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Nasdaq · USD

ROKU

ROKU, INC

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Tapewire entity
2524
SEC CIK
0001428439
Parsed reports
726

Last 12 months

Inside the activity.

0 purchase rows · 180 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025021
Dec 2025011
Jan 2026012
Feb 202609
Mar 2026021
Apr 2026014
May 2026023
Jun 2026024
Jul 202609
Aug 202609
Sep 2026020
Oct 202607

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 22, 2020 Filed May 27, 2020 21:49 UTC
Rosenberg Scott A.GM, Sr. VP Platform Business
SaleClass A Common Stock 5,228 $110.54 $577,894.23
Disclosure

SEC source: 0001716837-20-000101 · edgar.xml · nonDerivative · entry 3

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,482

F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.32 to $111.16 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 22, 2020 Filed May 27, 2020 21:49 UTC
Rosenberg Scott A.GM, Sr. VP Platform Business
SaleClass A Common Stock 10,768 $109.82 $1,182,549.30
Disclosure

SEC source: 0001716837-20-000101 · edgar.xml · nonDerivative · entry 2

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,710

F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.31 to $110.29 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 22, 2020 Filed May 27, 2020 21:48 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,065 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-20-000100 · edgar.xml · derivative · entry 2

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,065 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This RSU was granted on 5/22/2019 and vested in a single installment on the anniversary of the grant date.

F1 · derivative.expiration_date: This RSU was granted on 5/22/2019 and vested in a single installment on the anniversary of the grant date.

Read SEC document
May 22, 2020 Filed May 27, 2020 21:48 UTC Exercise / conversionClass A Common Stock 1,065 $0.00 $0.00
Disclosure

SEC source: 0001716837-20-000100 · edgar.xml · nonDerivative · entry 1

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2020 Filed May 27, 2020 21:46 UTC
HUNT NEIL DDirector
Exercise / conversionRestricted Stock Unit · Derivative 1,065 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-20-000098 · edgar.xml · derivative · entry 2

HUNT NEIL D · CIK 0001393571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,065 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This RSU was granted on 5/22/2019 and vested in a single installment on the anniversary of the grant date.

F1 · derivative.expiration_date: This RSU was granted on 5/22/2019 and vested in a single installment on the anniversary of the grant date.

Read SEC document
May 22, 2020 Filed May 27, 2020 21:46 UTC
HUNT NEIL DDirector
Exercise / conversionClass A Common Stock 1,065 $0.00 $0.00
Disclosure

SEC source: 0001716837-20-000098 · edgar.xml · nonDerivative · entry 1

HUNT NEIL D · CIK 0001393571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2020 Filed May 27, 2020 21:45 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,065 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-20-000097 · edgar.xml · derivative · entry 3

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,065 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This RSU was granted on 5/22/2019 and vested in a single installment on the anniversary of the grant date.

F1 · derivative.expiration_date: This RSU was granted on 5/22/2019 and vested in a single installment on the anniversary of the grant date.

Read SEC document
May 22, 2020 Filed May 27, 2020 21:45 UTC Exercise / conversionClass A Common Stock 1,065 $0.00 $0.00
Disclosure

SEC source: 0001716837-20-000097 · edgar.xml · nonDerivative · entry 1

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2020 Filed May 27, 2020 21:44 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,065 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-20-000096 · edgar.xml · derivative · entry 2

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,065 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This RSU was granted on 5/22/2019 and vested in a single installment on the anniversary of the grant date.

F1 · derivative.expiration_date: This RSU was granted on 5/22/2019 and vested in a single installment on the anniversary of the grant date.

Read SEC document
May 22, 2020 Filed May 27, 2020 21:44 UTC Exercise / conversionClass A Common Stock 1,065 $0.00 $0.00
Disclosure

SEC source: 0001716837-20-000096 · edgar.xml · nonDerivative · entry 1

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2020 Filed May 20, 2020 23:27 UTC ConversionClass B Common Stock · Derivative 12,500 $2.28 Strike: $2.28 $28,500.00
Disclosure

SEC source: 0001716837-20-000088 · edgar.xml · derivative · entry 19

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 12,500 shares

Expires 2022-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
May 20, 2020 Filed May 20, 2020 23:27 UTC Exercise / conversionClass B Common Stock · Derivative 12,500 $2.28 Strike: $2.28 $28,500.00
Disclosure

SEC source: 0001716837-20-000088 · edgar.xml · derivative · entry 18

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Class A Common Stock · 12,500 shares

Expires 2022-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
May 20, 2020 Filed May 20, 2020 23:27 UTC Exercise / conversionStock Option (right to buy) · Derivative 12,500 $2.28 Strike: $2.28 $28,500.00
Disclosure

SEC source: 0001716837-20-000088 · edgar.xml · derivative · entry 17

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,700

Underlying: Class B Common Stock · 12,500 shares

Expires 2022-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This stock option is fully vested.

Read SEC document
May 20, 2020 Filed May 20, 2020 23:27 UTC SaleClass A Common Stock 5,000 $119.62 $598,100.00
Disclosure

SEC source: 0001716837-20-000088 · edgar.xml · nonDerivative · entry 10

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,222

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.56 to $119.67 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 20, 2020 Filed May 20, 2020 23:27 UTC ConversionClass A Common Stock 5,000 $2.28 $11,400.00
Disclosure

SEC source: 0001716837-20-000088 · edgar.xml · nonDerivative · entry 9

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2020 Filed May 20, 2020 23:27 UTC SaleClass A Common Stock 7,500 $118.74 $890,550.00
Disclosure

SEC source: 0001716837-20-000088 · edgar.xml · nonDerivative · entry 8

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,222

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.50 to $118.87 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 20, 2020 Filed May 20, 2020 23:27 UTC ConversionClass A Common Stock 7,500 $2.28 $17,100.00
Disclosure

SEC source: 0001716837-20-000088 · edgar.xml · nonDerivative · entry 7

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2020 Filed May 20, 2020 23:27 UTC ConversionClass B Common Stock · Derivative 5,000 $2.28 Strike: $2.28 $11,400.00
Disclosure

SEC source: 0001716837-20-000088 · edgar.xml · derivative · entry 16

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,000 shares

Expires 2022-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
May 19, 2020 Filed May 20, 2020 23:27 UTC Exercise / conversionClass B Common Stock · Derivative 5,000 $2.28 Strike: $2.28 $11,400.00
Disclosure

SEC source: 0001716837-20-000088 · edgar.xml · derivative · entry 15

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Class A Common Stock · 5,000 shares

Expires 2022-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
May 19, 2020 Filed May 20, 2020 23:27 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,000 $2.28 Strike: $2.28 $11,400.00
Disclosure

SEC source: 0001716837-20-000088 · edgar.xml · derivative · entry 14

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,200

Underlying: Class B Common Stock · 5,000 shares

Expires 2022-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This stock option is fully vested.

Read SEC document
May 19, 2020 Filed May 20, 2020 23:27 UTC SaleClass A Common Stock 5,000 $117.61 $588,040.00
Disclosure

SEC source: 0001716837-20-000088 · edgar.xml · nonDerivative · entry 6

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,222

Read SEC document
May 19, 2020 Filed May 20, 2020 23:27 UTC ConversionClass A Common Stock 5,000 $2.28 $11,400.00
Disclosure

SEC source: 0001716837-20-000088 · edgar.xml · nonDerivative · entry 5

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2020 Filed May 27, 2020 21:49 UTC
Rosenberg Scott A.GM, Sr. VP Platform Business
GiftClass A Common Stock 2,727 $0.00 $0.00
Disclosure

SEC source: 0001716837-20-000101 · edgar.xml · nonDerivative · entry 1

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,478

Read SEC document
May 18, 2020 Filed May 20, 2020 23:27 UTC ConversionClass B Common Stock · Derivative 10,000 $5.64 Strike: $5.64 $56,400.00
Disclosure

SEC source: 0001716837-20-000088 · edgar.xml · derivative · entry 13

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,000 shares

Expires 2026-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
May 18, 2020 Filed May 20, 2020 23:27 UTC Exercise / conversionClass B Common Stock · Derivative 10,000 $5.64 Strike: $5.64 $56,400.00
Disclosure

SEC source: 0001716837-20-000088 · edgar.xml · derivative · entry 12

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires 2026-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
May 18, 2020 Filed May 20, 2020 23:27 UTC Exercise / conversionStock Option (right to buy) · Derivative 10,000 $5.64 Strike: $5.64 $56,400.00
Disclosure

SEC source: 0001716837-20-000088 · edgar.xml · derivative · entry 11

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,833

Underlying: Class B Common Stock · 10,000 shares

Expires 2026-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This stock option is fully vested.

Read SEC document
May 18, 2020 Filed May 20, 2020 23:27 UTC SaleClass A Common Stock 5,000 $119.18 $595,900.00
Disclosure

SEC source: 0001716837-20-000088 · edgar.xml · nonDerivative · entry 4

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,222

Read SEC document
May 18, 2020 Filed May 20, 2020 23:27 UTC ConversionClass A Common Stock 5,000 $5.64 $28,200.00
Disclosure

SEC source: 0001716837-20-000088 · edgar.xml · nonDerivative · entry 3

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2020 Filed May 20, 2020 23:27 UTC SaleClass A Common Stock 5,000 $117.35 $586,750.00
Disclosure

SEC source: 0001716837-20-000088 · edgar.xml · nonDerivative · entry 2

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,222

Read SEC document
May 18, 2020 Filed May 20, 2020 23:27 UTC ConversionClass A Common Stock 5,000 $5.64 $28,200.00
Disclosure

SEC source: 0001716837-20-000088 · edgar.xml · nonDerivative · entry 1

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2020 Filed May 13, 2020 00:29 UTC
KAY STEPHEN HSVP General Counsel, Secretary
ConversionClass B Common Stock · Derivative 10,000 $5.64 Strike: $5.64 $56,400.00
Disclosure

SEC source: 0001716837-20-000085 · edgar.xml · derivative · entry 12

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,000 shares

Expires 2026-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
May 12, 2020 Filed May 13, 2020 00:29 UTC
KAY STEPHEN HSVP General Counsel, Secretary
Exercise / conversionClass B Common Stock · Derivative 10,000 $5.64 Strike: $5.64 $56,400.00
Disclosure

SEC source: 0001716837-20-000085 · edgar.xml · derivative · entry 11

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires 2026-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
May 12, 2020 Filed May 13, 2020 00:29 UTC
KAY STEPHEN HSVP General Counsel, Secretary
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $5.64 Strike: $5.64 $56,400.00
Disclosure

SEC source: 0001716837-20-000085 · edgar.xml · derivative · entry 10

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,603

Underlying: Class B Common Stock · 10,000 shares

Expires 2026-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: This stock option is fully vested.

Read SEC document
May 12, 2020 Filed May 13, 2020 00:29 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 418 $134.39 $56,176.57
Disclosure

SEC source: 0001716837-20-000085 · edgar.xml · nonDerivative · entry 9

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,812

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $134.22 to $134.68 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 12, 2020 Filed May 13, 2020 00:29 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 1,955 $133.56 $261,100.61
Disclosure

SEC source: 0001716837-20-000085 · edgar.xml · nonDerivative · entry 8

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,230

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.22 to $134.21 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 12, 2020 Filed May 13, 2020 00:29 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 2,347 $132.89 $311,887.67
Disclosure

SEC source: 0001716837-20-000085 · edgar.xml · nonDerivative · entry 7

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,185

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.22 to $133.16 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 12, 2020 Filed May 13, 2020 00:29 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 966 $131.52 $127,045.13
Disclosure

SEC source: 0001716837-20-000085 · edgar.xml · nonDerivative · entry 6

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,532

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.20 to $132.14 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 12, 2020 Filed May 13, 2020 00:29 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 1,597 $130.75 $208,811.42
Disclosure

SEC source: 0001716837-20-000085 · edgar.xml · nonDerivative · entry 5

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,498

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.17 to $131.09 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 12, 2020 Filed May 13, 2020 00:29 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 1,656 $129.61 $214,627.54
Disclosure

SEC source: 0001716837-20-000085 · edgar.xml · nonDerivative · entry 4

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,095

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.12 to $130.09 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 12, 2020 Filed May 13, 2020 00:29 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 609 $128.03 $77,973.25
Disclosure

SEC source: 0001716837-20-000085 · edgar.xml · nonDerivative · entry 3

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,751

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.98 to $128.18 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 12, 2020 Filed May 13, 2020 00:29 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 452 $127.23 $57,509.54
Disclosure

SEC source: 0001716837-20-000085 · edgar.xml · nonDerivative · entry 2

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,360

F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.97 to $127.84 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 12, 2020 Filed May 13, 2020 00:29 UTC
KAY STEPHEN HSVP General Counsel, Secretary
ConversionClass A Common Stock 10,000 $5.64 $56,400.00
Disclosure

SEC source: 0001716837-20-000085 · edgar.xml · nonDerivative · entry 1

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2020 Filed May 6, 2020 00:03 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 847 $0.00 Strike: $114.02 $0.00
Disclosure

SEC source: 0001716837-20-000083 · edgar.xml · derivative · entry 17

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 847

Underlying: Class A Common Stock · 847 shares

Expires 2030-04-30

F15 · price: This stock option was awarded to the Reporting Person by the Issuer's Compensation Committee of the Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in annual base salary of the Reporting Person of $33,333.33.

F14 · derivative.exercise_date: This stock option is fully vested.

Read SEC document
May 01, 2020 Filed May 6, 2020 00:03 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
ConversionClass B Common Stock · Derivative 10,000 $2.76 Strike: $2.76 $27,600.00
Disclosure

SEC source: 0001716837-20-000083 · edgar.xml · derivative · entry 16

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,000 shares

Expires 2022-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
May 01, 2020 Filed May 6, 2020 00:03 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
Exercise / conversionClass B Common Stock · Derivative 10,000 $2.76 Strike: $2.76 $27,600.00
Disclosure

SEC source: 0001716837-20-000083 · edgar.xml · derivative · entry 15

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires 2022-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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May 01, 2020 Filed May 6, 2020 00:03 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $2.76 Strike: $2.76 $27,600.00
Disclosure

SEC source: 0001716837-20-000083 · edgar.xml · derivative · entry 14

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,303,333

Underlying: Class B Common Stock · 10,000 shares

Expires 2022-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_date: This stock option is fully vested.

Read SEC document
May 01, 2020 Filed May 6, 2020 00:03 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
ConversionClass B Common Stock · Derivative 13,408 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-20-000083 · edgar.xml · derivative · entry 13

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 18,651,815

Underlying: Class A Common Stock · 13,408 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F13 · balance_after: This figure has been updated to exclude 10 shares of Class B Common Stock which were inadvertently included in prior reports since June 5, 2019.

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May 01, 2020 Filed May 6, 2020 00:03 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
SaleClass A Common Stock 600 $121.40 $72,838.02
Disclosure

SEC source: 0001716837-20-000083 · edgar.xml · nonDerivative · entry 12

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 25,000

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F12 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.14 to $121.75 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 01, 2020 Filed May 6, 2020 00:03 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
SaleClass A Common Stock 800 $120.73 $96,584.00
Disclosure

SEC source: 0001716837-20-000083 · edgar.xml · nonDerivative · entry 11

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 25,600

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F11 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.14 to $121.07 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 01, 2020 Filed May 6, 2020 00:03 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
SaleClass A Common Stock 2,500 $119.64 $299,091.00
Disclosure

SEC source: 0001716837-20-000083 · edgar.xml · nonDerivative · entry 10

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 26,400

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F10 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.05 to $120.02 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.