an aggregate of 21,501 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, and 8,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
July 20, 2018 Filed Jul 24, 2018 21:04 UTC
SMILEY KEITH RVP-Finance & Controller
Tax withholdingCommon Stock, $01 par value 1,791 $61.65 $110,415.15
Disclosure

SEC source: 0001209191-18-043762 · doc4.xml · nonDerivative · entry 1

SMILEY KEITH R · CIK 0001224033 · VP-Finance & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,566

F1 · kind: On July 20, 2018, 6,000 shares of Common Stock issued to the reporting person as Performance Earned Restricted Stock pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 1,791 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

F2 · balance_after: Includes an aggregate of 8,682 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 4,825 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan, 13,443 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 7,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
July 20, 2018 Filed Jul 24, 2018 21:05 UTC
Ratajczak Matthew TVP-Global Tax and Treasurer
Tax withholdingCommon Stock, $0.01 par value 1,342 $61.65 $82,734.30
Disclosure

SEC source: 0001209191-18-043763 · doc4.xml · nonDerivative · entry 1

Ratajczak Matthew T · CIK 0001546776 · VP-Global Tax and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,102

F1 · kind: On July 20, 2018, 4,500 shares of Common Stock issued to the reporting person as Peformance Earned Restricted Stock pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 1,342 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

F2 · balance_after: Includes an aggregate of 632 shares of Common Stock issued pursuant to the 1997 RPM International Inc. Restricted Stock Plan, as amended, 22,834 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, and 6,500 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

F3 · balance_after: Due to a clerical error on the reporting persons Form 4 filed July 18, 2018, the total number of shares reported in Column 5 of Table I was incorrectly stated and has been updated in this Form 4 to reflect the correct total number of shares.

Read SEC document
July 20, 2018 Filed Jul 24, 2018 21:03 UTC
Slifstein BarryVP Investor Relations
Tax withholdingCommon Stock, $0.01 par value 1,344 $61.65 $82,857.60
Disclosure

SEC source: 0001209191-18-043761 · doc4.xml · nonDerivative · entry 1

Slifstein Barry · CIK 0001447766 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,118

F1 · kind: On July 20, 2018, 4,500 shares of Common Stock issued to the reporting person as Performance Earned Restricted Stock pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 1,344 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

F2 · balance_after: Includes an aggregate of 5,014 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 8,099 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting person's retirement, and 5,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
July 20, 2018 Filed Jul 24, 2018 21:02 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
Tax withholdingCommon Stock, $0.01 par value 33,263 $61.65 $2,050,663.95
Disclosure

SEC source: 0001209191-18-043758 · doc4.xml · nonDerivative · entry 1

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 908,357

F1 · kind: On July 20, 2018, 75,000 shares of Common Stock issued to the reporting person as Performance Earned Restricted Stock pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 33,263 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

F2 · balance_after: Includes an aggregate of 27,665 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan and 84,489 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 50,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
July 16, 2018 Filed Jul 18, 2018 21:04 UTC
SMILEY KEITH RVP-Finance & Controller
Disposition to issuerCommon Stock, $01 par value 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-043102 · doc4.xml · nonDerivative · entry 2

SMILEY KEITH R · CIK 0001224033 · VP-Finance & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,357

F2 · kind: On July 16, 2018, 5,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, were cancelled by the Compensation Committee of the Issuer and disposed of back to the Issuer.

F3 · balance_after: Includes an aggregate of 8,682 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 4,825 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan, 13,443 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 13,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
July 16, 2018 Filed Jul 18, 2018 21:04 UTC
SMILEY KEITH RVP-Finance & Controller
GrantCommon Stock, $0.01 par value 3,076 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-043102 · doc4.xml · nonDerivative · entry 1

SMILEY KEITH R · CIK 0001224033 · VP-Finance & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,357

F1 · kind: The reporting person was granted 3,076 shares of Common Stock, issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
July 16, 2018 Filed Jul 18, 2018 21:06 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
Disposition to issuerCommon Stock, $0.01 par value 80,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-043107 · doc4.xml · nonDerivative · entry 2

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 941,620

F2 · kind: On July 16, 2018, 80,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, were cancelled by the Compensation Committee of the Issuer and disposed of back to the Issuer.

F3 · balance_after: Includes an aggregate of 27,665 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan and 84,489 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 125,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
July 16, 2018 Filed Jul 18, 2018 21:06 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
GrantCommon Stock, $0.01 par value 3,088 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-043107 · doc4.xml · nonDerivative · entry 1

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,021,620

F1 · kind: The reporting person was granted 3,088 shares of Common Stock, issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
July 16, 2018 Filed Jul 18, 2018 21:02 UTC
Slifstein BarryVP Investor Relations
Disposition to issuerCommon Stock, $0.01 par value 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-043099 · doc4.xml · nonDerivative · entry 2

Slifstein Barry · CIK 0001447766 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,462

F2 · kind: On July 16, 2018, 5,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, were cancelled by the Compensation Committee of the Issuer and disposed of back to the Issuer.

F3 · balance_after: Includes an aggregate of 5,014 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 8,099 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting person's retirement, and 9,500 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
July 16, 2018 Filed Jul 18, 2018 21:02 UTC
Slifstein BarryVP Investor Relations
GrantCommon Stock, $0.01 par value 680 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-043099 · doc4.xml · nonDerivative · entry 1

Slifstein Barry · CIK 0001447766 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,462

F1 · kind: The reporting person was granted 680 shares of Common Stock, issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
July 16, 2018 Filed Jul 18, 2018 21:00 UTC
Ratajczak Matthew TVP-Global Tax and Treasurer
Disposition to issuerCommon Stock, $0.01 par value 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-043097 · doc4.xml · nonDerivative · entry 2

Ratajczak Matthew T · CIK 0001546776 · VP-Global Tax and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,444

F2 · kind: On July 16, 2018, 5,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, were cancelled by the Compensation Committee of the Issuer and disposed of back to the Issuer.

F3 · balance_after: Includes an aggregate of 632 shares of Common Stock issued pursuant to the 1997 RPM International Inc. Restricted Stock Plan, as amended, 22,834 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, and 11,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
July 16, 2018 Filed Jul 18, 2018 21:00 UTC
Ratajczak Matthew TVP-Global Tax and Treasurer
GrantCommon Stock, $0.01 par value 3,517 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-043097 · doc4.xml · nonDerivative · entry 1

Ratajczak Matthew T · CIK 0001546776 · VP-Global Tax and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,444

F1 · kind: The reporting person was granted 3,517 shares of Common Stock, issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
July 16, 2018 Filed Jul 18, 2018 20:58 UTC
Moore Edward W.SVP, GC & CCO
GrantStock Appreciation Rights · Derivative 30,000 $0.00 Strike: $60.01 $0.00
Disclosure

SEC source: 0001209191-18-043094 · doc4.xml · derivative · entry 3

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,500

Underlying: Common Stock · 30,000 shares

Expires 2028-07-16

F4 · derivative.exercise_date: The Stock Appreciation Rights vest in four equal installments, beginning on July 16, 2019.

F5 · balance_after: Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2014 and 2018 and expire 10 years from the date of grant.

Read SEC document
July 16, 2018 Filed Jul 18, 2018 20:58 UTC
Moore Edward W.SVP, GC & CCO
Disposition to issuerCommon Stock, $0.01 par value 16,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-043094 · doc4.xml · nonDerivative · entry 2

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,122

F2 · kind: On July 16, 2018, 16,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, were cancelled by the Compensation Committee of the Issuer and disposed back to the Issuer.

F3 · balance_after: Includes an aggregate of 10,130 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 7,492 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 43,500 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
July 16, 2018 Filed Jul 18, 2018 20:58 UTC
Moore Edward W.SVP, GC & CCO
GrantCommon Stock, $0.01 par value 1,603 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-043094 · doc4.xml · nonDerivative · entry 1

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,122

F1 · kind: The reporting person was granted 1,603 shares of Common Stock, issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
July 16, 2018 Filed Jul 18, 2018 20:56 UTC
Kastner Janeen B.VP Corp. Benefits/Risk Mgmt.
GrantStock Appreciation Rights · Derivative 30,000 $0.00 Strike: $60.01 $0.00
Disclosure

SEC source: 0001209191-18-043091 · doc4.xml · derivative · entry 4

Kastner Janeen B. · CIK 0001622407 · VP Corp. Benefits/Risk Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 30,000 shares

Expires 2028-07-16

F5 · derivative.exercise_date: The Stock Appreciation Rights vest in four equal installments, beginning on July 16, 2019.

F6 · balance_after: Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2014 and 2017 and expire 10 years from the date of grant.

Read SEC document
July 16, 2018 Filed Jul 18, 2018 20:56 UTC
Kastner Janeen B.VP Corp. Benefits/Risk Mgmt.
Disposition to issuerCommon Stock, $0.01 par value 16,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-043091 · doc4.xml · nonDerivative · entry 2

Kastner Janeen B. · CIK 0001622407 · VP Corp. Benefits/Risk Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,279

F2 · kind: On July 16, 2018, 16,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, were cancelled by the Compensation Committee of the Issuer and disposed of back to the Issuer.

F3 · balance_after: Includes an aggregate of 21,501 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, and 14,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

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July 16, 2018 Filed Jul 18, 2018 20:56 UTC
Kastner Janeen B.VP Corp. Benefits/Risk Mgmt.
GrantCommon Stock, $0.01 par value 1,992 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-043091 · doc4.xml · nonDerivative · entry 1

Kastner Janeen B. · CIK 0001622407 · VP Corp. Benefits/Risk Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,266

F1 · kind: The reporting person was granted 1,992 shares of Common Stock, issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

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July 16, 2018 Filed Jul 18, 2018 20:54 UTC GrantStock Appreciation Rights · Derivative 30,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-043085 · doc4.xml · derivative · entry 3

Gordon Russell L · CIK 0001546777 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 30,000 shares

Expires 2028-07-16

F4 · derivative.exercise_date: The Stock Appreciation Rights vest in four equal installments, beginning on July 16, 2019.

F5 · balance_after: Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2012 and 2018 and expire 10 years from the date of grant.

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July 16, 2018 Filed Jul 18, 2018 20:54 UTC Disposition to issuerCommon Stock, $0.01 par value 16,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-043085 · doc4.xml · nonDerivative · entry 2

Gordon Russell L · CIK 0001546777 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,957

F2 · kind: On July 16, 2018, 16,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, were cancelled by the Compensation Committee of the Issuer and disposed back to the Issuer.

F3 · balance_after: Includes an aggregate of 37,204 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, and 23,500 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
July 16, 2018 Filed Jul 18, 2018 20:54 UTC GrantCommon Stock, $0.01 par value 4,396 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-043085 · doc4.xml · nonDerivative · entry 1

Gordon Russell L · CIK 0001546777 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,898

F1 · kind: The reporting person was granted 4,396 shares of Common Stock, issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
July 01, 2018 Filed Jul 18, 2018 21:06 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
GrantStock Appreciation Rights · Derivative 210,000 $0.00 Strike: $60.01 $0.00
Disclosure

SEC source: 0001209191-18-043107 · doc4.xml · derivative · entry 8

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,610,000

Underlying: Common Stock · 210,000 shares

Expires 2028-07-16

F5 · derivative.exercise_date: The Stock Appreciation Rights vest in four equal installments, beginning on July 16, 2019.

F6 · balance_after: Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2011 and 2018 and expire 10 years from the date of grant.

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May 31, 2018 Filed Jun 4, 2018 20:46 UTC
Moore Edward W.SVP, GC & CCO
Tax withholdingCommon Stock, $0.01 par value 398 $49.50 $19,701.00
Disclosure

SEC source: 0001209191-18-035163 · doc4.xml · nonDerivative · entry 1

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,519

F1 · kind: On May 31, 2018, 1,356 shares of Common Stock issued to the reporting person pursuant to the 2007 RPM International Inc. Restricted Stock Plan (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 398 shares of Common Stock back to the issuer to satisfy tax obligations of the reporting person.

F2 · balance_after: Includes an aggregate of 8,527 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 7,492 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, 43,500 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, and 16,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 20:47 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
Tax withholdingCommon Stock, $0.01 par value 5,060 $49.50 $250,470.00
Disclosure

SEC source: 0001209191-18-035169 · doc4.xml · nonDerivative · entry 1

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,018,532

F1 · kind: On May 31, 2018, 11,408 shares of Common Stock issued to the reporting person pursuant to the 2007 RPM International Inc. Restricted Stock Plan (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 5,060 shares back to the issuer to satisfy tax obligations of the reporting person.

F2 · balance_after: Includes an aggregate of 24,577 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan and 84,489 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, 125,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, and 80,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 20:45 UTC
RICE RONALD APresident and COO
Tax withholdingCommon Stock, $0.01 par value 2,547 $49.50 $126,076.50
Disclosure

SEC source: 0001209191-18-035160 · doc4.xml · nonDerivative · entry 1

RICE RONALD A · CIK 0001224027 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,158

F1 · kind: On May 31, 2018, 9,145 shares of Common Stock issued to the reporting person pursuant to the 2007 RPM International Inc. Restricted Stock Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 2,547 shares of Common Stock back to the issuer to satisfy tax obligations of the reporting person.

F2 · balance_after: Includes an aggregate of 22,841 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 8,066 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan and 48,863 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, 56,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity Incentive Plan, and 40,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 20:44 UTC
Slifstein BarryVP Investor Relations
Tax withholdingCommon Stock, $0.01 par value 468 $49.50 $23,166.00
Disclosure

SEC source: 0001209191-18-035155 · doc4.xml · nonDerivative · entry 1

Slifstein Barry · CIK 0001447766 · VP Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,782

F1 · kind: On May 31, 2018, 1,600 shares of Common Stock issued to the reporting person pursuant to the 2007 RPM International Inc. Restricted Stock Plan (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 468 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

F2 · balance_after: Includes an aggregate of 4,334 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 8,099 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting person's retirement, 9,500 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, and 5,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 20:43 UTC
SMILEY KEITH RVP-Finance & Controller
Tax withholdingCommon Stock, $0.01 par value 502 $49.50 $24,849.00
Disclosure

SEC source: 0001209191-18-035152 · doc4.xml · nonDerivative · entry 1

SMILEY KEITH R · CIK 0001224033 · VP-Finance & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,281

F1 · kind: On May 31, 2018, 1,704 shares of Common Stock issued to the reporting person pursuant to the 2007 RPM International Inc. Restricted Stock Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 502 shares of Common Stock back to the issuer to satisfy tax obligations of the reporting person.

F2 · balance_after: Includes an aggregate of 5,606 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 4,825 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan, 13,443 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, 13,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, and 5,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
January 17, 2018 Filed Jan 18, 2018 22:05 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
SaleCommon Stock, $0.01 par value 35,000 $52.38 $1,833,153.00
Disclosure

SEC source: 0001209191-18-004304 · doc4.xml · nonDerivative · entry 4

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,023,592

F1 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $52.185 - $52.4. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes an aggregate of 35,985 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan and 78,141 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, 125,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, and 80,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 22:05 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
Exercise / conversionStock Appreciation Rights · Derivative 200,000 $0.00 Strike: $20.73 $0.00
Disclosure

SEC source: 0001209191-18-004304 · doc4.xml · derivative · entry 10

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400,000

Underlying: Common Stock · 200,000 shares

Expires 2020-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Appreciation Rights vest in four equal installments, beginning on October 7, 2011.

F5 · balance_after: Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2011 and 2017 and expire 10 years from the date of grant.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 22:05 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
Tax withholdingCommon Stock, $0.01 par value 50,985 $52.54 $2,678,751.90
Disclosure

SEC source: 0001209191-18-004304 · doc4.xml · nonDerivative · entry 3

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,058,592

Read SEC document
January 16, 2018 Filed Jan 18, 2018 22:05 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
Disposition to issuerCommon Stock, $0.01 par value 78,912 $52.54 $4,146,036.48
Disclosure

SEC source: 0001209191-18-004304 · doc4.xml · nonDerivative · entry 2

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,109,577

Read SEC document
January 16, 2018 Filed Jan 18, 2018 22:05 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
Exercise / conversionCommon Stock, $0.01 par value 200,000 $20.73 $4,146,000.00
Disclosure

SEC source: 0001209191-18-004304 · doc4.xml · nonDerivative · entry 1

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,188,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2018 Filed Jan 10, 2018 21:56 UTC
Moore Edward W.SVP, GC & CCO
SaleCommon Stock, $0.01 par value 2,578 $53.79 $138,673.20
Disclosure

SEC source: 0001209191-18-003126 · doc4.xml · nonDerivative · entry 4

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,917

F1 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $53.7401 - $53.85. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes an aggregate of 9,883 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 6,534 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, 43,500 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, and 16,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
January 08, 2018 Filed Jan 10, 2018 21:56 UTC
Moore Edward W.SVP, GC & CCO
Exercise / conversionStock Appreciation Rights · Derivative 22,500 $0.00 Strike: $44.60 $0.00
Disclosure

SEC source: 0001209191-18-003126 · doc4.xml · derivative · entry 5

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,500

Underlying: Common Stock · 22,500 shares

Expires 2024-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Appreciation Rights vested on July 21, 2015, 2016 and 2017.

F4 · balance_after: Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2014 and 2017 and expire 10 years from the date of grant.

Read SEC document
January 08, 2018 Filed Jan 10, 2018 21:56 UTC
Moore Edward W.SVP, GC & CCO
Tax withholdingCommon Stock, $0.01 par value 1,362 $54.07 $73,643.34
Disclosure

SEC source: 0001209191-18-003126 · doc4.xml · nonDerivative · entry 3

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,495

Read SEC document
January 08, 2018 Filed Jan 10, 2018 21:56 UTC
Moore Edward W.SVP, GC & CCO
Disposition to issuerCommon Stock, $0.01 par value 18,560 $54.07 $1,003,539.20
Disclosure

SEC source: 0001209191-18-003126 · doc4.xml · nonDerivative · entry 2

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,857

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.