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Nasdaq · USD

ROKU

ROKU, INC

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Tapewire entity
2524
SEC CIK
0001428439
Parsed reports
726

Last 12 months

Inside the activity.

0 purchase rows · 180 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025021
Dec 2025011
Jan 2026012
Feb 202609
Mar 2026021
Apr 2026014
May 2026023
Jun 2026024
Jul 202609
Aug 202609
Sep 2026020
Oct 202607

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2023 Filed Nov 17, 2023 23:40 UTC
Katz GidonPresident, Consumer Experience
Exercise / conversionClass A Common Stock 7,907 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-021160 · form4.xml · nonDerivative · entry 2

Katz Gidon · CIK 0001950263 · President, Consumer Experience

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:40 UTC
Katz GidonPresident, Consumer Experience
SaleClass A Common Stock 4,455 $90.00 $400,950.00
Disclosure

SEC source: 0001062993-23-021160 · form4.xml · nonDerivative · entry 1

Katz Gidon · CIK 0001950263 · President, Consumer Experience

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,149

F1 · shares: Shares sold pursuant to Mr. Katz's 10b5-1 plan.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:32 UTC
Ozgen MustafaPresident, Devices
Exercise / conversionRestricted Stock Unit · Derivative 4,909 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-021159 · form4.xml · derivative · entry 4

Ozgen Mustafa · CIK 0001767033 · President, Devices

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,007

Underlying: Class A Common Stock · 4,909 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

F4 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:32 UTC
Ozgen MustafaPresident, Devices
Exercise / conversionRestricted Stock Unit · Derivative 4,759 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-021159 · form4.xml · derivative · entry 3

Ozgen Mustafa · CIK 0001767033 · President, Devices

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,552

Underlying: Class A Common Stock · 4,759 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.

F3 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:32 UTC
Ozgen MustafaPresident, Devices
Exercise / conversionClass A Common Stock 9,668 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-021159 · form4.xml · nonDerivative · entry 1

Ozgen Mustafa · CIK 0001767033 · President, Devices

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:32 UTC Exercise / conversionRestricted Stock Unit · Derivative 17,726 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-021157 · form4.xml · derivative · entry 3

Jedda Dan · CIK 0001834902 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,166

Underlying: Class A Common Stock · 17,726 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on September 1, 2023.

F3 · derivative.expiration_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on September 1, 2023.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:32 UTC Exercise / conversionClass A Common Stock 17,726 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-021157 · form4.xml · nonDerivative · entry 1

Jedda Dan · CIK 0001834902 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:30 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 8,277 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-021156 · form4.xml · derivative · entry 8

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,054

Underlying: Class A Common Stock · 8,277 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

F3 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:30 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
Exercise / conversionClass A Common Stock 8,277 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-021156 · form4.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:30 UTC
Fuchsberg GilbertSVP, Corporate Development
Exercise / conversionRestricted Stock Unit · Derivative 2,622 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-021155 · form4.xml · derivative · entry 7

Fuchsberg Gilbert · CIK 0001937263 · SVP, Corporate Development

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,853

Underlying: Class A Common Stock · 2,622 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F7 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

F7 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:30 UTC
Fuchsberg GilbertSVP, Corporate Development
Exercise / conversionRestricted Stock Unit · Derivative 2,542 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-021155 · form4.xml · derivative · entry 6

Fuchsberg Gilbert · CIK 0001937263 · SVP, Corporate Development

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,254

Underlying: Class A Common Stock · 2,542 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F6 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.

F6 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:30 UTC
Fuchsberg GilbertSVP, Corporate Development
Exercise / conversionRestricted Stock Unit · Derivative 889 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-021155 · form4.xml · derivative · entry 5

Fuchsberg Gilbert · CIK 0001937263 · SVP, Corporate Development

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,778

Underlying: Class A Common Stock · 889 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F5 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2021.

F5 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2021.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:30 UTC
Fuchsberg GilbertSVP, Corporate Development
Exercise / conversionRestricted Stock Unit · Derivative 840 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-021155 · form4.xml · derivative · entry 4

Fuchsberg Gilbert · CIK 0001937263 · SVP, Corporate Development

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,681

Underlying: Class A Common Stock · 840 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.exercise_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2023.

F4 · derivative.expiration_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2023.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:30 UTC
Fuchsberg GilbertSVP, Corporate Development
Exercise / conversionClass A Common Stock 6,893 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-021155 · form4.xml · nonDerivative · entry 1

Fuchsberg Gilbert · CIK 0001937263 · SVP, Corporate Development

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:29 UTC
KAY STEPHEN HSVP General Counsel, Secretary
Exercise / conversionRestricted Stock Unit · Derivative 4,438 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-021154 · form4.xml · derivative · entry 5

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,828

Underlying: Class A Common Stock · 4,438 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F5 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

F5 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:29 UTC
KAY STEPHEN HSVP General Counsel, Secretary
Exercise / conversionRestricted Stock Unit · Derivative 2,152 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-021154 · form4.xml · derivative · entry 4

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,907

Underlying: Class A Common Stock · 2,152 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.

F4 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:29 UTC
KAY STEPHEN HSVP General Counsel, Secretary
Exercise / conversionClass A Common Stock 6,590 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-021154 · form4.xml · nonDerivative · entry 1

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 85,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:27 UTC
Banks Matthew C.VP, Corp Controller & CAO
Exercise / conversionRestricted Stock Unit · Derivative 827 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-021152 · form4.xml · derivative · entry 9

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,106

Underlying: Class A Common Stock · 827 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F9 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

F9 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:27 UTC
Banks Matthew C.VP, Corp Controller & CAO
Exercise / conversionRestricted Stock Unit · Derivative 1,248 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-021152 · form4.xml · derivative · entry 8

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,984

Underlying: Class A Common Stock · 1,248 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F8 · derivative.exercise_date: This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2023.

F8 · derivative.expiration_date: This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2023.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:27 UTC
Banks Matthew C.VP, Corp Controller & CAO
Exercise / conversionRestricted Stock Unit · Derivative 13,378 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-021152 · form4.xml · derivative · entry 7

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,378

Underlying: Class A Common Stock · 13,378 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F7 · derivative.exercise_date: This RSU vests in two equal annual installments. The first installment vested on November 15, 2023.

F7 · derivative.expiration_date: This RSU vests in two equal annual installments. The first installment vested on November 15, 2023.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:27 UTC
Banks Matthew C.VP, Corp Controller & CAO
Exercise / conversionRestricted Stock Unit · Derivative 149 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-021152 · form4.xml · derivative · entry 6

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,187

Underlying: Class A Common Stock · 149 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F6 · derivative.exercise_date: This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2022.

F6 · derivative.expiration_date: This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2022.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:27 UTC
Banks Matthew C.VP, Corp Controller & CAO
Exercise / conversionRestricted Stock Unit · Derivative 749 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-021152 · form4.xml · derivative · entry 5

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,736

Underlying: Class A Common Stock · 749 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F5 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on June 1, 2022.

F5 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on June 1, 2022.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:27 UTC
Banks Matthew C.VP, Corp Controller & CAO
Exercise / conversionRestricted Stock Unit · Derivative 360 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-021152 · form4.xml · derivative · entry 4

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,797

Underlying: Class A Common Stock · 360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.exercise_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2021.

F4 · derivative.expiration_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2021.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:27 UTC
Banks Matthew C.VP, Corp Controller & CAO
Exercise / conversionClass A Common Stock 16,711 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-021152 · form4.xml · nonDerivative · entry 1

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:28 UTC
Collier CharlesPresident, Roku Media
Exercise / conversionRestricted Stock Unit · Derivative 29,340 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-021153 · form4.xml · derivative · entry 5

Collier Charles · CIK 0001951665 · President, Roku Media

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 352,077

Underlying: Class A Common · 29,340 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.exercise_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on March 1, 2023.

F4 · derivative.expiration_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on March 1, 2023.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:28 UTC
Collier CharlesPresident, Roku Media
Exercise / conversionClass A Common Stock 29,340 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-021153 · form4.xml · nonDerivative · entry 1

Collier Charles · CIK 0001951665 · President, Roku Media

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 45,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2023 Filed Nov 7, 2023 22:48 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 5,042 $0.00 Strike: $83.30 $0.00
Disclosure

SEC source: 0001062993-23-020274 · form4.xml · derivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,042

Underlying: Class A Common Stock · 5,042 shares

Expires 2033-11-05

F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.33.

Read SEC document
November 03, 2023 Filed Nov 3, 2023 23:18 UTC
Katz GidonPresident, Consumer Experience
SaleClass A Common Stock 1,968 $80.00 $157,440.00
Disclosure

SEC source: 0001062993-23-020123 · form4.xml · nonDerivative · entry 1

Katz Gidon · CIK 0001950263 · President, Consumer Experience

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,604

F1 · shares: Shares sold pursuant to Mr. Katz's 10b5-1 plan.

Read SEC document
November 03, 2023 Filed Nov 3, 2023 23:16 UTC
Banks Matthew C.VP, Corp Controller & CAO
SaleClass A Common Stock 2,296 $85.03 $195,228.88
Disclosure

SEC source: 0001062993-23-020122 · form4.xml · nonDerivative · entry 2

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,100

Read SEC document
November 01, 2023 Filed Nov 3, 2023 23:32 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 1,759 $0.00 Strike: $59.70 $0.00
Disclosure

SEC source: 0001062993-23-020124 · form4.xml · derivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,759

Underlying: Class A Common Stock · 1,759 shares

Expires 2033-10-31

F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $50,000.00.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 23:16 UTC
Banks Matthew C.VP, Corp Controller & CAO
SaleClass A Common Stock 208 $59.14 $12,301.12
Disclosure

SEC source: 0001062993-23-020122 · form4.xml · nonDerivative · entry 1

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,396

F1 · shares: Shares sold pursuant to Mr. Banks' 10b5-1 plan.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 23:15 UTC
Collier CharlesPresident, Roku Media
GrantEmployee Stock Option (right to buy) · Derivative 2,932 $0.00 Strike: $59.70 $0.00
Disclosure

SEC source: 0001062993-23-020121 · form4.xml · derivative · entry 1

Collier Charles · CIK 0001951665 · President, Roku Media

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,932

Underlying: Class A Common Stock · 2,932 shares

Expires 2033-10-31

F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $83,333.33.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 20:49 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 5,957 $0.00 Strike: $70.50 $0.00
Disclosure

SEC source: 0001062993-23-018998 · form4.xml · derivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,957

Underlying: Class A Common Stock · 5,957 shares

Expires 2033-10-01

F2 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.33

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October 02, 2023 Filed Oct 4, 2023 20:49 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 1,490 $0.00 Strike: $70.50 $0.00
Disclosure

SEC source: 0001062993-23-018998 · form4.xml · derivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,490

Underlying: Class A Common Stock · 1,490 shares

Expires 2033-10-01

F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $50,000.00.

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October 02, 2023 Filed Oct 4, 2023 20:50 UTC
Banks Matthew C.VP, Corp Controller & CAO
SaleClass A Common Stock 208 $70.20 $14,601.60
Disclosure

SEC source: 0001062993-23-019000 · form4.xml · nonDerivative · entry 1

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,604

F1 · shares: Shares sold pursuant to Mr. Banks's 10b5-1 plan.

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October 02, 2023 Filed Oct 4, 2023 20:49 UTC
Collier CharlesPresident, Roku Media
GrantEmployee Stock Option (right to buy) · Derivative 2,482 $0.00 Strike: $70.50 $0.00
Disclosure

SEC source: 0001062993-23-018999 · form4.xml · derivative · entry 1

Collier Charles · CIK 0001951665 · President, Roku Media

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,482

Underlying: Class A Common Stock · 2,482 shares

Expires 2033-10-01

F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $83,333.33.

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September 15, 2023 Filed Sep 19, 2023 22:40 UTC
Banks Matthew C.VP, Corp Controller & CAO
GrantRestricted Stock Unit · Derivative 9,933 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-018300 · form4.xml · derivative · entry 1

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,933

Underlying: Class A Common Stock · 9,933 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: This RSU vests in 12 substantially equal quarterly installments beginning on the vesting commencement date of 11/15/2023.

F2 · derivative.expiration_date: This RSU vests in 12 substantially equal quarterly installments beginning on the vesting commencement date of 11/15/2023.

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September 15, 2023 Filed Sep 19, 2023 22:39 UTC
Fuchsberg GilbertSVP, Corporate Development
GrantRestricted Stock Unit · Derivative 31,475 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-018299 · form4.xml · derivative · entry 1

Fuchsberg Gilbert · CIK 0001937263 · SVP, Corporate Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,475

Underlying: Class A Common Stock · 31,475 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: This RSU vests in 12 substantially equal quarterly installments beginning on the vesting commencement date of 11/15/2023.

F2 · derivative.expiration_date: This RSU vests in 12 substantially equal quarterly installments beginning on the vesting commencement date of 11/15/2023.

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September 15, 2023 Filed Sep 19, 2023 22:38 UTC
Katz GidonPresident, Consumer Experience
GrantEmployee Stock Option (right to buy) · Derivative 101,690 $0.00 Strike: $76.26 $0.00
Disclosure

SEC source: 0001062993-23-018298 · form4.xml · derivative · entry 1

Katz Gidon · CIK 0001950263 · President, Consumer Experience

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,690

Underlying: Class A Common Stock · 101,690 shares

Expires 2033-09-14

F1 · derivative.exercise_date: This stock option vests in 36 substantially equal monthly installments beginning on the vesting commencement date of 10/1/2023.

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September 15, 2023 Filed Sep 19, 2023 22:38 UTC
Ozgen MustafaPresident, Devices
GrantRestricted Stock Unit · Derivative 58,916 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-018297 · form4.xml · derivative · entry 1

Ozgen Mustafa · CIK 0001767033 · President, Devices

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,916

Underlying: Class A Common Stock · 58,916 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: This RSU vests in 12 substantially equal quarterly installments beginning on the vesting commencement date of 11/15/2023.

F2 · derivative.expiration_date: This RSU vests in 12 substantially equal quarterly installments beginning on the vesting commencement date of 11/15/2023.

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September 15, 2023 Filed Sep 19, 2023 22:37 UTC
KAY STEPHEN HSVP General Counsel, Secretary
GrantRestricted Stock Unit · Derivative 53,266 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-018296 · form4.xml · derivative · entry 1

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,266

Underlying: Class A Common Stock · 53,266 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: This RSU vests in 12 substantially equal quarterly installments beginning on the vesting commencement date of 11/15/2023.

F2 · derivative.expiration_date: This RSU vests in 12 substantially equal quarterly installments beginning on the vesting commencement date of 11/15/2023.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 22:35 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GrantRestricted Stock Unit · Derivative 99,331 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-018295 · form4.xml · derivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,331

Underlying: Class A Common Stock · 99,331 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: This RSU vests in 12 substantially equal quarterly installments beginning on the vesting commencement date of 11/15/2023.

F3 · derivative.expiration_date: This RSU vests in 12 substantially equal quarterly installments beginning on the vesting commencement date of 11/15/2023.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 22:35 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 178,796 $0.00 Strike: $76.26 $0.00
Disclosure

SEC source: 0001062993-23-018295 · form4.xml · derivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,796

Underlying: Class A Common Stock · 178,796 shares

Expires 2033-09-14

F1 · derivative.exercise_date: This stock option vests in 36 substantially equal monthly installments beginning on the vesting commencement date of 10/1/2023.

Read SEC document
September 14, 2023 Filed Sep 15, 2023 21:01 UTC
Katz GidonPresident, Consumer Experience
SaleClass A Common Stock 1,968 $79.14 $155,747.52
Disclosure

SEC source: 0001062993-23-018062 · form4.xml · nonDerivative · entry 1

Katz Gidon · CIK 0001950263 · President, Consumer Experience

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,572

F1 · shares: Shares sold pursuant to Mr. Katz's 10b5-1 plan.

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September 11, 2023 Filed Sep 12, 2023 22:44 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GiftClass A Common Stock 45,298 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-017960 · form4.xml · nonDerivative · entry 5

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · The Anthony J. Wood 2023 Annuity Trust V-B

Disclosed balance after: 45,298

Read SEC document
September 11, 2023 Filed Sep 12, 2023 22:44 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GiftClass A Common Stock 45,298 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-017960 · form4.xml · nonDerivative · entry 4

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 0

Read SEC document
September 08, 2023 Filed Sep 12, 2023 22:44 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 136,277 $56.07 Strike: $56.07 $7,641,051.39
Disclosure

SEC source: 0001062993-23-017960 · form4.xml · derivative · entry 9

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,277

Underlying: Class A Common Stock · 136,277 shares

Expires 2028-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is fully vested.

Read SEC document
September 08, 2023 Filed Sep 12, 2023 22:44 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GiftClass A Common Stock 45,298 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-017960 · form4.xml · nonDerivative · entry 3

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 45,298

Read SEC document
September 08, 2023 Filed Sep 12, 2023 22:44 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GiftClass A Common Stock 45,298 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-017960 · form4.xml · nonDerivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · The Anthony J. Wood 2022 Annuity Trust V-B

Disclosed balance after: 54,702

Read SEC document
September 08, 2023 Filed Sep 12, 2023 22:44 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
Exercise / conversionClass A Common Stock 136,277 $56.07 $7,641,051.39
Disclosure

SEC source: 0001062993-23-017960 · form4.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.