Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROKU, INCROKU · Entity 2524 | SVP, Platform Products & UX | March 01, 2024 | March 06, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROKU, INC
Report date March 01, 2024 · Filed March 06, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 19,757 |
Ending reported balance
After 2024-03-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-03-01 · Exercise / conversion · Acquired 3,344 · Balance 21,696 Row 2 · 2024-03-01 · Tax withholding · Disposed 1,939 · Balance 19,757 F1: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 1, 2024. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 26,752 |
Reported balance
After 2024-03-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-03-01 · Exercise / conversion · Disposed 3,344 · Balance 26,752 F2: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 1, 2024.
F2: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F3: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2024 Filed Mar 6, 2024 01:36 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 3,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-005626 · form4.xml · derivative · entry 3 Katz Gidon · CIK 0001950263 · SVP, Platform Products & UX 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,752 Underlying: Class A Common Stock · 3,344 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2022. F3 · derivative.expiration_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2022. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 01:36 UTC | ROKU, INC ROKU · Entity 2524 | Tax withholdingClass A Common Stock | 1,939 | $63.35 | $122,835.65 |
DisclosureSEC source: 0001062993-24-005626 · form4.xml · nonDerivative · entry 2 Katz Gidon · CIK 0001950263 · SVP, Platform Products & UX 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,757 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 1, 2024. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 01:36 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 3,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-005626 · form4.xml · nonDerivative · entry 1 Katz Gidon · CIK 0001950263 · SVP, Platform Products & UX 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2023 Filed Nov 17, 2023 23:40 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,409 | $90.14 | $127,007.26 |
DisclosureSEC source: 0001062993-23-021160 · form4.xml · nonDerivative · entry 4 Katz Gidon · CIK 0001950263 · President, Consumer Experience 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 18,352 F1 · shares: Shares sold pursuant to Mr. Katz's 10b5-1 plan. Read SEC document |
| November 16, 2023 Filed Nov 17, 2023 23:40 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 4,295 | $89.03 | $382,383.85 |
DisclosureSEC source: 0001062993-23-021160 · form4.xml · nonDerivative · entry 3 Katz Gidon · CIK 0001950263 · President, Consumer Experience 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 19,761 F2 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on November 15, 2023. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 23:40 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 4,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-021160 · form4.xml · derivative · entry 6 Katz Gidon · CIK 0001950263 · President, Consumer Experience 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,563 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F5 · derivative.exercise_date: This RSU vests in six substantially equal quarterly installments. The first installment vested on September 1, 2022. F5 · derivative.expiration_date: This RSU vests in six substantially equal quarterly installments. The first installment vested on September 1, 2022. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 23:40 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 3,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-021160 · form4.xml · derivative · entry 5 Katz Gidon · CIK 0001950263 · President, Consumer Experience 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 30,096 Underlying: Class A Common Stock · 3,344 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F4 · derivative.exercise_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2022. F4 · derivative.expiration_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2022. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 23:40 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 7,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-021160 · form4.xml · nonDerivative · entry 2 Katz Gidon · CIK 0001950263 · President, Consumer Experience 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 24,056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 23:40 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 4,455 | $90.00 | $400,950.00 |
DisclosureSEC source: 0001062993-23-021160 · form4.xml · nonDerivative · entry 1 Katz Gidon · CIK 0001950263 · President, Consumer Experience 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 16,149 F1 · shares: Shares sold pursuant to Mr. Katz's 10b5-1 plan. Read SEC document |
| November 03, 2023 Filed Nov 3, 2023 23:18 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,968 | $80.00 | $157,440.00 |
DisclosureSEC source: 0001062993-23-020123 · form4.xml · nonDerivative · entry 1 Katz Gidon · CIK 0001950263 · President, Consumer Experience 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 20,604 F1 · shares: Shares sold pursuant to Mr. Katz's 10b5-1 plan. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 22:38 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 101,690 | $0.00 Strike: $76.26 | $0.00 |
DisclosureSEC source: 0001062993-23-018298 · form4.xml · derivative · entry 1 Katz Gidon · CIK 0001950263 · President, Consumer Experience 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,690 Underlying: Class A Common Stock · 101,690 shares Expires 2033-09-14 F1 · derivative.exercise_date: This stock option vests in 36 substantially equal monthly installments beginning on the vesting commencement date of 10/1/2023. Read SEC document |
| September 14, 2023 Filed Sep 15, 2023 21:01 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,968 | $79.14 | $155,747.52 |
DisclosureSEC source: 0001062993-23-018062 · form4.xml · nonDerivative · entry 1 Katz Gidon · CIK 0001950263 · President, Consumer Experience 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 22,572 F1 · shares: Shares sold pursuant to Mr. Katz's 10b5-1 plan. Read SEC document |
| September 05, 2023 Filed Sep 6, 2023 23:07 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 4,145 | $82.69 | $342,750.05 |
DisclosureSEC source: 0001062993-23-017744 · form4.xml · nonDerivative · entry 2 Katz Gidon · CIK 0001950263 · President, Consumer Experience 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,540 F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on September 1, 2023. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 23:07 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 4,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-017744 · form4.xml · derivative · entry 4 Katz Gidon · CIK 0001950263 · President, Consumer Experience 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,563 Underlying: Class A Common Stock · 4,563 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F4 · derivative.exercise_date: This RSU vests in six substantially equal quarterly installments. The first installment vested on September 1, 2022. F4 · derivative.expiration_date: This RSU vests in six substantially equal quarterly installments. The first installment vested on September 1, 2022. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 23:07 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 3,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-017744 · form4.xml · derivative · entry 3 Katz Gidon · CIK 0001950263 · President, Consumer Experience 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,440 Underlying: Class A Common Stock · 3,344 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2022. F3 · derivative.expiration_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2022. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 23:07 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 7,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-017744 · form4.xml · nonDerivative · entry 1 Katz Gidon · CIK 0001950263 · President, Consumer Experience 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,685 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2023 Filed Jun 6, 2023 00:22 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 6,785 | $60.06 | $407,507.10 |
DisclosureSEC source: 0001062993-23-012998 · form4.xml · nonDerivative · entry 2 Katz Gidon · CIK 0001950263 · President, Consumer Experience 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,778 F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on June 1, 2023. Read SEC document |
| June 01, 2023 Filed Jun 6, 2023 00:22 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 4,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012998 · form4.xml · derivative · entry 5 Katz Gidon · CIK 0001950263 · President, Consumer Experience 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,126 Underlying: Class A Common Stock · 4,563 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F5 · derivative.exercise_date: This RSU vests in six substantially equal quarterly installments. The first installment vested on September 1, 2022. F5 · derivative.expiration_date: This RSU vests in six substantially equal quarterly installments. The first installment vested on September 1, 2022. Read SEC document |
| June 01, 2023 Filed Jun 6, 2023 00:22 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 4,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012998 · form4.xml · derivative · entry 4 Katz Gidon · CIK 0001950263 · President, Consumer Experience 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,206 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F4 · derivative.exercise_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2022. F4 · derivative.expiration_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2022. Read SEC document |
| June 01, 2023 Filed Jun 6, 2023 00:22 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 3,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012998 · form4.xml · derivative · entry 3 Katz Gidon · CIK 0001950263 · President, Consumer Experience 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,784 Underlying: Class A Common Stock · 3,344 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2022. F3 · derivative.expiration_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2022. Read SEC document |
| June 01, 2023 Filed Jun 6, 2023 00:22 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 12,113 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012998 · form4.xml · nonDerivative · entry 1 Katz Gidon · CIK 0001950263 · President, Consumer Experience 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,563 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2023 Filed May 11, 2023 20:22 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 3,694 | $57.50 | $212,405.00 |
DisclosureSEC source: 0001062993-23-010798 · form4.xml · nonDerivative · entry 1 Katz Gidon · CIK 0001950263 · President, Consumer Experience 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,450 Read SEC document |
| March 02, 2023 Filed Mar 4, 2023 00:36 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 6,886 | $61.93 | $426,449.98 |
DisclosureSEC source: 0001716837-23-000022 · edgar.xml · nonDerivative · entry 2 Katz Gidon · CIK 0001950263 · President, Consumer Experience 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,144 F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on March 1, 2023. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 00:36 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 4,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-23-000022 · edgar.xml · derivative · entry 5 Katz Gidon · CIK 0001950263 · President, Consumer Experience 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,689 Underlying: Class A Common Stock · 4,563 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F5 · derivative.exercise_date: This RSU vests in six substantially equal quarterly installments. The first installment vested on September 1, 2022. F5 · derivative.expiration_date: This RSU vests in six substantially equal quarterly installments. The first installment vested on September 1, 2022. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 00:36 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 4,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-23-000022 · edgar.xml · derivative · entry 4 Katz Gidon · CIK 0001950263 · President, Consumer Experience 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,206 Underlying: Class A Common Stock · 4,206 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F4 · derivative.exercise_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2022. F4 · derivative.expiration_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2022. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 00:36 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 3,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-23-000022 · edgar.xml · derivative · entry 3 Katz Gidon · CIK 0001950263 · President, Consumer Experience 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,128 Underlying: Class A Common Stock · 3,344 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2022. F3 · derivative.expiration_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2022. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 00:36 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 12,113 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-23-000022 · edgar.xml · nonDerivative · entry 1 Katz Gidon · CIK 0001950263 · President, Consumer Experience 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,030 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2022 Filed Nov 18, 2022 00:18 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 7,010 | $56.46 | $395,784.60 |
DisclosureSEC source: 0001716837-22-000146 · edgar.xml · nonDerivative · entry 2 Katz Gidon · CIK 0001950263 · President, Consumer Experience 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,917 F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on November 15, 2022. Read SEC document |
| November 15, 2022 Filed Nov 18, 2022 00:18 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 4,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-22-000146 · edgar.xml · derivative · entry 5 Katz Gidon · CIK 0001950263 · President, Consumer Experience 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,252 Underlying: Class A Common Stock · 4,563 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F5 · derivative.exercise_date: This RSU vests in six substantially equal quarterly installments. The first installment vested on September 1, 2022. F5 · derivative.expiration_date: This RSU vests in six substantially equal quarterly installments. The first installment vested on September 1, 2022. Read SEC document |
| November 15, 2022 Filed Nov 18, 2022 00:18 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 4,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-22-000146 · edgar.xml · derivative · entry 4 Katz Gidon · CIK 0001950263 · President, Consumer Experience 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,412 Underlying: Class A Common Stock · 4,206 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F4 · derivative.exercise_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2022. F4 · derivative.expiration_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2022. Read SEC document |
| November 15, 2022 Filed Nov 18, 2022 00:18 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 3,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-22-000146 · edgar.xml · derivative · entry 3 Katz Gidon · CIK 0001950263 · President, Consumer Experience 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,472 Underlying: Class A Common Stock · 3,344 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2022. F3 · derivative.expiration_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2022. Read SEC document |
| November 15, 2022 Filed Nov 18, 2022 00:18 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 12,113 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-22-000146 · edgar.xml · nonDerivative · entry 1 Katz Gidon · CIK 0001950263 · President, Consumer Experience 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,927 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.