Tapewire

Nasdaq · USD

ROKU

ROKU, INC

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Tapewire entity
2524
SEC CIK
0001428439
Parsed reports
726

Last 12 months

Inside the activity.

0 purchase rows · 180 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025021
Dec 2025011
Jan 2026012
Feb 202609
Mar 2026021
Apr 2026014
May 2026023
Jun 2026024
Jul 202609
Aug 202609
Sep 2026020
Oct 202607

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2023 Filed Mar 4, 2023 00:32 UTC
Banks Matthew C.VP, Corp Controller & CAO
Exercise / conversionRestricted Stock Unit · Derivative 360 $0.00 $0.00
Disclosure

SEC source: 0001716837-23-000021 · edgar.xml · derivative · entry 3

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,875

Underlying: Class A Common Stock · 360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2021.

F3 · derivative.expiration_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2021.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:32 UTC
Banks Matthew C.VP, Corp Controller & CAO
Exercise / conversionClass A Common Stock 1,257 $0.00 $0.00
Disclosure

SEC source: 0001716837-23-000021 · edgar.xml · nonDerivative · entry 1

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:32 UTC
Fuchsberg GilbertSVP, Corporate Development
Exercise / conversionRestricted Stock Unit · Derivative 880 $0.00 $0.00
Disclosure

SEC source: 0001716837-23-000020 · edgar.xml · derivative · entry 7

Fuchsberg Gilbert · CIK 0001937263 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 880

Underlying: Class A Common Stock · 880 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F7 · derivative.exercise_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2022.

F7 · derivative.expiration_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2022.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:32 UTC
Fuchsberg GilbertSVP, Corporate Development
Exercise / conversionRestricted Stock Unit · Derivative 2,542 $0.00 $0.00
Disclosure

SEC source: 0001716837-23-000020 · edgar.xml · derivative · entry 6

Fuchsberg Gilbert · CIK 0001937263 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,881

Underlying: Class A Common Stock · 2,542 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F6 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.

F6 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:32 UTC
Fuchsberg GilbertSVP, Corporate Development
Exercise / conversionRestricted Stock Unit · Derivative 889 $0.00 $0.00
Disclosure

SEC source: 0001716837-23-000020 · edgar.xml · derivative · entry 5

Fuchsberg Gilbert · CIK 0001937263 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,445

Underlying: Class A Common Stock · 889 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F5 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2021.

F5 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2021.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:32 UTC
Fuchsberg GilbertSVP, Corporate Development
Exercise / conversionRestricted Stock Unit · Derivative 1,389 $0.00 $0.00
Disclosure

SEC source: 0001716837-23-000020 · edgar.xml · derivative · entry 4

Fuchsberg Gilbert · CIK 0001937263 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,389

Underlying: Class A Common Stock · 1,389 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.exercise_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2022.

F4 · derivative.expiration_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2022.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:32 UTC
Fuchsberg GilbertSVP, Corporate Development
Exercise / conversionClass A Common Stock 5,700 $0.00 $0.00
Disclosure

SEC source: 0001716837-23-000020 · edgar.xml · nonDerivative · entry 1

Fuchsberg Gilbert · CIK 0001937263 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:31 UTC
KAY STEPHEN HSVP General Counsel, Secretary
Exercise / conversionRestricted Stock Unit · Derivative 2,151 $0.00 $0.00
Disclosure

SEC source: 0001716837-23-000019 · edgar.xml · derivative · entry 4

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,361

Underlying: Class A Common Stock · 2,151 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.

F4 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:31 UTC
KAY STEPHEN HSVP General Counsel, Secretary
Exercise / conversionClass A Common Stock 2,151 $0.00 $0.00
Disclosure

SEC source: 0001716837-23-000019 · edgar.xml · nonDerivative · entry 1

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:31 UTC
Ozgen MustafaPresident, Devices
Exercise / conversionRestricted Stock Unit · Derivative 2,542 $0.00 $0.00
Disclosure

SEC source: 0001716837-23-000018 · edgar.xml · derivative · entry 5

Ozgen Mustafa · CIK 0001767033 · President, Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,543

Underlying: Class A Common Stock · 2,542 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F5 · derivative.exercise_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2022.

F5 · derivative.expiration_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2022.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:31 UTC
Ozgen MustafaPresident, Devices
Exercise / conversionRestricted Stock Unit · Derivative 4,758 $0.00 $0.00
Disclosure

SEC source: 0001716837-23-000018 · edgar.xml · derivative · entry 4

Ozgen Mustafa · CIK 0001767033 · President, Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,828

Underlying: Class A Common Stock · 4,758 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.

F4 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:31 UTC
Ozgen MustafaPresident, Devices
Exercise / conversionRestricted Stock Unit · Derivative 9,990 $0.00 $0.00
Disclosure

SEC source: 0001716837-23-000018 · edgar.xml · derivative · entry 3

Ozgen Mustafa · CIK 0001767033 · President, Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,990 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2019.

F3 · derivative.expiration_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2019.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:31 UTC
Ozgen MustafaPresident, Devices
Exercise / conversionClass A Common Stock 17,290 $0.00 $0.00
Disclosure

SEC source: 0001716837-23-000018 · edgar.xml · nonDerivative · entry 1

Ozgen Mustafa · CIK 0001767033 · President, Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:30 UTC
Collier CharlesPresident, Roku Media
GrantEmployee Stock Option (right to buy) · Derivative 2,750 $0.00 Strike: $63.64 $0.00
Disclosure

SEC source: 0001716837-23-000017 · edgar.xml · derivative · entry 5

Collier Charles · CIK 0001951665 · President, Roku Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

Underlying: Class A Common Stock · 2,750 shares

Expires 2033-02-28

F4 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $83,333.33.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:30 UTC
Collier CharlesPresident, Roku Media
Exercise / conversionRestricted Stock Unit · Derivative 29,339 $0.00 $0.00
Disclosure

SEC source: 0001716837-23-000017 · edgar.xml · derivative · entry 4

Collier Charles · CIK 0001951665 · President, Roku Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,097

Underlying: Class A Common Stock · 29,339 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on March 1, 2023.

F3 · derivative.expiration_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on March 1, 2023.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:30 UTC
Collier CharlesPresident, Roku Media
Exercise / conversionClass A Common Stock 29,339 $0.00 $0.00
Disclosure

SEC source: 0001716837-23-000017 · edgar.xml · nonDerivative · entry 1

Collier Charles · CIK 0001951665 · President, Roku Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:29 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 8,432 $0.00 Strike: $63.64 $0.00
Disclosure

SEC source: 0001716837-23-000016 · edgar.xml · derivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,432

Underlying: Class A Common Stock · 8,432 shares

Expires 2033-02-28

F2 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.33.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:29 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 1,650 $0.00 Strike: $63.64 $0.00
Disclosure

SEC source: 0001716837-23-000016 · edgar.xml · derivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,650

Underlying: Class A Common Stock · 1,650 shares

Expires 2033-02-28

F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $50,000.00.

Read SEC document
February 16, 2023 Filed Feb 17, 2023 23:21 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 2,763 $75.00 $207,225.00
Disclosure

SEC source: 0001716837-23-000008 · edgar.xml · nonDerivative · entry 1

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,527

F1 · shares: Shares sold pursuant to the reporting person's 10b5-1 plan.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 22:57 UTC
Collier CharlesPresident, Roku Media
GrantEmployee Stock Option (right to buy) · Derivative 2,914 $0.00 Strike: $60.05 $0.00
Disclosure

SEC source: 0001716837-23-000006 · edgar.xml · derivative · entry 1

Collier Charles · CIK 0001951665 · President, Roku Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,914

Underlying: Class A Common Stock · 2,914 shares

Expires 2033-01-31

F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $83,333.33.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 22:56 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 8,936 $0.00 Strike: $60.05 $0.00
Disclosure

SEC source: 0001716837-23-000005 · edgar.xml · derivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,936

Underlying: Class A Common Stock · 8,936 shares

Expires 2033-01-31

F2 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.33.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 22:56 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 1,748 $0.00 Strike: $60.05 $0.00
Disclosure

SEC source: 0001716837-23-000005 · edgar.xml · derivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,748

Underlying: Class A Common Stock · 1,748 shares

Expires 2033-01-31

F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $50,000.00.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 22:50 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 13,231 $0.00 Strike: $40.56 $0.00
Disclosure

SEC source: 0001716837-23-000002 · edgar.xml · derivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,231

Underlying: Class A Common Stock · 13,231 shares

Expires 2033-01-02

F2 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.33.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 22:50 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 5,753 $0.00 Strike: $40.56 $0.00
Disclosure

SEC source: 0001716837-23-000002 · edgar.xml · derivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,753

Underlying: Class A Common Stock · 5,753 shares

Expires 2033-01-02

F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $83,333.33.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 23:09 UTC
Fuchsberg GilbertSVP, Corporate Development
SaleClass A Common Stock 2,040 $59.16 $120,686.40
Disclosure

SEC source: 0001716837-22-000150 · edgar.xml · nonDerivative · entry 1

Fuchsberg Gilbert · CIK 0001937263 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,645

F1 · shares: Shares sold pursuant to the reporting person's 10b5-1 plan.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 23:09 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 8,977 $0.00 Strike: $59.78 $0.00
Disclosure

SEC source: 0001716837-22-000149 · edgar.xml · derivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,977

Underlying: Class A Common Stock · 8,977 shares

Expires 2032-11-30

F2 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.33.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 23:09 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 3,903 $0.00 Strike: $59.78 $0.00
Disclosure

SEC source: 0001716837-22-000149 · edgar.xml · derivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,903

Underlying: Class A Common Stock · 3,903 shares

Expires 2032-11-30

F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $83,333.33.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 00:18 UTC
Katz GidonPresident, Consumer Experience
SaleClass A Common Stock 7,010 $56.46 $395,784.60
Disclosure

SEC source: 0001716837-22-000146 · edgar.xml · nonDerivative · entry 2

Katz Gidon · CIK 0001950263 · President, Consumer Experience

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,917

F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on November 15, 2022.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 23:44 UTC
Ozgen MustafaPresident, Devices
SaleClass A Common Stock 8,970 $56.46 $506,446.20
Disclosure

SEC source: 0001716837-22-000145 · edgar.xml · nonDerivative · entry 2

Ozgen Mustafa · CIK 0001767033 · President, Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,860

F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on November 15, 2022.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 23:43 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 1,469 $56.46 $82,939.74
Disclosure

SEC source: 0001716837-22-000144 · edgar.xml · nonDerivative · entry 2

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,290

F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on November 15, 2022.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 23:43 UTC
Fuchsberg GilbertSVP, Corporate Development
SaleClass A Common Stock 3,300 $56.46 $186,318.00
Disclosure

SEC source: 0001716837-22-000143 · edgar.xml · nonDerivative · entry 2

Fuchsberg Gilbert · CIK 0001937263 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,685

F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on November 15, 2022.

Read SEC document
November 15, 2022 Filed Nov 18, 2022 00:18 UTC
Katz GidonPresident, Consumer Experience
Exercise / conversionRestricted Stock Unit · Derivative 4,563 $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000146 · edgar.xml · derivative · entry 5

Katz Gidon · CIK 0001950263 · President, Consumer Experience

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,252

Underlying: Class A Common Stock · 4,563 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F5 · derivative.exercise_date: This RSU vests in six substantially equal quarterly installments. The first installment vested on September 1, 2022.

F5 · derivative.expiration_date: This RSU vests in six substantially equal quarterly installments. The first installment vested on September 1, 2022.

Read SEC document
November 15, 2022 Filed Nov 18, 2022 00:18 UTC
Katz GidonPresident, Consumer Experience
Exercise / conversionRestricted Stock Unit · Derivative 4,206 $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000146 · edgar.xml · derivative · entry 4

Katz Gidon · CIK 0001950263 · President, Consumer Experience

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,412

Underlying: Class A Common Stock · 4,206 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.exercise_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2022.

F4 · derivative.expiration_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2022.

Read SEC document
November 15, 2022 Filed Nov 18, 2022 00:18 UTC
Katz GidonPresident, Consumer Experience
Exercise / conversionRestricted Stock Unit · Derivative 3,344 $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000146 · edgar.xml · derivative · entry 3

Katz Gidon · CIK 0001950263 · President, Consumer Experience

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,472

Underlying: Class A Common Stock · 3,344 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2022.

F3 · derivative.expiration_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2022.

Read SEC document
November 15, 2022 Filed Nov 18, 2022 00:18 UTC
Katz GidonPresident, Consumer Experience
Exercise / conversionClass A Common Stock 12,113 $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000146 · edgar.xml · nonDerivative · entry 1

Katz Gidon · CIK 0001950263 · President, Consumer Experience

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 23:44 UTC
Ozgen MustafaPresident, Devices
Exercise / conversionRestricted Stock Unit · Derivative 2,542 $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000145 · edgar.xml · derivative · entry 5

Ozgen Mustafa · CIK 0001767033 · President, Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,085

Underlying: Class A Common Stock · 2,542 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F5 · derivative.exercise_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2022.

F5 · derivative.expiration_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2022.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 23:44 UTC
Ozgen MustafaPresident, Devices
Exercise / conversionRestricted Stock Unit · Derivative 4,759 $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000145 · edgar.xml · derivative · entry 4

Ozgen Mustafa · CIK 0001767033 · President, Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,586

Underlying: Class A Common Stock · 4,759 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.

F4 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 23:44 UTC
Ozgen MustafaPresident, Devices
Exercise / conversionRestricted Stock Unit · Derivative 9,989 $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000145 · edgar.xml · derivative · entry 3

Ozgen Mustafa · CIK 0001767033 · President, Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,990

Underlying: Class A Common Stock · 9,989 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2019.

F3 · derivative.expiration_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2019.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 23:44 UTC
Ozgen MustafaPresident, Devices
Exercise / conversionClass A Common Stock 17,290 $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000145 · edgar.xml · nonDerivative · entry 1

Ozgen Mustafa · CIK 0001767033 · President, Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 23:43 UTC
KAY STEPHEN HSVP General Counsel, Secretary
Exercise / conversionRestricted Stock Unit · Derivative 2,151 $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000144 · edgar.xml · derivative · entry 4

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,512

Underlying: Class A Common Stock · 2,151 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.

F4 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 23:43 UTC
KAY STEPHEN HSVP General Counsel, Secretary
Exercise / conversionRestricted Stock Unit · Derivative 1,905 $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000144 · edgar.xml · derivative · entry 3

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,905 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on March 1, 2022.

F3 · derivative.expiration_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on March 1, 2022.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 23:43 UTC
KAY STEPHEN HSVP General Counsel, Secretary
Exercise / conversionClass A Common Stock 4,056 $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000144 · edgar.xml · nonDerivative · entry 1

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 23:43 UTC
Fuchsberg GilbertSVP, Corporate Development
Exercise / conversionRestricted Stock Unit · Derivative 880 $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000143 · edgar.xml · derivative · entry 6

Fuchsberg Gilbert · CIK 0001937263 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,760

Underlying: Class A Common Stock · 880 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F6 · derivative.exercise_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2022.

F6 · derivative.expiration_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2022.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 23:43 UTC
Fuchsberg GilbertSVP, Corporate Development
Exercise / conversionRestricted Stock Unit · Derivative 2,542 $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000143 · edgar.xml · derivative · entry 5

Fuchsberg Gilbert · CIK 0001937263 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,423

Underlying: Class A Common Stock · 2,542 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F5 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.

F5 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 23:43 UTC
Fuchsberg GilbertSVP, Corporate Development
Exercise / conversionRestricted Stock Unit · Derivative 889 $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000143 · edgar.xml · derivative · entry 4

Fuchsberg Gilbert · CIK 0001937263 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,334

Underlying: Class A Common Stock · 889 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2021.

F4 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2021.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 23:43 UTC
Fuchsberg GilbertSVP, Corporate Development
Exercise / conversionRestricted Stock Unit · Derivative 1,389 $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000143 · edgar.xml · derivative · entry 3

Fuchsberg Gilbert · CIK 0001937263 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,778

Underlying: Class A Common Stock · 1,389 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2022.

F3 · derivative.expiration_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2022.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 23:43 UTC
Fuchsberg GilbertSVP, Corporate Development
Exercise / conversionClass A Common Stock 5,700 $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000143 · edgar.xml · nonDerivative · entry 1

Fuchsberg Gilbert · CIK 0001937263 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2022 Filed Nov 8, 2022 22:05 UTC
Collier CharlesPresident, Roku Media
GrantRestricted Stock Unit · Derivative 469,436 $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000138 · edgar.xml · derivative · entry 2

Collier Charles · CIK 0001951665 · President, Roku Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,436

Underlying: Class A Common Stock · 469,436 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: This RSU was granted on 11/4/22 and vests in 16 substantially equal quarterly installments beginning on the vesting commencement date of 3/1/2023.

F3 · derivative.expiration_date: This RSU was granted on 11/4/22 and vests in 16 substantially equal quarterly installments beginning on the vesting commencement date of 3/1/2023.

Read SEC document
November 04, 2022 Filed Nov 8, 2022 22:05 UTC
Collier CharlesPresident, Roku Media
GrantEmployee Stock Option (right to buy) · Derivative 985,816 $0.00 Strike: $49.59 $0.00
Disclosure

SEC source: 0001716837-22-000138 · edgar.xml · derivative · entry 1

Collier Charles · CIK 0001951665 · President, Roku Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 985,816

Underlying: Class A Common Stock · 985,816 shares

Expires 2032-11-03

F1 · derivative.exercise_date: This stock option vests in 48 substantially equal monthly installments beginning on the vesting commencement date of 12/4/2022.

Read SEC document
November 04, 2022 Filed Nov 8, 2022 21:51 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 10,822 $0.00 Strike: $49.59 $0.00
Disclosure

SEC source: 0001716837-22-000136 · edgar.xml · derivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,822

Underlying: Class A Common Stock · 10,822 shares

Expires 2032-11-03

F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.33.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.