Last 12 months
Inside the activity.
0 purchase rows · 180 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 21 |
| Dec 2025 | 0 | 11 |
| Jan 2026 | 0 | 12 |
| Feb 2026 | 0 | 9 |
| Mar 2026 | 0 | 21 |
| Apr 2026 | 0 | 14 |
| May 2026 | 0 | 23 |
| Jun 2026 | 0 | 24 |
| Jul 2026 | 0 | 9 |
| Aug 2026 | 0 | 9 |
| Sep 2026 | 0 | 20 |
| Oct 2026 | 0 | 7 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 06, 2023 Filed Sep 7, 2023 00:26 UTC |
KAY STEPHEN HSVP General Counsel, Secretary
|
SaleClass A Common Stock | 1,397 | $92.89 | $129,767.33 |
DisclosureSEC source: 0001062993-23-017747 · form4.xml · nonDerivative · entry 3 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 78,527 F2 · shares: Shares sold pursuant to the reporting person's 10b5-1 plan. Read SEC document |
| September 06, 2023 Filed Sep 6, 2023 23:05 UTC |
Fuchsberg GilbertSVP, Corporate Development
|
SaleClass A Common Stock | 1,596 | $92.89 | $148,252.44 |
DisclosureSEC source: 0001062993-23-017742 · form4.xml · nonDerivative · entry 3 Fuchsberg Gilbert · CIK 0001937263 · SVP, Corporate Development 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 33,670 F2 · shares: Shares sold pursuant to the reporting person's 10b5-1 plan. Read SEC document |
| September 06, 2023 Filed Sep 6, 2023 23:02 UTC |
Collier CharlesPresident, Roku Media
|
SaleClass A Common Stock | 14,172 | $92.89 | $1,316,437.08 |
DisclosureSEC source: 0001062993-23-017741 · form4.xml · nonDerivative · entry 4 Collier Charles · CIK 0001951665 · President, Roku Media 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 16,569 F2 · shares: Shares sold pursuant to Mr. Collier's 10b5-1 plan. Read SEC document |
| September 06, 2023 Filed Sep 6, 2023 22:58 UTC |
Banks Matthew C.VP, Corp Controller & CAO
|
SaleClass A Common Stock | 205 | $92.89 | $19,042.45 |
DisclosureSEC source: 0001062993-23-017740 · form4.xml · nonDerivative · entry 3 Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,812 F2 · shares: Shares sold pursuant to Mr. Banks's 10b5-1 plan. Read SEC document |
| September 05, 2023 Filed Sep 7, 2023 00:26 UTC |
KAY STEPHEN HSVP General Counsel, Secretary
|
SaleClass A Common Stock | 754 | $82.69 | $62,348.26 |
DisclosureSEC source: 0001062993-23-017747 · form4.xml · nonDerivative · entry 2 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 79,924 F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on September 1, 2023. Read SEC document |
| September 05, 2023 Filed Sep 6, 2023 23:07 UTC |
Ozgen MustafaPresident, Devices
|
SaleClass A Common Stock | 2,390 | $82.69 | $197,629.10 |
DisclosureSEC source: 0001062993-23-017745 · form4.xml · nonDerivative · entry 2 Ozgen Mustafa · CIK 0001767033 · President, Devices 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,340 F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on September 1, 2023. Read SEC document |
| September 05, 2023 Filed Sep 6, 2023 23:07 UTC |
Katz GidonPresident, Consumer Experience
|
SaleClass A Common Stock | 4,145 | $82.69 | $342,750.05 |
DisclosureSEC source: 0001062993-23-017744 · form4.xml · nonDerivative · entry 2 Katz Gidon · CIK 0001950263 · President, Consumer Experience 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,540 F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on September 1, 2023. Read SEC document |
| September 05, 2023 Filed Sep 6, 2023 23:06 UTC |
Jedda DanCFO
|
SaleClass A Common Stock | 5,297 | $82.69 | $438,008.93 |
DisclosureSEC source: 0001062993-23-017743 · form4.xml · nonDerivative · entry 2 Jedda Dan · CIK 0001834902 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,429 F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on September 1, 2023. Read SEC document |
| September 05, 2023 Filed Sep 6, 2023 23:05 UTC |
Fuchsberg GilbertSVP, Corporate Development
|
SaleClass A Common Stock | 2,394 | $82.69 | $197,959.86 |
DisclosureSEC source: 0001062993-23-017742 · form4.xml · nonDerivative · entry 2 Fuchsberg Gilbert · CIK 0001937263 · SVP, Corporate Development 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 35,266 F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on September 1, 2023. Read SEC document |
| September 05, 2023 Filed Sep 6, 2023 23:02 UTC |
Collier CharlesPresident, Roku Media
|
SaleClass A Common Stock | 14,172 | $80.58 | $1,141,979.76 |
DisclosureSEC source: 0001062993-23-017741 · form4.xml · nonDerivative · entry 3 Collier Charles · CIK 0001951665 · President, Roku Media 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 30,741 F2 · shares: Shares sold pursuant to Mr. Collier's 10b5-1 plan. Read SEC document |
| September 05, 2023 Filed Sep 6, 2023 23:02 UTC |
Collier CharlesPresident, Roku Media
|
SaleClass A Common Stock | 15,168 | $82.69 | $1,254,241.92 |
DisclosureSEC source: 0001062993-23-017741 · form4.xml · nonDerivative · entry 2 Collier Charles · CIK 0001951665 · President, Roku Media 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 44,913 F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on September 1, 2023. Read SEC document |
| September 05, 2023 Filed Sep 6, 2023 22:58 UTC |
Banks Matthew C.VP, Corp Controller & CAO
|
SaleClass A Common Stock | 1,259 | $82.69 | $104,106.71 |
DisclosureSEC source: 0001062993-23-017740 · form4.xml · nonDerivative · entry 2 Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,017 F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on September 1, 2023. Read SEC document |
| September 01, 2023 Filed Sep 7, 2023 00:26 UTC |
KAY STEPHEN HSVP General Counsel, Secretary
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-017747 · form4.xml · derivative · entry 4 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,059 Underlying: Class A Common Stock · 2,151 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F4 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. F4 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. Read SEC document |
| September 01, 2023 Filed Sep 7, 2023 00:26 UTC |
KAY STEPHEN HSVP General Counsel, Secretary
|
Exercise / conversionClass A Common Stock | 2,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-017747 · form4.xml · nonDerivative · entry 1 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 80,678 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 23:08 UTC |
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
|
GrantEmployee Stock Option (right to buy) · Derivative | 5,139 | $0.00 Strike: $81.72 | $0.00 |
DisclosureSEC source: 0001062993-23-017746 · form4.xml · derivative · entry 2 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,139 Underlying: Class A Common Stock · 5,139 shares Expires 2033-08-31 F2 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.33 Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 23:08 UTC |
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
|
GrantEmployee Stock Option (right to buy) · Derivative | 1,285 | $0.00 Strike: $81.72 | $0.00 |
DisclosureSEC source: 0001062993-23-017746 · form4.xml · derivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,285 Underlying: Class A Common Stock · 1,285 shares Expires 2033-08-31 F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $50,000.00. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 23:07 UTC |
Ozgen MustafaPresident, Devices
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-017745 · form4.xml · derivative · entry 3 Ozgen Mustafa · CIK 0001767033 · President, Devices 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,311 Underlying: Class A Common Stock · 4,758 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. F3 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 23:07 UTC |
Ozgen MustafaPresident, Devices
|
Exercise / conversionClass A Common Stock | 4,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-017745 · form4.xml · nonDerivative · entry 1 Ozgen Mustafa · CIK 0001767033 · President, Devices 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,730 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 23:07 UTC |
Katz GidonPresident, Consumer Experience
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-017744 · form4.xml · derivative · entry 4 Katz Gidon · CIK 0001950263 · President, Consumer Experience 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,563 Underlying: Class A Common Stock · 4,563 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F4 · derivative.exercise_date: This RSU vests in six substantially equal quarterly installments. The first installment vested on September 1, 2022. F4 · derivative.expiration_date: This RSU vests in six substantially equal quarterly installments. The first installment vested on September 1, 2022. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 23:07 UTC |
Katz GidonPresident, Consumer Experience
|
Exercise / conversionRestricted Stock Unit · Derivative | 3,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-017744 · form4.xml · derivative · entry 3 Katz Gidon · CIK 0001950263 · President, Consumer Experience 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,440 Underlying: Class A Common Stock · 3,344 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2022. F3 · derivative.expiration_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2022. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 23:07 UTC |
Katz GidonPresident, Consumer Experience
|
Exercise / conversionClass A Common Stock | 7,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-017744 · form4.xml · nonDerivative · entry 1 Katz Gidon · CIK 0001950263 · President, Consumer Experience 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,685 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 23:06 UTC |
Jedda DanCFO
|
Exercise / conversionRestricted Stock Unit · Derivative | 17,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-017743 · form4.xml · derivative · entry 3 Jedda Dan · CIK 0001834902 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 265,892 Underlying: Class A Common Stock · 17,726 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on September 1, 2023. F3 · derivative.expiration_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on September 1, 2023. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 23:06 UTC |
Jedda DanCFO
|
Exercise / conversionClass A Common Stock | 17,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-017743 · form4.xml · nonDerivative · entry 1 Jedda Dan · CIK 0001834902 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,726 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 23:05 UTC |
Fuchsberg GilbertSVP, Corporate Development
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,542 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-017742 · form4.xml · derivative · entry 6 Fuchsberg Gilbert · CIK 0001937263 · SVP, Corporate Development 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 17,796 Underlying: Class A Common Stock · 2,542 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F6 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. F6 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 23:05 UTC |
Fuchsberg GilbertSVP, Corporate Development
|
Exercise / conversionRestricted Stock Unit · Derivative | 889 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-017742 · form4.xml · derivative · entry 5 Fuchsberg Gilbert · CIK 0001937263 · SVP, Corporate Development 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,667 Underlying: Class A Common Stock · 889 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F5 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2021. F5 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2021. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 23:05 UTC |
Fuchsberg GilbertSVP, Corporate Development
|
Exercise / conversionRestricted Stock Unit · Derivative | 840 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-017742 · form4.xml · derivative · entry 4 Fuchsberg Gilbert · CIK 0001937263 · SVP, Corporate Development 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,521 Underlying: Class A Common Stock · 840 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F4 · derivative.exercise_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2023. F4 · derivative.expiration_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2023. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 23:05 UTC |
Fuchsberg GilbertSVP, Corporate Development
|
Exercise / conversionClass A Common Stock | 4,271 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-017742 · form4.xml · nonDerivative · entry 1 Fuchsberg Gilbert · CIK 0001937263 · SVP, Corporate Development 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 37,660 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 23:02 UTC |
Collier CharlesPresident, Roku Media
|
GrantEmployee Stock Option (right to buy) · Derivative | 2,142 | $0.00 Strike: $81.72 | $0.00 |
DisclosureSEC source: 0001062993-23-017741 · form4.xml · derivative · entry 7 Collier Charles · CIK 0001951665 · President, Roku Media 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,142 Underlying: Class A Common Stock · 2,142 shares Expires 2033-08-31 F5 · derivative.exercise_date: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $83,333.33. F5 · derivative.expiration_date: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $83,333.33. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 23:02 UTC |
Collier CharlesPresident, Roku Media
|
Exercise / conversionRestricted Stock Unit · Derivative | 29,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-017741 · form4.xml · derivative · entry 6 Collier Charles · CIK 0001951665 · President, Roku Media 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 381,417 Underlying: Class A Common · 29,340 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F4 · derivative.exercise_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on March 1, 2023. F4 · derivative.expiration_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on March 1, 2023. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 23:02 UTC |
Collier CharlesPresident, Roku Media
|
Exercise / conversionClass A Common Stock | 29,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-017741 · form4.xml · nonDerivative · entry 1 Collier Charles · CIK 0001951665 · President, Roku Media 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 60,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 22:58 UTC |
Banks Matthew C.VP, Corp Controller & CAO
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,249 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-017740 · form4.xml · derivative · entry 7 Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 16,232 Underlying: Class A Common Stock · 1,249 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F7 · derivative.exercise_date: This RSU vests in sixteen substantially equal quarterly installments, with two such installments vesting on June 1, 2023. F7 · derivative.expiration_date: This RSU vests in sixteen substantially equal quarterly installments, with two such installments vesting on June 1, 2023. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 22:58 UTC |
Banks Matthew C.VP, Corp Controller & CAO
|
Exercise / conversionRestricted Stock Unit · Derivative | 148 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-017740 · form4.xml · derivative · entry 6 Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,336 Underlying: Class A Common Stock · 148 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F6 · derivative.exercise_date: This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2022. F6 · derivative.expiration_date: This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2022. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 22:58 UTC |
Banks Matthew C.VP, Corp Controller & CAO
|
Exercise / conversionRestricted Stock Unit · Derivative | 746 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-017740 · form4.xml · derivative · entry 5 Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,485 Underlying: Class A Common Stock · 746 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F5 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on June 1, 2022. F5 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on June 1, 2022. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 22:58 UTC |
Banks Matthew C.VP, Corp Controller & CAO
|
Exercise / conversionRestricted Stock Unit · Derivative | 359 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-017740 · form4.xml · derivative · entry 4 Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,157 Underlying: Class A Common Stock · 359 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F4 · derivative.exercise_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2021. F4 · derivative.expiration_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2021. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 22:58 UTC |
Banks Matthew C.VP, Corp Controller & CAO
|
Exercise / conversionClass A Common Stock | 2,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-017740 · form4.xml · nonDerivative · entry 1 Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,276 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 21:48 UTC |
Collier CharlesPresident, Roku Media
|
GrantEmployee Stock Option (right to buy) · Derivative | 1,795 | $0.00 Strike: $97.49 | $0.00 |
DisclosureSEC source: 0001062993-23-015793 · form4.xml · derivative · entry 1 Collier Charles · CIK 0001951665 · President, Roku Media 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,795 Underlying: Class A Common Stock · 1,795 shares Expires 2033-07-31 F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $83,333.33. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 21:46 UTC |
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
|
GrantEmployee Stock Option (right to buy) · Derivative | 5,504 | $0.00 Strike: $97.49 | $0.00 |
DisclosureSEC source: 0001062993-23-015791 · form4.xml · derivative · entry 2 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,504 Underlying: Class A Common Stock · 5,504 shares Expires 2033-07-31 F2 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.34. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 21:46 UTC |
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
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GrantEmployee Stock Option (right to buy) · Derivative | 1,078 | $0.00 Strike: $97.49 | $0.00 |
DisclosureSEC source: 0001062993-23-015791 · form4.xml · derivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,078 Underlying: Class A Common Stock · 1,078 shares Expires 2033-07-31 F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $50,000.00. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 22:19 UTC |
KAY STEPHEN HSVP General Counsel, Secretary
|
ConversionClass B Common Stock · Derivative | 2,436 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-015727 · form4.xml · derivative · entry 13 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,436 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F3 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 22:19 UTC |
KAY STEPHEN HSVP General Counsel, Secretary
|
Exercise / conversionClass B Common Stock · Derivative | 2,436 | $5.64 Strike: $5.64 | $13,739.04 |
DisclosureSEC source: 0001062993-23-015727 · form4.xml · derivative · entry 12 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,436 Underlying: Class A Common Stock · 2,436 shares Expires 2025-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 22:19 UTC |
KAY STEPHEN HSVP General Counsel, Secretary
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,436 | $5.64 Strike: $5.64 | $13,739.04 |
DisclosureSEC source: 0001062993-23-015727 · form4.xml · derivative · entry 11 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 2,436 shares Expires 2025-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This stock option is fully vested. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 22:19 UTC |
KAY STEPHEN HSVP General Counsel, Secretary
|
ConversionClass B Common Stock · Derivative | 40 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-015727 · form4.xml · derivative · entry 10 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 40 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F3 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 22:19 UTC |
KAY STEPHEN HSVP General Counsel, Secretary
|
Exercise / conversionClass B Common Stock · Derivative | 40 | $2.94 Strike: $2.94 | $117.60 |
DisclosureSEC source: 0001062993-23-015727 · form4.xml · derivative · entry 9 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 40 Underlying: Class A Common Stock · 40 shares Expires 2024-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 22:19 UTC |
KAY STEPHEN HSVP General Counsel, Secretary
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 40 | $2.94 Strike: $2.94 | $117.60 |
DisclosureSEC source: 0001062993-23-015727 · form4.xml · derivative · entry 8 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 40 shares Expires 2024-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This stock option is fully vested. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 22:19 UTC |
KAY STEPHEN HSVP General Counsel, Secretary
|
ConversionClass B Common Stock · Derivative | 3,216 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-015727 · form4.xml · derivative · entry 7 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,216 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F3 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 22:19 UTC |
KAY STEPHEN HSVP General Counsel, Secretary
|
Exercise / conversionClass B Common Stock · Derivative | 3,216 | $2.94 Strike: $2.94 | $9,455.04 |
DisclosureSEC source: 0001062993-23-015727 · form4.xml · derivative · entry 6 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,216 Underlying: Class A Common Stock · 3,216 shares Expires 2024-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 22:19 UTC |
KAY STEPHEN HSVP General Counsel, Secretary
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,216 | $2.94 Strike: $2.94 | $9,455.04 |
DisclosureSEC source: 0001062993-23-015727 · form4.xml · derivative · entry 5 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 3,216 shares Expires 2024-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This stock option is fully vested. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 22:19 UTC |
KAY STEPHEN HSVP General Counsel, Secretary
|
SaleClass A Common Stock | 5,692 | $91.68 | $521,842.56 |
DisclosureSEC source: 0001062993-23-015727 · form4.xml · nonDerivative · entry 4 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 78,527 F1 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 22:19 UTC |
KAY STEPHEN HSVP General Counsel, Secretary
|
ConversionClass A Common Stock | 2,436 | $5.64 | $13,739.04 |
DisclosureSEC source: 0001062993-23-015727 · form4.xml · nonDerivative · entry 3 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 84,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 22:19 UTC |
KAY STEPHEN HSVP General Counsel, Secretary
|
ConversionClass A Common Stock | 40 | $2.94 | $117.60 |
DisclosureSEC source: 0001062993-23-015727 · form4.xml · nonDerivative · entry 2 KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 81,783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.