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Nasdaq · USD

ROKU

ROKU, INC

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Tapewire entity
2524
SEC CIK
0001428439
Parsed reports
726

Last 12 months

Inside the activity.

0 purchase rows · 180 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025021
Dec 2025011
Jan 2026012
Feb 202609
Mar 2026021
Apr 2026014
May 2026023
Jun 2026024
Jul 202609
Aug 202609
Sep 2026020
Oct 202607

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2023 Filed Jun 6, 2023 00:22 UTC
Katz GidonPresident, Consumer Experience
Exercise / conversionRestricted Stock Unit · Derivative 3,344 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012998 · form4.xml · derivative · entry 3

Katz Gidon · CIK 0001950263 · President, Consumer Experience

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,784

Underlying: Class A Common Stock · 3,344 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2022.

F3 · derivative.expiration_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2022.

Read SEC document
June 01, 2023 Filed Jun 6, 2023 00:22 UTC
Katz GidonPresident, Consumer Experience
Exercise / conversionClass A Common Stock 12,113 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012998 · form4.xml · nonDerivative · entry 1

Katz Gidon · CIK 0001950263 · President, Consumer Experience

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2023 Filed Jun 6, 2023 00:22 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 9,165 $0.00 Strike: $58.55 $0.00
Disclosure

SEC source: 0001062993-23-012997 · form4.xml · derivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,165

Underlying: Class A Common Stock · 9,165 shares

Expires 2033-05-31

F2 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.33.

Read SEC document
June 01, 2023 Filed Jun 6, 2023 00:22 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 1,794 $0.00 Strike: $58.55 $0.00
Disclosure

SEC source: 0001062993-23-012997 · form4.xml · derivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,794

Underlying: Class A Common Stock · 1,794 shares

Expires 2033-05-31

F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $50,000.00.

Read SEC document
June 01, 2023 Filed Jun 6, 2023 00:21 UTC
Banks Matthew C.VP, Corp Controller & CAO
Exercise / conversionRestricted Stock Unit · Derivative 2,497 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012996 · form4.xml · derivative · entry 7

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,481

Underlying: Class A Common Stock · 2,497 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F6 · derivative.exercise_date: This RSU vests in sixteen substantially equal quarterly installments, with two such installments vesting on June 1, 2023.

F6 · derivative.expiration_date: This RSU vests in sixteen substantially equal quarterly installments, with two such installments vesting on June 1, 2023.

Read SEC document
June 01, 2023 Filed Jun 6, 2023 00:21 UTC
Banks Matthew C.VP, Corp Controller & CAO
Exercise / conversionRestricted Stock Unit · Derivative 149 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012996 · form4.xml · derivative · entry 6

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,484

Underlying: Class A Common Stock · 149 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F5 · derivative.exercise_date: This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2022.

F5 · derivative.expiration_date: This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2022.

Read SEC document
June 01, 2023 Filed Jun 6, 2023 00:21 UTC
Banks Matthew C.VP, Corp Controller & CAO
Exercise / conversionRestricted Stock Unit · Derivative 746 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012996 · form4.xml · derivative · entry 5

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,231

Underlying: Class A Common Stock · 746 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on June 1, 2022.

F4 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on June 1, 2022.

Read SEC document
June 01, 2023 Filed Jun 6, 2023 00:21 UTC
Banks Matthew C.VP, Corp Controller & CAO
Exercise / conversionRestricted Stock Unit · Derivative 359 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012996 · form4.xml · derivative · entry 4

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,516

Underlying: Class A Common Stock · 359 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2021.

F3 · derivative.expiration_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2021.

Read SEC document
June 01, 2023 Filed Jun 6, 2023 00:21 UTC
Banks Matthew C.VP, Corp Controller & CAO
Exercise / conversionClass A Common Stock 3,751 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012996 · form4.xml · nonDerivative · entry 1

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2023 Filed Jun 6, 2023 00:20 UTC
KAY STEPHEN HSVP General Counsel, Secretary
Exercise / conversionRestricted Stock Unit · Derivative 2,151 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012995 · form4.xml · derivative · entry 4

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,210

Underlying: Class A Common Stock · 2,151 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.

F4 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.

Read SEC document
June 01, 2023 Filed Jun 6, 2023 00:20 UTC
KAY STEPHEN HSVP General Counsel, Secretary
Exercise / conversionClass A Common Stock 2,151 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012995 · form4.xml · nonDerivative · entry 1

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 80,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2023 Filed Jun 6, 2023 00:19 UTC
Ozgen MustafaPresident, Devices
Exercise / conversionRestricted Stock Unit · Derivative 2,543 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012994 · form4.xml · derivative · entry 4

Ozgen Mustafa · CIK 0001767033 · President, Devices

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,543 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.exercise_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2022.

F4 · derivative.expiration_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2022.

Read SEC document
June 01, 2023 Filed Jun 6, 2023 00:19 UTC
Ozgen MustafaPresident, Devices
Exercise / conversionRestricted Stock Unit · Derivative 4,759 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012994 · form4.xml · derivative · entry 3

Ozgen Mustafa · CIK 0001767033 · President, Devices

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,069

Underlying: Class A Common Stock · 4,759 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.

F3 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.

Read SEC document
June 01, 2023 Filed Jun 6, 2023 00:19 UTC
Ozgen MustafaPresident, Devices
Exercise / conversionClass A Common Stock 7,302 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012994 · form4.xml · nonDerivative · entry 1

Ozgen Mustafa · CIK 0001767033 · President, Devices

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2023 Filed Jun 6, 2023 00:18 UTC GrantRestricted Stock Unit · Derivative 283,618 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012993 · form4.xml · derivative · entry 1

Jedda Dan · CIK 0001834902 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 283,618

Underlying: Class A Common Stock · 283,618 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: This RSU was granted on June 1, 2023 and vests in 16 substantially equal quarterly installments beginning on the vesting commencement date of September 1, 2023.

F2 · derivative.expiration_date: This RSU was granted on June 1, 2023 and vests in 16 substantially equal quarterly installments beginning on the vesting commencement date of September 1, 2023.

Read SEC document
June 01, 2023 Filed Jun 6, 2023 00:17 UTC
Collier CharlesPresident, Roku Media
GrantEmployee Stock Option (right to buy) · Derivative 2,989 $0.00 Strike: $58.55 $0.00
Disclosure

SEC source: 0001062993-23-012992 · form4.xml · derivative · entry 5

Collier Charles · CIK 0001951665 · President, Roku Media

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,989

Underlying: Class A Common Stock · 2,989 shares

Expires 2033-05-31

F4 · derivative.exercise_date: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $83,333.33.

F4 · derivative.expiration_date: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $83,333.33.

Read SEC document
June 01, 2023 Filed Jun 6, 2023 00:17 UTC
Collier CharlesPresident, Roku Media
Exercise / conversionRestricted Stock Unit · Derivative 29,340 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012992 · form4.xml · derivative · entry 4

Collier Charles · CIK 0001951665 · President, Roku Media

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 410,757

Underlying: Class A Common · 29,340 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on March 1, 2023.

F3 · derivative.expiration_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on March 1, 2023.

Read SEC document
June 01, 2023 Filed Jun 6, 2023 00:17 UTC
Collier CharlesPresident, Roku Media
Exercise / conversionClass A Common Stock 29,340 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012992 · form4.xml · nonDerivative · entry 1

Collier Charles · CIK 0001951665 · President, Roku Media

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2023 Filed Jun 6, 2023 00:15 UTC
Fuchsberg GilbertSVP, Corporate Development
Exercise / conversionRestricted Stock Unit · Derivative 880 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012991 · form4.xml · derivative · entry 7

Fuchsberg Gilbert · CIK 0001937263 · SVP, Corporate Development

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 880 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F7 · derivative.exercise_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2022.

F7 · derivative.expiration_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2022.

Read SEC document
June 01, 2023 Filed Jun 6, 2023 00:15 UTC
Fuchsberg GilbertSVP, Corporate Development
Exercise / conversionRestricted Stock Unit · Derivative 2,543 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012991 · form4.xml · derivative · entry 6

Fuchsberg Gilbert · CIK 0001937263 · SVP, Corporate Development

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,338

Underlying: Class A Common Stock · 2,543 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F6 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.

F6 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.

Read SEC document
June 01, 2023 Filed Jun 6, 2023 00:15 UTC
Fuchsberg GilbertSVP, Corporate Development
Exercise / conversionRestricted Stock Unit · Derivative 889 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012991 · form4.xml · derivative · entry 5

Fuchsberg Gilbert · CIK 0001937263 · SVP, Corporate Development

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,556

Underlying: Class A Common Stock · 889 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F5 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2021.

F5 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2021.

Read SEC document
June 01, 2023 Filed Jun 6, 2023 00:15 UTC
Fuchsberg GilbertSVP, Corporate Development
Exercise / conversionRestricted Stock Unit · Derivative 1,389 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012991 · form4.xml · derivative · entry 4

Fuchsberg Gilbert · CIK 0001937263 · SVP, Corporate Development

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,389 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.exercise_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2022.

F4 · derivative.expiration_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2022.

Read SEC document
June 01, 2023 Filed Jun 6, 2023 00:15 UTC
Fuchsberg GilbertSVP, Corporate Development
Exercise / conversionClass A Common Stock 5,701 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012991 · form4.xml · nonDerivative · entry 1

Fuchsberg Gilbert · CIK 0001937263 · SVP, Corporate Development

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 38,715

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2023 Filed May 11, 2023 20:22 UTC
Katz GidonPresident, Consumer Experience
SaleClass A Common Stock 3,694 $57.50 $212,405.00
Disclosure

SEC source: 0001062993-23-010798 · form4.xml · nonDerivative · entry 1

Katz Gidon · CIK 0001950263 · President, Consumer Experience

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,450

Read SEC document
May 01, 2023 Filed May 2, 2023 20:52 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 9,468 $0.00 Strike: $56.68 $0.00
Disclosure

SEC source: 0001062993-23-009933 · form4.xml · derivative · entry 8

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,468

Underlying: Class A Common Stock · 9,468 shares

Expires 2033-04-30

F2 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.34.

Read SEC document
May 01, 2023 Filed May 2, 2023 20:52 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 1,852 $0.00 Strike: $56.68 $0.00
Disclosure

SEC source: 0001062993-23-009933 · form4.xml · derivative · entry 7

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,852

Underlying: Class A Common Stock · 1,852 shares

Expires 2033-04-30

F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $50,000.00.

Read SEC document
May 01, 2023 Filed May 2, 2023 20:52 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GiftClass A Common Stock 41,851 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009933 · form4.xml · nonDerivative · entry 4

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · The Anthony J. Wood 2023 Annuity Trust V

Disclosed balance after: 41,851

Read SEC document
May 01, 2023 Filed May 2, 2023 20:52 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GiftClass A Common Stock 41,851 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009933 · form4.xml · nonDerivative · entry 3

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 0

Read SEC document
May 01, 2023 Filed May 2, 2023 20:43 UTC
Collier CharlesPresident, Roku Media
GrantEmployee Stock Option (right to buy) · Derivative 3,087 $0.00 Strike: $56.68 $0.00
Disclosure

SEC source: 0001062993-23-009930 · form4.xml · derivative · entry 1

Collier Charles · CIK 0001951665 · President, Roku Media

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,087

Underlying: Class A Common Stock · 3,087 shares

Expires 2033-04-30

F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $83,333.33.

Read SEC document
April 28, 2023 Filed May 2, 2023 20:52 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GiftClass A Common Stock 41,851 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009933 · form4.xml · nonDerivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 41,851

Read SEC document
April 28, 2023 Filed May 2, 2023 20:52 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GiftClass A Common Stock 41,851 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009933 · form4.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · The Anthony J. Wood 2022 Annuity Trust V

Disclosed balance after: 6,849

Read SEC document
April 28, 2023 Filed May 2, 2023 20:44 UTC
Banks Matthew C.VP, Corp Controller & CAO
GrantRestricted Stock Unit · Derivative 26,756 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009931 · form4.xml · derivative · entry 2

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,756

Underlying: Class A Common Stock · 26,756 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: This RSU was granted on 04/28/23 and vests 50% on 11/15/23 and 50% on 11/15/24.

F3 · derivative.expiration_date: This RSU was granted on 04/28/23 and vests 50% on 11/15/23 and 50% on 11/15/24.

Read SEC document
April 28, 2023 Filed May 2, 2023 20:44 UTC
Banks Matthew C.VP, Corp Controller & CAO
GrantRestricted Stock Unit · Derivative 19,978 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009931 · form4.xml · derivative · entry 1

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,978

Underlying: Class A Common Stock · 19,978 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: This RSU was granted on 04/28/23 and 2/16th of the shares vest on 6/1/23 and the remaining shares vest quarterly over the remaining 14 quarterly vest dates.

F2 · derivative.expiration_date: This RSU was granted on 04/28/23 and 2/16th of the shares vest on 6/1/23 and the remaining shares vest quarterly over the remaining 14 quarterly vest dates.

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April 03, 2023 Filed Apr 5, 2023 20:37 UTC
Collier CharlesPresident, Roku Media
GrantEmployee Stock Option (right to buy) · Derivative 2,663 $0.00 Strike: $65.71 $0.00
Disclosure

SEC source: 0001062993-23-008777 · form4.xml · derivative · entry 1

Collier Charles · CIK 0001951665 · President, Roku Media

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,663

Underlying: Class A Common Stock · 2,663 shares

Expires 2033-04-02

F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $83,333.33.

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April 03, 2023 Filed Apr 5, 2023 20:33 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 8,167 $0.00 Strike: $65.71 $0.00
Disclosure

SEC source: 0001062993-23-008775 · form4.xml · derivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,167

Underlying: Class A Common Stock · 8,167 shares

Expires 2033-04-02

F2 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.33.

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April 03, 2023 Filed Apr 5, 2023 20:33 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 1,598 $0.00 Strike: $65.71 $0.00
Disclosure

SEC source: 0001062993-23-008775 · form4.xml · derivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,598

Underlying: Class A Common Stock · 1,598 shares

Expires 2033-04-02

F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $50,000.00.

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March 03, 2023 Filed Mar 4, 2023 00:32 UTC
Fuchsberg GilbertSVP, Corporate Development
SaleClass A Common Stock 2,089 $64.34 $134,406.26
Disclosure

SEC source: 0001716837-23-000020 · edgar.xml · nonDerivative · entry 3

Fuchsberg Gilbert · CIK 0001937263 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,014

F2 · shares: Shares sold pursuant to the reporting person's 10b5-1 plan.

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March 03, 2023 Filed Mar 4, 2023 00:31 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 1,386 $64.34 $89,175.24
Disclosure

SEC source: 0001716837-23-000019 · edgar.xml · nonDerivative · entry 3

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,527

F2 · shares: Shares sold pursuant to the reporting person's 10b5-1 plan.

Read SEC document
March 02, 2023 Filed Mar 4, 2023 00:36 UTC
Katz GidonPresident, Consumer Experience
SaleClass A Common Stock 6,886 $61.93 $426,449.98
Disclosure

SEC source: 0001716837-23-000022 · edgar.xml · nonDerivative · entry 2

Katz Gidon · CIK 0001950263 · President, Consumer Experience

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,144

F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on March 1, 2023.

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March 02, 2023 Filed Mar 4, 2023 00:32 UTC
Banks Matthew C.VP, Corp Controller & CAO
Exercise / conversionClass A Common Stock 640 $61.93 $39,635.20
Disclosure

SEC source: 0001716837-23-000021 · edgar.xml · nonDerivative · entry 2

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on March 1, 2023.

Read SEC document
March 02, 2023 Filed Mar 4, 2023 00:32 UTC
Fuchsberg GilbertSVP, Corporate Development
SaleClass A Common Stock 3,242 $61.93 $200,777.06
Disclosure

SEC source: 0001716837-23-000020 · edgar.xml · nonDerivative · entry 2

Fuchsberg Gilbert · CIK 0001937263 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,103

F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on March 1, 2023.

Read SEC document
March 02, 2023 Filed Mar 4, 2023 00:31 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 765 $61.93 $47,376.45
Disclosure

SEC source: 0001716837-23-000019 · edgar.xml · nonDerivative · entry 2

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,913

F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on March 1, 2023.

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March 02, 2023 Filed Mar 4, 2023 00:31 UTC
Ozgen MustafaPresident, Devices
SaleClass A Common Stock 8,812 $61.93 $545,727.16
Disclosure

SEC source: 0001716837-23-000018 · edgar.xml · nonDerivative · entry 2

Ozgen Mustafa · CIK 0001767033 · President, Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,338

F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on March 1, 2023.

Read SEC document
March 02, 2023 Filed Mar 4, 2023 00:30 UTC
Collier CharlesPresident, Roku Media
SaleClass A Common Stock 12,970 $61.93 $803,232.10
Disclosure

SEC source: 0001716837-23-000017 · edgar.xml · nonDerivative · entry 2

Collier Charles · CIK 0001951665 · President, Roku Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,569

F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on March 1, 2023.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:36 UTC
Katz GidonPresident, Consumer Experience
Exercise / conversionRestricted Stock Unit · Derivative 4,563 $0.00 $0.00
Disclosure

SEC source: 0001716837-23-000022 · edgar.xml · derivative · entry 5

Katz Gidon · CIK 0001950263 · President, Consumer Experience

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,689

Underlying: Class A Common Stock · 4,563 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F5 · derivative.exercise_date: This RSU vests in six substantially equal quarterly installments. The first installment vested on September 1, 2022.

F5 · derivative.expiration_date: This RSU vests in six substantially equal quarterly installments. The first installment vested on September 1, 2022.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:36 UTC
Katz GidonPresident, Consumer Experience
Exercise / conversionRestricted Stock Unit · Derivative 4,206 $0.00 $0.00
Disclosure

SEC source: 0001716837-23-000022 · edgar.xml · derivative · entry 4

Katz Gidon · CIK 0001950263 · President, Consumer Experience

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,206

Underlying: Class A Common Stock · 4,206 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.exercise_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2022.

F4 · derivative.expiration_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2022.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:36 UTC
Katz GidonPresident, Consumer Experience
Exercise / conversionRestricted Stock Unit · Derivative 3,344 $0.00 $0.00
Disclosure

SEC source: 0001716837-23-000022 · edgar.xml · derivative · entry 3

Katz Gidon · CIK 0001950263 · President, Consumer Experience

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,128

Underlying: Class A Common Stock · 3,344 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2022.

F3 · derivative.expiration_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2022.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:36 UTC
Katz GidonPresident, Consumer Experience
Exercise / conversionClass A Common Stock 12,113 $0.00 $0.00
Disclosure

SEC source: 0001716837-23-000022 · edgar.xml · nonDerivative · entry 1

Katz Gidon · CIK 0001950263 · President, Consumer Experience

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:32 UTC
Banks Matthew C.VP, Corp Controller & CAO
Exercise / conversionRestricted Stock Unit · Derivative 148 $0.00 $0.00
Disclosure

SEC source: 0001716837-23-000021 · edgar.xml · derivative · entry 5

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,633

Underlying: Class A Common Stock · 148 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F5 · derivative.exercise_date: This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2022.

F5 · derivative.expiration_date: This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2022.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:32 UTC
Banks Matthew C.VP, Corp Controller & CAO
Exercise / conversionRestricted Stock Unit · Derivative 749 $0.00 $0.00
Disclosure

SEC source: 0001716837-23-000021 · edgar.xml · derivative · entry 4

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,977

Underlying: Class A Common Stock · 749 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on June 1, 2022.

F4 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on June 1, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.